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This issue focuses on connections between performance management and evaluation, a contentious topic at the moment. It does so by placing evaluation and monitoring under the overarching concept of performance management, and then by investigating five complementarities between performance monitoring and measurement on the one hand, and evaluation on the other. These complementarities are: * Sequential * Informational * Organizational * Methodical * Hierarchical. Several case studies discuss the uses and complementarities of evaluation and performance management in contexts including national and local governments and the work of government, philanthropic foundations, and a direct-service nonprofit agency. These cases illustrate the advantages and pitfalls in utilizing evaluative approaches within the context of performance management. This is the 137th volume of the Jossey-Bass quarterly report series New Directions for Evaluation, an official publication of the American Evaluation Association.
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Seitenzahl: 224
Veröffentlichungsjahr: 2013
Contents
Statement of the Editor-in-Chief
Editors’ Notes
Chapter 1: Performance Management and Evaluation: Exploring Complementarities
Addressing Two Critiques of Performance Management as a Means of Knowledge Production
What Is Performance Management?
Chapter 2: Sorting the Relationships Among Performance Measurement, Program Evaluation, and Performance Management
An Abbreviated History of Program Evaluation and Performance Measurement in the United States
The Relationship Between Program Evaluation and Performance Measurement
Advantages and Disadvantages of Each Process
Complementary Elements Between Program Evaluation and Performance Measurement
Desirable Improvements
Some Reflections on the Interrelationship Between Performance Management, Measurement, and Program Evaluation
Chapter 3: Transforming Silo-Steering Into a Performance Governance System: The Case of the Finnish Central Government
Emergence and Structure of the Finnish Performance-Management System
Toward Evidence-Based Performance Governance
Conclusion
Chapter 4: Rethinking the Relationship Among Monitoring, Evaluation, and Results-Based Management: Observations From Canada
Evolution of Monitoring and Evaluation in Canada
Organization and Institutional Arrangements for M&E in the Canadian System
Roles and Responsibilities of the Key Actors
Organization of M&E in Government Departments
The National Audit Office in the M&E System
Finding the Right Balance Between the Learning and Accountability
Complementarity Between Monitoring and Evaluation—Moving From Theory to Reality
How Has E Supported M?
How Does M Support E?
Rethinking the Relationship Among M, E, and RBM
Limits to Complementarity?
Chapter 5: Performance Management and Evaluation in the Danish Public Employment Service
The Danish Public Employment System
The Governance of the Public Employment System
Access to Data: Building a Common Data Platform and Monitoring System
Dialogue With Stakeholders Based on Data
The Use of Evaluations to Create Evidence
Achieving Complementarities—Challenges and Solutions
Sequential Complementarity
Organizational Complementarity
Methodical Complementarity
Hierarchical Complementarity
Conclusion: Lessons for Complementarity?
Chapter 6: The Emergence of Performance Measurement as a Complement to Evaluation Among U.S. Foundations
Performance Measurement Gains Ground
Promising Approaches and Limitations
Concluding Themes
Chapter 7: Citizen-Driven Performance Measurement: Opportunities for Evaluator Collaboration in Support of the New Governance
Citizen-Driven Performance Measurement
Evaluator Contributions to Performance Measurement
Final Reflections
Chapter 8: Performance Management and Evaluation in Norwegian Local Government: Complementary or Competing Tools of Management?
Complementarities and Alternatives to Evaluation
Performance Management and Evaluation in Norwegian Local Government
Some Final Reflections on Competition and Complementarity
Chapter 9: Managing for Results in the U.S. Not-for-Profit Sector: Applying Complementary Approaches of Knowledge Production at the Center for Employment Opportunities
In an Era of Scarcity
About the Center of Employment Opportunities
Converging Evaluation and Monitoring When Managing for Results
Chapter 10: Challenges to and Forms of Complementarity Between Performance Management and Evaluation
Contexts for Performance Management
Challenges to Performance Management
Types of Complementarity
Evaluators at a Crossroads
Index
Performance Management and Evaluation
Steffen Bohni Nielsen, David E. K. Hunter (eds.)
New Directions for Evaluation, no. 137
Paul R. Brandon, Editor-in-Chief
Copyright ©2013 Wiley Periodicals, Inc., A Wiley Company, and the American Evaluation Association. All rights reserved. No part of this publication may be reproduced in any form or by any means, except as permitted under sections 107 and 108 of the 1976 United States Copyright Act, without either the prior written permission of the publisher or authorization through the Copyright Clearance Center, 222 Rosewood Drive, Danvers, MA 01923; (978) 750-8400; fax (978) 646-8600. The copyright notice appearing at the bottom of the first page of a chapter in this journal indicates the copyright holder’s consent that copies may be made for personal or internal use, or for personal or internal use of specific clients, on the condition that the copier pay for copying beyond that permitted by law. This consent does not extend to other kinds of copying, such as copying for general distribution, for advertising or promotional purposes, for creating collective works, or for resale. Such permission requests and other permission inquiries should be addressed to the Permissions Department, c/o John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030; (201) 748-6011, fax (201) 748-6008, www.wiley.com/go/permissions.
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New Directions for Evaluation (ISSN 1097-6736, electronic ISSN 1534-875X) is part of The Jossey-Bass Education Series and is published quarterly by Wiley Subscription Services, Inc., A Wiley Company, at Jossey-Bass, One Montgomery Street, Suite 1200, San Francisco, CA 94104-4594.
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Editorial correspondence should be addressed to the Editor-in-Chief, Paul R. Brandon, University of Hawai‘i at Mānoa, 1776 University Avenue, Castle Memorial Hall Rm 118, Honolulu, HI 96822-2463.
www.josseybass.com
New Directions for Evaluation
Sponsored by the American Evaluation Association
Paul R. Brandon
University of Hawai‘i at Mānoa
Anna Ah Sam
University of Hawai‘i at Mānoa
Michael Bamberger
Independent consultant
Gail Barrington
Barrington Research Group, Inc.
Fred Carden
International Development Research Centre
Thomas Chapel
Centers for Disease Control and Prevention
Leslie Cooksy
Sierra Health Foundation
Fiona Cram
Katoa Ltd.
Peter Dahler-Larsen
University of Southern Denmark
E. Jane Davidson
Real Evaluation Ltd.
Stewart Donaldson
Claremont Graduate University
Jody Fitzpatrick
University of Colorado Denver
Jennifer Greene
University of Illinois at Urbana-Champaign
Melvin Hall
Northern Arizona University
Gary Henry
Vanderbilt University
Rodney Hopson
Duquesne University
George Julnes
University of Baltimore
Jean King
University of Minnesota
Saville Kushner
University of Auckland
Robert Lahey
REL Solutions Inc.
Miri Levin-Rozalis
Ben Gurion University of the Negev and Davidson Institute at the Weizmann Institute of Science
Laura Leviton
Robert Wood Johnson Foundation
Melvin Mark
Pennsylvania State University
Sandra Mathison
University of British Columbia
Robin Lin Miller
Michigan State University
Michael Morris
University of New Haven
Debra Rog
Westat and the Rockville Institute
Patricia Rogers
Royal Melbourne Institute of Technology
Mary Ann Scheirer
Scheirer Consulting
Robert Schwarz
University of Toronto
Lyn Shulha
Queen’s University
Nick L. Smith
Syracuse University
Sanjeev Sridharan
University of Toronto
Monica Stitt-Bergh
University of Hawai‘i at Mānoa
Editorial Policy and Procedures
New Directions for Evaluation, a quarterly sourcebook, is an official publication of the American Evaluation Association. The journal publishes works on all aspects of evaluation, with an emphasis on presenting timely and thoughtful reflections on leading-edge issues of evaluation theory, practice, methods, the profession, and the organizational, cultural, and societal context within which evaluation occurs. Each issue of the journal is devoted to a single topic, with contributions solicited, organized, reviewed, and edited by one or more guest editors.
The editor-in-chief is seeking proposals for journal issues from around the globe about topics new to the journal (although topics discussed in the past can be revisited). A diversity of perspectives and creative bridges between evaluation and other disciplines, as well as chapters reporting original empirical research on evaluation, are encouraged. A wide range of topics and substantive domains is appropriate for publication, including evaluative endeavors other than program evaluation; however, the proposed topic must be of interest to a broad evaluation audience. For examples of the types of topics that have been successfully proposed, go to http://www.josseybass.com/WileyCDA/Section/id-155510.html.
Journal issues may take any of several forms. Typically they are presented as a series of related chapters, but they might also be presented as a debate; an account, with critique and commentary, of an exemplary evaluation; a feature-length article followed by brief critical commentaries; or perhaps another form proposed by guest editors.
Submitted proposals must follow the format found via the Association’s website at http://www.eval.org/Publications/NDE.asp. Proposals are sent to members of the journal’s Editorial Advisory Board and to relevant substantive experts for single-blind peer review. The process may result in acceptance, a recommendation to revise and resubmit, or rejection. The journal does not consider or publish unsolicited single manuscripts.
Before submitting proposals, all parties are asked to contact the editor-in-chief, who is committed to working constructively with potential guest editors to help them develop acceptable proposals. For additional information about the journal, see the “Statement of the Editor-in-Chief” in the Spring 2013 issue (No. 137).
Paul R. Brandon, Editor-in-Chief
University of Hawai‘i at Mānoa
College of Education
1776 University Avenue
Castle Memorial Hall, Rm. 118
Honolulu, HI 96822–2463
e-mail: [email protected]
Statement of the Editor-in-Chief
With this issue, Sandra Mathison’s long and able tenure as New Directions for Evaluation (NDE) Editor-in-Chief (EIC) ends and my tenure begins. I am honored to have been selected to fill the EIC role and humbled to follow 11 distinguished predecessors. The EIC role changed hands after a year of transition in which I shadowed Sandra electronically, oversaw the journal’s adoption of the ScholarOne electronic submission system for both proposals and final manuscripts, and gradually took responsibility for proposal and manuscript review and submission. Lois-ellin Datta and Brad Cousins have agreed to serve as associate editors (in largely consultative roles), and 33 esteemed colleagues from several countries have agreed to serve as Editorial Advisory Board members.
I have four aspirations for my period as EIC. First, I will seek to encourage evaluation practitioners, methodologists, and theorists from around the globe to consider submitting proposals. Evaluation is a global enterprise, as manifested by the substantial number of professional organizations that have been born in recent years; as a publication of the American Evaluation Association, NDE has an obligation to encourage the wide participation of our colleagues around the world to contribute to the discussion of new trends in evaluation. Second, the journal is actively recruiting issues on topics that have not been covered recently or at all. NDE’s focus is program evaluation, but topics about broader conceptualizations of evaluation will be considered, as well. Furthermore, the journal is about topics useful for evaluation, not simply topics occurring in evaluation. Third, it is hoped that more issues will report original empirical research on evaluation. Empirical research has been growing in recent years in our sister journal the American Journal of Evaluation, among other respected evaluation publications; more of it should be seen within the pages of NDE. When feasible and appropriate, guest editors will be asked to work with their chapter authors to ensure that they describe the methods for gathering, analyzing, and reporting the information that is presented. For chapters in which original findings are reported, this will mean including traditional accounts of data collection, analysis, and summarization; for essay-like chapters or reflective narratives, this will mean including at least some information about how the authors’ accounts were prepared and presented. Proposals with empirical evidence beyond personal reflection are preferred, within reason and taking into consideration what evidence feasibly can be provided. Finally, guest editors are encouraged to keep the first word in the journal’s title in mind. NDE is a source for presenting timely discussions of leading-edge issues. The journal has served well its purposes as a compendium of evaluation sourcebooks and a venue for consolidating the results of scholarship about new or emerging evaluation topics. The profession and discipline of program evaluation might be past the heyday of the development of major new approaches to evaluation, but many variations, innovations, and responses to technology and context make for opportunities to contribute to the knowledge base.
I look forward to working with guest editors in continuing to inform our colleagues around the globe about timely topics of evaluation theory, methods, practice, and the evaluation profession and discipline. I am available at all times to discuss possible issue topics and the steps in proposal review and manuscript preparation. The details of the process of submitting full proposals are available at http://www.eval.org/Publications/NDE.asp.
Paul R. Brandon, PhD
Professor of Education
Curriculum Research & Development Group
College of Education
University of Hawai‘i at Mānoa
Honolulu
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