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A comprehensive overview of the structure and variability of the upper atmosphere Earth's upper atmosphere is an open system that is strongly influenced by energy and momentum inputs from both above and below. New observation and modeing techniques have provided insights into dynamics, energetics, and chemical processes in the upper atmosphere. Upper Atmosphere Dynamics and Energetics presents an overview of key research advances in upper atmospheric physics, and measurement and modeling techniques, along with remaining challenges for understanding the state and variability of the upper atmospheric system. Volume highlights include: * Insights into the interconnections between different areas of upper atmospheric science * Appreciation of the dynamics and complexity of the global upper atmospheric system * Techniques for observing and measuring the upper atmosphere * Responses of the upper atmosphere to external drivers The American Geophysical Union promotes discovery in Earth and space science for the benefit of humanity. Its publications disseminate scientific knowledge and provide resources for researchers, students, and professionals. Find out more about the Space Physics and Aeronomy collection in this Q&A with the Editors in Chief

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Space Physics and Aeronomy Collection Volume 4Geophysical Monograph 261

Upper Atmosphere Dynamics and Energetics

Wenbin Wang

Yongliang ZhangEditors

Yongliang Zhang

Larry J. PaxtonCollection Editors in Chief

This Work is a co‐publication of the American Geophysical Union and John Wiley and Sons, Inc.

This edition first published 2021© 2021 American Geophysical Union

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The right of Wenbin Wang and Yongliang Zhang to be identified as the editor of this work has been asserted in accordance with law.

Published under the aegis of the AGU Publications Committee

Brooks Hanson, Executive Vice President, ScienceCarol Frost, Chair, Publications CommitteeFor details about the American Geophysical Union visit us at www.agu.org.

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Library of Congress Cataloging‐in‐Publication Data

Names: Wang, Wenbin (Atmospheric scientist), editor. | Zhang, Yongliang, 1963– editor. | John Wiley & Sons, Inc., publisher. | American Geophysical Union, publisher.Title: Upper atmosphere dynamics and energetics / Wenbin Wang, Yongliang Zhang, editors.Description: Hoboken, NJ : Wiley‐American Geophysical Union, [2021] | Includes bibliographical references and index.Identifiers: LCCN 2020038741 | ISBN 9781119507567 (cloth) | ISBN 9781119815563 (adobe pdf) | ISBN9781119815556 (epub)Subjects: LCSH: Atmospheric circulation. | Upper atmosphere. | Dynamic climatology.Classification: LCC QC880.4.A8 U55 2021 | DDC 551.51/45–dc23LC record available at https://lccn.loc.gov/2020038741

Cover Design: WileyCover Image: Courtesy of Stanley C. Solomon, National Center for Atmospheric Research, Boulder, CO, USA

LIST OF CONTRIBUTORS

Chao BanKey Laboratory of Middle Atmosphere and Global Environment ObservationInstitute of Atmospheric Physics Chinese Academy of SciencesBeijing, China

Alan G. BurnsHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Loren C. ChangDepartment of Space Science and EngineeringCenter for Astronautical Physics and EngineeringNational Central UniversityTaoyuan, Taiwan

Yiding ChenKey Laboratory of Earth and Planetary PhysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andMohe Observatory of GeophysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andCollege of Earth and Planetary SciencesUniversity of the Chinese Academy of SciencesBeijing, China;andBeijing National Observatory of Space EnvironmentInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China

Yue DengDepartment of PhysicsUniversity of Texas at ArlingtonArlington, Texas, USA

Jeffrey M. ForbesAnn and H.J. Smead Department of Aerospace Engineering SciencesCollege of Engineering & Applied ScienceUniversity of Colorado at BoulderBoulder, Colorado, USA

Jonathan S. FriedmanPuerto Rico Photonics InstituteUniversidad Ana G. Mendez‐Cupey CampusSan Juan, Puerto Rico

Hong GaoState Key Laboratory of Space Weather National Space Science CenterChinese Academy of SciencesBeijing, China

Jesper GjerloevThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Darren HaytonJet Propulsion LaboratoryPasadena, California, USA

Chih‐Ting HsuHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Guoying JiangState Key Laboratory of Space Weather National Space Science CenterChinese Academy of SciencesBeijing, China

Hyosub KilThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Young‐Sil KwakSpace Science DivisionKorea Astronomy and Space Science InstituteDaejeon, South Korea;andDepartment of Astronomy and Space ScienceKorea University of Science and TechnologyDaejeon, South Korea

Chang LaiSchool of ScienceChongqing University of Posts and TelecommunicationsChongqing, China

Jan LaštovicˇkaInstitute of Atmospheric PhysicsCzech Academy of SciencesPrague, Czech Republic

Huijun LeKey Laboratory of Earth and Planetary PhysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andInnovation Academy for Earth ScienceChinese Academy of SciencesBeijing, China;andMohe Observatory of GeophysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andCollege of Earth and Planetary SciencesUniversity of the Chinese Academy of SciencesBeijing, China

Jiuhou LeiCAS Key Laboratory of Geospace EnvironmentSchool of Earth and Space SciencesUniversity of Science and Technology of ChinaHefei, China

Qinzeng LiState Key Laboratory of Space Weather National Space Science CenterChinese Academy of SciencesBeijing, China

Tao LiUniversity of Science and Technology of China Hefei, China

Ruth LiebermanNASA Goddard Space Flight Center Greenbelt, Maryland, USA

Cissi Y. LinDepartment of PhysicsUniversity of Texas at ArlingtonArlington, Texas, USA

Alan Z. LiuCenter for Space and Atmospheric ResearchEmbry‐Riddle Aeronautical UniversityDaytona Beach, Florida, USA;andDepartment of Physical Sciences Embry‐Riddle Aeronautical UniversityDaytona Beach, Florida, USA

Huixin LiuDepartment of Earth and Planetary ScienceKyushu UniversityFukuoka, Japan

Jing LiuInstitute of Space SciencesShandong UniversityWeihai, China

Libo LiuKey Laboratory of Earth and Planetary PhysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andInnovation Academy for Earth ScienceChinese Academy of SciencesBeijing, China;andMohe Observatory of GeophysicsInstitute of Geology and GeophysicsChinese Academy of SciencesBeijing, China;andCollege of Earth and Planetary SciencesUniversity of the Chinese Academy of SciencesBeijing, China

Weijun LiuState Key Laboratory of Space Weather National Space Science CenterChinese Academy of SciencesBeijing, China

Xiao LiuSchool of Mathematics and Information ScienceHenan Normal UniversityXinxiang, China

Tomoko MatsuoAnn and H.J. Smead Department of Aerospace Engineering SciencesCollege of Engineering & Applied ScienceUniversity of Colorado at BoulderBoulder, Colorado, USA

Astrid MauteHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Imran MehdiJet Propulsion LaboratoryPasadena, California, USA

Edwin MierkiewiczDepartment of Physical Sciences and Center for Spaceand Atmospheric ResearchEmbry‐Riddle Aeronautical UniversityDaytona Beach, Florida, USA

Yasunobu MiyoshiDepartment of Earth and Planetary SciencesKyushu UniversityFukuoka, Japan

Larry J. PaxtonThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Liying QianHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Arthur D. RichmondHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Robert K. SchaeferThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Chiao‐Yao SheDepartment of PhysicsColorado State UniversityFort Collins, Colorado, USA

Cheng ShengDepartment of PhysicsUniversity of Texas at ArlingtonArlington, Texas, USA

Jose SilesJet Propulsion LaboratoryPasadena, California, USA

Longchang SunState Key Laboratory of Space Weather National Space Science Center Chinese Academy of SciencesBeijing, China

Wenbin WangHigh Altitude ObservatoryNational Center for Atmospheric ResearchBoulder, Colorado, USA

Thomas N. WoodsLaboratory for Atmospheric and Space PhysicsUniversity of Colorado at BoulderBoulder, Colorado, USA

Dong WuNASA Goddard Space Flight Center Greenbelt, Maryland, USA

Kun WuState Key Laboratory of Space WeatherNational Space Science CenterChinese Academy of SciencesBeijing, China;andSchool of Astronomy and Space ScienceUniversity of Chinese Academy of SciencesBeijing, China

Jiyao XuState Key Laboratory of Space WeatherNational Space Science CenterChinese Academy of SciencesBeijing, China;andSchool of Astronomy and Space ScienceUniversity of Chinese Academy of SciencesBeijing, China

Yosuke YamazakiGFZ German Research Centre for GeosciencesPotsdam, Germany

Jeng‐Hwa YeeThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Tao YuanDepartment of Physics, and Center for Atmospheric and Space SciencesUtah State UniversityLogan, Utah, USA

Wei YuanState Key Laboratory of Space WeatherNational Space Science CenterChinese Academy of SciencesBeijing, China

Jia YueNASA Goddard Space Flight CenterGreenbelt, Maryland, USA;and Catholic University of AmericaWashington DC, USA

Qinghe ZhangInstitute of Space SciencesShandong UniversityWeihai, China

Shunrong ZhangMIT Haystack ObservatoryWestford, Massachusetts, USA

Yongliang ZhangThe Johns Hopkins University Applied Physics LaboratoryLaurel, Maryland, USA

Qingyu ZhuDepartment of PhysicsUniversity of Texas at ArlingtonArlington, Texas, USA

PREFACE

Earth's upper atmosphere is an open system that is strongly influenced by energy and momentum inputs from above (including solar radiation, solar wind, the magnetosphere) and from below by coupling with the lower atmosphere through large‐scale waves. The upper atmosphere is a weakly ionized plasma. The neutral part is the "thermosphere" and the ionized part is the "ionosphere." The upper‐atmosphere plasma is largely produced by photoionization of neutral species by solar extreme ultraviolet radiation. The thermosphere and ionosphere are strongly coupled together through ion‐neutral interactions, including heat and momentum transfer and the effects of the so‐called wind dynamo. The solar wind and magnetosphere affect the upper atmosphere through Joule heating and ion drag by imposing external electric fields and auroral particle precipitation during magnetically active periods. Changes in solar radiation on different timescales, ranging from transient events, such as solar flares or even an eclipse, to day‐to‐day variability due to the rotation of the Earth and Sun and the 11‐year solar cycle, introduce variability in the global wind field. Furthermore, lower atmospheric waves, by propagating upward and depositing energy and momentum in the upper atmosphere, modify the circulation pattern, vertical thermal structure, dynamo electric fields, and neutral composition. Advances in our understanding of the upper atmosphere dynamics and chemical processes also benefit from new techniques that probe the state and variability of the upper atmosphere. Understanding the system drivers enables a more accurate space weather nowcast and forecast, which is critical for the safe conduct of human space activity.

This book is divided into six parts. Each part provides a state‐of‐the‐art summary of knowledge in one specific aspect of the dynamics and energetics of the upper atmosphere system and its variability. The sum of the parts gives a comprehensive picture of our current understanding of this coupled system, its response to external drivers, as well as challenges and future research directions. Part I focuses on the momentum and energy budget of the global thermosphere and ionosphere system, and the dynamics and electrodynamics of this system. Part II reviews neutral composition, including changes in the distribution of major species during geomagnetic storms, as well as the observation of the light species such as hydrogen in geocorona. Part III addresses the coupling of large‐scale lower atmosphere waves (tides and planetary waves) with the upper atmosphere and its effects on the state of both the thermosphere and ionosphere. Part IV presents the structure and variability of the upper atmosphere, including effects of solar transients such as flares, day‐to‐day variability, and long‐term changes induced by the secular variations of Earth magnetic field, and the increase in anthropogenic greenhouse gases. Part V describes the application of data assimilation for upper atmospheric reanalysis and forecast. Part VI covers optical remote sensing of the upper atmosphere from both ground and space and the prospects for future measurements.

This book provides an overview of the advances in some key areas of scientific research and measurement techniques of the upper atmosphere; promotes ideas to address still challenging scientific issues; and points to future directions for furthering our data analysis, modeling, and measurement capabilities. We hope that the readers from graduate students to early career research scientists will be inspired to gain an in‐depth insight into the interconnection between different areas of upper atmospheric science, and a comprehensive and better understanding of the complexity and the nonlinearity of the dynamic coupling between the neutral and ionized gases, the effects of electromagnetic processes on the coupled system, and the response of this system to external driving conditions. We also intend this book to provide state‐of‐the‐art information on both upper‐atmospheric measurements and first‐principles modeling for researchers seeking to improve and extend their knowledge of the field.

Wenbin WangNational Center for Atmospheric Research, USA

Yongliang ZhangThe Johns Hopkins University Applied Physics Laboratory, USA

Part IEnergetics and Dynamics of the Upper Atmosphere

1