AeroMACS - Behnam Kamali - E-Book

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Behnam Kamali

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This is a pioneering textbook on the comprehensive description of AeroMACS technology. It also presents the process of developing a new technology based on an established standard, in this case IEEE802.16 standards suite. The text introduces readers to the field of airport surface communications systems and provides them with comprehensive coverage of one the key components of the Next Generation Air Transportation System (NextGen); i.e., AeroMACS. It begins with a critical review of the legacy aeronautical communications system and a discussion of the impetus behind its replacement with network-centric digital technologies. It then describes wireless mobile channel characteristics in general, and focuses on the airport surface channel over the 5GHz band. This is followed by an extensive coverage of major features of IEEE 802.16-2009 Physical Layer (PHY)and Medium Access Control (MAC) Sublayer. The text then provides a comprehensive coverage of the AeroMACS standardization process, from technology selection to network deployment. AeroMACS is then explored as a short-range high-data-throughput broadband wireless communications system, with concentration on the AeroMACS PHY layer and MAC sublayer main features, followed by making a strong case in favor of the IEEE 802.16j Amendment as the foundational standard for AeroMACS networks. AeroMACS: An IEEE 802.16 Standard-Based Technology for the Next Generation of Air Transportation Systems covers topics such as Orthogonal Frequency Division Multiple Access (OFDMA), coded OFDMA, scalable OFDMA, Adaptive Modulation-Coding (AMC), Multiple-Input Multiple-Output (MIMO) systems, Error Control Coding (ECC) and Automatic Repeat Request (ARQ) techniques, Time Division Duplexing (TDD), Inter-Application Interference (IAI), and so on. It also looks at future trends and developments of AeroMACS networks as they are deployed across the world, focusing on concepts that may be applied to improve the future capacity. In addition, this text: * Discusses the challenges posed by complexities of airport radio channels as well as those pertaining to broadband transmissions * Examines physical layer (PHY) and Media Access Control (MAC) sublayer protocols and signal processing techniques of AeroMACS inherited from IEEE 802.16 standard and WiMAX networks * Compares AeroMACS and how it relates to IEEE 802.16 Standard-Based WiMAX AeroMACS: An IEEE 802.16 Standard-Based Technology for the Next Generation of Air Transportation Systems will appeal to engineers and technical professionals involved in the research and development of AeroMACS, technical staffers of government agencies in aviation sectors, and graduate students interested in standard-based wireless networking analysis, design, and development.

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CONTENTS

Cover

Series Page

Title Page

Copyright

Dedication

Preface

1 Synopsis of Chapters

2 The Audience

Acknowledgments

Acronyms

Chapter 1: Airport Communications from Analog AM to AeroMACS

1.1 Introduction

1.2 Conventional Aeronautical Communication Domains (Flight Domains)

1.3 VHF Spectrum Depletion

1.4 The ACAST Project

1.5 Early Digital Communication Technologies for Aeronautics

1.6 Selection of a Communications Technology for Aeronautics

1.7 The National Airspace System (NAS)

1.8 The Next Generation Air Transportation Systems (NextGen)

1.9 Auxiliary Wireless Communications Systems Available for the Airport Surface

1.10 Airport Wired Communications Systems

1.11 Summary

References

Chapter 2: Cellular Networking and Mobile Radio Channel Characterization

2.1 Introduction

2.2 The Crux of the Cellular Concept

2.3 Cellular Radio Channel Characterization

2.4 Challenges of Broadband Transmission over the Airport Surface Channel

2.5 Summary

References

Chapter 3: Wireless Channel Characterization for the 5 GHz Band Airport Surface Area*

3.1 Introduction

3.2 Statistical Channel Characterization Overview

3.3 Channel Effects and Signaling

3.4 Measured Airport Surface Area Channels

3.5 Airport Surface Area Channel Models

3.6 Summary

References

Chapter 4: Orthogonal Frequency-Division Multiplexing and Multiple Access

4.1 Introduction

4.2 Fundamental Principles of OFDM Signaling

4.3 Coded Orthogonal Frequency-Division Multiplexing: COFDM

4.4 Performance of Channel Coding in OFDM Networks

4.5 Orthogonal Frequency-Division Multiple Access: OFDMA

4.6 Scalable OFDMA (SOFDMA)

4.7 Summary

References

Chapter 5: The IEEE 802.16 Standards and the WiMAX Technology

5.1 Introduction to the IEEE 802.16 Standards for Wireless MAN Networks

5.2 The Evolution and Characterization of IEEE 802.16 Standards

5.3 WiMAX: an IEEE 802.16-Based Technology

5.4 Summary

References

Chapter 6: Introduction to AeroMACS

6.1 The Origins of the AeroMACS Concept

6.2 Defining Documents in the Making of AeroMACS Technology

6.3 AeroMACS Standardization

6.4 AeroMACS Services and Applications

6.5 AeroMACS Prototype Network and Testbed

6.6 Summary

References

Chapter 7: AeroMACS Networks Characterization

7.1 Introduction

7.2 AeroMACS Physical Layer Specifications

7.3 Spectrum Considerations

7.4 Spectrum Sharing and Interference Compatibility Constraints

7.5 AeroMACS Media Access Control (MAC) Sublayer

7.6 AeroMACS Network Architecture and Reference Model

7.7 Aeronautical Telecommunications Network Revisited

7.8 AeroMACS and the Airport Network

7.9 Summary

References

Chapter 8: AeroMACS Networks Fortified with Multihop Relays

8.1 Introduction

8.2 IEEE 802.16j Amendment Revisited

8.3 Relays: Definitions, Classification, and Modes of Operation

8.4 Regarding MAC Layers of IEEE 802.16j and NRTS

8.5 Challenges and Practical Issues in IEEE 802.16j-Based AeroMACS

8.6 Applications and Usage Scenarios for Relay-Augmented Broadband Cellular Networks

8.7 IEEE 802.16j-Based Relays for AeroMACS Networks

8.8 Radio Resource Management (RRM) for Relay-Fortified Wireless Networks

8.9 The Multihop Gain

8.10 Interapplication Interference (IAI) in Relay-Fortified AeroMACS

8.11 Making the Case for IEEE 802.16j-Based AeroMACS

8.12 Summary

References

Index

End User License Agreement

List of Tables

Table 1.1

Table 1.2

Table 1.3

Table 1.4

Table 1.5

Table 2.1

Table 2.2

Table 2.3

Table 2.4

Table 2.5

Table 3.1

Table 3.2

Table 3.3

Table 3.4

Table 3.5

Table 3.6

Table 3.7

Table 3.8

Table 3.9

Table 4.1

Table 4.2

Table 4.3

Table 4.4

Table 4.5

Table 4.6

Table 5.1

Table 5.2

Table 5.3

Table 5.4

Table 5.5

Table 5.6

Table 5.7

Table 5.8

Table 5.9

Table 6.1

Table 6.2

Table 6.3

Table 6.4

Table 6.5

Table 6.6

Table 6.7

Table 6.8

Table 6.9

Table 6.10

Table 6.11

Table 6.12

Table 6.13

Table 6.14

Table 7.1

Table 7.2

Table 7.3

Table 7.4

Table 7.5

Table 7.6

Table 7.7

Table 7.8

Table 7.9

Table 7.10

Table 7.11

Table 7.12

Table 7.13

Table 7.14

Table 8.1

Table 8.2

Table 8.3

Table 8.4

List of Illustrations

Figure 1.1

Figure 2.1

Figure 2.2

Figure 2.3

Figure 2.4

Figure 2.5

Figure 2.6

Figure 2.7

Figure 2.8

Figure 2.9

Figure 2.10

Figure 2.11

Figure 2.12

Figure 2.13

Figure 2.14

Figure 2.15

Figure 2.16

Figure 2.17

Figure 2.18

Figure 2.19

Figure 2.20

Figure 2.21

Figure 2.22

Figure 2.23

Figure 3.1

Figure 3.2

Figure 3.3

Figure 3.4

Figure 3.5

Figure 3.6

Figure 3.7

Figure 3.8

Figure 4.1

Figure 4.2

Figure 4.3

Figure 4.4

Figure 4.5

Figure 4.6

Figure 4.7

Figure 4.8

Figure 4.9

Figure 4.10

Figure 4.11

Figure 5.1

Figure 5.2

Figure 5.3

Figure 5.4

Figure 5.5

Figure 5.6

Figure 5.7

Figure 5.8

Figure 5.9

Figure 5.10

Figure 5.11

Figure 5.12

Figure 5.13

Figure 5.14

Figure 6.1

Figure 6.2

Figure 6.3

Figure 7.1

Figure 7.2

Figure 7.3

Figure 7.4

Figure 7.5

Figure 7.6

Figure 7.7

Figure 7.8

Figure 7.9

Figure 7.10

Figure 7.11

Figure 7.12

Figure 7.13

Figure 7.14

Figure 8.1

Figure 8.2

Figure 8.3

Figure 8.4

Figure 8.5

Figure 8.6

Figure 8.7

Figure 8.8

Figure 8.9

Figure 8.10

Figure 8.11

Figure 8.12

Figure 8.13

Guide

Cover

Table of Contents

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Chapter 1

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IEEE Press

445 Hoes Lane

Piscataway, NJ 08854

IEEE Press Editorial Board

Ekram Hossain, Editor in Chief

Giancarlo Fortino

Andreas Molisch

Linda Shafer

David Alan Grier

Saeid Nahavandi

Mohammad Shahidehpour

Donald Heirman

Ray Perez

Sarah Spurgeon

Xiaoou Li

Jeffrey Reed

Ahmet Murat Tekalp

AeroMACS

An IEEE 802.16 Standard-Based Technology for the Next Generation of Air Transportation Systems

Behnam Kamali

Sam Nunn Eminent Scholar of Telecommunications and

Professor of Electrical and Computer Engineering

Mercer University

Macon, GA

This edition first published 2019

© 2019 the Institute of Electrical and Electronics Engineers, Inc.

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The rights of Behnam Kamali to be identified as the author of this work have been asserted in accordance with law.

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While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.

Library of Congress Cataloging-in-Publication Data

ISBN: 9781119281108

This book is dedicated to the memory of my father, Abdul Hossain Kamali (1915–1973), who was taken away from me unexpectedly, but his quest for knowledge, his enthusiasm for technology, and his insistence on the independent search for truth have remained with me and inspired me.

Preface

Civil aviation plays a major role in driving sustainable global and national economic and social development. During the year 2015, civil aviation created 9.9 million jobs inside the industry, and directly and indirectly supported the employment of 62.7 million people around the world. The total global economic impact of civil aviation was $2.7 trillion (including the effects of tourism). In the same year, approximately 3.6 billion passengers were transported through air. The volume of freight carried via air reached 51.2 million tons. Today, the value of air-transported goods stands at $17.5 billion per day. Accordingly, in the year 2015, approximately 3.5% of global GDP was supported by civil aviation. Research conducted in the United States suggests that every $100 million dollars invested in aerospace yields an extra $70 million in GDP year after year1. In addition to economic prosperity, civil aviation brings about a number of social and human relation benefits, ranging from swift delivery of health care, emergency services, and humanitarian aid, to the promotion of peace and friendship among various groups of people through trade, leisure, and cultural experiences and exchanges.

The global air transportation system is a worldwide network, consisting of four components of airport and airport infrastructures, commercial aircraft operators, air navigation service providers, and the manufacturers of aircraft and associated components. The airport component plays a central role in air traffic management, air traffic control, and the management of national and global airspace systems. From the technical point of view air transportation operation is centered around three elements of communications, navigation, and surveillance. The safety of air transportation is critically linked to the availability of reliable aeronautical communication systems that support all aspects of air operations and air traffic management, including navigation and surveillance. Owing to the fact that flight safety is the highest priority in aviation, extreme measures must be taken to protect the aeronautical communication systems against harmful interference, malfunction, and capacity limitation.

In the early days of commercial aviation, the 1940s, analog AM radio over VHF band was adopted for aeronautical communications. This selection was made mostly for the reason that analog AM was the only fully developed and proven radio communications technology at the time. However, by the late 1980s, spectrum congestion in aeronautical VHF band, due to rapid growth in both commercial and general sectors of civil aviation, became a concern for the aviation community in the United States and in Europe. The concerns about inability of the legacy system to safely manage future levels of air traffic, called for modernization of air transportation systems. This in turn led to the initiatives of Next Generation Air Transportation System Integrated Plan (NextGen) in the United States, and European Commission Single European Sky ATM Research (SESAR) in Europe. A joint FAA-EUROCONTROL technology assessment study on communications for future aviation systems had already come to the conclusion that no single communication technology could satisfy all physical, operational, and functional requirements of various aeronautical transmission domains. Based on recommendations made by that study, a broadband wireless mobile communications technology based on IEEE 802.16e (Mobile WiMAX) was selected for airport surface domain, leading to the advent of aeronautical mobile airport communications system, AeroMACS, the subject of focus in this book.

Over the past few years AeroMACS has evolved from a technology concept to a deployed operating communications network over a number of major U.S. airports. Projections are that AeroMACS will be deployed across the globe by the year 2020. It is worth noting that AeroMACS, as a new broadband data link able to support the ever-expanding air traffic management communications requirements, is emerging out of the modernization initiatives of NextGen and SESAR, and therefore should be considered to be an integral and enabling part of both NextGen and SESAR visions.

The main feature of this book is its pioneering focus on AeroMACS, representing, perhaps, the first text written entirely on the technology and how it relates to its parental standards (although book chapters on the subject have been published previously). The text is prepared, by and large, from a system engineering perspective, however, it also places emphasis on the description of IEEE 802.16e standards and how they can be tied up with communications requirements on the airport surface. A second contribution that this book aspires to make; when viewed on the whole, is to provide a complete picture of the overall process of how a new technology is developed based on an already established standard, in this case IEEE 802.16e standards. AeroMACS, like its parent standards, mobile WiMAX and IEEE 802.16-2009 WirelessMAN, is a complex technology that is impossible to fully describe in a few hundred pages. Nonetheless, it is hoped that this book will be able to provide an overall understanding of several facets of this fascinating technology that will be a key component of modern global air transportation systems. Another feature of this text is the simplicity of the language that is used for the description of complicated concepts. Efforts have also been made, to the extent possible and despite all the challenges, to make this book self-contained. To this end, review chapters are included and a large number of footnotes are provided in each chapter.

1 Synopsis of Chapters

This book, for the most part, reflects the results of the author's research activities in the field of aeronautical communications in conjunction with several summer research fellowships at NASA Glenn Research Center. The book consists of eight chapters. Chapter 1 presents an introduction to the applications of wireless communications in the airport environment. The chapter portrays a continuous picture of the evolution of airport surface communications techniques from the legacy VHF analog AM radio, to the appearance of digital communications schemes for various airport surface functionalities, and to the making of the AeroMACS concept. The rationales and the reasons behind the emergence of AeroMACS technology are described. The large arenas over which AeroMACS will operate, that is, the National Airspace System (NAS) and the International Airspace System, are concisely overviewed. The Federal Aviation Administration's NextGen and European SESAR programs, planned to transform and modernize air transportation, are discussed as well. Auxiliary wireless and wireline systems for airport surface communications, including airport fiber optic cable loop system, are briefly covered in the conclusion.

In modern wireless communication theory, a formidable challenge is the integration of an astonishing breath of topics that are tied together to provide the necessary background for thorough understanding of a wireless technology such as AeroMACS. It is no longer possible to separate signal processing techniques, such as modulation and channel coding, from antenna systems (traditionally studied as a topic in electromagnetic theory), and from networking issues involving physical layer and medium access control sublayer protocols. To this end, Chapter 2 is the first of the three review chapters in which two topics of cellular networking and wireless channel characterizations are addressed. The main objective for this and other review chapters is to ensure, as much as possible, that the text is self-contained. This approach is conducive to the understanding of the cellular architecture of the network and the challenges posed by airport surface radio channel in design, implementation, and deployment stages of AeroMACS systems.

Chapter 3, authored by Dr. David Matolak of the University of South Carolina, is dedicated to the airport surface radio channel characterization over the 5 GHz band. The chapter commences with describing the motivation and the need for this topic, followed by some background on wireless channels and modeling, and specific results for the airport surface channel. An extensive airport surface area channel measurement campaign is summarized. Example measurement results for RMS delay spread, coherence bandwidth, and small-scale fading Rician K-factors are provided. Detailed airport surface area channel models over the 5 GHz band, in the form of tapped-delay lines, are then presented.

Chapter 4 is the second review chapter, focusing on orthogonal frequency-division multiplexing (OFDM), coded OFDM, orthogonal frequency-division multiple access (OFDMA), and scalable OFDMA (SOFDMA). OFDMA is an access technology that offers significant advantages for broadband wireless transmission over its rival technologies such as CDMA. Accordingly, it is shared by a number of contemporary wireless telecommunication networks, including IEEE 802.16-Std-based networks such as WiMAX and AeroMACS. The primary advantage of OFDMA over rival access technologies is the ability of OFDM to convert a wideband frequency selective fading channel to a series of narrowband flat fading channels. This is the mechanism by which frequency selective fading effects of hostile multipath environments, such as the airport surface channel, are mitigated or eliminated altogether. Performance of channel coding in OFDM, that is, modulation–coding combination, is explored in this chapter, providing some background for understanding of adaptive modulation coding (AMC) scheme discussed in later chapters. Scalable OFDMA, which presents a key feature of mobile WiMAX networks, is covered in some detail.

Chapter 5 provides a brief review on IEEE 802.16-2009 and IEEE 802.16j-2009 standards as well as an overview on Worldwide Interoperability for Microwave Access (WiMAX); an IEEE 802.16-standard-based broadband access solution for wireless metropolitan area networks. AeroMACS mandatory and optional protocols are a subset of those inherited by mobile WiMAX from IEEE 802.16e standards. The main purpose of this review chapter is to provide technical background information on various algorithms and protocols that support AeroMACS networks. A high point of WiMAX technology is the fact that only physical (PHY) layer and medium access control (MAC) sublayer protocols have been defined while the higher layer protocols and the core network architecture are left unspecified to be filled by other technologies such as IP network architecture. The backbone of WiMAX technology is formed by OFDMA, multiple-input multiple-output (MIMO) concept, and IP architecture, all inherited by AeroMACS networks.

Chapter 6 is entirely dedicated to AeroMACS, providing an introduction to information related to the creation, standardization, and test and evaluation (through test beds) of this aviation technology. The core of this chapter is the AeroMACS standardization process that starts with technology selection. In contrast with assembling a proprietary dedicated technology, AeroMACS is constructed based on an interoperable version of IEEE 802.16-2009 standards (mobile WiMAX). The advantages of using an established standard are listed in the chapter. The IEEE 802.16e standard brings with itself a large number of PHY layer and MAC sublayer optional and mandatory protocols to select from for any driven technology. The WiMAX Forum System Profile Version 1.09, which assembles a subset of the IEEE standard protocols together, is such a technology that was selected as the parent standard for AeroMACS. Based on this selection, RTCA has developed a profile for AeroMACS. An overview of AeroMACS profile is presented in Chapter 6. Standards and Recommended Practices (SARPS) was developed almost simultaneously with the AeroMACS Profile by RTCA and EUROCAE. The last pieces of standardization process for AeroMACS to follow, as the chapter explains, were Minimum Operation Performance Standards (MOPS) and Minimum Aviation System Standards (MASPS). Finally, the AeroMACS standardization documents became a source for developments of an AeroMACS technical manual and an installation guide document. Potential airport surface services and functionalities that may be carried by AeroMACS are also addressed in Chapter 6. The chapter elaborates on AeroMACS test bed configuration and summarizes the early test and evaluation results, as well.

Chapter 7 explores AeroMACS as a short-range high-aggregate-data-throughput broadband wireless communications system, and concentrates on the detailed characterization of AeroMACS PHY layer and MAC sublayer features. AeroMACS main PHY layer feature is its multipath resistant multiple access technology, OFDMA, which allows 5 MHz channels within the allocated ITU-regulated aeronautical C-band of 5091–5150 MHz. The duplexing method is TDD, which enables asymmetric signal transmission over uplink (UL) and downlink (DL) paths. Adaptive modulation and coding (AMC) is another key physical layer feature of AeroMACS network. AMC allows for a proper combination of a modulation and coding schemes commensurate with the channel conditions. Multiple-input multiple-output (MIMO) and smart antenna systems are another PHY layer feature of AeroMACS networks. The chapter also discusses AeroMACS MAC sublayer. In particular, scheduling, QoS, ARQ system, and handover (HO) procedure are described. AeroMACS network architecture and Network Reference Model (NRM) are discussed. It is explained that AeroMACS is planned to be an all-IP network that supports high-rate packet-switched air traffic control (ATC) and Aeronautical Operational Control (AOC) services for efficient and safe management of flights, while providing connectivity to aircraft, operational support vehicles, and personnel within the airport area. Finally, the chapter highlights the position and the role of the AeroMACS network within the larger contexts of the Airport Network and the global Aeronautical Telecommunications Network (ATN).

The core idea of Chapter 8 is the demonstration of the fact that the IEEE 802.16j Amendment is highly feasible to be utilized as the foundational standard upon which AeroMACS networks are developed. This amendment enables the network designer to use the multihop relay as yet another design option in their device arsenal set. The chapter contains a great deal of information regarding the applications and usage scenarios for multihop relays in AeroMACS networks. Since the C-band spectrum allocated for AeroMACS is shared by other applications, interapplication interference (IAI) becomes a critical issue. It is shown, through a preliminary simulation study, that deployment of IEEE 802.16j AeroMACS poses no additional IAI to coallocated applications. An important consideration, given the AeroMACS constraints in both bandwidth and power, is how to increase AeroMACS capacity for accommodation of all assigned existing and potential future fixed and mobile services. This chapter demonstrates that gains that can be derived from the addition of IEEE 802.16j multihop relays to the AeroMACS standard can be exploited to improve capacity or to extend radio outreach of the network with no additional spectrum required. Hence, it is shown that it would make sense to allow the usage of relays, at least as an option, in AeroMACS networks. Furthermore, it is pointed out that it would always be possible to incorporate IEEE 802.16j standards into AeroMACS networks, even if the network is originally rolled out as an IEEE 802.16-2009-based network. The chapter introduces the key concept of “multihop gain” with a detailed analysis that quantifies this gain for a simple case. The chapter concludes with a strong case made in favor of IEEE 802.16j-based AeroMACS networks.

2 The Audience

This book can serve as a professional text assisting experts involved in research, development, deployment, and installation of AeroMACS systems. It can also be used as an academic textbook in wireless communications and networking, with case study application of WiMAX and AeroMACS, for a senior level undergraduate course or for a graduate level course in Electrical Engineering, Computer Engineering, and Computer Science programs.

The specific list of professional groups and individuals who may benefit from this text includes engineers and technical professionals involved in the R&D of AeroMACS systems, technical staff of government agencies working in aviation sectors, technical staff of private aviation firms all over the world involved in manufacturing of AeroMACS equipment, engineers and professionals who are interested or active in the design of standard-based wireless networks, and new researchers in wireless network design.

Acknowledgments

Although composed by a single author (or few authors), technical texts are drawn from the contributions of a large number of experts and the immense quantity of literature that they have created. I would like to acknowledge the groundbreaking research and development efforts of many researchers and engineers in the aviation industry, research institutions, academia, and national and international standardization bodies, whose contributions were instrumental in creating the groundwork for this book. In particular, I am appreciative to NASA Glenn Research Center's Communication, Control, and Instrumentation group.

I am deeply grateful to Robert J. Kerczewski of NASA Glenn Research Center for introducing me to AeroMACS technology and providing me with the opportunity to conduct research in AeroMACS area during my several summer research fellowships at NASA Glenn, and for being so generous with his time for discussion and exchange of ideas. Special thanks and appreciation is extended to Dr. David W. Matolak of the University of South Carolina for contributing Chapter 3 on the key topic of airport channel characterization over the 5 GHz band. I would also like to thank my NASA colleagues Rafael Apaza and Dr. Jeffery Wilson for sharing their insights on AeroMACS technology.

Special note of gratitude goes to John Wiley & Sons, Inc. publishing team, in particular to my editor, Mary Hatcher, for her continuous assistance and support for this book from proposal to production. I am also grateful to anonymous reviewers for their careful reading of the manuscript and their insightful comments and suggestions that have improved the quality of this book.

I would also like to recognize and appreciate the assistance that I have received from my former graduate student Laila Wise, who meticulously plotted some of the curves that I have included in Chapter 2. Last but not the least, I wish to express my appreciation to my life partner, Angela J. Manson, for her nonstop encouragement, patience, affection, and constructive editorial suggestions throughout the preparation of this book; without her support and love this book would not have been completed.

Behnam Kamali

Note

1.

IATA (International Air Transport Association) Fact Sheet Economic and Social Benefits of Air Transport, 2017.

Acronyms

A

AAA

Authentication, Authorization, and Accounting

A/A

Aircraft-to-Aircraft or Air-to-Air

AAS

Adaptive Array System

ABS

Advanced Base Station

ACARS

Aircraft Communications and Addressing Reporting System

ACAST

Advanced CNS Architectures and Systems Technologies

ACF

Area Control Facility

ACI

Adjacent Channel Interference

ACK

ARQ/HARQ positive acknowledgement

ACM

ATC Communications Management

ACP

Aeronautical Communications Panel

ACSP

Aeronautical Communication Service Provider

ADS

Automatic Dependent Surveillance

ADS-B

Automatic Dependent Surveillance-Broadcast

ADSL

Asymmetric Digital Subscriber Links

AeroMACS

Aeronautical Mobile Airport Communications System

AES

Advanced Encryption Standard

A/G

Air-to-Ground

AI

Aeronautical Information

AIP

Airport Improvement Program (Plan)

AIP

Aeronautical Information Publication

AIRMET

Airmen's Meteorological Information

AIS

Aeronautical Information Services

AM

Amplitude Modulation

AMC

Adaptive Modulation Coding

AMC

ATC Microphone Check

AMPS

Advanced Mobile Phone Services

AM(R)S

Aeronautical Mobile Route Services

AMS

Advanced Mobile Station

ANC

Air Navigation Conference

ANSP

Air Navigation Service Provider

AOC

Airline Operational Control

AP

Action Plan

APN

Airline Private Networks

APCO

Association of Public Safety Communications Officials-International

ARINC

Aeronautical Radio Incorporation

ARQ

Automatic Repeat Request

ARTCC

Air Route Traffic Control Center

ASA

Adjacent Subcarrier Allocation

ASA

Airport Surface Area

ASBU

Aviation System Block Upgrade

ASDE

Airport Surface Detection Equipment

ASN

Access Service Network

ASN-GW

Access Service Network Gateway

ASP

Application Service Provider

ASR

Airport Surveillance Radar

ASSC

Airport Surface Surveillance Capability

ATC

Air Traffic Control

ATCBI

Air Traffic Control Beacon Interrogator

ATCT

Air Traffic Control Tower

ATIS

Automatic Terminal Information Service

ATM

Air Traffic Management

ATN

Aeronautical Telecommunications Network

AWG

Aviation Working Group

AWGN

Additive White Gaussian Noise

B

BBC

British Broadcasting Company

BC

Boundary Coverage

BE

Best Effort

BER

Bit Error Rate

BFSK

Binary Frequency Shift Keying

BFWA

Broadband Fixed Wireless Applications

BGP

Border Gate Protocol

BPSK

Binary Phase Shift Keying

BR

Bandwidth Request

BS

Base Station

BSID

Base Station ID

BSN

Block Sequence Number

BTC

Block Turbo Code

BTS

Base Transceiver Station

B-VHF

Broadband VHF

BWA

Broadband Wireless Access

C

CC

Convolutional Code

CCI

Co-Channel Interference

CCM

Counter with Cipher-block chaining Message authentication code

CCRR

Co-Channel Reuse Ratio

CCTV

Close Circuit Television

CDM

Collaborative Decision Making

CDMA

Code Division Multiple Access

CE

Cyclic Extension

CFR

Code of Federal Regulation

CID

Connection Identifier

CINR

Carrier to Interference and Noise Ratio

CIR

Channel Impulse Response

CLCS

Cable Loop Communications Systems

CLE

Cleveland-Hopkins International Airport

CM

Context Management

CMAC

Cipher-based Message Authentication Code

CNR

Carrier-to-Noise Ratio

CNS

Communications, Navigation, and Surveillance

COCR

Communications Operating Concept and Requirements

COFDM

Coded Orthogonal Frequency Division Multiplexing

CO-MIMO

Cooperative MIMO

COST

European Cooperation for Scientific and Technical Research

COTS

Commercial Off of The Shelf

CP

Cyclic Prefix

CPDLC

Controller–Pilot Data Link Communications

CPE

Customer Premises Equipment

CPS

Common Part Sublayer

CQI

Channel Quality Indicator

CQICH

Channel Quality Indicator Channel

CRC

Cyclic Redundancy Check

CRD

Clearance Request and Delivery

CRSCC

Circular Recursive Systematic Convolutional Code

CS

Convergence Sublayer (Service Specific Convergence Layer)

CSA

Commercial Service Airports

C-SAP

Control-Service Access Point

CSI

Channel State Information

CSMA

Carrier Sense Multiple Access

CSN

Connectivity Service Network

CTC

Convolutional Turbo Code

CTF

Channel Transfer Function

CWG

Certification Working Group

D

DAB

Digital Audio Broadcasting

DAL

Design Assurance Levels

D-ATIS

Digital Automatic Terminal Information System

D-AUS

Data Link Aeronautical Update Service

DBFSK

Differential Binary Phase Shift Keying

DCL

Departure Clearance

DFF

D (Delay) Flip-Flop

D-FIS

Digital Flight Information Services

DFT

Discrete Fourier Transform

DHCP

Dynamic Host Configuration Protocol

DHS

Department of Homeland Security

DIUC

DL Interval Usage Code (DIUC)

D-LIGHTING

Active Runway Lighting Systems

DME

Distance Measuring Equipment

D-NOTAM

Digital Notice to Airmen

DOCSIS

Data Over Cable Service Interface Specification

DOC

Department of Commerce

DOD

Department of Defense

DOT

Departments of Transportation

D-OTIS

Downlink (DL) Operational Terminal Information Service

DPSK

Differential Phase Shift Keying

DRNP

Dynamic Required Navigation Performance

DRR

Deficit Round-Robin

D-RVR

Download Runway Visual Range

DSB

Double Side Band

DSB-TC

Double Sideband Transmitted Carrier

D-SIG

Digital (or DL) Surface Information Guidance

DSP

Digital Signal Processing

DSSS

Direct Sequence Spread Spectrum

D-TAXI

Data Link Taxi

4DTRAD

4-D Trajectory Data Link

D-WPDS

Data Link Weather Planning Decision Service

E

EAP

Extensible Authentication Protocol

ECC

Error Correction Coding

EDF

Earliest Deadline First

EDS

Evenly Distributed Subcarrier

EFB

Electronic Flight Bag

ERIP

Effective Isotropic Radiated Power

ertPS

Extended Real-Time Polling Services

ESMR

Enhanced Specialized Mobile Radio

EUROCAE

European Organization for Civil Aviation Equipment

EUROCONTROL

European Organization for the Safety of Air Navigation

F

FAA

Federal Aviation Administration

FAR

Federal Aviation Regulations

FBSS

Fast Base Station Switching

FCH

Frame Control Header

FCI

Future Communications Infrastructure

FCS

Future Communications Studies

FDD

Frequency Domain (Division) Duplexing

4DTRAD

4D Trajectory Data Link

FDM

Frequency Division Multiplexing

FDMA

Frequency Division Multiple Access

FEC

Forward Error Correction

FER

Frame Error Rate

FFR

Fractional Frequency Reuse

FFT

Fast Fourier Transform

FH

Frequency Hopping

FIFO

First-In-First-Out

FirstNet

First Responder Network Authority

FIS

Flight Information Services

FL

Forward Link

FM

Frequency Modulation

FMS

Flight Management System

FOM

Flight Operations Manual

FRF

Frequency Reuse Factor

FSS

Flight Service Stations

FTP

File Transfer Protocol

FUSC

Full Usage of Subchannels

FWA

Fixed Wireless Access

G

GA

General Aviation

G/A

Ground-to-Air

GANP

Global Air Navigation Plan

GF

Galois Field

G/G

Ground to Ground

GMH

Generic MAC Header

GoS

Grade of Service

GPS

Global Positioning System

GRE

Generic Routing Encapsulation

GRC

Glenn Research Center

GTG

Graphical Turbulence Guidance

H

HARQ

Hybrid Automatic Repeat reQuest

HDSL

High-bit-rate Digital Subscriber Links

HDTV

High Definition Television

HF

High Frequency

HFDD

Half Frequency Division Duplexing

HHO

Hard Handover

HMAC

Hash Message Authentication Code

HNSP

Home Network Service Provider

HO

Handover, Handoff

HTTP

Hypertext Transport Protocol

I

IAI

Inter-Application Interference

IAIP

Integrated Aeronautical Information Package

IATA

International Air Transport Association

ICAO

International Civil Aviation Organization

ICI

Inter Carrier Interference

ICIC

Inter-Cell Interference Coordination

IDFT

Inverse Discrete Fourier Transform

IDR

Inter Domain Routers

IEEE

The Institute of Electrical and Electronic Engineers

IER

Information Exchange and Reporting

IETF

Internet Engineering Task Force

IFFT

Inverse Fast Fourier Transform

IFR

Instrument Flight Rules

IMT

International Mobile Telecommunications

IP

Internet Protocols

IPS

Internet Protocol Suite

IPTV

Internet Protocol Television

IPv6

Internet Protocols Version 6

ISDN

Integrated Services Digital Network

ISG

Internet Service Gateway

ISI

Intersymbol Interference

ISL

Instrument Landing System

ISM

Industrial, Scientific, Medical

ITS

Intelligent Transportation System

ITT

International Telephone & Telegraph

ITU

International Telecommunication Union

ITU-R

International Telecommunication Union-Radiocommunication

J

JPDO

Joint Planning and Development Office

L

LAN

Local Area Network

LCR

Level Crossing Rate

LDL

L-band Data Link

LDPC

Low Density Parity Check

LEO

Low Earth Orbit

LMR

Land Mobile Radio

LOS

Line of Sight

LOS-O

LOS-Open

LSB

Least Significant Bit

LTE

Long Term Evolution

M

MAN

Metropolitan Area Network

MAP

Media Access Protocol

MASPS

Minimum Aviation System Performance Standards

MBR

Maximum Burst Rate

MBS

Multicast-Broadcast Service

MCBCS

Multicast and Broadcast Services

MCM

Multicarrier Modulation

MDHO

Micro Diversity Handover

MET

Meteorological Data

METARS

Meteorological Aerodrome Reports

MFD

Multifunction Display

MIMO

Multiple-Input-Multiple-Output

ML

Maximum Likelihood

MLS

Microwave Landing System

MLT

Maximum Latency Tolerance

MMR

Mobile Multihop Relay

MODEM

Modulation/Demodulation

MOPS

Minimum Operational Performance Standards

MPC

Multipath Component

MPSK

M-ary Phase Shift Keying

MR-BS

Multihop Relay-Base Station

MRS

Minimum Receiver Sensitivity

MRTR

Minimum Reserved Traffic Rate

MS

Mobile Station

M-SAP

Management-Service Access Point

MSB

Most Significant Bit

MSC

Mobile Switching Center

MSP

Master-Slave Protocol

MSS

Mobile Satellite Service

MSTR

Maximum Sustained Traffic Rate

MTSO

Mobile Telephone Switching Office

MU-MIMO

Multiple User MIMO

N

NACK

Negative ARQ/HARQ Acknowledgement

NAP

Network Access Provider

NAS

National Airspace System

NASA

National Aeronautics and Space Administration

NASP

National Airport System Plan

NAVAID

Navigation Aids

NCMS

Network Control and Management System

NextGen

Next Generation Air Transportation System

NLOS

None Line of Sight

NLOS-S

NLOS-Specular

NNEW

Network Enabled Weather

NOTAM

Notice to Airman

NPIAS

National Plan of Integrated Airport Systems

NRM

Network Reference Model

nrtPS

Non-Real-Time Polling Services

NRT-VR

Non-Real-Time Variable Rate

NSNRCC

Non-Systematic Non-Recursive Convolutional Code

NSP

Network Service Provider

NTIA

National Telecommunications and Information Administration

NTIS

National Traffic Information Service

NWG

Network Working Group

O

OCL

Oceanic Clearance Delivery

OFDM

Orthogonal Frequency Division Multiplexing

OFDMA

Orthogonal Frequency Division Multiple Access

OFUSC

Optional FUSC

OOOI

Out, Off, On, In (time)

OPUSC

Optional PUSC

OSI

Open System Interconnection

OTIS

Operational Traffic Information System

P

PAPR

Peak-to-Average Power Ratio

PBN

Performance Based Navigation

PCS

Personal Communications Systems

PDC

Pre-Departure Clearance

PDF

Probability Density Function

PDP

Power Delay Profile

PDU

Protocol Data Unit

PDV

Packet Delay Variation

PIB

Pre-flight Information Bulletins

PKM

Privacy Key Management

PKMv2

Privacy Key Management version 2

PMDR

Private Mobile Digital Radio

PMP

Point-to-Multipoint

PMR

Private/Professional Mobile Radio

PN

Pseudo Noise

PS

Public Safety

PSC

Public Safety Communications

PSD

Power Spectral Density

PSTN

Public Switched Telephone (Telecommunications) Networks

PUSC

Partial Usage of Subchannels

Q

QAM

Quadrature Amplitude Modulation

QoC

Quality of Communication

QoS

Quality of Service

QPSK

Quadrature Phase Shift Keying

R

RADIUS

Remote Authentication Dial-In User Service

RARA

Rate Adaptive Resource Allocation

R&O

Report and Order

RCPC

Rate Compatible Punctured Convolutional Code

RCF

Remote Communications Facility

RDS

Randomly Distributed Subcarrier

RFI

Radio Frequency Interference

RL

Reverse Link

R-MAC

Relay Media Access Control

RMM

Remote Maintenance and Monitoring

RMS-DS

Root-Mean Square Delay Spread

RP

Reference Point

RR

Round-Robin

RRA

Radio Resource Agent

RRC

Radio Resource Controller

RRM

Radio Resource Management

RS

Relay Station

RS

Reed Solomon

RSS

Received Signal Strength

RSSI

Received Signal Strength Indicator

RTCA

Radio Technical Commission for Aeronautics

RTG

Receive Time Gap

rtPS

Real-Time Polling Services

RTR

Remote Transmitter Receiver

RT-VR

Real-Time Variable Rate

RVR

Runway Visual Range

R

x

Receiver

S

SA

Security Association

SANDRA

Seamless Aeronautical Networking Through Integration of Data Links, Radios, and Antennas

SAP

Service Access Point

SARPS

Standards and Recommended Practices

SAS

Smart Antenna System

SBS

Surveillance Broadcast System

SBS

Serving Base Station

SC

Single Carrier

SC

Special Committee

SD

Stationarity Distance

SDU

Service Data Unit

SESAR

European Commission Single European Sky ATM Research

SF

Service Flow

SFID

Service Flow Identifier

SHO

Soft Handover

SIGMET

Significant Meteorological Information

SIM

Subscriber Identify Module

SINR

Signal-to-Interference-Plus-Noise Ratio

SIP

Session Initiation Protocol

SIR

Signal to Co-Channel Interference Ratio

SISO

Single-Input Single-Output

SLA

Service Level Agreements

SMR

Specialized Mobile Radio

SNR

Signal-to-Noise Ratio

SOFDMA

Scalable Orthogonal Frequency Division Multiple Access

SONET

Synchronous Optical Network

SPWG

Service Provider Working Group

SS

Stationary (Subscriber) Station

STBC

Space-Time Block Code

STC

Time Space Coding

Std.

Standard

STDMA

Self-Organized Time Division Multiple Access

STTC

Space-Time Trellis Code

STTD

Space-Time Transmit Diversity

SU-MIMO

Single User MIMO

SWIM

System Wide Information Management

T

TBCC

Tail Biting Convolution Codes

TBS

Target Base Station

T-CID

Tunneling Connection Identifier

TCM

Trellis Coded Modulation

TCP

Transmission Control Protocol

TDD

Time Division (Domain) Duplexing

TDL

Tapped-Delay Line

TDLS

Tower Data Link System

TDM

Time Division Multiplexing

TDMA

Time Division Multiple Access

TDLS

Tower Data Link System

TETRA

Terrestrial Trunk Radio

3GPP

Third Generation Partnership Project

TIA

Telecommunications Industry Association

TLV

Type, Length, Value

TO

Transmission Opportunities

ToR

Terms of References

TR

Transmitter Receiver

TRACON

Terminal Radar Approach Control

TSO

Technical Standard Orders

TTG

Transmit Time Gap

TUSC1

Tile Usage of Subchannels 1

TUSC2

Tile Usage of Subcarrier 2

TWG

Technical Working Group

Tx

Transmitter

U

UA (

γ

)

Percentage of Useful Area Coverage when Receiver Sensitivity is

γ

dB

UAT

Universal Access Transceiver

UCA

Useful Coverage Area

UGS

Unsolicited Grant Services

UISC

UL Interval Usage Code

US

Uncorrelated Scattering

USAS

User Applications and Services Survey

USIM

Universal Subscriber Identify Module

UWB

Ultrawideband

V

VDL

VHF Data Link

VHF

Very High Frequency

VLSI

Very Large-Scale Integration

VNSP

Visited Network Service Provider

VoIP

Voice over Internet Protocols

VOLMET

French acronym of VOL (flight) and METEO (weather)

W

WAAS

Wide Area Augmentation System

WDM

Wavelength Division Multiplexing

WFQ

Weighted Fair Queue

Wi-Fi

Wireless Fidelity

WiMAX

Worldwide Interoperability for Microwave Access

WMAN

Wireless Metropolitan Area Network

WRC

World Radiocommunication Conference

WSS

Wide-Sense Stationarity

WSSUS

Wide Sense Stationary Uncorrelated Scattering

WWAN

Wireless Wide Area Network

WXGRAPH

Graphical weather information

1Airport Communications from Analog AM to AeroMACS

1.1 Introduction

The safety of air travel and air operations is critically linked to the availability of reliable aeronautical communications and navigation systems. Owing to the fact that flight safety is the highest priority in aviation, extreme measures must be taken to protect the aeronautical communication systems against harmful interference, malfunction, and capacity limitation.

In the early days of commercial aviation in the 1940s, analog double-sideband transmitted-carrier (DSB-TC) amplitude modulation (AM) over VHF band was adopted for aeronautical radio. This selection was made mostly for the reason that analog AM was the only fully developed and proven radio communications technology at the time. The number of VHF radio channels increased over the decades subsequent to the end of the World War II. In the 1980s, the VHF band of 118–137 MHz was allocated to aeronautical radio. With channel spacing of 25 kHz, 760 VHF AM (25-AM) radio channels became available. During the same decade, the avionics community predicted that early in the next century growth in flight operations and air traffic volume would demand communication capacity 1 that would be well beyond what was available in those days.

The air-to-ground (A/G) and ground-to-air (G/A) VHF communications system for civil air traffic control consisted of AM voice networks, where each flight domain had its own dedicated network. These networks were not interconnected and actually operated independently; however, their architecture was roughly the same. The pilot-to-control tower (uplink; UL, also known as reverse channel or reverse link; RL) and controller-to-pilot (downlink, DL also called forward channel or forward link, FL) radio voice links were half-duplex connections and operated on a “push-to-talk” basis. Backup radio channels were provided in the event of system malfunction, power failure, or other unexpected situations. The VHF radio equipment was digitally controlled with the total of 760 channels, of which 524 channels were dedicated to A/G and G/A communications for air traffic control (ATC) purposes. The remaining channels were used by airlines for airline operational control (AOC). The AOC predominantly used and still uses a data service called the aircraft communications and address reporting system (ACARS) to manage and track the aircraft. However, the radio link can also be used for voice communications between pilots and airline agents [1]. Currently, the bulk of ground-to-ground (G/G) communications on the surface of airports is supported by wired and guided transmission systems, primarily through buried copper and fiber-optic cable loops. The G/G communications is also supported by a number of wireless systems, among them are VHF AM radio, airport WiFi system, and even some airport radar facilities.

In addition to the allocated VHF spectrum, two other spectral bands were considered to become available for aviation on a shared basis with other applications. First is an L-band spectrum of 960–1024 MHz, originally allocated for distance measuring equipment (DME). The second one is a C-band spectrum over 5000–5150 MHz, traditionally earmarked for microwave landing system (MLS). This radio spectrum was later allocated as the frequency band to carry aeronautical mobile airport communications system (AeroMACS ). AeroMACS technology is the main focus of this text and at the time of its preparation, AeroMACS was already standardized and globally harmonized as a broadband IP data communication link for safety and regularity of flight at the airport surface. Currently, AeroMACS is being tested over several major U.S. airports and, barring any unforeseen complications, it is expected to be deployed globally by the year 2020. For future airports, AeroMACS is envisioned to constitute the backbone of the communications system for the airport surface, whereas older airports can form a communications infrastructure in which AeroMACS is complimented with the airport fiber optic and cable loops that are already in place.

1.2 Conventional Aeronautical Communication Domains (Flight Domains)

Aeronautical signals pass through several wireless communication channels before they reach the destination. Four possible transmission links exist in aeronautical communications path: aircraft (air)-to-controller (ground), A/G; controller-to-aircraft, G/A; ground-to-ground, G/G, and aircraft-to-aircraft; A/A links. The aircraft continuously communicates with the NAS (National Airspace System), or the global airspace system, throughout the flight duration. There are several different domains (channels) through which the aircraft may be required to communicate with a ground station. Each one is a wireless channel with its own particular conditions, constraints, and characteristics. For an overall aeronautical communications system design or simulation, each of the channels listed below must be considered and characterized.

Enroute Communication Channel:

This is the domain when the aircraft is airborne and A/G and G/A transmissions are required. This is essentially a high-speed mobile communication link in which the aircraft flying is at high altitude and close to its maximum speed. This link can be modeled as a simple double-ray wireless channel, or a Rayleigh fading channel. However, in the majority of cases the channel contains a line-of-sight (LOS) path and a ground reflection. When the aircraft elevation angle is high the ground reflection takes place at a point very close to the ground station, therefore, the path length between the two rays is very small and hence they cannot be resolved by the receiver [2].

Flying Over a Ground Station:

This is a special case of enroute channel during which the Doppler effect changes its sign. For design and simulation of the aeronautical communications links, this mode must be considered separately from the enroute case [3].

Landing and Takeoff Domain:

The aircraft is airborne at low altitudes and moving at its landing and takeoff speed, it is engaged in A/G and G/A communications and is close to the control tower. The channel is multipath with a strong LOS component.

Surface (Taxiing) Channel:

In this domain the aircraft moves rather slowly toward or away from the terminal, it is therefore a low-speed low-range mobile communications affected by multipath and some Doppler effect.

Parking Mode:

This mode is applicable when the aircraft is on the ground and close to a terminal and traveling at a very low speed or is parked. This requires essentially a stationary wireless transmission of low range.

Air

-

to-Air:

This channel is used for the purpose of communications between two aircraft while they are in flight.

Oceanic Domain:

This channel has its own characteristics in the sense that it is a long-range communications channel for the most parts. VHF LOS transmission is not feasible for this domain.

Polar Domain:

This is also a channel in which long-range communications take place. This domain has a limited satellite access.

In some literature, communications in domain 3 is referred to as terminal communications. Communications over domains 3–5 together are what is referred to as airport surface communication in this chapter. For oceanic and remote areas, such as polar regions, since LOS transmission to ground stations is not possible, HF (high frequency) band and satellite systems are used.

1.3 VHF Spectrum Depletion

It was long accepted that as a rule of thumb, and baring any unexpected sudden traffic increase, the aviation traffic is anticipated to have an annual growth of at least 2%. However, the spectrum that was allocated for various functionalities of aerospace management system remained fixed, except for the abovementioned L-band and C-band that later became available on a spectrum sharing basis. The safety, security, growth, and efficient operation of national and global aviation systems are vitally dependent on reliable communications, navigation, and surveillance (CNS) services. Communications provides wireless and wireline connections for voice and data exchange between various entities involved in the aviation system, that is, aircraft, airports, terminals, runways, control towers, satellite transponders, and so on. The other essential component of aviation system is the air traffic management (ATM) system that heavily relies on communications and surveillance components of CNS [4].

In the late 1990s, the demand for aeronautical communications links surpassed what the existing VHF radio channels could supply without unacceptable level of interference. In the United States, rapid increase in air traffic due to commercial transportation and general aviation (GA) (private aircrafts) was the culprit. In Europe, owing to an almost exponential growth in commercial flights in the 1990s, the problem was more severe. Besides, many major European airports with large volume of air traffic are located at close geographical proximity of each other. In the early 2000s, the Europeans proposed a scheme in which 25 kHz spacing band is reduced to 8.33 kHz and thereby the number of available radio channels is tripled to 2280. This scheme that became known as “8.33-AM” ran into some standardization problems and was not implemented in the United States although it was accepted and deployed in Europe.

As the capacity of VHF aeronautical radio was reaching saturation in the United States and in Europe, the International Civil Aviation Organization 2 (ICAO) at its 11th Air Navigation Conference held in September 2003 made a number of recommendations. One recommendation specifically called for exploration of new terrestrial and satellite-based technologies on the basis of their potential for standardization for aeronautical mobile communications use. A second recommendation asked for monitoring emerging communications technologies but undertaking standardization work only when the technologies can meet current and emerging ICAO ATM requirements. These requirements asked for technologies that are technically proven, meet the safety standards of aviation, are cost-effective, can be implemented without prejudice to global harmonization, and are consistent with Global Air Navigation Plan (GANP) for CNS/ATM.

The key functional objective for future aeronautical communications systems was deemed to provide relief to the congested VHF aeronautical band by either substantially increasing the number of voice channels or using the spectrum more efficiently or a combination thereof. In doing so, one could contemplate several options. A direct possibility was using the available VHF band more efficiently by introducing new communication technologies that save spectrum. The other option was utilizing the available VHF spectrum more efficiently by reducing the channel spacing and guard bands. Another approach was incorporating data communications links such that the majority of required voice messages can be transmitted more efficiently by data and text messages. Yet, another alternative was to take advantage of appropriate frequencies outside of the aeronautical VHF band that were available on a shared spectrum basis. One could also contemplate applying technologies such as GPS and other satellite-based technologies that have their own allocated spectrum and are suitable for carrying some components of aeronautical communications [4].

1.4 The ACAST Project

In 2003, NASA initiated an R&D project for future CNS/ATM infrastructure that was termed as “Advanced CNS Architectures and Systems Technologies”; ACAST. The main objective of the ACAST project was to define a transitional architecture to support the transformation of the present day patched-together CNS infrastructure into an integrated high-performance digital network-centric system. This was to take place, perhaps, through technologies that can be implemented in near-term and midterm to address the airspace urgent needs, while they can simultaneously be a part of the long-term solution. It was suggested that one long-term solution that is most cost-effective and can support present and potential future requirements is a network-oriented hybrid of satellite and ground-based communication systems. It was further recommended that all ATM and nonpassenger enroute communications be handled by the satellite-based technology, and all terminal and surface communications be placed on the ground-based system [6]. The ATM communications consists of several components: ATC that includes CPDLC (controller–pilot data link communications) – a method by which control tower can communicate with pilots via data and text (to be discussed in Section 1.5.4)-, automatic dependent surveillance (ADS), National Traffic Information Service (NTIS), AOC, and advisory service; such as flight information services (FIS) and weather sensor data downlink.

There were 10 partially overlapping subprojects envisioned in the ACAST project. The first three subprojects were considered foundation or “guiding frameworks” for other technology development in the ACAST project. The first was Transitional CNS Architecture philosophy in which the key requirements for CNS transitional architecture were increased integration of data transmission, full A/G network connectivity, high capacity, global coverage, efficient use of spectrum, and capability to evolve into a long-term CNS architecture. The second subproject was Global A/G Network. This formed the backbone of the CNS infrastructure. The major feature of this network was full CNS information sharing with all network users. The required protocols that were gradually emerging indicated that the Internet techniques are likely to be applied in A/G network as well. The third subproject was related to Spectrum Research. There was and is an ever-increasing demand for spectrum for aviation, thus efficient usage of the spectrum and development of new CNS technologies that would use the available spectrum to meet the future needs of aeronautical applications was deemed to be a key component of the ACAST project.

Another ACAST subproject was “VHF systems Optimization.” This subproject investigated the methods and techniques that optimize the performance of the then VHF aeronautical band [6].

In meeting the key functional objectives of VHF aeronautical communications, one should not lose the sight of the strategic objectives of the global airspace system; that the change must be cost justified, it should be globally applicable and interoperable, and it should allow a smooth transition for service providers and users, and should avoid needless avionics [7]. In providing short-term or midterm resolution to congestion problems, it would be prudent and desirable to ensure that the technology under consideration has the potential of becoming a part of the long-term solution, and is able to furnish a smooth transition from present to near-term and to long-term aeronautical communication system.

1.5 Early Digital Communication Technologies for Aeronautics

For over three decades, analog VHF DSB-AM system represented the dominant radio technology for aeronautics. In the late 1970s and early 1980s, data communications techniques gradually permeated into aeronautical information exchange systems; following the general trend in the then telecommunications industry, morphing into computer communication era. In this section, pre-AeroMACS digital communications schemes applied and implemented for aeronautics, as well as technologies that were considered for this application but were never implemented, are briefly reviewed in a historical context.

1.5.1 ACARS