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An authoritative overview of the ecological activities of microbes in the biosphere

Environmental Microbiology and Microbial Ecology presents a broad overview of microbial activity and microbes' interactions with their environments and communities. Adopting an integrative approach, this text covers both conventional ecological issues as well as cross-disciplinary investigations that combine facets of microbiology, ecology, environmental science and engineering, molecular biology, and biochemistry. Focusing primarily on single-cell forms of prokaryotes — and cellular forms of algae, fungi, and protozoans — this book enables readers to gain insight into the fundamental methodologies for the characterization of microorganisms in the biosphere.

The authors draw from decades of experience to examine the environmental processes mediated by microorganisms and explore the interactions between microorganisms and higher life forms. Highly relevant to modern readers, this book examines topics including the ecology of microorganisms in engineered environments, microbial phylogeny and interactions, microbial processes in relation to environmental pollution, and many more.

Now in its second edition, this book features updated references and major revisions to chapters on assessing microbial communities, community relationships, and their global impact. New content such as effective public communication of research findings and advice on scientific article review equips readers with practical real-world skills.

  • Explores the activities of microorganisms in specific environments with case studies and actual research data
  • Highlights how prominent microbial biologists address significant microbial ecology issues
  • Offers guidance on scientific communication, including scientific presentations and grant preparation
  • Includes plentiful illustrations and examples of microbial interactions, community structures, and human-bacterial connections
  • Provides chapter summaries, review questions, selected reading lists, a complete glossary, and critical thinking exercises

Environmental Microbiology and Microbial Ecology is an ideal textbook for graduate and advanced undergraduate courses in biology, microbiology, ecology, and environmental science, while also serving as a current and informative reference for microbiologists, cell and molecular biologists, ecologists, and environmental professionals.

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Environmental Microbiology and Microbial Ecology

Larry L. Barton and Robert J.C. McLean

This edition first published 2019© 2019 John Wiley & Sons, Inc.

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The right of Larry L. Barton and Robert J.C. McLean to be identified as the authors of this work has been asserted in accordance with law.

Registered OfficeJohn Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA

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Limit of Liability/Disclaimer of WarrantyWhile the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.

Library of Congress Cataloging‐in‐Publication data has been applied for:

9781118966266

Cover Design: WileyCover Images: Bacteria in the image were collected from an aquifer at a depth of 275 m. See Figure 2.17 and narrative discussing biofilms. Image provided by Larry L. Barton. Deep subsurface sampling for bacteria in the Beatrix Gold Mine in South Africa. See Figure 5.5 and supporting narrative for details. Image provided by Gaetan Borgonie and Tullis C. Onstott.

Preface

Environmental Microbiology and Microbial Ecology provides an overview and discussion of the presence of microorganisms and the significance of their interactions in numerous environments from the perspective of microbiology, environmental science, and biogeochemistry, using current publications as a resource. Diverse topics are organized and discussed in eleven chapters that include current knowledge concerning the bacteria, archaea, fungi, and viruses present in the biosphere. Concepts, results, and conclusions are presented and referenced to enable the reader to examine the original publications on which the various topics are based, with most references readily available in the Open Access literature. The extensive use of cited literature distinguishes Environmental Microbiology and Microbial Ecology from introductory text books.

The presentation of recent microbial studies presented in this book builds on the success of the previous text Microbial Ecology by Larry L. Barton and Diana E. Northup published by Wiley‐Blackwell in 2011. This is an exciting time in environmental microbiology and microbial ecology, where numerous microbial interactions are being evaluated and associations are being proposed. The topics covered in this book include the following:

Microbial formation of biofilms

Microbial response to stress and adaption to extreme environments

Identification of environmental sites and microbial communities relevant to exploration for life on Mars and other extraterrestrial habitats

Structure and activities of microbial communities

Discussion of the prokaryote–eukaryote dichotomy and the Tree of Life

The role of viruses, lysogeny, gene transfer agents, and the CRISPR–

cas

system in horizontal gene transfer

Microbial presence and activities in extreme environments, including deep subsurface, deserts, cold environments, and hydrothermal vents

Extracellular electron transfer, biocorrosion, biomineralization, and bioremediation

Biogeochemical cycles with contributions by microorganisms

Mutualism and communication between bacteria and plants

Mutualism between microorganisms and animals, insects, and humans, with an emphasis on intestinal microbiology.

This book is an appropriate resource for instructors of Microbial Ecology or Environmental Microbiology courses as it includes the following special features:

Discussion questions are provided for each chapter to promote critical thinking and to instigate class debate.

Lists of references and further reading provide students with numerous Open Access reviews and primary literature.

Numerous tables and boxes provide extra information on specific topics related to the chapter.

The text is supported by numerous figures that act as visual models.

A broad range of specific environments are discussed with numerous presentations on specific sites, hosts, and interactions.

The authors have attempted to provide specific documentation for the data presented and for the generalizations made throughout the book. The extensive citation of publications enables readers to gain an insight into how the research was conducted and how any scientific conclusions were established. Currently, there is a wealth of scientific information available in the Open Access literature, which can be readily accessed online and we have identified numerous publications related to topics covered in this book. To draw attention to specific topics or clarify complex issues, numerous illustrations are presented throughout the book. The authors greatly appreciate the contributions of photographs provided by the following individuals:

Gaeton Borgonie, Ghent University, Belgium

Daniel R. Coleman, Montana State University

Stephen Giovannoni, Oregon State University

Robert Harris, University of Guelph, Canada

Gordon V. Johnson, University of New Mexico.

Roy L. Johnson, Jr, University of New Mexico

Cezar Khursigara, University of Guelph, Canada

Richard McIntosh, University of Colorado

Daniela Nicastro, University of Texas Southwestern Medical Center

Yayoi Nishiyama, Teikyo University, Japan

T.C. Onstott, Princeton University

Karsten Pedersen, Microbial Analytics, Sweden

Nathaniel L. Ritz, University of New Mexico

Helga Stan‐Lotter, University of Salzburg, Austria

Xiaowei Zhao, University of Texas Southwestern Medical Center

We appreciate the numerous pictures used from the Public Domain or similar sources because they provide expertly presented colorful details. In the process of compiling this book, we received numerous encouraging comments from colleagues and for this we are most appreciative. This book is written for upper‐level undergraduate and graduate students in microbiology, ecology, biology, and environmental science. Also, it is a valuable reference for professionals working in the area of microbial ecology and environmental science. This area encompasses both the microorganisms and their interactions in the environment and is rapidly evolving. It is the hope of the authors that this book will stimulate future investigations into the role of microorganisms in the biosphere.

Finally, we are indebted to the staff at Wiley for their support throughout preparation of this text and for their skill in the final presentation of this material.

Larry L. BartonRobert J.C. McLean

1Introduction to Microorganisms and Their Activities

1.1 Central Themes of Environmental Microbiology and Microbial Ecology

The terms “environmental microbiology” and “microbial ecology” are often used interchangeably but there are some subtle distinctions. Environmental microbiology is the study of processes in the environment mediated by microorganisms whereas microbial ecology addresses the interactions between microorganisms as well as between microorganisms and higher life forms. However, many microorganism interactions are dependent on chemicals from the environment or from other biological systems and so microbial ecology overlaps with environmental microbiology where abiotic chemistry occurs. This first chapter provides an overview of the components involved in environmental microbiology and provides a perspective on the breadth of the microbial relationships in the biosphere. The central themes of this chapter include the following:

Discussion on the continued use of the terms prokaryote and eukaryote and on the Tree of Life

Horizontal gene transfer and the role of viruses and gene transfer agents

Perspective of cell size and cell shape

Bacterial production of dormant cells

1.2 Are the Terms Prokaryotes or Eukaryotes Relevant?

Traditional microbiology classifies microorganisms into two groups: prokaryotes and eukaryotes. Several structural distinctions may be drawn between these groups of microorganisms and the major differences are listed in Table 1.1. This distinction between prokaryotic and eukaryotic life evolved from a publication by Stanier and van Niel (1962), which proved to be the stimulus to include “blue‐green algae” as cyanobacteria. As stated by Stanier and van Niel, bacterial cells were unlike eukaryotic cells in that they lacked true membranes to localize the cell “nucleus” and bacteria used nuclear division by fission and not mitosis. However, after several decades of microbial phylogeny, the term “prokaryote” has become controversial because the designation of a prokaryote is based on the absence of certain characteristics (Sapp 2005; Pace 2009; Whitman 2009). It has been proposed that bacteria and archaea, unlike eukaryotes, display coupled transcription and translation where translation starts before transcription is finished (Martin and Koonin 2006; French et al. 2007). There is a concern that bacteria and archaea themselves are sufficiently distinct and should not be united into the single group prokaryotes. The contrast between the nuclear organization and the presence of a nuclear membrane in prokaryotic and eukaryotic organisms has become blurred. Bacteria have long been considered to lack nuclear organization; however, in the bacterial phylum Planctomycetes, Gemmata obscuriglobus has a nucleoid enveloped in a membrane that forms a structure analogous to the eukaryotic nucleus (Fuerst 2005). The giant bacterium Epulopiscium fishelsoni has DNA highly condensed into chromosome‐like structures that are physically separated from the cytoplasm (Bresler et al. 1998). In contrast, dinoflagellates, eukaryotic algae, lack histones for the condensation of DNA and lack nucleosomes (Rizzo 2003). Histone proteins are found in mesophilic, thermophilic, and hyperthermophilic archaea and the DNA interactions of archaeal histones is like that found in eukaryotes (Reeve et al. 2004).

Table 1.1 Differences between prokaryotes and eukaryotes.

Prokaryotic cells lack a true nucleus with a nuclear membrane.

Prokaryotic cells lack histones to provide condensation of DNA into chromosomes.

DNA in prokaryotes is circular whereas DNA in eukaryotes is linear.

Prokaryotic cells lack organelles in the cytoplasm and cytoplasmic membranes.

Prokaryotic cells lack carbohydrates and sterols in the plasma membrane whereas both are found in eukaryotic cells.

In prokaryotic cells, ribosomes are 70S; in eukaryotic cells, ribosomes are 80S with 70S found in organelles.

Cell division in prokaryotic cells is by binary fission whereas in eukaryotic cells it is by mitosis.

Sexual recombination does not occur in prokaryotic cells except for DNA transfer. Sexual recombination in eukaryotic cells involves meiosis.

Prokaryotic cells are 0.2–2.0 μm wide whereas eukaryotic cells are 10–100 μm wide.

1.2.1 Intracellular Membranes in Prokaryotes

Models of some of the intracellular membrane structures found in bacteria are presented in Figure 1.1. Bacteria that obtain energy from methane oxidization often use particulate methane monooxygenase (pMMO). which is localized in the membrane. For the greatest efficiency of methane gas oxidation, multiple membrane structures are present in the cytoplasm and, based on internal membrane structure, methanotrophic bacteria may have either stacked (type I) or paired concentric (type II) cytoplasmic membranes (Davies and Whittenbury 1970). A recently isolated filamentous bacterium Crenothrix fusca Roze 1896 also has stacked membranes; however, they only extend part way across the diameter of the cell (Vigliotta et al. 2007). Nitrosomonas, Nitrosococcus, and Nitrosocystis are genera of nitrifying bacteria that have internal membranes to achieve the oxidation of ammonia (NH3) to nitrite (NO2−). The configuration of the internal membranes appears to be specific for each genus: Nitrosomonas has membranes along the periphery of the cell, Nitrosococcus has laminar membranes through the central region of the cell, and Nitrosocystis has a complex membrane structure of small vesicles along the exterior of the cell (Murray and Watson 1965). For almost 100 years, acidocalcisomes have been known to occur in bacteria; however, they have only been investigated recently. In bacteria and protists, acidocalcisomes store inorganic phosphates and calcium ions, and participate in maintaining intracellular pH and in osmoregulation (Docampo and Moreno 2011). Members of the Planctomycetes have a structure called the anammoxosome, which is used for the anaerobic oxidation of ammonia (annamox) (van Nifrik et al. 2004). Magnetotactic bacteria produce cytoplasmic magnetosomes with a surrounding membrane that originates at the plasma membrane (Lefèvre and Bazylinski 2013). In addition, phototrophic bacteria contain photosynthetic units within cytoplasmic membrane structures (chromatophores) (Willey et al. 2014; Saier 2014). Thus, in this book the term prokaryotes is used sparingly and includes both bacteria and archaea, with considerations as stated earlier.

Figure 1.1 Examples of internal structures observed in bacteria.

1.2.2 Compartmentalized Heterotrophic Bacterial Cells

The presence of a compartment inside a heterotrophic bacterium was reported initially for cells of G. obscuriglobus (Fuerst 2005). However, recent developments indicate that the compartmentalized bacteria, members of the Planctomycetes‐Verrucomicrobia‐Chlamydiae (PVC) superphylum, have a homolog of a eukaryotic protein that occurs in eukaryotic membranes (Santarella‐Mellwig et al. 2010). Ladderanes (Figure 1.2) are unusual lipids found in the anammoxosome membrane and in Kuenenia stuttgartiensis and Borcadia anammoxidans the ladderanes account for over half of the lipids present (Damsté et al. 2002). The ladderane lipids produce a dense membrane with low permeability, which is needed to retain potentially toxic intermediates in the anammox reaction. Unlike the anaerobic ammonia‐oxidizing Planctomycetes, members of the phylum Verrucomicrobia (i.e. Verrucomicrobium spinosum, Prosthecobacter dejongeii, and Chthonibacter flavus) have a compartmentalized unit in the cell but do not have the enzymes to carry out the anammox reaction (Lee et al. 2009). The membrane enclosure contains nucleoid and ribosome‐like particles and is like the pirellulosome in some Planctomycetes (i.e. Pirellula staleyi and Blastopirellula marina) (Lindsay et al. 2001).

Figure 1.2 Ladderane lipids present in anammoxosome. About half of the lipid in the anammoxosome membrane consists of ladderane lipids; the fused five cyclobutane groups enable the lipids to be closely packed, which contributes to the impermeable character of this membrane.

1.2.3 The Universal Tree of Life: Rooted or Unrooted

Microorganisms addressed here are associated with the phylogenetic domains of Bacteria, Archaea, and Eukarya. Although there have been several other systems used to arrange life forms, the classification system dealing with phylogenetic relationships or evolutionary aspects of cells or individuals that has been favored by microbiologists involves the domains of Bacteria, Archaea, and Eukarya. Salient distinctions between these groups of organisms are indicated in Table 1.2.

Table 1.2 Distinctions between members of the Tree of Life.

Characteristic

Bacteria domain

Archaea domain

Eukarya domain

Histones associated with DNA

Absent

Present in some

Present

Chromosome or nucleoid

Most circular, few linear

Circular

Linear

Nuclear membrane

Absent

a

Absent

Present

Introns

Absent

Present in a few

Present

RNA polymerase

One type

Several types

Several types

Peptidoglycan in cell wall

Present

Absent

Absent

Amino acid initiating protein synthesis

N

‐formyl methionine

Methionine

Methionine

Ribosomes sensitive to antibiotics

70S inhibited

70S not inhibited

80S not inhibited

Cholesterol in membrane

Absent

b

Absent

Present

Membrane lipids

Fatty acids esterified to glycerol

Phytanols ether linked to glycerol

Fatty acids esterified to glycerol

Heat‐resistant endospores

Present

Absent

Absent

a Present in only one bacterium.

b An exception is that cholesterol is found in a few species of bacteria of the genus Mycoplasma.

Tree configurations have long been used to organize physical characteristics into different categories and the Tree of Life, as proposed by Woese et al. (1990), relies on the DNA segment encoding for ribosomal RNA (rRNA). While numerous other genes could be used to express relationships between microorganisms, the genes encoding for rRNA seem to be stable and not subject to evolutionary changes. The hope was that through evaluation of the many genes found in microorganisms, a universal common ancestor for life could be determined. However, it has been difficult to construct a valid Tree of Life for organisms on Earth due to horizontal (lateral) gene transfer throughout the life span of microorganisms. Doolittle (2015) has summarized the various concerns in construction of a Tree of Life and suggested organizing the three domains using an unrooted tree (see Figure 1.3). Even though gene trees have stimulated a great amount of research, it is worth recalling Whitman's (2009) statement that “gene trees are not equivalent to organismal trees.” For a thoughtful presentation of the status of the universal Tree of Life the reader is encouraged to consult the review by Forterre (2015).

Figure 1.3 An unrooted tree showing the relationship of the three main branches of life based on the small subunit rRNA sequences.

1.2.4 What About the Giant Viruses?

In the past few years there have been many double stranded DNA (dsDNA) viruses isolated that are gigantic. These viruses make up the Nucleocytoplasmic Large DNA Viruses (NCLDV). which infect protozoa, algae, and other aquatic eukaryotes. The family Phycodnaviridae are large icosahedral dsDNA viruses with genomes of 160–560 kb that infect eukaryotic algae (Wilson et al. 2009). Mimiviruses are large dsDNA viruses that infect amoeba and have been associated with many human pneumonia cases; due to their size, they were initially considered to be gram‐positive intracellular bacteria (Raoult et al. 2007). Faustavirus is an icosahedral virus ~200 nm that was isolated from Acanthamoeba spp. and appears closely related to the pathogenic African swine fever virus (Reteno et al. 2015). Pithovirus sibericum, an ancestral large virus that infects amoeba, was isolated from a 30 000‐year‐old Siberian permafrost sample (Legendre et al. 2014). The giant virus Pandoravirus salinus, which attacks amoeba, was isolated from seawater near the coast of central Chile (Philippe et al. 2013). Several giant viruses have genome sizes greater than some bacteria and the genomes of mimiviruses, pithoviruses, pandoraviruses, and Faustovirus are 1.2, 0.6, 2.5, and 0.466 mbp, respectively. When these viruses were discovered, some microbiologists proposed that the giant viruses represented a fourth form of cellular life or a fourth branch on the Tree of Life (Sharma et al. 2015). Although the discussion concerning the origin of these viruses continues, a strong argument has been presented that suggests giant viruses arose from smaller DNA viruses that have acquired genes from their eukaryotic hosts (Yutin et al. 2014).

1.3 Major Approach to Study Microorganisms

There are several major approaches for the study of microorganisms, especially bacteria, from an environmental or ecological perspective. Analysis of specific environmental sites includes traditional cultivation procedures as well as the use of molecular techniques to identify bacteria or archaea and to characterize their response to environmental conditions. The molecular study of environmental microorganisms is discussed in further detail in Chapter 2.

1.3.1 Application of Genomics, Metagenomics, and Proteomics

Scientists may ask “What are these microorganisms and what specific genes do they possess?” To answer this question, scientists may use genomics, metagenomics, or proteomics. Microbiologists examining a specific site may use 16S rRNA from bacteria that were isolated and grown in the laboratory and this use of the bacterial genome to identify the bacteria present is genomics. Since not all prokaryotes at a site can be grown in the laboratory, extraction and analysis of all DNA at a site (metagenomics) provides the identity of the bacteria and archaea present, whether or not they can be cultivated. It is generally considered that less than 1% of bacteria and archaea in an environmental sample can be grown in the laboratory. The inability to count colonies of bacteria from diluted soil samples as a means of enumerating the bacteria present is referred to as the “great plate count anomaly.” With the number of bacteria on Earth estimated to be 1.7 × 1030 cells (Table 1.3). it would be a daunting task to work out cultivation schemes for all bacteria and then analyze their genes. The identification of genes to explain specific activities may be obtained by sequencing DNA isolated from a site or by in situ hybridization techniques using probes targeting specific genes. Proteomics can also provide an excellent analysis of bacteria present (Dworzanski and Snyder 2005). For proteomics, protein produced by bacteria is isolated and nuclear magnetic resonance (NMR) analysis is used to match it to protein from a known gene, so the specific gene can be identified. Using genomic analysis, bacterial diversity and community structure at a site can be established. From this molecular analysis, relatively sound proposals can be made concerning the contribution of specific bacteria to the overall biological activity at a specific site.

Table 1.3 Estimation of prokaryotes distributed throughout the biosphere.

Source: Reproduced with permission from Whitman et al. (1998), Lindow and Brandl (2003), and Kallmeyer et al. (2012).

Location

Number of prokaryotic cells

a

Aquatic environment

1.2 × 10

29

Subsurface of oceans

3.5 × 10

29

Terrestrial subsurface

2.5 × 10

29

Soil

2.6 × 10

27

Plant surfaces

1.0 × 10

26

a Estimated number of prokaryotic cells produced each year is 1.7 × 1030 cells (Whitman et al. 1998).

1.3.2 Biochemical and Physiological Analysis

Another approach is to ask “How do microorganisms function in a specific process?” In this case, the activities of specific bacteria are examined by transcriptomics. The bacteria involved in the active synthesis of a specific protein can be identified by isolating mRNA from a site and its subsequent conversion to DNA by reverse transcriptase,. This is important to demonstrate which gene is being expressed because the presence of a gene in bacteria does not mean that gene is being decoded. For example, the presence of a gene for nitrogen fixation can be determined by genomic analysis but RNA isolation would indicate the actual expression of the nitrogen‐fixing gene. With bacteria isolated from a site, the biochemical processes can be studied to understand how bacteria are capable of accomplishing a given activity. Included in this type of investigation would be chemical analysis to assess biotic and abiotic activities as well as processes resulting from mixed populations. This is an important approach for the study of processes such as biogeochemical cycles, bacterial symbiosis, and bioremediation.

1.4 The Impact of Horizontal Gene Transfer Between Microorganisms

The vertical transmission of genes refers to the transfer of DNA from the parent to the offspring, whereas the horizontal transmission of genes describes the movement of DNA between biological systems. The distinction between horizontal gene transfer and vertical inheritance (Andam et al. 2010) and the frequency at which DNA transfer occurs between phylogenic groups has been reviewed elsewhere (Kloesges et al. 2011). The movement of genes between bacteria has been extensively studied and DNA is transferred by conjugation, transduction, transformation, or gene transfer agents (GTAs). Characteristics of these four processes for genetic exchange are summarized in Box 1.1 and while DNA exchanges are observed in the environment, the frequency that each mechanism is used may not be apparent. It is well documented from several different environments that considerable movement of DNA between microorganisms occurs. It has been estimated that there may be 1013 prokaryotic gene transfers per year in the Mediterranean Sea (McDaniel et al. 2010). 1.3 × 1014 transduction events each year in Tampa Bay (Jiang and Paul 1998). and 1024 genes transferred by transduction each year in the oceans of the world (Rohwer and Vega Thurber 2009). The extensive horizontal exchange of DNA between microorganisms contributes to the difficulties of finding the Last Universal Common Ancestor and the rooting of the Tree of Life. Note that once DNA is transferred to a bacterial or archaeal cell, coevolution processes will determine if the host cell incorporates the DNA into its genome and if the newly acquired DNA is expressed.

Box 1.1 Characteristics of Bacterial DNA Exchange

Conjugation – DNA exchange between bacteria that requires cell‐to‐cell contact is referred to as conjugation. As described in most introductory microbiology text books (Willey et al. 2014). DNA is moved from a donor cell to a recipient cell as a plasmid or as “chromosomal” genetic material. In Escherichia coli, a special plasmid referred to as the F‐factor enhances this horizontal gene transfer. Conjugation is assumed to occur in most bacteria and new examples are being discovered as is the case with Mycobacterium smegmatis (Gray et al. 2013). Often the DNA transferred to the recipient cell provides new catabolic genes, resistance to toxic metals or resistance to antibiotics. Conjugation between bacteria and plant cells accounts for tumor induction in plants by introduction of Ti plasmids from Agrobacterium tumefaciens or Ri plasmids from Agrobacterium rhizogenes (Pan et al. 1995).

Transduction – In bacteria this is the transfer of DNA into a recipient host by a bacteriophage (bacterial virus). While generalized transduction carries any gene from a donor, specialized transduction moves only a gene near the provirus in the “chromosome” of the donor. Both processes are described in introductory microbiology text books such as Willey et al. (2014).

Transformation – Bacteria have the capability of taking up DNA from outside of the cell and DNA becomes part of its genome (Chen and Dubnau 2004). The DNA acquired may be as a plasmid or a disrupted bacterial chromosome. Cells of a specific competent state are capable of acquiring exogenous DNA and there is the potential for acquiring DNA from species different from the host cell.

Gene transfer agents – The mechanism of gene transfer between prokaryotes involves a particle that is similar to a small bacterial virus. These gene transfer agents (GTAs) are released from prokaryotes by cell lysis and transduce random genomic segments to a recipient prokaryote. Enhanced gene transfer is attributed to the GTA particle (Maxmen 2010). In addition to the microorganisms listed in the text, bacteria with GTAs receiving attention include Rhodovulum sulfidophilum, Bartonella spp., and Bacillus spp. (Nagao et al. 2015; Lang et al. 2012).

Since bacteria and archaea do not have “sexual stages” in their growth processes, the mixing of the gene pool is accomplished by asexual horizontal gene transfer. There are many examples of horizontal gene transfer between microorganisms and higher biological forms and a few documented cases are given in Table 1.4. Potentially any gene in the donor cell can be mobilized but at least three classes of genes transferred between bacteria have been identified. The most common genes associated with horizontal transfer include those associated with the replication, translocation, and integration of mobile genetic elements and viruses. Additionally, genes encoding for antibiotic resistance, pathogenicity, and host–pathogen interaction are moved between bacteria at the highest rate. At the intermediate level of mobilization are genes encoding for metabolic or structural development. Genes transferred at the lowest frequency include those dealing with transcription, translocation, or other informational processes (Keese 2008). Bacteria that have received genes enabling them to survive and grow in the presence of antibiotics or to engage in catabolism of toxic materials in the environment are often referred to as “super bugs.” Horizontal gene exchanges occur between different bacteria, bacteria and archaea, and most likely between archaeal cells.

Table 1.4 Examples of interspecies horizontal gene transfer involving microorganisms.

From bacteria to the yeast

Saccharomyces cerevisiae

(Hall et al.

2005

).

Adzuki bean beetle, filarial nematodes, and arthropods have acquired DNA from their endosymbiont

Wolbachia

(Kondo et al.

2002

).

Pea aphids (

Acyrthosiphon pisum

) contain multiple genes from fungi (Moran and Jarvik

2010

).

Plasmodium vivax

, a malaria pathogen, has acquired DNA from its human host and this enables it to escape defenses of host (Bar

2011

).

Genes for Shiga toxin moved from

Shigella sonnei

to

Escherichia coli

(Strauch et al.

2001

).

Genes for dissimilatory sulfite reductase have been transferred between bacteria and from bacteria to archaea (Klein et al.

2001

).

Several genes transferred from relatives of endosymbionts

Buchnera

and

Wolbachia

to pea aphid,

Acyrthosiphon pisum

(Nikoh et al.

2010

).

The magnitude of horizontal gene exchange between bacteria can be evaluated by comparing the core genome to the Pan‐genome for bacteria (Willey et al. 2014). The core genome refers to the genes present in a species that would reflect the minimum number of genes required to enable that species to grow. Included in the core genome are the genes for transcription, translation, and replication. The Pan‐genome refers the total of all genes found among all taxa and not limited to a single taxon. If the number of core genes is subtracted from the number of Pan‐genes in a strain, the difference would represent the number of genes acquired to enable bacteria to colonize new niches. The examples provided by Willey et al. (2014) include the following: Bacillus anthracis has 3600 and 3800 in the core genome and Pan‐genome, respectively. Streptococcus agalactiae has 1800 and 2700 in the core genome and 2700 in the Pan‐genome. Escherichia coli has 2800 in the core genome and 6000 in the Pan‐genome. This would indicate that B. anthracis would be limited to a few habitats whereas E. coli may expand into numerous habitats. Although horizontal gene exchange is a reality for bacteria, the amount of DNA exchanged varies considerably with the individual species.

1.4.1 Genetic Islands

The genes associated with horizontal gene transfer include a large segment of DNA that is 10–200 kb and which is often referred to as a genetic island (Juhas et al. 2009). Encoded in this gene cluster there are usually insertion elements or plasmid conjugation factors that mobilize this genetic information. Antibiotic resistance and virulence bacterial genes are some of the best‐known genes moved by horizontal gene transfer and these discrete DNA elements are referred to as pathogenicity islands. Other discrete DNA segments may be symbiosis islands, which enhance bacterial interactions with nodulation in plants or associations with animals. Metabolic islands may describe genes for catabolism or mineral metabolism. Geochemical or geomicrobiology islands refer to a unit of genes that enable mineral transformations. Resistance or fitness islands describe those discrete DNA segments that enable bacteria to grow in toxic environments or under chemical stress.

1.4.2 Risks from Genetically Modified Organisms

With the reality that horizontal gene transfer is an ongoing process in nature, there is concern that new segments of DNA will be introduced into the environment by genetically modified organisms (GMO