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This book addresses principles and practical applications of membrane distillation and osmotic distillation, separation technologies which are gaining increasing attention due to their advantages over conventional concentration processes. * Addresses membrane and osmotic distillation, two closely related and novel processes that offer several advantages over conventional concentration processes * Has a widespread impact and application of the technology in industries such as food, environment, and nuclear clean-up / containment * Covers theoretical aspects of both processes, the properties of hydrophobic membranes, process economics, integrated processes and future prospects. * Caters the presentation caters for the diversity of readership with respect to links with membrane technologies.
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Cover
Title Page
Copyright
Preface
Acknowledgments
About the Authors
Nomenclature
Chapter 1: General Introduction
1.1 Overview of Distillation Processes
1.2 Membrane Distillation (MD)
1.3 Osmotic Distillation (OD)
1.4 MD and OD as Alternatives to Established Stripping Processes
1.5 Established Stripping Processes
1.6 Other Membrane Processes
1.7 Concluding Remarks
Chapter 2: Theoretical Aspects of Membrane Distillation
2.1 Introduction
2.2 MD Theory
2.3 MD Membrane Requirements
2.4 Effect of Operating Conditions on MD Performance
2.5 MD Process Economics
2.6 Concluding Remarks
Chapter 3: Theoretical Aspects of Osmotic Distillation
3.1 Introduction
3.2 OD Theory
3.3 OD Membrane Requirements
3.4 Effect of Operating Conditions on OD Performance
3.5 OD Process Economics
3.6 Concluding Remarks
Chapter 4: Properties of Macroporous Hydrophobic Membranes
4.1 Introduction
4.2 Theoretical Aspects of Membrane Hydrophobicity
4.3 Membrane Types
4.4 Fouling of Hydrophobic Membranes
4.5 Protection Against Membrane Wet-Out
4.6 Hydrophobicity Restoration
4.7 Membrane Module Requirements
4.8 Concluding Remarks
Chapter 5: Membrane Distillation Applications
5.1 Introduction
5.2 Desalination
5.3 Industrial Wastewater Treatment
5.4 Production of Liquid Food Concentrates
5.5 Miscellaneous Applications
5.6 Concluding Remarks
Chapter 6: Osmotic Distillation Applications
6.1 Introduction
6.2 Fruit and Vegetable Juice Applications
6.3 Other Applications
6.4 Concluding Remarks
Chapter 7: Future Prospects for Membrane Distillation and Osmotic Distillation
7.1 Introduction
7.2 Membrane Module Design
7.3 Membrane Protection Against Wet-Out
7.4 Utilization of Renewable Energy Sources
7.5 Membrane-Based Factory Processes of the Future: A Hypothetical Example
7.6 End Note
References
Index
End User License Agreement
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Cover
Table of Contents
Begin Reading
Chapter 1: General Introduction
Figure 1.1 Overview of distillation processes.
Figure 1.2 Direct contact membrane distillation (DCMD) process.
Figure 1.3 The four different forms of membrane distillation. (a) Direct contact membrane distillation (DCMD). (b) Air gap membrane distillation (AGMD). (c) Sweeping gas membrane distillation (SGMD). (d) Vacuum membrane distillation (VMD).
Figure 1.4 Layout of a DCMD plant.
Figure 1.5 Osmotic distillation (OD) process.
Figure 1.6 Layout of an OD plant.
Figure 1.7 Multistage flash distillation (MSF) plant.
Figure 1.8 Falling-film multiple-effect distillation (MED) plant.
P
1
= Heating steam pressure.
P
2
,
P
3
= Water vapor pressures.
Figure 1.9 Single-effect vapor compression distillation (VCD) plant.
Figure 1.10 Freeze concentration (FC) plant.
Figure 1.11 Principle of reverse osmosis (RO).
Figure 1.12 Concentration polarization in RO.
Figure 1.13 Electrodialysis (ED) operation.
Figure 1.14 Schematic representation of microfiltration (MF) process.
Figure 1.15 Schematic representation of ultrafiltration (UF) process.
Figure 1.16 Schematic representation of nanofiltration (NF) process.
Figure 1.17 Relative separation capabilities of MF, UF, NF, and RO.
Chapter 2: Theoretical Aspects of Membrane Distillation
Figure 2.1 Feed-side concentration polarization profile in MD for laminar and turbulent flow.
C
fm
, solutes concentration at the feed–membrane interface;
C
fb
, solutes concentration in the bulk feed stream.
Figure 2.2 Temperature polarization profile in DCMD. Δ
T
m
, interfacial temperature gradient; Δ
T
b
, bulk stream temperature gradient;
T
fm
, feed–membrane interfacial temperature;
T
sm
, membrane–strip interfacial temperature;
T
fb
, bulk feed temperature;
T
sb
, bulk strip temperature.
Figure 2.3 Mass and heat transfer processes in MD.
Figure 2.4 Approach to theoretical treatment of MD.
Figure 2.5 Electrical analog of resistances to mass transfer in MD.
Figure 2.6 Molecular diffusion of water vapor (black) through an air-filled pore.
Figure 2.7 Knudsen diffusion of water vapor (black) through an air-filled pore.
Figure 2.8 Poiseuille flow of water vapor through a deaerated pore.
Figure 2.9 Relationship between Knudsen number,
Kn
, and membrane mass transfer mechanism.
Figure 2.10 Electrical analog of resistances to heat transfer in DCMD.
Figure 2.11 AGMD temperature profile.
T
c
, air gap–condensate layer interfacial temperature;
T
p1
, condensate layer–cold plate interfacial temperature;
T
p2
, cooling water–cold plate interfacial temperature;
T
wb
, bulk cooling water temperature.
Figure 2.12 Approximate representation of flux and feed viscosity variation during DCMD glucose solution concentration (PP membrane, pore diameter 0.43 µm, feed temperature 50 °C, strip temperature 30 °C).
Figure 2.13 Effect of feed velocity on DCMD and OD flux [after Bui and Nguyen (2006)]. DCMD; feed temperature = 35 °C; feed concentration = 30 wt%; strip temperature = 10 °C; strip velocity 0.4 m s
−1
OD; feed temperature = 35 °C, feed concentration = 30 wt%, strip temperature = 35 °C, strip velocity = 0.4 m s
−1
.
Figure 2.14 Heat recovery in batch-mode DCMD.
Figure 2.15 SMADES (Fraunhofer Institute) process.
Chapter 3: Theoretical Aspects of Osmotic Distillation
Figure 3.1 Concentration polarization profile in OD.
C
fb
, solutes concentration in bulk feed stream;
C
fm
, solutes concentration at feed–membrane interface;
C
sm
, osmotic agent concentration at membrane–strip interface;
C
sb
, osmotic agent concentration in bulk strip stream.
Figure 3.2 Temperature polarization profile for OD showing similar feed and strip temperatures and the temperature gradient across the membrane.
T
fb
, bulk feed temperature; Δ
T
m
, interfacial temperature gradient;
T
sb
, bulk strip temperature.
Figure 3.3 Mass and heat transfer processes in OD.
Figure 3.4 Approach to theoretical treatment of OD.
Figure 3.5 Experimentally determined variation of water activity with osmotic agent concentration at 23 ± 2 °C. (Celgard 2500 membrane, pure water feed [Michaels and Johnson (1998)].)
Figure 3.6 Variation of water flux with osmotic agent concentration at 23 ± 2 °C. (Celgard 2500 membrane, pure water feed [Michaels and Johnson (1998)].)
Figure 3.7 OD flux variation with concentration for a range of membrane types; feed: sucrose solution, strip: 40% w/w CaCl
2
, 25 ± 2 °C.
Chapter 4: Properties of Macroporous Hydrophobic Membranes
Figure 4.1 Contact angles on (a) hydrophobic and (b) hydrophilic surfaces.
Figure 4.2 Meniscus pore intrusion when (a)
θ
> 90° and (b)
θ
< 90°.
Figure 4.3 Structural units of (a) isotactic PP, (b) PTFE, and (c) PVDF.
Figure 4.4 Calcium chelation by citric acid.
Figure 4.5 Modified plate-and-frame module flow pattern.
Figure 4.6 Membrane envelope design for spiral wound MD/OD module.
Figure 4.7 Liqui-Cel
TM
membrane contactor.
Chapter 5: Membrane Distillation Applications
Figure 5.1 Process in Fraunhofer Institute system.
Figure 5.2 MDC process.
Chapter 6: Osmotic Distillation Applications
Figure 6.1 Integrated MF–OD process for Valencia orange juice concentration.
Figure 6.2 Integrated UF–OD process for blood orange juice concentration.
Figure 6.3 Integrated UF–RO–OD process for blood orange and carrot juice concentration.
Figure 6.4 Integrated UF–OD, UF–DCMD, and UF–combined OD–DCMD processes for Golden Delicious apple juice concentration.
Figure 6.5 Integrated UF–OD process for kiwifruit juice concentration.
Figure 6.6 OD flux variation with concentration for conventionally clarified juice and its UF permeate (Desal EW E500 membrane).
Figure 6.7 Viscosity data for conventionally clarified juice and its UF permeate (Desal EW E500 membrane) showing the viscosity advantage of using UF.
Figure 6.8 Relationship between fermentable sugars content and °Brix for conventionally clarified juice and its UF permeate (Desal EW E500 membrane).
Figure 6.9 Integrated MF–OD process for melon juice concentration.
Figure 6.10 Integrated MF–RO and MF-combined OD-MD processes for camu camu juice concentration.
Figure 6.11 Integrated UF–OD process for pomegranate concentration.
Figure 6.12 Integrated MF (or UF)–RO–OD process for tomato paste production proposed by Bernadi (2002).
Figure 6.13 Integrated MF–OD process for passion fruit concentration.
Figure 6.14 Integrated MF–NF–OD process for polyphenols recovery from olive mill wastewater.
Figure 6.15 Integrated PV–MF–OMD process for
Echinacea
extract concentration.
Chapter 7: Future Prospects for Membrane Distillation and Osmotic Distillation
Figure 7.1 Layout of process for raw sugar production from sugarcane showing opportunities for membrane processes.
Chapter 1: General Introduction
Table 1.1 General comparison of MD, OD, and conventional stripping operation characteristics
Table 1.2 Percent water removal corresponding to 90% aroma loss in conventional thermal evaporation
Chapter 2: Theoretical Aspects of Membrane Distillation
Table 2.1 Mass transfer correlations used in membrane distillation
Table 2.2 Heat transfer correlations used in membrane distillation
Table 2.3 Commercially available flat-sheet hydrophobic membranes used in MD and OD [Johnson and Bailey (1994), Lawson and Lloyd (1997), Barbe et al. (1998), Burgoyne and Vahdati (2000), Khayet and Matsuura (2011)]
Table 2.4 Process-limiting resistances in MD processes
Chapter 3: Theoretical Aspects of Osmotic Distillation
Table 3.1 Corrosion rates (mg lost per day per dm
2
surface area, mdd) of stainless steels 304 and 316 for near-saturated osmotic agents
Table 3.2 Experimentally determined
r
n
ϵ
/
τδ
terms for membranes with a diverse range of structural features
Chapter 4: Properties of Macroporous Hydrophobic Membranes
Table 4.1 Suitability of isotactic polypropylene (PP), polytetrafluoroethylene (PTFE), and polyvinylidene fluoride (PVDF) membranes for use in MD and OD [Durham and Nguyen (1994), Racz et al. (2014)]
Table 4.2 MD applications of ceramic membranes
Chapter 5: Membrane Distillation Applications
Table 5.1 MD desalination pilot plants incorporating solar heating
Table 5.2 MD concentrate production applications in the food industry
Chapter 6: Osmotic Distillation Applications
Table 6.1 Reported applications of OD
Table 6.2 Structural characteristics of membranes used in grape juice pretreatment
Robert A. Johnson
Minh H. Nguyen
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Library of Congress Cataloguing-in-Publication Data
Names: Johnson, Robert A. | Nguyen, Minh H.
Title: Understanding membrane distillation and osmotic distillation / Robert A. Johnson, Minh H. Nguyen.
Description: Hoboken, NJ : John Wiley & Sons, Inc., 2017. | Includes bibliographical references and index.
Identifiers: LCCN 2016052029 (print) | LCCN 2016053443 (ebook) | ISBN 9780470122167 (cloth) | ISBN 9781118880326 (pdf) | ISBN 9781118880395 (epub)
Subjects: LCSH: Membrane distillation. | Membranes (Technology) | Osmosis.
Classification: LCC TP156.D5 J64 2017 (print) | LCC TP156.D5 (ebook) | DDC 660/.28424–dc23
LC record available at https://lccn.loc.gov/2016052029
Cover image: Valery_Plotnikov/Gettyimages
Cover design by Wiley
Distillation processes are at the center of numerous manufacturing facilities spanning a wide range of industries. Common applications include desalination, the manufacture of alcoholic beverages, fractionation of organic liquids, water removal in preparation for crystallization or spray drying, and the production of fruit juice concentrates. Several different types of industrial distillation processes are in use, the choice depending on process requirements. Membrane distillation (MD) and osmotic distillation (OD) are important additions to this range of processes as they represent the mergence of conventional distillation processing and modern membrane separation science. The advantages offered by these emerging processes include unprecedented product quality and substantial energy savings.
Accordingly, this book is intended to provide the reader with an understanding of the theoretical and practical aspects of MD and OD. While these processes have overlapping areas of application, their individual development paths have largely been driven by their different operational requirements. Historically, the main interest in MD has arisen from growing desalination demands from a world in which 1 billion people are without safe drinking water. The main interest in OD on the other hand has come from the food industry in response to a growing consumer preference for high-quality liquid concentrates. Fruit and vegetable juices with their delicate aromas and prevalence of heat-sensitive vitamins and antioxidants have been at the forefront of this interest. These factors have been reflected by a rapid increase in the number of journal articles and conference presentations on MD and OD in recent years. Indeed, MD and OD have been transformed from laboratory novelties into processes that are now in the initial stages of industrial implementation in applications long accepted as being the exclusive domain of multiple-stage flash (MSF) distillation, multiple-effect distillation (MED), vapor compression distillation (VCD), freeze concentration (FC), and reverse osmosis (RO).
A major impetus for writing this book was a need to address the fact that most of this recently disseminated information has been individualistic in nature. That is, the experimental results and conclusions presented have been highly specific with respect to membrane type, module (membrane housing) type, operating conditions, nature of the feed material, and process objectives. The authors believe that a general text incorporating basic physical chemistry and chemical engineering theory presented in an uncomplicated format will assist researchers to unravel this web of information and provide the tools for further technological advancements. It is also intended that this book will find use as a general reference for those involved in the manufacture of industrial MD and OD plants.
The general introduction to this book includes a historical perspective of this current surge of interest in MD and OD. It also examines the operation of established desalination and concentrate production processes and attempts to provide the reader with an understanding of where MD and OD may potentially take their places among these processes. The theoretical aspects of MD and OD are then considered using a general approach that is readily adaptable to specific systems. Attention is then turned to more practical aspects and in particular the properties of the various types of membranes that are central to each process. This section includes a discussion of problems relating to membrane module design that have yet to be overcome. Specific examples of MD and OD applications are then discussed in sufficient detail to equip the reader with the knowledge to devise appropriate stand-alone or integrated membrane systems for any given application. Finally, some future prospects of both processes are proposed to stimulate the imagination of the reader.
Robert A. JohnsonBrisbane, Australia2016
Minh H. NguyenSydney, Australia2016
I wish to thank the Queensland University of Technology (QUT) for the assistance provided during the preparation of this book. I also wish to thank my former postgraduate students who have made major contributions to the development of osmotic distillation and associated technologies over many years. Finally, I extend my deep appreciation to my wife Frances for her love, support, and patience during the several years spent writing this book.
I thank all my friends and colleagues, including my graduate students who have worked with me over the years, from the industry and research laboratories in the areas of membrane and osmotic distillation.
Dr Robert A. Johnson, BSc, MSc, PhD (UQ), is a physical chemistry and chemical technology lecturer at Queensland University of Technology (QUT). Prior to entering academia, he was a research director of Syrinx Research Institute where he oversaw the development of osmotic distillation from a laboratory novelty to the industrial pilot plant stage. He has published widely on the theoretical and practical aspects of osmotic distillation and associated technologies due largely to industry support for his postgraduate students, postdoctoral research fellows, research assistants, and visiting academics.
Dr Minh H. Nguyen, BE, Grad Dip, MSc (UNSW), PhD (UTS), is a conjoint associate professor at the University of Newcastle and an adjunct associate professor at Western Sydney University. He has a life-time experience in scientific research and development in industry, research laboratories, and university teaching. He has over 200 technical and research publications and reports. He was among the pioneers in research and development in membrane technology, in particular osmotic and membrane distillation.
a
activity
b
air gap thickness (m)
c
concentration (kg m
−3
, wt%, °Brix)
C
p
heat capacity (kJ kg
−1
K
−1
)
D
diffusion coefficient (m
2
s
−1
)
d
h
hydraulic diameter (m)
d
p
pore diameter (m)
Δ
H
v
latent heat of vaporization (kJ kg
−1
)
h
individual heat transfer coefficient (J m
−2
s
−1
K
−1
)
J
mass flux (kg m
−2
s
−1
)
K
overall mass transfer coefficient (kg m
−2
s
−1
Pa
−1
)
k
individual mass transfer coefficient (kg m
−2
s
−1
Pa
−1
)
k
thermal conductivity (W m
−1
K
−1
)
k
B
Boltzmann constant (1.380 × 10
−23
J K
−1
)
Kn
Knudsen number
M
molecular weight (kg kmol
−1
or kDa)
Nu
Nusselt number
P
hydraulic pressure (Pa)
Δ
P
hydraulic pressure gradient (Pa)
p
vapor pressure (Pa)
Δ
p
vapor pressure gradient (Pa)
Δ
P
LEP
liquid entry pressure (Pa)
Pr
Prandtl number
Q
total heat flux (J m
−2
s
−1
)
R
universal gas constant (8.314 J mol
−1
K
−1
)
r
pore radius (m)
Re
Reynolds number
Sc
Schmidt number
Sh
Sherwood number
T
temperature (K)
U
overall heat transfer coefficient (J m
−2
s
−1
K
−1
)
x
mole fraction
w
humidity ratio
γ
surface tension (N m
−1
)
δ
membrane thickness (m)
ε
membrane porosity
η
viscosity (Pa s)
θ
contact angle (°)
θ
c
concentration polarization coefficient
θ
t
temperature polarization coefficient
θ
v
vapor pressure polarization coefficient
λ
mean free path (m)
ζ
w
water activity coefficient
σ
collision diameter (m)
Π
osmotic pressure (Pa)
ρ
density (kg m
−3
)
ϕ
relative humidity
χ
tortuosity
f
feed side
s
strip side
m
membrane
b
bulk stream
fb
bulk feed stream
sb
bulk strip stream
fm
feed–membrane interface
sm
strip–membrane interface
v
vapor
The term “distillation” refers to any process that facilitates the separation of solution components using their different volatilities. Distillation processes are categorized according to the number and nature of the components being separated as shown in Figure 1.1. At a primary level, distillation processes can be categorized as simple distillation or fractional distillation. Simple distillation utilizes a still to effect the separation of two miscible liquids or a single liquid and its nonvolatile solutes in a single vaporization–condensation process. Fractional distillation refers to the separation of two or more liquids using repeated vaporization–condensation steps in a single column.
Figure 1.1 Overview of distillation processes.
Simple distillation of a mixture of two liquids facilitates enrichment of the distillate (vaporized fraction) with the most volatile component with a corresponding enrichment of the residue with the second component. The distillate is the desired component in typical industrial applications. The degree of enrichment depends on the relative volatilities of the liquids. In some applications, the distillate is subjected to a second simple distillation step in a separate still to obtain the required separation. In simple distillation involving a liquid and its nonvolatile solutes, a high degree of separation can be achieved by prolonged boiling of the liquid. Here, the distillate is free of solutes other than trace amounts transferred by the entrainment of liquid droplets in the vapor. In many cases, distillation is carried out progressively through a series of simple distillation steps in a continuous process. Removal of the liquid from its nonvolatile solutes defines this process as a stripping operation. Furthermore, the still or series of stills in which stripping occurs is referred to as an evaporator. Fractional distillation results in a high degree of liquid–liquid separation due to repetitive distillation steps. This process is referred to as rectification when used for the separation of just two liquids. Examples highlighting the importance and widespread use of simple distillation and fractional distillation processes in society are discussed below.
The production of whisky and brandy are examples of simple distillation involving two liquids, water with a boiling point of 100 °C and ethanol with a boiling point of 78 °C. Whisky is distilled from grain mash that has been fermented to an ethanol concentration of 5–7% v/v, while brandy is distilled from wine having an ethanol concentration of 8–12% v/v. These low-alcohol solutions are boiled in a pot still to produce a distillate with an ethanol concentration of 20–35% v/v. The distillate is then subjected to simple distillation in a second pot still to produce a spirit with an ethanol concentration of about 70% v/v. The volatile organic aroma components of the base material are transferred and condensed with the vapor in both steps of the process. Finally, the spirit is subjected to maturation in accordance with product identification requirements.
Simple distillation involving a single liquid and its nonvolatile solutes is a widely used form of industrial distillation. An important example in which the distillate is the desired product is the desalination of seawater or brackish water. Water is evaporated from the salty solution for subsequent condensation and consumption. This stripping process is generally carried out using multistage flash distillation (MSF), multiple-effect distillation (MED), or vapor compression distillation (VCD). These simple distillation processes owe their success to internal energy recovery mechanisms as discussed in Section 1.5. With an estimated one billion people currently without access to safe drinking water [Blanco et al. (2009)] and a rapidly expanding global population, the role of desalination processes will continue to expand.
There are numerous examples of stripping operations in the food industry where the residue is the desired product. Water is stripped from materials such as fruit juices and dairy products to produce concentrates for cost-effective transport, storage, preservation, or spray drying. MED and VCD are typically used for such purposes with MSF confined to desalination applications. In other food industry applications, water stripping is undertaken to effect solute crystallization. Indeed, one of the largest operations of this type is the concentration of sugarcane juice for subsequent sugar recovery. In this case, MED is used to concentrate the juice to near saturation before entering a separate (pan) stage where crystallization is induced. An example of rectification is the production of industrial alcohol with an ethanol concentration in excess of 90% v/v for use in formulations such as biofuels, antiseptics, and solvents. Sugars from several different sources may be fermented to produce dilute aqueous ethanol solutions for this purpose. An upper limit of 96% v/v ethanol is dictated by the formation of an ethanol–water azeotrope from which no further separation can be achieved using conventional distillation processes. Rum and vodka are also produced by rectification using feedstocks produced by the fermentation of molasses and potatoes, respectively.
A basic requirement for rectification is a column filled with high-surface area packing material. A dilute aqueous ethanol solution for example is boiled at the base of the column to produce a vapor enriched in ethanol. The vapor cools as it rises to the point where condensation occurs on the surface of the packing material. The condensate then trickles toward the base of the column. Rising hot vapor from the increasingly higher boiling residue boils some of the returning liquid to produce a vapor that is further enriched in ethanol. The new vapor rises further up the column due to its higher volatility. This process is repeated many times as vapor ascends the column to produce the required ethanol concentration for external condensation. The vapor is removed from the top of the column while the water-enriched residue remains at the base. This process may be carried out in batch or continuous steady-state mode.
A modified fractional distillation column is used when several liquid fractions require separation. A well-known example of this is the refining of crude oil using a column containing horizontal condensation plates at different heights. The feedstock is boiled at the base of the column at a temperature at which all but the heaviest components vaporize. Controlled temperature reduction with increasing column height facilitates the condensation of different boiling point fractions on plates at different heights. In this way, the crude oil is separated into fuel oil, lubricating oil, diesel, kerosene, naptha, and gasoline in ascending order for removal through ports at the side of the column. Heavy residuals such as tar, asphalt, and waxes are collected from the base of the column while light hydrocarbon gases (C1–C4) are collected from the top of the column for external condensation. This process is operated as a continuous process.
Membrane distillation (MD) and osmotic distillation (OD) separate water from its nonvolatile solutes through vaporization and condensation and can therefore be classified as stripping distillation processes. Accordingly, desalination applications involve recovery of the distillate whereas concentrate production applications involve recovery of the residue.
In accordance with normal practice, the terminology applicable to conventional distillation processes has been changed in favor of membrane process terminology when discussing MD and OD. That is, the residue is referred to as retentate, while the distillate is referred to as permeate. In concentrate production applications, the fully concentrated retentate is referred to as concentrate.
MD and OD differ from MSF, MED, and VCD by effecting distillation through a porous, air-filled (usually) hydrophobic membrane using opposing membrane faces as evaporation and condensation surfaces. Membrane hydrophobicity excludes liquid water and its nonvolatile solutes from entering the porous structure and mixing with the permeating vapor. Furthermore, the small vapor gap afforded by the membrane reduces the resistance to vapor transfer to the point of condensation. Despite the success of MSF, MED, VCD, and other nondistillation stripping processes including freeze concentration (FC), reverse osmosis (RO), and electrodialysis (ED), MD and OD have attracted considerable attention as potential alternatives to these processes in some applications. This has been due to their special characteristics with respect to product quality, simplicity of operation, and potential energy savings.
This chapter traces the development of MD and OD from laboratory novelties to their present status as advanced stripping processes entering commercialization. Qualitative descriptions of the fundamental principles and characteristics of each process are provided and compared with those of established processes. Here, a heavy emphasis is placed on the factors that affect product quality. Before proceeding, however, it is beneficial to consider the meaning of the term “°Brix” frequently encountered in this and subsequent chapters. Strictly, the term refers to the percent by weight of pure sucrose in water at 20 °C. More generally, it has been used as a measure of the approximate sugars concentration in multisolute solutions in several industries. Indeed, °Brix has been adopted as the standard unit of concentration in the fruit juice [Bates et al. (2001)] and sugar industries [ICUMSA (2015)]. Simple and rapid measurement as refractometer or hydrometer Brix is convenient for use in process control.
While MD is currently regarded as an emerging process, it is not new. The concept of MD was introduced during the 1960s and 1970s when several patents on MD equipment appeared [Hassler (1964), Weyl (1967), Miller (1968), Bodell (1968), Rogers (1968, 1969, 1970, 1971, 1972a,b, 1975)]. These included one general process patent [Rogers (1971)], while the others focused on desalination. The first journal articles on MD, which also focused on desalination, were published during that same period [Findley (1967), Findley et al. (1969), Henderyckx (1967), Van Haute and Henderyckx (1967)]. However, a major obstacle faced by workers in the field at that time was the unavailability of membranes with sufficient water vapor permeability and natural hydrophobicity for use in MD. Rather, primitive membranes fabricated from materials such as silicone rubber, paper, glass fibers, cellophane, nylon, and diatomaceous earth were used. Most of these required treatment with water-repelling materials to provide some degree of hydrophobicity.
Without suitable membranes, interest in MD waned in favor of RO, which was itself a relatively new process at that time. The timely fabrication of the first high-flux RO membranes [Loeb and Sourirjan (1963)] assured the future of this process in desalination applications. Indeed, the rate of production of potable water using RO was several-fold greater than that of MD at that time. In addition, the cost of energy required to generate the high feed pressures required by RO (30–80 bar) was less significant than in the years that followed. As an indicator, the world price of crude oil in the 1960s and early 1970s adjusted for inflation to 2015 prices was about US $20 per barrel compared with US $90–100 in 2015. The interest in desalination applications alone and the lack of concern over energy costs meant that the advantages of MD with respect to product quality and energy savings went largely unrecognized.
However, there was a resurgence of interest in MD in the early 1980s when new types of microfiltration (MF) membranes were found to be suitable for use as MD membranes based on their permeability and hydrophobicity. The best performing membranes were found to be those fabricated from polypropylene (PP), polytetafluoroethylene (PTFE), and polyvinylidinefluoride (PVDF) with nominal pore diameters in the 0.1–0.45 µm range. These membranes remain in common use in MD systems today. Membranes with pores in this size range have variously been referred to as microporous or macroporous membranes by different workers in the field. The International Union of Pure and Applied Chemistry (IUPAC) convention defines materials with pore diameters of greater than 0.05 µm as being macroporous [Rouquerol et al. (1994)] and hence this terminology has been adopted here.
The renewed interest in MD fostered the first attempts to produce modules to house and support these membranes. These included the Gore-Tex MD spiral wound PTFE membrane module in 1982 [Gore (1982)], the Swedish Development Co. plate-and-frame PTFE membrane module in 1983 [Carlsson (1983), Andersson et al. (1985)] and the Enka AG Trans MD tubular PP membrane module in 1984 [Enka AG catalogue (1984)], all of which were intended for desalination applications. The Goretex and Sweedish Development Co. modules were designed for air gap membrane distillation (AGMD), while the ENKA module was designed for direct contact membrane distillation (DCMD), the simplest and most commonly used form of the process. The different forms of MD are discussed below. Problems associated with these modules highlighted the need for future research and development in module construction. Major research programs operated by groups at the University of Calabria (Italy) and the University of New South Wales (Australia) were initiated during that same period and remain in place today. Similar programs are now commonplace worldwide as reflected by the increasing number of journal articles and conference papers on this topic. The major application studies reported to date are discussed in Chapter 5.
The DCMD process is shown in Figure 1.2. Central to the operation of this process is a hydrophobic macroporous membrane that allows water vapor to enter the porous structure while excluding aqueous liquids and their nonvolatile solutes. The aqueous solution from which water is being extracted (feed stream) is passed over one face of the membrane (upstream side), while pure water (strip stream) is passed over the opposite face (downstream side), usually in counter-current flow. Both streams are in direct contact with the membrane. The driving force for mass transfer from the feed to the strip side is a water vapor pressure gradient generated by maintaining the bulk feed stream at a higher temperature than that of the bulk strip stream. Water evaporates at the feed–membrane interface, diffuses through the air-filled (usually) membrane pores, and condenses at the membrane–strip interface. Depending on the heat sensitivity of the feed material, feed temperatures in the 35–90 °C range are generally used [Bui and Nguyen (2006)]. The strip stream is typically maintained at ambient temperature.
Figure 1.2 Direct contact membrane distillation (DCMD) process.
There are three lesser used forms of MD distinguishable from DCMD and each other by the way permeate recovery is achieved. These are AGMD, sweeping gas membrane distillation (SGMD), and vacuum membrane distillation (VMD). The feed and strip flow arrangement for each of the four forms of MD is shown in Figure 1.3. AGMD utilizes a stagnant air gap between the downstream side of the membrane and a cold plate located a few millimeters away inside the membrane module. Permeate diffuses through the air gap to the cold plate where it is condensed and drained from the module. The temperature of the plate is maintained by a stream of cooling water in contact with the opposite surface of the plate. In this case, the driving force is maintained by the applied temperature difference between the bulk feed stream and cooling water stream. This form of the process was designed to minimize conductive heat loss through the membrane. As their names suggest, SGMD and VMD use an inert sweeping gas (air) and a partial vacuum, respectively, to remove water vapor permeate from the downstream side of the membrane. In both cases, permeate condensation takes place externally to the module. Here, the driving force is generated by a combination of an elevated bulk feed temperature (usually) and permeate removal.
Figure 1.3 The four different forms of membrane distillation. (a) Direct contact membrane distillation (DCMD). (b) Air gap membrane distillation (AGMD). (c) Sweeping gas membrane distillation (SGMD). (d) Vacuum membrane distillation (VMD).
DCMD is the form of MD that has attracted most attention from researchers with about 60% of all MD publications focusing on this configuration [El-Bourawi et al. (2006)]. This is despite ranking third behind VMD and then SGMD in achievable water fluxes. A major reason for this has been the simplicity and ease of use of the process. Product can be drawn directly from the strip tank at the rate of permeate production. A schematic layout of a basic DCMD plant is shown in Figure 1.4. The preference for DCMD can also be attributed to some unattractive operational features of the other forms of the process. AGMD, for example, has a relatively low flux due to the high mass transfer resistance provided by the air gap. This is despite a marked reduction in conductive heat loss through the membrane with better maintenance of the driving force. On the other hand, industrial-scale membrane modules developed for desalination in recent years have utilized AGMD as this design is readily amenable to energy recovery strategies. SGMD requires large air flows with often prohibitive air transportation costs. In addition, external condensation is a relatively expensive process because of the low thermal conductivity of air. VMD on the other hand carries a high risk of liquid entering the membrane pores. The strip side vacuum must be regulated to prevent the transmembrane pressure drop from exceeding that at which liquid entry occurs. SGMD and VMD are more often used for the removal of organic volatiles and dissolved gases from aqueous solutions than for water recovery [Lawson and Lloyd (1997)].
Figure 1.4 Layout of a DCMD plant.
The term “osmotic distillation” was proposed in 1986 to describe an isothermal membrane-based concentration process considered by many to be a variant of MD [Lefebvre (1986)]. Syrinx Research Institute Pty Ltd (Australia) recognized the potential of OD as a producer of high-quality concentrates and undertook process development for a range of applications [Lefebvre et al. (1987), Lefebvre (1988), Johnson et al. (1989), Thompson (1991)]. A commercial facility operated by the Wingara Wine Group (Australia) was subsequently used for the concentration of varietal grape juices for use in the production of high-quality vintage wines [Hogan et al. (1998)]. Apple, carrot, and various tropical fruit juice concentrates were also produced. This plant utilized commercially available 3M (formerly Membrana) Liqui-CelTM Membrane Contactors housing X-50 hollow-fiber PP membranes. These modules were designed for use as gas–liquid or vacuum–liquid contactors, requiring small pores (X-50 pore diameter 0.04 µm) to prevent liquid entry under vacuum [Liqui-Cel (2017)]. Notwithstanding flux limitations imposed by membrane morphological features, this plant demonstrated the successful production of high-quality OD fruit and vegetable juice concentrates [Wingara Wine Group, Personal communication].
Subsequent developments have resulted in marked increases in OD flux. These can be attributed to better selection of the most appropriate MF membranes for use in OD [Johnson and Bailey (1994)] and the development of new osmotic agent formulations [Michaels and Johnson (1996), Shin and Johnson (2007)]. As for MD, the best performing membranes were found to be those fabricated from PP, PTFE, or PVDF with nominal pore diameters in the 0.1–0.45 µm range. Despite some differences in ideal MD and OD membrane requirements, the morphological features possessed by these membranes offer suitable compromises with respect to process performance. Like MD, there has been a marked increase in the number of journal articles and conference papers on OD in recent years. These have been heavily weighted in favor of fruit juice concentrate production as discussed in Chapter 6. It should be noted that the literature contains many examples of OD being referred to by other names including isothermal MD [Johnson and Bailey (1994)], osmotic evaporation [Brodard et al. (2003)], and osmotic MD [Babu et al. (2006)].
The OD process is shown in Figure 1.5. The principle of operation is similar to that for MD, differing only in the way in which the water vapor pressure gradient across the membrane is generated. In MD, the water vapor pressure of the feed stream is increased relative to that of the strip medium by heating the feed stream. In OD, the water vapor pressure of the strip stream is lowered relative to that of the feed stream by incorporating a concentrated osmotic agent in the strip stream. The osmotic agent typically consists of a solution of a single salt with well-defined properties and is often referred to as the “brine” [Michaels and Johnson (1996), Hogan et al. (1998), Shin and Johnson (2007)]. Additional vapor pressure lowering may in some cases be obtained by blending the salt with its corresponding acid [Shin and Johnson (2007)]. As in the case of DCMD, the water vapor condenses at the membrane–strip interface. The use of an osmotic agent rather than a temperature gradient allows OD to be operated at or below ambient temperature. This has obvious advantages when producing concentrates that are heat sensitive or subject to volatiles loss. A schematic layout of an OD plant is shown in Figure 1.6.
Figure 1.5 Osmotic distillation (OD) process.
Figure 1.6 Layout of an OD plant.
Just as DCMD, AGMD, SGMD, and VMD are considered to be different forms of the MD process, varying only in the method by which permeate is collected, it can be argued that OD is another form of MD. However, there is a fundamental technical difference between MD and OD that is reflected in the type of membrane best suited to their operation. Theoretically, MD membranes should be fabricated from material of low thermal conductivity in order to reduce conductive heat loss to the strip side and thereby minimize the energy needed to maintain the required temperature gradient across the membrane. OD on the other hand does not have an applied temperature gradient to be maintained. Furthermore, latent heat deposited at the membrane–strip interface in OD produces a temperature gradient in opposition to the osmotically induced vapor pressure gradient. This effect is relatively more significant in OD than in MD due to the lower driving force of the former process. Water vapor pressure is less sensitive to osmotic agent concentration than to temperature. Accordingly, OD should ideally use a membrane of high thermal conductivity to assist the return of latent heat to the feed side. While this technical difference between MD and OD supports their separate identities, there is little to be gained by exploiting these requirements when operating with air-filled pores. The membranes used in MD and OD are highly porous (0.75–0.90) and hence the thermal conductivity of the membrane as a whole is largely determined by that of air, which is relatively poorly conducting. Nevertheless, MD and OD are treated separately here for convenience as the choice between processes is in most cases dictated by the susceptibility of the feed material to heat degradation and organic volatiles loss.
MD research has been undertaken in three major areas of application namely desalination, wastewater treatment, and concentrate production. Desalination refers specifically to the extraction of potable water from seawater or brackish water. Wastewater treatment may involve either water recovery or the isolation of a toxic or reusable substance. Concentrate production refers principally to the concentration of liquid foods such as fruit juices, vegetable juices, and dairy products. Examples of other types of applications are included in Chapter 5. OD research on the other hand has been confined to concentrate production because of the presence of an osmotic agent in the strip stream.
The increasing interest in MD and OD as potential alternatives to conventional processes has been driven by product quality and operational characteristics that collectively set them apart from these processes. These include a theoretical 100% retention of nonvolatile solutes, minimal heat damage to delicate feed components, high organic volatiles retention, concentration to high levels, and the ability to utilize waste heat or heat from natural sources. Conventional processes generally possess some but not all of these characteristics. The significance of each is discussed below. This is followed by a discussion of the operating principles and characteristics of conventional processes. A comparison of MD, OD, and conventional stripping operation characteristics is shown in Table 1.1.
Table 1.1 General comparison of MD, OD, and conventional stripping operation characteristics
Process
Major applications
Achievable TDS level in desalination
Damage to heat-sensitive feeds
Organic volatiles loss
Achievable solutes concentration in concentrate production
MSF
Seawater desalination
<100 ppm
Not applicable
Not applicable
Not applicable
MED
Seawater desalinationConcentrate production
<100 ppm
Moderate
High
60–70 °Brix
VCD
Seawater desalinationConcentrate productionClean water from highly concentrated solutions
<100 ppm
Moderate
High
60–70 °Brix
FC
Seawater desalinationBrackish water desalinationConcentrate production
<100 ppm
Negligible
Negligible
40–55 °Brix
RO
Seawater desalinationBrackish water desalinationConcentrate productionWastewater treatment
<500 ppm
Negligible
Low
30–35 °Brix
ED
Seawater desalinationBrackish water desalinationHigh purity water productionSalt productionLiquid food desalting
<300 ppm
Negligible
Low
Not applicable
MD
Seawater desalinationBrackish water desalinationWastewater treatmentConcentrate production
Negligible
Low
Low
60–70 °Brix
OD
Concentrate production
Not applicable
Negligible
Very low
60–70 °Brix
The hydrophobicity of MD and OD membranes prevents aqueous liquids and their nonvolatile solutes from entering their porous structure under normal operating pressures. That is, there is a theoretical 100% retention of nonvolatile solutes in the feed stream. Membrane terminology refers to this condition as 100% rejection by the membrane. Solute leakage due to membrane imperfections is often observed but is generally negligible. Accordingly, the US Environmental Protection Agency (EPA) recommendation of a maximum total dissolved solids (TDS) concentration of 500 ppm for potable water [Greenlee et al. (2009)] is readily achievable using MD. Indeed, water produced by MD as a long-term drinking water supply requires the addition of electrolytes to maintain a normal physiological balance. On the other hand, total solutes rejection is required for water use in dialysis, pharmaceuticals manufacture, laboratories, and the electronics industry. Importantly, MD is the most suitable technology for the concentration and subsequent disposal of low-level radioactive waste solutions. All processes currently used for this purpose (chemical precipitation, conventional distillation, ion exchange, reverse osmosis, ultrafiltration (UF), and sedimentation) lose some radioactive material to the environment [Zakizewska-Trznadel (2001), Khayet et al. (2006)].
MD feeds with complex chemical profiles such as liquid foods are concentrated using feed temperatures at the lower end (35–50 °C) of the MD operating range depending on their susceptibility to heat damage. As previously indicated, the strip solution is normally maintained at ambient temperature. Heat damage detectable by a change in color or the development of off-flavors [Onsekizoglu (2012)] is maintained at reasonably low levels under these operating conditions. Heat damage may be reduced further by maintaining a temperature gradient across the membrane at lower feed and strip temperatures. However, lower average temperatures result in a lower driving force and hence flux. Heat damage in MD desalination and water treatment applications is inconsequential, allowing higher feed temperatures to be used.
OD on the other hand operates at ambient temperature with negligible heat damage to the feed material. Indeed, fruit juice concentrates produced by OD and reconstituted to single strength are generally indistinguishable from the fresh product. This has been confirmed by several studies as discussed in Chapter 6