Alchemical Symbolism
Alchemical SymbolismPrefacePart I.The Parable.Section I.Section II.Part II.Analytic Part.Section I.Section II.Section III.Section IV.Section V.Part III.Synthetic Part.Section I.Section II.Section III.Copyright
Alchemical Symbolism
Herbert Silberer
Preface
Prominent among the stones of a fireplace in my country den,
one large rounded giant stands out. It was bourne by the glacial
streams from a more northern resting place and is marked by a
fossil of a mollusk that inhabited northern seas many million years
ago. Yet in spite of the eons of time that have passed it can be
compared with specimens of mollusks that live to-day. Down through
the countless centuries the living stream has carved its structural
habitations in much the same form. The science of Paleontology has
collected this history and has attempted a reconstruction of life
from its beginnings.The same principle here illustrated is true for the
thought-life of mankind. The forms in which it has been preserved
however are not so evident. The structuralizations are not so
definite. If they were, evolution would not have been possible for
the living stream of energy which is utilized by mind-stuff cannot
be confined if it would advance to more complex integrations. Hence
the products of mind in evolution are more plastic—more subtle and
more changing. They are to be found in the myths and the folk-lore
of ancient peoples, the poetry, dramatic art, and the language of
later races. From age to age however the strivings continue the
same. The living vessels must continue and the products express the
most fundamental strivings, in varying though related
forms.We thus arrive at a science which may be called
paleo-psychology. Its fossils are the thought-forms throughout the
ages, and such a science seeks to show fundamental likenesses
behind the more superficial dissimilarities.The present work is a contribution to such a science in that
it shows the essential relationships of what is found in the
unconscious of present day mankind to many forms of thinking of the
middle ages. These same trends are present to-day in all of us
though hidden behind a different set of structural terms, utilizing
different mechanisms for energy expression.The unceasing complexity of life's accumulations has created
a great principle for energy expression—it is termed
sublimation—and in popular parlance represents the spiritual
striving of mankind towards the perfecting of a relation with the
world of reality—the environment—which shall mean human happiness
in its truest sense. One of the products of this sublimation
tendency is called Mysticism. This work would seek to aid us to an
understanding of this manifestation of human conduct as expressed
in concrete or contemplated action through thought. It does so by
the comparative method, and it is for this reason I have been led
to present it to an English reading public.Much of the strange and outre, as well as the commonplace, in
human activity conceals energy transformations of inestimable value
in the work of sublimation. The race would go mad without it. It
sometimes does even with it, a sign that sublimation is still
imperfect and that the race is far from being spiritually well. A
comprehension of the principles here involved would further the
spread of sympathy for all forms of thinking and tend to further
spiritual health in such mutual comprehension of the needs of
others and of the forms taken by sublimation
processes.For the actual work of translation, I wish to express my
obligations to friends Wilfred Lay, and Leo Stein. Without their
generous and gifted assistance I would not have been able to
accomplish the task.Smith Ely Jelliffe, M.D.
Part I.The Parable.
Section I.
In an old book I discovered an extraordinary narrative
entitled Parabola. I take it as the starting point of my
observations because it affords a welcome guide. In the endeavor to
understand the parable and get a psychological insight into it, we
are led on to journey through these very realms of fancy, into
which I should like to conduct the reader. At the end of our
journey we shall have acquired, with the understanding of the first
example, the knowledge of certain psychical laws.I shall, then, without further prelude introduce the example,
and purposely avoid at the outset mentioning the title of the old
book so that the reader may be in a position to allow the narrative
to affect him without any preconceived ideas. Explanatory
interpolations in the text, which come from me, I distinguish with
square brackets.[1]. As once I strolled in a fair forest, young and
green, and contemplated the painfulness of this life, and lamented
how through the dire fall of our first parents we inherited such misery and distress, I chanced, while thinking
these thoughts, to depart from the usual path, and found myself, I
know not how, on a narrow foot path that was rough, untrodden and
impassable, and overgrown with so much underbrush and bushes that
it was easy to see it was very little used. Therefore I was
dismayed and would gladly have gone back, but it was not in my
power to do so, since a strong wind so powerfully blew me on, that
I could rather take ten steps in advance than one
backward.[2]. Therefore I had to go on and not mind the rough
walking.[3]. After I had advanced a good while I came finally
to a lovely meadow hedged about with a round circle of fruit
bearing trees, and called by the dwellersPratum
felicitatis[the meadow of felicity], I was in
the midst of a company of old men with beards as gray as ice,
except for one who was quite a young man with a pointed black
beard. Also there was among them one whose name was well known to
me, but his visage I could not yet see, who was still younger, and
they debated on all kinds of subjects, particularly about a great
and lofty mystery, hidden in Nature, which God kept concealed from
the great world, and revealed to only a few who loved
him.[4]. I listened long and their discourse pleased me
well, only some would break forth from restraint, not touching upon
the matter or work, but what touched upon the parables, similitudes
and other parerga, in which they followed the poetic fancies of
Aristotle, Pliny and others which the one had copied from the
other. So I could contain myself no longer and mixed in my own
mustard, [put in my own word], refuted such trivial things from
experience, and the majority sided with me, examined me in their
faculty and made it quite hot for me. However the foundation of my
knowledge was so good, that I passed with all honors,
whereupon they all were amazed, unanimously
included and admitted me in their collegium, of which I was
heartily glad.[5]. But they said I could not be a real colleague till I
learned to know their lion, and became thoroughly acquainted with
his powers and abilities. For that purpose I should use diligence
so as to subdue him. I was quite confident in myself and promised
them I would do my best. For their company pleased me so well that
I would not have parted from them for a great deal.[6]. They led me to the lion and described him very
carefully, but what I should undertake with him none could tell me.
Some of them indeed hinted, but very darkly, so that the (Der
Tausende) Thousandth one could not have understood him. But when I
should first succeed in subduing him and should have assured myself
against his sharp claws, and keen teeth, then they would conceal
nothing from me. Now the lion was very old, ferocious and large,
his yellow hair hung over his neck, he appeared quite
unconquerable, so that I was almost afraid of my temerity and would
gladly have turned back if my promise and also the circumstance
that the elders stood about me and were waiting to see what I would
do, had allowed me to give up. In great confidence I approached the
lion in his den and began to caress him, but he looked at me so
fiercely with his brightly shining eyes that I could hardly
restrain my tears. Just then I remembered that I had learned from
one of the elders, while we were going to the lion's den, that very
many people had undertaken to overcome the lion and very few could
accomplish it. I was unwilling to be disgraced, and I recalled
several grips that I had learned with great diligence in athletics,
besides which I was well versed in natural magic [magia] so I gave
up the caresses and seized the lion so dextrously, artfully and
subtlely, that before he was well aware of it I forced the blood
out of his body, yea, even out of his heart. It
was beautifully red but very choleric. I dissected him further and
found, a fact which caused me much wonder, that his bones were
white as snow and there was much more bone than there was
blood.[7]. Now when my dear elders, who stood above around the den
and looked at me, were aware of it, they disputed earnestly with
each other, for so much I could infer from their motions but what
they said I could not hear since I was deep down in the den. Yet as
they came close in dispute I heard that one said, “He must bring
him to life again, else he can not be our colleague.” I was
unwilling to undertake further difficulties, and betook myself out
of the den to a great place, and came, I know not how, on a very
high wall, whose height rose over 100 ells towards the clouds, but
on top was not one foot wide. And there went up from the beginning,
where I ascended, to the end an iron hand rail right along the
center of the wall, with many leaded supports. On this wall I came,
I say, and meseems there went on the right side of the railing a
man several paces before me.[8]. But as I followed him awhile I saw another
following me on the other side, yet it was doubtful whether man or
woman, that called to me and said that it was better walking on his
side than where I went, as I readily believed, because the railing
that stood near the middle made the path so narrow that the going
at such a height was very bad. Then I saw also some that wished to
go on that path, fall: down below behind me, therefore I swung
under the railing; holding tight with my hands and went forward on
the other [left] side, till I finally came to a place on the wall
which was very precipitous and dangerous to descend. Then first I
repented that I had not stayed on the other [right] side and I
could not go under to the other side as it was also impossible to
turn round and get on the other path. So I risked it, trusted to my good feet, held myself tight
and came down without harm, and as I walked a little further,
looked and knew of no other danger, but also knew not what had
become of wall and railing.[9]. After I came down, there stood in that place a beautiful
rose bush, on which beautiful red and white roses were growing, the
red more numerous, however, than the white. I broke off some roses
from the bush and put them on my hat. But there seemed to be in the
same place a wall, surrounding a great garden. In the garden were
lads, and their lasses who would gladly be in the garden, but would
not wander widely, or take the trouble to come to the gates. So I
pitied them. I went further along the path by which I had come,
still on the level, and went so fast that I soon came to some
houses, where I supposed I should find the gardener's house. But I
found there many people, each having his own room. They were slow.
Two together they worked diligently, yet each had his own work.
[The meaning may be either that working alone they were slow, but
in twos they worked diligently; or two of them worked together and
were diligent. Both amount to the same thing as we shall later
realize.] But what they did, it seems, I had myself done before and
all their work was familiar to me. Especially, thought I, see, if
so many other people do so much dirty and sloppy work, that is only
an appearance according to each one's conceit, but has no reason in
Nature, so it may also be pardoned in you. I wished, therefore,
because I knew such tricks vanished like smoke, to remain here no
longer in vain and proceeded on my former way.[10]. After I had arrived at the gate of the garden,
some on one side looked sourly at me, so that I was afraid they
might hinder me in my project; but others said, “See, he will into
the garden, and we have done garden service here so long, and have never gotten in; we will laugh him
down if he fails.” But I did not regard all that, as I knew the
conditions of this garden better than they, even if I had never
been in it, but went right to a gate that was tight shut so that
one could neither see nor find a keyhole. I noticed, however, that
a little round hole that with ordinary eyes could not be seen, was
in the door, and thought immediately, that must be the way the door
is opened, was ready with my specially prepared Diederich, unlocked
and went in. When I was inside the door, I found several other
bolted doors, which I yet opened without trouble. Here, however,
was a passage way, just as if it was in a well built house, some
six feet wide and twenty long, with a roof above. And though the
other doors were still locked, I could easily see through them into
the garden as the first door was open.[11]. I wandered into the garden in God's name, and
found in the midst of it a small garden, that was square and six
roods long, hedged in with rose thorns, and the roses bloomed
beautifully. But as it was raining gently, and the sun shone in it,
it caused a very lovely rainbow. When I had passed beyond the
little garden and would go to the place where I was to help the
maids, behold I was aware that instead of the walls a low hurdle
stood there, and there went along by the rose garden the most
beautiful maiden arrayed in white satin, with the most stately
youth, who was in scarlet each giving arm to the other, and
carrying in their hands many fragrant roses. I spoke to them and
asked them how they had come over the hurdle. “This, my beloved
bridegroom,” said she, “has helped me over, and we are going now
out of this beautiful garden into our apartment to enjoy the
pleasures of love.” “I am glad,” said I, “that without any further
trouble on my part your desires are satisfied; yet see how I have
hurried, and have run so long a way in so short a time to serve
you.” After that I came into a great mill built
inside of stones, in which were no flour bins or other things that
pertained to grinding but one saw through the walls several water
wheels going in water. I asked why it had equipment for grinding.
An old miller answered that the mill was shut down on the other
side. Just then I also saw a miller's boy go in from the sluice
plank [Schutzensteg], and I followed after him. When I had come
over the plank [Steg], which had the water wheels on the left, I
stood still and was amazed at what I saw there. For the wheels were
now higher than the plank, the water coal black, but its drops were
yet white, and the sluice planks were not over three fingers wide.
Still I ventured back and held onto the sticks that were over the
sluice planks and so came safely and dry over the water. Then I
asked the old miller how many water wheels he had. “Ten,” answered
he. The adventure stuck in my mind. I should have gladly known what
the meaning was. But as I noticed that the miller would not leave I
went away, and there was in front of the mill a lofty paved hill,
on which were some of the previously mentioned elders who walked in
the sun, which then shone very warm, and they had a letter from the
whole faculty written to them, on which they were consulting. [In
our modern mode of expression, the elders had directed a letter to
the sun, and so I find the passage in an English version of the
parable. This generally bungling translation is nevertheless not in
the least authoritative. And although an acceptable meaning is
derived from it, if one regards the sun as the just mentioned
“prince,” yet I believe a freer translation should be given ... the
elders walked in the warm sunshine; they consulted about a letter
written to them by the faculty.] I soon noticed what the contents
must be, and that it concerned me. I went therefore to them and
said, “Gentlemen, does it concern me?” “Yes,” said they, “you
must keep in marriage the woman that you have
recently taken or we must notify our prince.” I said, “that is no
trouble as I was born at the same time as she and brought up as a
child with her, and as I have taken her once I will keep her
forever, and death itself shall not part us, for I have an ardent
affection for her.” “What have we then to complain of?” replied
they. “The bride is content, and we have your will; you must
copulate.” “Contented,” said I. “Well,” said one, “the lion will
then regain his life and become more powerful and mighty than
before.”[12]. Then occurred to me my previous trouble and labor and I
thought to myself that for particular reasons it must not concern
me but some other that is well known to me; then I saw our
bridegroom and his bride go by in their previous attire, ready and
prepared for copulation, which gave me great joy, for I was in
great distress lest the thing might concern me.[13]. When, then, as mentioned, our bridegroom in his
brilliant scarlet clothes with his dearest bride, whose white satin
coat shot forth bright rays, came to the proper marriage age, they
joined the two so quickly that I wondered not a little that this
maid, that was supposed to be the mother of the bridegroom, was
still so young that she appeared to be just born.[14]. Now I do not know what sin these two must have
committed except that although they were brother and sister, they
were in such wise bound by ties of love, that they could not be
separated, and so, as it were, wished to be punished for incest.
These two were, instead of a bride bed and magnificent marriage,
condemned and shut up in an enduring and everlasting prison, which,
because of their high birth and goodly state, and also so that in
future they should not be guilty in secret, but all their conduct
should be known to the guard placed over them and in his sight, was
made quite transparent, bright and clear like a
crystal, and round like a sphere of heaven, and there they were
with continual tears and true contrition to atone and make
reparation for their past misdeeds. [Instead of to a bride bed the
two were brought to a prison, so that their actions could be
watched. The prison was transparent; it was a bright crystal clear
chamber, like a sphere of heaven, corresponding to the high
position of the two persons.] Previously, however, all their rare
clothing and finery that they had put on for ornament was taken
away, so that in such a chamber they must be quite naked and merely
dwell with each other. [It is not directly understood by these
words that a cohabitation in modern sense (coition) is meant.
According to modern language the passage must be rendered, “had to
dwell near each other naked and bare.” One is reminded, moreover,
of the nuptial customs that are observed particularly in the
marriage of persons of high birth. In any case and, in spite of my
reservation, what occurs is conducive or designed to lead to the
sexual union.] Besides they gave them no one that had to go into
the chamber to wait on them, but after they put in all the
necessities in the way of meat and drink, which were created from
the afore mentioned water, the door of the chamber was fast bolted
and locked, the faculty seal impressed on it and I was enjoined
that I should guard them here, and spend the winter before the
door; the chamber should be duly warmed so that they be neither too
hot nor too cold, and they could neither come out nor escape. But
should they, on account of any hope of breaking this mandate,
escape, I would thereupon be justly subjected to heavy punishment.
I was not pleased by the thing, my fear and solicitude made me
faint hearted, for I communed with myself that it was no small
thing that had befallen me, as I knew also that the college of
wisdom was accustomed not to lie but to put into action what
it said. Yet because I could not change it,
beside which this locked chamber stood in the center of a strong
tower and surrounded with strong bulwarks and high walls, in which
one could with a small but continuous fire warm the whole chamber,
I undertook this office, and began in God's name to warm the
chamber, and protect the imprisoned pair from the cold. But what
happened? As soon as they perceived the slightest warmth they
embraced each other so tenderly that the like will not soon be
seen, and stayed so hot that the young bridegroom's heart in his
body dissolved for ardent love, also his whole body almost melted
in his beloved's arms and fell apart. When she who loved him no
less than he did her, saw this, she wept over him passionately and,
as it were buried him with her tears so that one could not see, for
her gushing tears that overflowed everything, where he went. Her
weeping and sorrowing had driven her to this in a short time, and
she would not for deep anguish of heart live longer, but
voluntarily gave herself to death. Ah woe is me. In what pain and
need and trouble was I that my two charges had quite disappeared in
water, and death alone was left for me. My certain destruction
stood before my eyes, and what was the greatest hardship to me, I
feared the threatened shame and disgrace that would happen to me,
more than the injury that would overtake me.[15]. As I now passed several days in such solitude and
pondered over the question how I could remedy my affairs, it
occurred to me how Medea had revived the dead body of Aeson, and I
thought to myself, “If Medea could do such a thing, why should such
a thing fail me?” I began at once to bethink me how I would do it,
found however no better way than that I should persist with
continual warmth until the waters disappeared, and I might see
again the corpses of our lovers. As I hoped to come off without
danger and with great advantage and praise I went on with my
warmth that I had begun and continued it forty
whole days, as I was aware that the water kept on diminishing the
longer I kept it up, and the corpses that were yet as black as
coal, began again to be visible. And truly this would have occurred
before if the chamber had not been all too securely locked and
bolted. Which I yet did not avail to open. For I noted particularly
that the water that rose and hastened to the clouds, collected
above in the chamber and fell down like rain, so that nothing could
come of it, until our bridegroom with his dearest bride, dead and
rotten, and therefore hideously stinking, lay before my
eyes.All the while the sunshine in the moist weather caused
an exceedingly beautiful rainbow to be seen, in the chamber, with
surprisingly beautiful colors, which overjoyed not a little my
overpowering affliction. Much more was I delighted that I saw my
two lovers lying before me again. But as no joy is so great but is
mixed with much sadness, so I was troubled in my joy thinking that
my charges lay still dead before me, and one could trace no life in
them. But because I knew that their chamber was made of such pure
and thick material, also so tight-locked that their soul and spirit
could not get out, but was still closely guarded within, I
continued with my steady warmth day and night, to perform my
delegated office, quite impressed with the fact that the two would
not return to their bodies, as long as the moisture continued. For
in the moist state nature keeps itself the same, as I then also
found in fact and in truth. For I was aware upon careful
examination that from the earth at evening through the power of the
sun, many vapors arose and drew themselves up just as the sun draws
water. They were condensed in the night in a lovely and very
fruitful dew, which very early in the morning fell and moistened
the earth and washed our dead corpses, so that from day to day, the
longer such bathing and washing continued, the
more beautiful and whiter they became. But the fairer and whiter
they became, the more they lost moisture, till finally the air
being bright and beautiful, and all the mist and moist weather,
having passed, the spirit and soul of the bride could hold itself
no longer in the bright air, but went back into the clarified and
still more transfigured body of the queen, who soon experienced it
[i.e. her soul and spirit] and at once lived again. This, then, as
I could easily observe, not a little pleased me, especially as I
saw her arise in surpassingly costly garments whose like was never
seen on earth, and with a precious crown decked with bright
diamonds; and also heard her speak. “Hear ye children of men and
perceive ye that are born of women, that the most high power can
set up kings and can remove kings. He makes rich and poor,
according to his will. He kills and makes again to
live.”[16]. See in me a true and living example of all that. I was
great and became small, but now after having been humbled, I am a
queen elevated over many kingdoms. I have been killed and made to
live. To poor me have been trusted and given over the great
treasures of the sages and the mighty.[17]. “Therefore power is also given me to make the poor
rich, show kindness to the lowly, and bring health to the sick. But
I am not yet like my well-beloved brother, the great and powerful
king, who is still to be awakened from the dead. When he comes he
will prove that my words are true.”[18]. And when she said that the sun shone very bright,
and the day was warmer than before, and the dog days were at hand.
But because, a long time before, there were prepared for the lordly
and great wedding of our new queen many costly robes, as of black
velvet, ashen damask, gray silk, silver taffeta, snow white satin,
even one studded with surpassingly beautiful
silver pieces and with precious pearls and lordly bright-gleaming
diamonds, so likewise different garments were arranged and prepared
for the young king, namely of carnation, yellow Auranian colors,
precious gear, and finally a red velvet garment with precious
rubies and thickly incrusted with carbuncles. But the tailors that
made their clothes were quite invisible, so that I also wondered as
I saw one coat prepared after another and one garment after
another, how these things came to pass, since I well knew that no
one came into the chamber except the bridegroom with his bride. So
that what I wondered at most of all was that as soon as another
coat or garment was ready, the first immediately vanished before my
eyes, so that I knew not whence they came or who had taken them
away.[19]. When now this precious clothing was ready, the great
and mighty king appeared in great splendor and magnificence, to
which nothing might be compared. And when he found himself shut in,
he begged me with friendly and very gracious words, to open the
door for him and permit him to go out; it would prove of great
advantage to me. Although I was strictly forbidden to open the
chamber, yet the grand appearance and the winning persuasiveness of
the king disconcerted me so that I cheerfully let him go. And when
he went out he was so friendly and so gracious and yet so meek that
he proved indeed that nothing did so grace high persons as did
these virtues.[20]. But because he had passed the dog days in great heat,
he was very thirsty, also faint and tired and directed me to dip up
some of the swift running water under the mill wheels, and bring
it, and when I did, he drank a large part with great eagerness,
went back into his chamber, and bade me close the door fast behind
him, so that no one might disturb him or wake him from
sleep.[21]. Here he rested for a few days and called to me
to open the door. Methought, however, that he
was much more beautiful, more ruddy and lordly, which he then also
remarked and deemed it a lordly and wholesome water, drank much of
it, more than before so that I was resolved to build the chamber
much larger. [Evidently because the inmate increased in size.] When
now the king had drunk to his satisfaction of this precious drink,
which yet the unknowing regard as nothing he became so beautiful
and lordly, that in my whole life I never saw a more lordly person
nor more lordly demeanor. Then he led me into his kingdom, and
showed me all the treasures and riches of the world, so that I must
confess, that not only had the queen announced the truth, but also
had omitted to describe the greater part of it as it seemed to
those that know it. For there was no end of gold and noble
carbuncle there; rejuvenation and restoration of natural forces,
and also recovery of lost health, and removal of all diseases were
a common thing in that place. The most precious of all was that the
people of that land knew their creator, feared and honored him, and
asked of him wisdom and understanding, and finally after this
transitory glory an everlasting blessedness. To that end help us
God the Father, Son and Holy Ghost. Amen.The author of the preceding narrative calls it a parable. Its
significance may have indeed appeared quite transparent to him, and
he presupposes that the readers of his day knew what form of
learning he masked in it. The story impresses us as rather a fairy
story or a picturesque dream. If we compare parables that come
nearer to our modern point of view and are easily understood on
account of their simplicity, like those of Ruckert or those of the
New Testament, the difference can be clearly seen. The unnamed
author evidently pursues a definite aim; one does find some unity
in the bizarre confusion of his ideas; but what he is aiming at and
what he wishes to tell us with his images we cannot immediately
conceive. The main fact for us is that the anonymous writer speaks
in a language that shows decided affinity with that of dreams and
myths. Therefore, however we may explain in what follows the
peculiarly visionary character of the parable, we feel compelled to
examine it with the help of a psychological method, which,
endeavoring to get from the surface to the depths, will be able to
trace analytically the formative powers of the dream life and
allied phenomena, and explain their mysterious
symbols.I have still to reveal in what book and in what circumstances
the parable appears. It is in the second volume of a book “Geheime
Figuren der Rosenkreuzer aus dem 16ten und 17ten Jahrhundert,”
published at Altona about 1785-90. Its chief contents are large
plates with pictorial representations and with them a number of
pages of text. According to a note on the title page, the contents
are “for the first time brought to light from an old manuscript.”
The parable is in the second volume of a three-volume series which
bears the subtitle: Ein güldener Tractat vom philosophischen
Steine. Von einem noch lebenden, doch ungenannten Philosopho, den
Filiis doctrinae zur Lehre, den Fratribus Aureae Crucis aber zur
Nachrichtung beschrieben. Anno, M.D.C.XXV.If I add that this book is an hermetic treatise
(alchemistic), it may furnish a general classification for it, but
will hardly give any definite idea of its nature, not merely on
account of the oblivion into which this kind of writing has now
fallen, but also because the few ideas usually connected with it
produce a distorted picture. The hermetic art, as it is treated
here, the principles of which strike us to-day as fantastic, is
related to several “secret” sciences and organizations, some of
which have been discredited: magic, kabbala, rosicrucianism, etc.
It is particularly closely connected with alchemy so that the terms
“hermetic art” and “alchemy” (and even “royal art”) are often used
synonymously. This “art”—to call it by the name that not without
some justification it applies to itself—leads us by virtue of its
many ramifications into a large number of provinces, which furnish
us desirable material for our research.So I will first, purposely advancing on one line, regard the
parable as a dream or a fairy tale and analyze it
psychoanalytically. This treatment will, for the information of the
reader, be preceded by a short exposition of psychoanalysis as a
method of interpretation of dreams and fairy tales. Then I will,
still seeking for the roots of the matter, introduce the doctrines
that the pictorial language of the parable symbolizes. I will give
consideration to the chemical viewpoint of alchemy and also the
hermetic philosophy and its hieroglyphic educational
methods.Connections will be developed with religious and ethical
topics, and we shall have to take into account the historical and
psychological relations of hermetic thought with rosicrucianism in
its various forms, and freemasonry. And when we begin, at the
conclusion of the analytical section of my work, to apply to the
solution of our parable and of several folk tales the insight we
have gained, we shall be confronted with a problem in which we
shall face two apparently contradictory interpretations, according
to whether we follow the lead of psychoanalysis or of the hermetic,
hieroglyphic solution. The question will then arise whether and how
the contradiction occurs. How shall we bring into relation with
each other and reconcile the two different interpretations which
are quite different and complete in themselves?The question arising from the several illustrations expands
into a general problem, to which the synthetic part of my book is
devoted. This will, among other considerations, lead us into the
psychology of symbol-making where again the discoveries of
psychoanalysis come to our aid. We shall not be satisfied with
analysis, but endeavor to follow up certain evolutionary tendencies
which, expressed in psychological symbols, developing according to
natural laws, will allow us to conjecture a spiritual building up
or progression that one might call an anabasis. We shall see
plainly by this method of study how the original contradiction
arises and how what was previously irreconcilable, turns out to be
two poles of an evolutionary process. By that means, several
principles of myth interpretation will be derived.I have just spoken of an anabasis. By that we are to
understand a forward movement in a moral or religious sense. The
most intensive exemplar of the anabasis (whatever this may be) is
mysticism. I can but grope about in the psychology of mysticism; I
trust I may have more confidence at that point where I look at its
symbolism from the ethical point of view.
Section II.
Dream And Myth Interpretation.[Readers versed in Freud's psychoanalysis are requested to
pass over this chapter as they will find only familiar
matter.]In the narrative which we have just examined its dream-like
character is quite noticeable. On what does it depend? Evidently
the Parable must bear marks that are peculiar to the dream. In
looking for correspondences we discover them even upon superficial
examination.Most noticeable is the complete and sudden change of place.
The wanderer, as I will hereafter call the narrator of the parable,
sees himself immediately transported from the place near the lion's
den to the top of a wall, and does not know how he has come there.
Later he comes down just as suddenly. And in still other parts of
the story there occurs just as rapid changes of scene as one is
accustomed to in dreams. Characteristic also is the fact that
objects change or vanish; the shift of scene resembles also, as
often in a dream, a complete transformation. Thus, for instance, as
soon as the wanderer has left the wall, it vanishes without leaving
a trace, as if it had never been. A similar change is also required
in the garden scene where, instead of the previously observed
enclosing-wall, a low hedge appears in a surprising
manner.Further, we are surprised by instances of knowledge without
perception. Often in a dream one knows something without having
experienced it in person. We simply know, without knowing how, that
in such a house something definite and full of mystery has
happened; or we know that this man, whom we see now for the first
time, is called so and so; we are in some place for the first time
but know quite surely that there must be a fountain behind that
wall to which for any reason we have to go, etc. Such unmediated
knowledge occurs several times in the parable. In the beginning of
the narrative the wanderer, although a stranger, knows that the
lovely meadow is called by its inhabitants Pratum felicitatis. He
knows intuitively the name of one of the men unknown to him. In the
garden scene he knows, although he has noticed only the young men,
that some young women (whom on account of the nature of the place
he cannot then see) are desirous of going into the garden to these
young men. One might say that all this is merely a peculiarity of
the representation inasmuch as the author has for convenience, or
on account of lack of skill, or for brevity, left out some
connecting link which would have afforded us the means of acquiring
this unexplained knowledge. The likeness to the dream therefore
would in that case be inadmissible. To this objection it may be
replied, that the dream does exactly like the author of the
parable. Our study is chiefly concerned with the product of the
fancy and forces us to the observation (whatever may be the cause
of it) that the parable and the dream life have certain
“peculiarities of representation” in common.In contrast to the miraculous knowledge we find in the dream
a peculiar unsureness in many things, particularly in those which
concern the personality of the wanderer. When the elders inform the
wanderer that he must marry the woman that he has taken, he does
not know clearly whether the matter at all concerns him or not; a
remarkable fluctuation in his attitude takes place. We wonder
whether he has taken on the rôle of the bridegroom or, quite the
reverse, the bridegroom has taken the wanderer's. We are likewise
struck by similar uncertainties, like those during the walk on top
of the wall where the wanderer is followed by some one, of whom he
does not know whether it is a man or a woman. Here belong also
those passages of the narrative introduced by the wanderer with “as
if,” etc. In the search for the gardener's house he chances upon
many people and “it seems” that he has himself done what these
people are there doing.Quite characteristic also are the different obstructions and
other difficulties placed in the path of the wanderer. Even in the
first paragraph of the narrative we hear that he is startled, would
gladly turn back, but cannot because a strong wind prevents him. On
top of the wall the railing makes his progress difficult; on other
occasions a wall, or a door. The first experience, especially,
recalls those frequent occurrences in dreams where, anxiously
turning in flight or oppressed by tormenting haste, we cannot move.
In connection with what is distressing and threatening, as
described in the precipitous slope of the wall and the narrow plank
by the mill, belong also the desperate tasks and demands—quite
usual in dreams and myths—that meet the wanderer. Among such tasks
or dangers I will only mention the severe examination by the
elders, the struggle with the lion, the obligation to marry, and
the burden of responsibility for the nuptial pair, all of which
cause the wanderer so much anxiety.Among the evident dream analogies belongs finally (without,
however, completing my list of them) the peculiar logic that
appears quite conventional to the wanderer or the dreamer, but
seldom satisfies the reader or the careful reasoner. As examples, I
mention that the dead lion will be called to life again if the
wanderer marries the woman that he recently took; and that they put
the two lovers that they want to punish for incest, after they have
carefully removed all the clothes from their bodies, into a prison
where these lovingly embrace.So much for the external resemblances of the parable with the
dream life. The deeper affinity which can be shown in its innermost
structure will first appear in the psychoanalytic treatment. And
now it will be advisable for me to give readers not intimately
acquainted with dream psychology some information concerning modern
investigations in dream life and in particular concerning
psychoanalytic doctrines and discoveries. Naturally I can do this
only in the briefest manner. For a more thorough study I must refer
the reader to the work of Freud and his school. The most important
books are mentioned in the bibliography at the end.Modern scientific investigation of dreams, in which Freud has
been a pioneer, has come to the conclusion, but in a different
sense from the popular belief, that dreams have a significance.
While the popular belief says that they foretell something of the
future, science shows that they have a meaning that is present in
the psyche and determined by the past. Dreams are then, as Freud's
results show, always wish phantasies. [I give here only exposition,
not criticism. My later application of psychoanalysis will show
what reservations I make concerning Freud's doctrines.] In them
wishes, strivings, impulses work themselves out, rising to the
surface from the depths of the soul. When they come in waking life,
wish phantasies are sometimes called castles in the air. In dreams
we have the fulfillment of wishes that are not or cannot be
fulfilled.But the impulses that the dreams call up are principally such
wishes and impulses as we cannot ourselves acknowledge and such as
in a waking state we reject as soon as they attempt to announce
themselves, as for instance, animal tendencies or such sexual
desires as we are unwilling to admit, and also suppressed or
“repressed” impulses. As a result of being repressed they have the
peculiarity of being in general inaccessible to consciousness.
[Freud speaks particularly of crassly egoistic actuations. The
criminal element in them is emphasized by Stekel.]One not initiated into dream analysis may object that the
obvious evidence is against this theory. For the majority of dreams
picture quite inoffensive processes that have nothing to do with
impulses and passions which are worthy of rejection on either moral
or other grounds. The objection appears at first sight to be well
founded, but collapses as soon as we learn that the critical power
of morality, which does not desert us by day, retains by night a
part of its power; and that therefore the fugitive impulses and
tendencies that seek the darkness and dare not come forth by day,
dare not even at night unveil their true aspect but have to
approach, as it were, in costumes, or disguised as symbols or
allegories, in order to pass unchallenged. The superintending
power, that I just now called the power of morality, is compared
very pertinently to a censor. What our psyche produces is, so to
speak, subjected to a censor before it is allowed to emerge into
the light of consciousness. And if the fugitive elements want to
venture forth they must be correspondingly disguised, in order to
pass the censor. Freud calls this disguising or paraphrasing
process the dream disfigurement. The literal is thereby displaced
by the figurative, an allusion intimated through a nebulous
atmosphere. Thus, in the following example, an unconscious death
wish is exhibited. In the examination of a lady's dream it struck
me that the motive of a dead child occurred repeatedly, generally
in connection with picnics. During an analysis the lady observed
that when she was a girl the children, her younger brothers and
sisters, were often the obstacles when it was proposed to have a
party or celebration or the like. The association Kinder (=
children) Hinderniss (= obstacle) furnished the key to a solution
of the stereotyped dream motive. As further indications showed, it
concerned the children of a married man whom she loved. The
children prevented the man separating from his wife in order to
marry the lady. In waking life she would not, of course, admit a
wish for the death of the embarrassing children, but in dreams the
wish broke through and represented the secretly wished situation.
The children are dead and nothing now stands in the way of the
“party” or the celebration (wedding). The double sense of the word
“party” is noticeable. (In German “eine Partie machen” means both
to go on an excursion and to make a matrimonial match.) Such puns
are readily made use of by dreams, in order to make the
objectionable appear unobjectionable and so to get by the
censor.Psychoanalytic procedure, employed in the interpretation of
dreams of any person can be called a scientifically organized
confession that traces out with infinite patience even to the
smallest ramifications, the spiritual inventory of what was tucked
away in the mind of the person undergoing it. Psychoanalysis is
used in medical practice to discover and relieve the spiritual
causes of neurotic phenomena. The patient is induced to tell more
and more, starting from a given point, thereby going into the most
intimate details, and yet we are aware, in the network of
outcropping thoughts and memories, of certain points of connection,
which have dominating significance for the affective life of the
person being studied. Here the path begins to be hard because it
leads into the intimately personal. The secret places of the soul
set up a powerful opposition to the intruder, even without the
purposive action of the patient. Right there are, however, so to
speak, the sore spots (pathogenic “complexes”) of the psyche,
towards which the research is directed. Firmly advancing in spite
of the limitations, we lay bare these roots of the soul that strive
to cling to the unconscious. Those are the disfigured elements just
mentioned; all of the items of the spiritual inventory from which
the person in question has toilsomely “worked himself out” and from
which he supposes himself free. They must be silent because they
stand in some contradictory relation to the character in which the
person has clothed himself; and if they, the subterranean elements
still try to announce themselves, he hurls them back immediately
into their underworld; he allows himself to think of nothing that
offends too much his attitudes, his morality and his feelings. He
does not give verbal expression to the disturbers of the peace that
dwell in his heart of hearts.The mischief makers are, however, merely repressed, not dead.
They are like the Titans [On this similarity rests the psychologic
term “titanic,” used frequently by me in what follows.] which were
not crushed by the gods of Olympus, but only shut up in the depths
of Tartarus. There they wait for the time when they can again arise
and show their faces in daylight. The earth trembles at their
attempts to free themselves. Thus the titanic forces of the soul
strive powerfully upward. And as they may not live in the light of
consciousness they rave in darkness. They take the main part in the
procreation of dreams, produce in some cases hysterical symptoms,
compulsion ideas and acts, anxiety neuroses, etc. The examination
of these psychic disturbances is not without importance for our
later researches.Psychoanalysis, which has not at any time been limited to
medical practice, but soon began with its torch to illumine the
activity of the human spirit in all its forms (poetry, myth-making,
etc.), was decried as pernicious in many quarters. [The question as
to how widely psychoanalysis may be employed would at this time
lead us too far, yet it will be considered in Sect. 1, of the
synthetic part of this volume.] Now it is indeed true that it leads
us toward all kinds of spiritual refuse. It does so, however, in
the service of truth, and it would be unfortunate to deny to truth
its right to justify itself. Any one determined to do so could in
that case defend a theory that sexual maladies are acquired by
catching a cold.The spiritual refuse that psychoanalysis uncovers is like the
manure on which our cultivated fruits thrive. The dark titanic
impulses are the raw material from which in every man, the work of
civilization forms an ethical character. Where there is a strong
light there are deep shadows. Should we be so insincere as to deny,
because of supposed danger, the shadows in our inmost selves? Do we
not diminish the light by so doing? Morality, in whose name we are
so scrupulous, demands above everything else, truth and sincerity.
But the beginning of all truth is that we do not impose upon
ourselves. “Know thyself” is written over the entrance of the
Pythian sanctuary. And it is this inspiring summons of the radiant
god of Delphi that psychoanalysis seeks to meet.After this introductory notice, it will be possible properly
to understand the following instructive example, which contains
exquisite sexual symbolism.Dream of Mr. T. “I dreamed I was riding on the railroad. Near
me sat a delicate, effeminate young man or boy; his presence caused
erotic feelings in me to a certain extent. (It appeared as if I put
my arm about him.) The train came to a standstill; we had arrived
at a station and got out. I went with the boy into a valley through
which ran a small brook, on whose bank were strawberries. We picked
a great many. After I had gathered a large number I returned to the
railway and awoke.”Supplementary communication. “I think I remember that an
uncomfortable feeling came over me in the boy's company. The valley
branched off to the left from the railway.”From a discussion of the dream it next appeared that T., who,
as far as I knew, entertained a pronounced aversion to
homosexuality, had read a short time before a detailed account of a
notorious trial then going on in Germany, that was concerned with
real homosexual actions. [In consciousness, of course. In the
suppressed depths of unconsciousness the infantile homosexual
component also will surely be found.] An incident from it, probably
supported by some unconscious impulse, crowded its way into the
dream as an erotic wish, hence the affectionate scene in the
railway train. So far the matter would be intelligible even if in
an erotic day dream the image of a boy, considering the existing
sexual tendency of T., had been resolutely rejected by him. How are
the other processes in the dream related to it? Do they not at
first sight appear unconnected or meaningless?And yet in them are manifested the fulfillment of the wish
implied in the erotic excitement in the company of the boy. The
homosexual action of this wish fulfillment would have been
insufferable to the dream censor; it must be intimated
symbolically. And the remainder of the dream is accordingly nothing
but a dextrous veiling of a procedure hostile to the
censor.Even that the train comes to a standstill is a polite
paraphrase. [Paraphrase as the dreamer communicated to me, of an
actual physical condition—an erection.] Similar meaning is conveyed
by the word station, which reminds us of the Latin word status
(from stare, to stand). The scene in the car recalls moreover the
joke in a story which often used to occur to T. “A lady invited to
a reception, where there were also young girls, aHungarian[accentuated now, on account
of what follows] (the typical Vienna joker), who is feared on
account of his racy wit. She enjoined him at the same time, in view
of the presence of the girls, not to treat them to any of his spicy
jests. The Hungarian agreed and appeared at the party. To the
amazement of the lady, he proposed the following riddle: ‘'One can
enter from in front, or from behind, only one has to stand up.’
Observing the despair of the lady, he, with a sly, innocent look,
said, ‘But well then, what is it? Simply a trolley car.’ Next day
the daughter of the house appeared before her schoolmates in the
high school with the following:‘'Girls, I heard a great joke
yesterday; one can go in from in front or behind, only one must be
stiff.’ ” [A neat contribution, by the way, to the psychology of
innocent girlhood.] The anecdote was related to T. by a man later
known to him as a homosexual. T. had been with few Hungarians, but
with these few, homosexuality had been, as it happened, a favorite
subject of conversation.In the above we find many highly suggestive elements.
The most suggestive is, however, the strawberries. T. had, as
appeared during the process of the analysis, a couple of days
before the dream read a French story where the expression (new to
him)cueillir des fraisesoccurred. He went to a Frenchman for the explanation of this
phrase and learned that it was a delicate way of speaking of the
sexual act, because lovers like to go into the woods under the
pretext of picking strawberries, and thus separate themselves from
the rest of the company. In whatever way the dream wish conceived
its gratification, the valley (between the two hills!) through
which the brook flowed furnishes a quite definite suggestion. Here
also the above mentioned “from behind” probably gets a
meaning.The circumstance that the dream has, as it were, two faces,
with one that it openly exposes to view, implies that a distinction
must be made between the manifest and the latent material. The
openly exposed face is the manifest dream content (as the wording
of the dream report represents the dream); what is concealed is the
latent dream thoughts. For the most part a broad tissue of dream
thoughts is condensed into a dream. A part of the dream thoughts
(not all) belongs regularly to the titanic elements of our psyche.
The shaping of the dream out of the dream thoughts is called by
Freud the dream work. Four principles direct it, Condensation,
Displacement, Representability, and Secondary
Elaboration.Condensation was just now mentioned. Many dream thoughts are
condensed to relatively few, but therefore all the more
significant, images. Every image (person, object, etc.) is wont to
be “determined” by several dream thoughts. Hence we speak of
multiple determination or “Overdetermination.”Displacement shows itself in the fact that the dream
(evidently in the service of distortion) pushes forward the unreal
and pushes aside the real; in short, rearranges the psychic values
(interest) in such a way that the dream in comparison with its
latent thoughts appears as it were displaced or “elsewhere
centered.”As the dream is a perceptual representation it must put into
perceptually comprehensible form everything that it wants to
express, even that which is most abstract. The tendency to vividly
perceptual or plastic expression that is characteristic of the
dream, corresponds accordingly to the
Representability.To the Secondary Elaboration we have to credit the last
polishing of the dream fabric. It looks after the logical
connection in the pictorial material, which is created by the
displacing dream work. “This function (i.e., the secondary
elaboration) proceeds after the manner which the poet maliciously
ascribes to the philosopher; with its shreds and patches it stops
the gaps in the structure of the dream. The result of its effort is
that the dream loses its appearance of absurdity and
disconnectedness and approaches the standard of a comprehensible
experience. But the effort is not always crowned with complete
success.” (Freud, “Traumdeutung,” p. 330.) The secondary
elaboration can be compared also to the erection of a
façade.Of the entire dreamwork Freud says (“Traumdeutung,” p. 338)
comprehensively that it is “not merely more careless, more
incorrect, more easily forgotten or more fragmentary than waking
thought; it is something qualitatively quite different and
therefore not in the least comparable with it. It does not, in
fact, think, reckon, or judge, but limits itself to remodeling. It
may be exhaustively described if we keep in view the conditions
which its productions have to satisfy. These productions, the
dream, will have first of all to avoid the censor, and for this
purpose the dream work resorts to displacement of psychic
intensities even to the point of changing all psychic values;
thoughts must be exclusively or predominantly given in the material
of visual and auditory memory images, and from this grows that
demand for representability which it answers with new
displacements. Greater intensities must apparently be attained
here, than are at its disposal in dream thoughts at night, and this
purpose is served by the extreme condensation which affects the
elements of the dream thoughts. There is little regard for the
logical relations of the thought material; they find finally an
indirect representation in formal peculiarities of dreams. The
affects of dream thoughts suffer slighter changes than their image
content. They are usually repressed. Where they are retained they
are detached from images and grouped according to their
similarity.”Briefly to express the nature of the dream, Stekel gives in
one place (“Sprache des Traumes,” p. 107) this concise
characterization: “The dream is a play of images in the service of
the affects.”A nearly exact formula for the dream has been contributed by
Freud and Rank, “On the foundation and with the help of repressed
infantile sexual material, the dream regularly represents as
fulfilled actual wishes and usually also erotic wishes in disguised
and symbolically veiled form.” (Jb.; ps. F., p. 519, and Trdtg., p.
117.) In this formula the wish fulfillment, following Freud's view,
is preponderant, yet it would appear to me that it is given too
exclusive a rôle in the (chiefly affective) background of the
dream. An important point is the infantile in the dream, in which
connection we must mention the Regression.Regression is a kind of psychic retrogression that takes
place in manifold ways in the dream (and related psychic events).
The dream reaches back towards infantile memories and wishes.
[Sometimes this is already recognizable in the manifest dream
content. Usually, however, it is first disclosed by psychoanalysis.
Strongly repressed, and therefore difficult of access, is this
infantile sexual material. On the infantile forms of sexuality, see
Freud, “Three Contributions to Sexual Theory.”] It reaches back
also from the complicated and completed to a more primitive
function, from abstract thought to perceptual images, from
practical activity to hallucinatory wish fulfillment. [The latter
with especial significance in the convenience dreams. We fall
asleep, for instance, when thirsty, then instead of reaching for
the glass of water, we dream of the drink.] The dreamer thus
approaches his own childhood, as he does likewise the childhood of
the human race, by reaching back for the more primitive perceptual
mode of thought. [On the second kind of regression the Zurich
psychiatrist, C. G. Jung, has made extraordinary interesting
revelations. His writings will further occupy our attention
later.]Nietzsche writes (“Menschliches, Allzumenschliches”), “In
sleep and in dreams we pass through the entire curriculum of
primitive mankind.... I mean as even to-day we think in dreams,
mankind thought in waking life through many thousand years; the
first cause that struck his spirit in order to explain anything
that needed explanation satisfied him and passed as truth. In
dreams this piece of ancient humanity works on in us, for it is the
germ from which the higher reason developed and in every man still
develops. The dream takes us back into remote conditions of human
culture and puts in our hand the means of understanding it better.
The dream thought is now so easy because, during the enormous
duration of the evolution of mankind we have been so well trained
in just this form of cheap, phantastic explanation by the first
agreeable fancy. In that respect the dream is a means of recovery
for the brain, which by day has to satisfy the strenuous demands of
thought required by the higher culture.” (Works, Vol. II, pp. 27
ff.)If we remember that the explanation of nature and the
philosophizing of unschooled humanity is consummated in the form of
myths, we can deduce from the preceding an analogy between myth
making and dreaming. This analogy is much further developed by
psychoanalysis. Freud blazes a path with the following words: “The
research into these concepts of folk psychology [myths, sagas,
fairy stories] is at present not by any means concluded, but it is
apparent everywhere from myths, for instance, that they correspond
to the displaced residues of wish phantasies of entire nations, the
dreams of ages of young humanity.” (Samml. kl. Lehr. II, p. 205.)
It will be shown later that fairy stories and myths can actually be
subjected to the same psychologic interpretation as dreams, that
for the most part they rest on the same psychological motives
(suppressed wishes, that are common to all men) and that they show
a similar structure to that of dreams.Abraham (Traum und Mythus)1has gone farther in
developing the parallelism of dream and myth. For him the myth is
the dream of a people and a dream is the myth of the individual. He
says, e.g., “The dream is (according to Freud) a piece of
superseded infantile, mental life” and “the myth is a piece of
superseded infantile, mental life of a people”; also, “The dream
then, is the myth of the individual.” Rank conceives the myths as
images intermediate between collective dreams and collective poems.
“For as in the individual the dream or poem is destined to draw off
unconscious emotions that are repressed in the course of the
evolution of civilization, so in mythical or religious phantasies a
whole people liberates itself for the maintenance of its psychic
soundness from those primal impulses that are refractory to culture
(titanic), while at the same time it creates, as it were, a
collective symptom for taking up all repressed emotion.” (Inz-Mot.,
p. 277. Cf. also Kunstl., p. 36.)