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Offers a comprehensive guide to the isolation, properties and applications of chitin and chitosan Chitin and Chitosan: Properties and Applications presents a comprehensive review of the isolation, properties and applications of chitin and chitosan. These promising biomaterials have the potential to be broadly applied and there is a growing market for these biopolymers in areas such as medical and pharmaceutical, packaging, agricultural, textile, cosmetics, nanoparticles and more. The authors - noted experts in the field - explore the isolation, characterization and the physical and chemical properties of chitin and chitosan. They also examine their properties such as hydrogels, immunomodulation and biotechnology, antimicrobial activity and chemical enzymatic modifications. The book offers an analysis of the myriad medical and pharmaceutical applications as well as a review of applications in other areas. In addition, the authors discuss regulations, markets and perspectives for the use of chitin and chitosan. This important book: * Offers a thorough review of the isolation, properties and applications of chitin and chitosan. * Contains information on the wide-ranging applications and growing market demand for chitin and chitosan * Includes a discussion of current regulations and the outlook for the future Written for Researchers in academia and industry who are working in the fields of chitin and chitosan, Chitin and Chitosan: Properties and Applications offers a review of these promising biomaterials that have great potential due to their material properties and biological functionalities.

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Table of Contents

Cover

List of Contributors

Series Preface

Preface

1 Sources of Chitin and Chitosan and their Isolation

1.1 Chitin and Chitosan

1.2 Sources of Chitin and Chitosan

1.3 Isolation of Chitin

1.4 Production of Chitosan

1.5 Towards Commercial Applications

1.6 Outlook

References

2 Methods of Isolating Chitin from Sponges (Porifera)

2.1 Introduction

2.2 Brief Overview of Classical Methods of Isolating Chitin from Invertebrates

2.3 The Modern Approach to Chitin Isolation from Sponges

2.4 Prospective Applications of Poriferan Chitin

2.5 Outlook

Acknowledgment

References

3 Physicochemical Properties of Chitosan and its Degradation Products

3.1 Physicochemical Properties of Chitosan

3.2 Products of Degradation and their Application

3.3 Outlook

References

4 New Developments in the Analysis of Partially Acetylated Chitosan Polymers and Oligomers

4.1 Introduction

4.2 Chitosan Oligomers

4.3 Chitosan Polymers

4.4 Outlook

References

Notes

5 Chitosan‐Based Hydrogels

5.1 Introduction

5.2 Chitosan‐Based Multilayered Hydrogels

5.3 Chitin/Chitosan Physical Hydrogels Based on Alkali/Urea Solvent System

5.4 Chitosan‐Based Injectable Hydrogels

5.5 Chitosan‐Based Self‐Healing Hydrogels

5.6 Chitosan‐Based Shape Memory Hydrogels

5.7 Superabsorbent Chitosan‐Based Hydrogels

5.8 Outlook

References

6 Beneficial Health Effects of Chitin and Chitosan

6.1 Immunomodulatory Effects of Chitin and Chitosan as Demonstrated with

In Vitro

Studies

6.2 Beneficial Health Effects Mediated by Chitin and Chitosan as Demonstrated with Animal Studies

6.3 Beneficial Health Effects Mediated by Chitin and Chitosan as Demonstrated with Clinical Trials

6.4 Requirements to forward the Field of Study Towards the Beneficial Health Effects of Chitin and Chitosan

6.5 Outlook

Acknowledgement

References

7 Antimicrobial Properties of Chitin and Chitosan

7.1 Microbiological Activity of Chitosan – The Mechanism of its Antibacterial and Antifungal Activity

7.2 The use of Chitin/Chitosan’s Microbiological Activity in Medicine and Pharmacy

7.3 Microbiological Activity of Chitosan in the Food Industry

7.4 Microbiological Activity of Chitosan in Paper and Textile Industries

7.5 Microbiological Activity of Chitosan in Agriculture

7.6 Outlook

References

8 Enzymes for Modification of Chitin and Chitosan

8.1 CAZymes in Chitin Degradation and Modification

8.2 Modular Diversity in Chitinases, Chitosanases and LPMOs

8.3 Biological Roles of Chitin‐Active Enzymes

8.4 Microbial Degradation and Utilisation of Chitin

8.5 Biotechnological Perspectives

8.6 Biorefining of Chitin‐Rich Biomass

8.7 Outlook

References

9 Chitin and Chitosan as Sources of Bio‐Based Building Blocks and Chemicals

9.1 Introduction

9.2 Chitin Conversion into Chitosan, Chitooligosaccharides and Monosaccharides

9.3 Building Blocks for Polymers from Chitin and its Derivatives

9.4 Outlook

Acknowledgement

References

10 Chemical and Enzymatic Modification of Chitosan to Produce New Functional Materials with Improved Properties

10.1 Introduction

10.2 Functional Chitosan Derivatives by Chemical and Enzymatic Modification

10.3 Graft Co‐Polymers of Chitosan

10.4 Cross‐Linked Chitosan and Chitosan Polymer Networks

10.5 Outlook

References

11 Chitosan‐Based DrugDelivery Systems

11.1 Introduction

11.2 Beneficial Effects of Chitosan

11.3 Chitosan—an Active Polymer for Bypassing Biological Barriers

11.4 Chitosan‐Based DDS Formulations

11.5 Outlook

Acknowledgment

References

12 The Application of Chitin and its Derivatives for the Design of Advanced Medical Devices

12.1 Selection of the Raw Sources: Safety Criteria

12.2 Types of Wound Dressings Consisting of Chitin‐Derived Biopolymers Available in the Market

12.3 Performance and Safety Assessment

12.4 New Ideas and Concepts

12.5 Risk Acceptance and Design Process Aspects

12.6 Outlook

Acknowledgements

References

13 Food Applications of Chitosan and its Derivatives

13.1 Introduction

13.2 Chitosan and its Derivatives as Food Additive

13.3 Functional Ingredient and Health Beneficial Effects

13.4 Active Packaging

13.5 Enzyme Immobilization

13.6 Encapsulation and Delivering of Bioactive Ingredients

13.7 Adsorption and Chelation of Toxic and Undesirable Compounds

13.8 Outlook

References

14 Potential of Chitosans in the Development of Edible Food Packaging

14.1 Potential Limitations for Real Introduction into the Market

14.2 Films and Coatings for Food Preservation

14.3 Specific Case of Chitosan Nanoparticles (CSNPs)

14.4 Applications to Sensitive Real Food Products

14.5 Conclusions

References

15 The Use of Chitosan‐Based Nanoformulations for Controlling Fungi During Storage of Horticultural Commodities

15.1 Introduction

15.2 Importance of Fruits and Vegetables

15.3 Storage Disorders and Diseases of Horticultural Products

15.4 Plant Fungi Inhibition by Chitosan Application

15.5 Chitosan Integrated with Other Alternative Methods for Controlling Postharvest Fungi

15.6 Chitosan‐Based Formulations

15.7 Physiological Response and Quality Retention of Horticultural Commodities to Chitosan Coating Application

15.8 Influence of Chitosan Coatings on the Shelf Life of Horticultural Products

15.9 Effects of Chitosan Coatings with Additional Compounds on Quality and Microorganisms Development

15.10 Integration of Chitosan Nanoparticles into Coating Formulations and their Effects on the Quality of Horticultural Commodities and Development of Microorganisms

15.11 Outlook

Acknowledgments

References

16 Chitosan Application in Textile Processing and Fabric Coating

16.1 Chitosan in the Textile Industry

16.2 Textile Production

16.3 General Test Methods

16.4 Fibres and Yarns from Chitin and Chitosan

16.5 Sizing with Chitosan

16.6 Chitosan as a Finishing Agent or Coating

16.7 Outlook

Nomenclature

References

17 Chitin and Chitosan for Water Purification

17.1 Introduction

17.2 Wastewater Treatment by Adsorption

17.3 Wastewater Treatment by Coagulation/Flocculation

17.4 Wastewater Treatment by Membrane Separation

17.5 Outlook

Acknowledgement

References

18 Chitosan for Sensors and Electrochemical Applications

18.1 Introduction

18.2 Chitosan: A Biopolymer with Unique Properties

18.3 Modification and Preparation of Chitosan‐Based Materials for Electrochemical Applications

18.4 The Proton Conductivity of Chitosan

18.5 Selected Applications

18.6 Outlook

References

19 Marketing and Regulations of Chitin and Chitosan from Insects

19.1 Historical Outline

19.2 Natural Origins of Chitin

19.3 Specificities of Chitin Biopolymer

19.4 Differences Among Chitins from Insects and Other Sources

19.5 Extraction and Purification Specificities of Chitins from Insects

19.6 Market Opportunities and its Regulations

19.7 Outlook

References

Index

End User License Agreement

List of Tables

Chapter 1

Table 1.1

Sources of chitin

.

Table 1.2

Examples of pre‐treatment steps

.

Table 1.3

Examples of demineralization steps

.

Table 1.4

Examples of deproteination steps

.

Table 1.5

Examples of decoloration and post‐treatment steps

.

Table 1.6

Examples of chitin extraction procedures applied on insects

.

Table 1.7

Examples of chitin deacetylation

.

Table 1.8

Examples of pre‐ and post‐treatment steps linked to chitin deacetylatio

...

Table 1.9

Examples chitosan extraction procedures from fungi

.

Table 1.10

Advantages and disadvantages of three chitin sources (partially based

...

Chapter 3

Table 3.1

GPC/SEC analysis of chitosan A degradation products

.

Table 3.2

Results of GPC/SEC analysis of chitosan with varied DD

.

Table 3.3

Analytical results of solutions after the degradation of two chitosan g

...

Table 3.4

Results of DD estimation of different chitosan samples

.

Table 3.5

Comparison of DD measurement methods

Table 3.6

Comparison of DD determination methods for chitosan

.

Chapter 6

Table 6.1

Immune‐modulatory effects of chitin and chitosan

.

Table 6.2

Antipathogenic effects of chitin and chitosan

.

Table 6.3

Anti‐tumour effects of chitin and chitosan

.

Table 6.4

Clinical trials demonstrating cholesterol reduction and CVD preventive

...

Table 6.5

Clinical trials demonstrating beneficial health effects of chitin and c

...

Chapter 10

Table 10.1

Examples of graft co‐polymers of chitosan and their applications

Chapter 11

Table 11.1

Drug delivery systems on different technological maturity levels

.

Table 11.2

Composition and applications of chitosan‐based formulations for drug d

...

Chapter 12

Table 12.1

Examples of wound dressings consisting of chitin‐derived biopolyme

...

Chapter 13

Table 13.1

Recent studies of chitosan as a food additive

.

Table 13.2

Recent studies on antioxidant/antimicrobial chitosan films incorporate

...

Table 13.3

Recent studies of the application of chitosan films or coatings to per

...

Table 13.4

Recent works using chitosan‐based systems to encapsulate polypheno

...

Table 13.5

Recent works using chitosan‐based systems for the encapsulation of pro

...

Chapter 14

Table 14.1

Methods for chitosan nanoparticle formation

.

Chapter 15

Table 15.1

Response of various fungal pathogens causing plant and fruit diseases

...

Table 15.2

Volatile compounds as molecules responsible for strawberry aroma of —c

...

Table 15.3

Chitosan edible coatings on preserving the quality and nutraceutical c

...

Table 15.4

Chitosan coating/bioactive component and its effects on fruits/vegetab

...

Table 15.5

Level of control of chitosan nanoparticles on fungi

.

Table 15.6

Effects of chitosan nanoparticle–based coating/bioactive component app

...

Chapter 16

Table 16.1

A selection of test methods applied in the textile industry dependent

...

Chapter 17

Table 17.1

Application of chitosan (pristine and modified) as adsorbent for diffe

...

Table 17.2

Application of chitosan (pristine and modified) as adsorbent for diffe

...

Table 17.3

Mechanisms of coagulation; adapted from [105]

.

Table 17.4

List of common inorganic coagulants

.

Table 17.5

Coagulant comparison; adapted from [119]

.

List of Illustrations

Chapter 1

Figure 1.1

Chemical structure of chitin and chitosan and some examples of sp

...

Figure 1.2

Schematic representation of (a) α‐form and (b) β‐form of chitin

...

Figure 1.3

Processes involved in the isolation and purification of chitin fr

...

Figure 1.4

Processes involved in the production of chitosan

.

Figure 1.5

Reaction mechanism of the deacetylation step

.

Chapter 2

Figure 2.1

Presence of chitin in diverse representatives of Porifera

.

Figure 2.2

From sponge to chitinous scaffold. Demineralisation of dried Iant

...

Figure 2.3

Industrial methods of chitin extraction from crustacean shells

.

Figure 2.4

Schematic representation of the slow‐etching approach for chitin

...

Figure 2.5

Wide field fluorescence microscopy image providing strong evidenc

...

Figure 2.6

Scheme of the standard method for chitin isolation from demospong

...

Figure 2.7

The skeleton of Mycale euplectellioides before (a) and after (b)

...

Figure 2.8

Skeleton isolated from Aplysina archeri marine demosponge (a) wit

...

Figure 2.9

The skeleton isolated from Aplysina fistularis (a) after the firs

...

Figure 2.10

(a) Cell‐free but pigmented skeleton of Aplysina aerophoba and (

...

Figure 2.11

Deformed chitin fibres isolated by the microwave‐assisted method

...

Figure 2.12

SEM images of naturally prefabricated 3D chitin–GeO2 composite u

...

Figure 2.13

Chitinous scaffold isolated from the demosponge Aplysina caulifo

...

Figure 2.14

The electrochemical reduction of copper leads to a chitin scaffo

...

Figure 2.15

Categorisation of scaffolds for tissue engineering based on thei

...

Figure 2.16

Chitinous scaffold from

Ianthella basta

as carrier after 2 days

...

Chapter 3

Figure 3.1

Physicochemical characteristics of chitosan

.

Figure 3.2

Distribution of average molar mass (MMD) of microcrystalline chit

...

Figure 3.3

Distribution of average molar mass of degraded microcrystalline c

...

Figure 3.4

Distribution of average molar mass of degraded microcrystalline c

...

Figure 3.5

Background removal from absorption peaks in an IR spectrum of chi

...

Figure 3.6

Ninhydrin reaction

.

Chapter 5

Figure 5.1

Liesegang ring phenomenon and microstructures of multilayered chi

...

Figure 5.2

Programmable fabrication of chitosan hydrogels with multilayered

...

Figure 5.3

A liposomal core coated with alternately multilayered sodium hyal

...

Figure 5.4

SEM micrographs of the multilayered Gtn–CS hydrogel with graded c

...

Figure 5.5

The diagrammatic illustration of the dissolution process of chiti

...

Figure 5.6

Preparation and gross mechanical characterization of double‐cross

...

Figure 5.7

Confocal laser scanning fluorescence microscope images of the gel

...

Figure 5.8

(a) Schematic representation of the study showing the coordinativ

...

Figure 5.9

Preparation of DF‐PEG–GC injectable hydrogels. (a) Benzaldehydes

...

Figure 5.10

(a) Illustrative formation of the CSPBA/PVA/OHC–PEO–CHO hydrogel

...

Figure 5.11

(a) Schematic illustration for synthetic route of CMCS‐PNIPAAm‐G

...

Figure 5.12

Synthesis scheme of the CEC‐I‐OSA‐I‐ADH hydrogels. (a) The photo

...

Figure 5.13

The self‐healing process of a skin‐inspired chitosan hydrogel af

...

Figure 5.14

Photographs demonstrating the electrical conductivity and self‐h

...

Figure 5.15

Self‐healing phenomena of the CS‐PEG hydrogel system. (a) Self‐h

...

Figure 5.16

Novel self‐healing chitosan hydrogel cross‐linked by zinc phthal

...

Figure 5.17

Chitosan hydrogel with double cross‐linked networks (DN) by comb

...

Figure 5.18

(a) Mechanism of shape memory hydrogels. (b) Strategies employed

...

Figure 5.19

Preparation procedures and shape recovery effect of chitosan‐fun

...

Figure 5.20

Mechanism and shape recovery behavior of self‐deformed hydrogel.

...

Figure 5.21

The process and mechanism of triple shape memory and shape recov

...

Figure 5.22

Photographs of a superabsorbent hydrogel in (a) dry state and (b

...

Figure 5.23

Effects of pH of the solution on water absorption capacity of th

...

Chapter 8

Figure 8.1 Schematic illustration of enzymatic pathways for degradation of c...

Figure 8.2 The substrate‐assisted mechanism used by GH18 chitinases. Binding...

Figure 8.3 Structures of Serratia marcescens chitinases. The left figures sh...

Figure 8.4 The structure of the GH19 chitinase BcChi‐A from Bryum coronatum....

Figure 8.5 Structure of the chitobiase from Serratia marcescens in complex w...

Figure 8.6 Structure of the active sites of CsxA (a) and PpGlcNase (b) in co...

Figure 8.7 Structure of family GH46 chitosanases. Panel A shows the structur...

Figure 8.8 Catalytic centre and reaction mechanism of LPMOs. (a) Reaction me...

Figure 8.9 Reaction mechanism of CE4 deacetylases. The figure shows a propos...

Figure 8.10 Structure‐based sequence alignment of CE4 enzymes. The five cons...

Figure 8.11 Structure of CE4 deacetylases. (a) ClCDA in cartoon representati...

Figure 8.12 Schematic illustration of modular architectures of chitinolytic...

Figure 8.13 The chitinolytic machinery of Serratia marcescens. The chitinase...

Figure 8.14 Catabolic pathway for chitin utilisation in Serratia marcescens....

Figure 8.15 Proposed pathway for chitin utilisation in Flavobacterium johnso...

Figure 8.16 The chitinolytic pathway of Thermococcus kodakarensis. Tk‐ChiA c...

Chapter 9

Figure 9.1

Valorisation of chitin‐containing biomass within the bio‐based ec

...

Figure 9.2

A schematic representation of chitin conversion into chitosan, ch

...

Figure 9.3

Enzymatic degradation of chitin via chitinolytic pathway (1) and

...

Chapter 10

Figure 10.1

Derivatisation of chitosan and fields of application of the modi

...

Figure 10.2

Functional chitosan derivatives obtained by chemical or enzymati

...

Figure 10.3

Schematic illustration of (a) grafting through, (b) grafting to,

...

Chapter 11

Figure 11.1

Properties of chitosan/modified chitosan and their applications

...

Chapter 12

Figure 12.1

Published documents on the application of chitin and its derivat

...

Figure 12.2

Published documents on the application of chitin and its derivat

...

Chapter 14

Figure 14.1

Repeating units of partially acetylated chitosan characterized b

...

Figure 14.2

Impact of pH on the protonation of the amino group of the glucos

...

Figure 14.3

Concepts of antimicrobial coatings for food preservation

.

Figure 14.4

Suggested mechanisms of antimicrobial activity of chitosans

.

Chapter 16

Figure 16.1

Textile value chains from the basic commodity to the textile. Th

...

Figure 16.2

Scanning electron microscope (SEM) figures of chitosan fibres ob

...

Figure 16.3

(a) Viscosity of low‐molecular‐weight (LMW) and high‐molecular‐w

...

Figure 16.4

Fabrics treated with ninhydrin, a chitosan‐specific dye. In the

...

Chapter 17

Figure 17.1

Types of chitosan cross‐linking and cross‐linking reagents used

...

Figure 17.2

Schematic representation of the adsorption mechanism of anionic

...

Figure 17.3

Schematic representation of the adsorption mechanism of heavy me

...

Figure 17.4

Principle sketch of the pressure‐driven membrane processes: (a)

...

Figure 17.5

Schematic representation of chitosan modification with phthalic

...

Figure 17.6

Schematic representation of ultrafiltration process: (a) ultrafi

...

Chapter 18

Figure 18.1

Chitosan structure

.

Chapter 19

Figure 19.1

Structure of chitin and chitosan

.

Figure 19.2

Different chitin assemblies according to Bouligand [10]

.

Guide

Cover

Table of Contents

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Wiley Series in Renewable Resources

Series Editor:

Christian V. Stevens, Faculty of Bioscience Engineering, Ghent University, Belgium

Titles in the Series:

Wood Modification: Chemical, Thermal and Other ProcessesCallum A. S. Hill

Renewables‐Based Technology: Sustainability AssessmentJo Dewulf, Herman Van Langenhove

BiofuelsWim Soetaert, Erik Vandamme

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Surfactants from Renewable ResourcesMikael Kjellin, Ingegärd Johansson

Industrial Applications of Natural Fibres: Structure, Properties and Technical ApplicationsJörg Müssig

Thermochemical Processing of Biomass: Conversion into Fuels, Chemicals and PowerRobert C. Brown

Biorefinery Co‐Products: Phytochemicals, Primary Metabolites and Value‐Added Biomass ProcessingChantal Bergeron, Danielle Julie Carrier, Shri Ramaswamy

Aqueous Pretreatment of Plant Biomass for Biological and Chemical Conversion to Fuels and ChemicalsCharles E. Wyman

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Introduction to Wood and Natural Fiber CompositesDouglas D. Stokke, Qinglin Wu, Guangping Han

Cellulosic Energy Cropping SystemsDouglas L. Karlen

Introduction to Chemicals from Biomass, 2nd EditionJames H. Clark, Fabien Deswarte

Lignin and Lignans as Renewable Raw Materials: Chemistry, Technology and ApplicationsFrancisco G. Calvo‐Flores, Jose A. Dobado, Joaquín Isac‐García, Francisco J. Martín‐Martínez

Sustainability Assessment of Renewables‐Based Products: Methods and Case StudiesJo Dewulf, Steven De Meester, Rodrigo A. F. Alvarenga

Cellulose Nanocrystals: Properties, Production and ApplicationsWadood Hamad

Fuels, Chemicals and Materials from the Oceans and Aquatic SourcesFrancesca M. Kerton, Ning Yan

Bio‐Based SolventsFrançois Jérôme and Rafael Luque

Nanoporous Catalysts for Biomass ConversionFeng‐Shou Xiao and Liang Wang

Thermochemical Processing of Biomass: Conversion into Fuels, Chemicals and Power, 2nd EditionRobert C. Brown

Forthcoming Titles:

The Chemical Biology of Plant BiostimulantsDanny Geelen, Lin Xu

Biorefinery of Inorganics: Recovering Mineral Nutrients from Biomass and Organic WasteErik Meers, Gerard Velthof

Waste Valorization: Waste Streams in a Circular EconomySze Ki Lin, Chong Li, Guneet Kaur, Xiaofeng Yang

Process Systems Engineering for Biofuels DevelopmentAdrián Bonilla‐Petriciolet, Gade Pandu Rangaiah

Biobased Packaging: Material, Environmental and Economic AspectsMohd Sapuan Salit, Rushdan Ahmad Ilyas

Chitin and Chitosan

Properties and Applications

Edited by

LAMBERTUS A.M. VAN DEN BROEK

Wageningen Food & Biobased ResearchWageningenThe Netherlands

CARMEN G. BOERIU

Wageningen Food & Biobased ResearchWageningenThe Netherlands

This edition first published 2020© 2020 John Wiley & Sons Ltd

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List of Contributors

Artur Bartkowiak Center of Bioimmobilisation and Innovative Packaging Materials, Faculty of Food Sciences and Fisheries, West Pomeranian University of Technology, Szczecin, Poland

Leen Bastiaens VITO (Flemish Institute for Technological Research), Mol, Belgium

Silvia Bautista‐Baños Centro de Desarrollo de Productos Bióticos (CEPROBI), Instituto Politécnico Nacional (IPN), Yautepec, Morelos, Mexico

Nathalie Berezina Ynsect, Évry, France

Carmen G. Boeriu Wageningen Food & Biobased Research, Wageningen, The Netherlands

Leonie Bossog Textilchemie Dr. Petry GmbH, Reutlingen, Germany

Suse Botelho da Silva Food and Chemical Engineering, Polytechnic School, Unisinos University, São Leopoldo, RS, Brazil

Rudi Breier Textilchemie Dr. Petry GmbH, Reutlingen, Germany

Lambertus A.M. van den Broek Wageningen Food & Biobased Research, Wageningen, The Netherlands

Kinga Brzoza‐Malczewska Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Corneliu Cojocaru ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Véronique Coma University of Bordeaux, LCPO, UMR 5629, Centre National de la Recherche Scientifique (CNRS), Pessac, France

Stefan Cord‐Landwehr University of Münster, Institute for Biology and Biotechnology of Plants, Münster, Germany

Zormy Nacary Correa‐Pacheco CONACYT‐CEPROBI, Instituto Politécnico Nacional, Yautepec, Morelos, Mexico

Els D’Hondt VITO (Flemish Institute for Technological Research), Mol, Belgium

Liyou Dong Food & Health Research, Wageningen Food & Biobased Research, Wageningen, The Netherlands; Food Chemistry, Wageningen University, Wageningen, The Netherlands

Hermann Ehrlich Institute of Electronics and Sensor Materials, TU Bergakademie‐Freiberg, Freiberg, Germany

Vincent G.H. Eijsink Faculty of Chemistry, Biotechnology, and Food Science, The Norwegian University of Life Sciences (NMBU), Ås, Norway

Kathy Elst VITO (Flemish Institute for Technological Research), Mol, Belgium

Wen Fang Institute of Biomedical Macromolecules, Department of Polymer Science and Engineering, Zhejiang University, Hangzhou, China

Maria Emiliana Fortuna ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Coen Govers Food & Health Research, Wageningen Food & Biobased Research, Wageningen, The Netherlands

Natalia Gutowska Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Karolina Gzyra‐Jagieła Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Tom Hager German Institutes of Textile and Fiber Research, Denkendorf, Germany

Thomas Hahn Fraunhofer Institute of Interfacial Engineering and Biotechnology, Stuttgart, Germany

Valeria Harabagiu ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Antoine Hubert Ynsect, Évry, France

Andra Cristina Humelnicu ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Maria Ignat ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Teofil Jesionowski Institute of Chemical Technology and Engineering, Faculty of Chemical Technology, Poznan University of Technology, Poznan, Poland

Yvonne Joseph Institute of Electronics and Sensor Materials, TU Bergakademie‐Freiberg, Freiberg, Germany

Malgorzata Kaisler Bioprocess Engineering Group, Wageningen University, Wageningen, The Netherlands; Wageningen Food & Biobased Research, Wageningen, The Netherlands

Christine Klinger Institute of Physical Chemistry, TU Bergakademie‐Freiberg, Freiberg, Germany

Cristiane Krause Santin Food and Chemical Engineering, Polytechnic School, Unisinos University, São Leopoldo, RS, Brazil; itt CHIP – Unisinos Semiconductor Institute, São Leopoldo, RS, Brazil

Magdalena Kucharska Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Liziane Dantas Lacerda Food and Chemical Engineering, Polytechnic School, Unisinos University, São Leopoldo, RS, Brazil

Guilherme Lopes Batista itt CHIP – Unisinos Semiconductor Institute, São Leopoldo, RS, Brazil

Longina Madej‐Kiełbik The Institute of Security Technologies “MORATEX”, Lodz, Poland

Sophanit Mekasha Faculty of Chemistry, Biotechnology, and Food Science, The Norwegian University of Life Sciences (NMBU), Ås, Norway

Bruno M. Moerschbacher University of Münster, Institute for Biology and Biotechnology of Plants, Münster, Germany

Anna Niehues University of Münster, Institute for Biology and Biotechnology of Plants, Münster, Germany

Monika Owczarek Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Xenia Patras ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Bożenna Pęczek Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Cristian Peptu ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Iaroslav Petrenko Institute of Experimental Physics, TU Bergakademie‐Freiberg, Freiberg, Germany

Razvan Rotaru ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Petrisor Samoila ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Monika Sikora Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Lise Soetemans VITO (Flemish Institute for Technological Research), Mol, Belgium

Daiana de Souza Food and Chemical Engineering, Polytechnic School, Unisinos University, São Leopoldo, RS, Brazil

Thomas Stegmaier German Institutes of Textile and Fiber Research, Denkendorf, Germany

Marcin H. Struszczyk The Institute of Security Technologies “MORATEX”, Lodz, Poland

Bogdan Ionel Tamba A&B Pharm Corporation, Roman, Neamţ, Romania

Mirela Teodorescu ‘Petru Poni’ Institute of Macromolecular Chemistry, Romanian Academy, Iaşi, Romania

Tina Rise Tuveng Faculty of Chemistry, Biotechnology, and Food Science, The Norwegian University of Life Sciences (NMBU), Ås, Norway

Gustav Vaaje‐Kolstad Faculty of Chemistry, Biotechnology, and Food Science, The Norwegian University of Life Sciences (NMBU), Ås, Norway

Rosa Isela Ventura‐Aguilar CONACYT‐CEPROBI, Instituto Politécnico Nacional, Yautepec, Morelos, Mexico

Zhengke Wang Institute of Biomedical Macromolecules, Department of Polymer Science and Engineering, Zhejiang University, Hangzhou, China

Jasper Wattjes University of Münster, Institute for Biology and Biotechnology of Plants, Münster, Germany

Harry J. Wichers Food & Health Research, Wageningen Food & Biobased Research, Wageningen, The Netherlands; Food Chemistry, Wageningen University, Wageningen, The Netherlands

Maria Wiśniewska‐Wrona Institute of Biopolymers and Chemical Fibres, Lodz, Poland

Werner Wunderlich German Institutes of Textile and Fiber Research, Denkendorf, Germany

Marcin Wysokowski Institute of Chemical Technology and Engineering, Faculty of Chemical Technology, Poznan University of Technology, Poznan, Poland; Institute of Electronics and Sensor Materials, TU Bergakademie‐Freiberg, Freiberg, Germany

Ling Yang Institute of Biomedical Macromolecules, Department of Polymer Science and Engineering, Zhejiang University, Hangzhou, China

Susanne Zibek Fraunhofer Institute of Interfacial Engineering and Biotechnology, Stuttgart, Germany

Dorota Zielin&c.acute;ska The Institute of Security Technologies “MORATEX”, Lodz, Poland

Sonia Żółtowska Institute of Chemical Technology and Engineering, Faculty of Chemical Technology, Poznan University of Technology, Poznan, Poland; Institute of Electronics and Sensor Materials, TU Bergakademie‐Freiberg, Freiberg, Germany

Series Preface

Renewable resources, their use and modification are involved in a multitude of important processes with a major influence on our everyday lives. Applications can be found in the energy sector; paints and coatings; and the chemical, pharmaceutical, and textile industry, to name but a few.

The area interconnects several scientific disciplines (agriculture, biochemistry, chemistry, technology, environmental sciences, forestry), which makes it very difficult to have an expert view on the complicated interaction. Therefore, the idea to create a series of scientific books, focusing on specific topics concerning renewable resources, has been very opportune and can help to clarify some of the underlying connections in this area.

In a very fast‐changing world, trends are not only characteristic of fashion and political standpoints; science too is not free from hypes and buzzwords. The use of renewable resources is again more important nowadays; however, it is not part of a hype or a fashion. As the lively discussions among scientists continue about how many years we will still be able to use fossil fuels – opinions ranging from 50 to 500 years – they do agree that the reserve is limited, and that it is essential not only to search for new energy carriers but also for new material sources.

In this respect, the field of renewable resources is a crucial area in the search for alternatives for fossil‐based raw materials and energy. In the field of energy supply, biomass‐ and renewables‐based resources will be part of the solution alongside other alternatives such as solar energy, wind energy, hydraulic power, hydrogen technology and nuclear energy. In the field of material sciences, the impact of renewable resources will probably be even bigger. Integral utilisation of crops and the use of waste streams in certain industries will grow in importance, leading to a more sustainable way of producing materials. Although our society was much more (almost exclusively) based on renewable resources centuries ago, this disappeared in the Western world in the nineteenth century. Now it is time to focus again on this field of research. However, it should not mean a ‘retour à la nature’, but should be a multidisciplinary effort on a highly technological level to perform research towards new opportunities, to develop new crops and products from renewable resources. This will be essential to guarantee an acceptable level of comfort for the growing number of people living on our planet. It is ‘the’ challenge for the coming generations of scientists to develop more sustainable ways to create prosperity and to fight poverty and hunger in the world. A global approach is certainly favoured.

This challenge can only be dealt with if scientists are attracted to this area and are recognised for their efforts in this interdisciplinary field. It is, therefore, also essential that consumers recognise the fate of renewable resources in a number of products.

Furthermore, scientists do need to communicate and discuss the relevance of their work. The use and modification of renewable resources may not follow the path of the genetic engineering concept in view of consumer acceptance in Europe. Related to this aspect, the series will certainly help to increase the visibility of the importance of renewable resources. Being convinced of the value of the renewables approach for the industrial world, as well as for developing countries, I was myself delighted to collaborate on this series of books focusing on the different aspects of renewable resources. I hope that readers become aware of the complexity, the interaction and interconnections, and the challenges of this field, and that they will help to communicate on the importance of renewable resources.

I certainly want to thank the people of Wiley’s Chichester office, especially David Hughes, Jenny Cossham and Lyn Roberts, in seeing the need for such a series of books on renewable resources, for initiating and supporting it, and for helping to carry the project to the end.

Last, but not least, I want to thank my family, especially my wife Hilde and children Paulien and Pieter‐Jan, for their patience, and for giving me the time to work on the series when other activities seemed to be more inviting.

Christian V. Stevens,Faculty of Bioscience EngineeringGhent University, BelgiumSeries Editor, ‘Renewable Resources’June 2005

Preface

Chitin was reported for the first time about 200 years ago, in extracts of mushrooms and insects. About 40 years later, chitosan was obtained from chitin by acid treatment. These polysaccharides are among the most abundant natural biopolymers in the world. They are, for example, present in crustaceans, insects and fungi. Just before World War II, there was a huge interest in the applications of these polysaccharides as a bioplastic. However, the simultaneous upcoming of synthetic polymers and the exponential increase in high‐performance synthetic polymers, which outperformed their natural counterparts, resulted in a decrease of interest in chitin/chitosan materials. In the 1970s, large‐scale production of chitin and chitosan from the shells of marine organisms started, owing to the development of aquaculture and the enactment of severe environmental regulations to decrease the amount of shellfish dumping in the oceans. Nowadays there is a need to be less dependent on fossil resources. The transition to a biobased economy and the increasing societal demand for more green and environmentally friendly products urge us to look for chemicals, materials and fuels based on renewable resources. The enormous potential of chitin and chitosan on account of their abundance, unique properties and numerous applications makes them interesting biomass resources. This book, Chitin and Chitosan: Properties and Applications, shows the state‐of‐the‐art and future perspectives of chitin and chitosan materials and applications. The book presents the most recent developments in the science and technology of all related fields, from extraction and characterisation to modification, material synthesis and end‐user applications. This book comprises 19 chapters that deal with most topics related to chitin and chitosan polymers and materials.

In Chapters 1–4, the sources of chitin and chitosan are described and how these biopolymers can be isolated. Next to the isolation, the analysis of the biopolymers is described. The different sources and/or isolation methods can result in different structures and properties. In Chapter 5–7, hydrogels, health effects and the anti‐microbial effects of chitin and chitosan are discussed. To improve or to modify the properties, enzymes and chemical reactions can be applied to customise these biopolymers, as shown in Chapters 8–10. The applications of chitin and chitosan in drug delivery, medical devices, agriculture, food, packaging, horticulture, textile, water purification and sensors are discussed in more detail in Chapters 11–18. And finally, Chapter 19 is devoted to the market and regulation of chitin and chitosan.

These topics have never been addressed previously in a single book. Books, book chapters and reviews have been dedicated to the specific fields of application of chitin and chitosan materials. This book presents an overview of the latest scientific and technological advances in almost all areas of application, and show the great potential of chitin and chitosan as materials of the future. We hope that the reader will be inspired by the examples given of these biopolymers in different areas. We are confident that chitin and chitosan will become major renewable resources in the biobased circular economy.

This book should be useful for scholars and those in academia, such as undergraduate and postgraduate students in the areas of agriculture, polymer and material sciences, biobased economy and life sciences. In addition, we hope this book will aid researchers and specialists from industry in the field of (bio)polymers, packaging, biomedical applications, water treatment, textiles, sensors, and agriculture and food – as well as regional and national policy‐makers.

The input is from well‐known experts from all over the world. We would like to express our great gratitude to all chapter authors of this book, who have made excellent contributions. In addition, we would like to thank Sarah Higginbotham, Emma Strickland and Lesley Jebaraj from Wiley for all their help.

Lambertus A.M. van den Broek and Carmen G. BoeriuWageningen 2019

1Sources of Chitin and Chitosan and their Isolation

Leen Bastiaens, Lise Soetemans, Els D’Hondt, and Kathy Elst

VITO – (Flemish Institute for Technological Research), Mol, Belgium

Chitin is a natural biomolecule that was reported for the first time in 1811 by the French professor Henri Braconnot as fungine [1] and in 1823 by Antoine Odier as chitin. Chitin consists of large, crystalline nitrogen‐containing polysaccharides made of chains of a modified glucose monosaccharide, being N‐acetylglucosamine. It is ubiquitously present in the world and has even been reported to be one of the most abundant biomolecules on earth, with an estimated annual production of 1011–1014 tons [2, 3]. Chitin serves as template for biomineralization such as calcification and silicification, providing preferential sites for nucleation, and controlling the location and orientation of mineral phases [4, 5]. This phenomenon explains the presence of chitin in solid structures in a variety of biomass such as cell walls of fungi and diatoms and in exoskeletons of Crustaceans. Chitin is present in diverse structures in at least 19 animal phyla besides its presence in bacteria, fungi, and algae [5].

Chitosan is mainly known as a partially deacetylated derivative of chitin that is more water soluble than chitin, and as such is easier to process. For this reason, chitosan—and, in some cases, even more preferably, the relatively small sized (1–10 kDa) chitosan oligomers—are the molecules that are envisioned for multiple applications such as agriculture; water and wastewater treatment; food and beverages; chemicals; feed; cosmetics; and personal care [6, 7]. In addition, chitosan oligomers have been reported as being bioactive [8], offering potential for application in, for instance, wound dressing and cosmetics. Although chitin and chitosan are versatile and promising biomaterials [9], the extraction and purification of chitin and its conversion to chitosan (oligomers) require several process steps, and these have been mentioned as bottlenecks that hinder the wider use of the underspent chitin in the world.

This chapter intends to provide more information related to (1) the structure of chitin, (2) sources of chitin and chitosan, and (3) their extraction and purification, as well as (4) the conversion of chitin into chitosan. The further conversion of chitosan to chitosan oligomers is the subject of Chapter 3.

1.1 Chitin and Chitosan

1.1.1 Chemical Structure

Chitin, and its derivate chitosan, are natural polysaccharides consisting of 2 monosaccharides, N‐acetyl‐D‐glucosamine and D‐glucosamine, connected by β‐1,4‐ glycoside bonds. Depending on the frequency of the latter monosaccharides, the molecule is defined as chitin or chitosan. Chitin contains mainly N‐acetyl‐D‐glucosamine and can be transformed to chitosan by partial deacetylation of the monomer N‐acetyl‐D‐glucosamine to D‐glucosamine (see Figure 1.1) [7]. Diverse definitions of chitin and chitosan circulate in literature. Most sources mention a deacetylation degree of at least 50% [7, 10] as a criterion to define the molecule as chitosan. Others report a deacetylation degree of at least 60% or 75% for chitosan, implying that, respectively, more than 60% or 75% of the monosaccharides are D‐glucosamine moieties [11–13]. Chitin in its natural appearance is usually already a heteropolymer, with a deacetylation degree ranging between 5% and 20% [14]. The structure of chitin is very similar to that of cellulose and shares generally the same function of providing structure integrity and protection of the organism.

1.1.2 Different Crystalline Forms of Chitin

Chitin usually functions as a supporting material and is composed of layers of polysaccharide sheets. Each individual sheet consists of multiple parallel‐positioned chitin chains [17], as schematically presented in Figure 1.2. Highly crystalline fibers are formed when the polymer sheets are placed next to each other and form interactions [12]. Depending on their orientation, three crystalline forms have been reported (α, β, and γ).

The most abundant form is α‐chitin, which is present in almost all crustaceans, insects, fungi, and yeast cell walls [7]. In this formation, the chitin sheets (three sheets as example in Figure 1.2a), consisting of parallel chitin chains (for each sheet, two chains are presented in Figure 1.2a), are positioned in an anti‐parallel way, allowing a maximum formation of hydrogen bonding. More specifically, two intramolecular and two intermolecular bondings are formed: a first intermolecular bonding with a vertical neighbor chain (in the same sheet), and another with a horizontal neighbor chain form a different sheet [15]. These hydrogen bounds create a remarkably high crystallinity, resulting in a more stiff and stable material. Therefore, α‐chitin is characterized as a non‐reactive and insoluble product [16]. Since this form is the most common polymorphic, α‐chitin has been extensively studied [12].

On the other hand, in β‐chitin, the chitin sheets are ordered in parallel (Figure 1.2b) with weaker intermolecular forces. This results in a softer molecule with a higher affinity for solvents and a higher reactivity. It is proven to be soluble in formic acid and can be swollen in water [15]. This chitin form is present in the squid pen, in the tubes of pogonophoran and vestimentiferan worms, and in monocrystalline spines excreted by diatoms such as Thalassiosira fluviatilis [7]. Although squid and tubes of Tevnia jerichonana both contain β‐chitin, their crystallinity differs. This implies that the crystallinity also depends on the source. Chitin obtained from squid pens is semi‐crystalline, and chitin from T. jerichonana is almost complete crystalline [7, 8, 16].

Figure 1.1Chemical structure of chitin and chitosan and some examples of species that contain chitin.

Figure 1.2Schematic representation of (a) α‐form and (b) β‐form of chitin.

The third formation, γ‐chitin, is less common. It is considered to be a mixture or intermediate form of α‐ and β‐chitin with both parallel and antiparallel arrangements [16]. More specifically, every third chitin chain has the opposite direction to the two preceding chitin sheets [13, 15]. Very few studies have been carried out on γ‐chitin, and it has been suggested that γ‐chitin may be a distorted version of the other two instead of a true third polymorphic form.

1.2 Sources of Chitin and Chitosan

1.2.1 Sources of Chitin

For more than a century, scientists reported chitin to be present in a variety of organisms. Initially, zoologists named all hard yellow–brownish structures chitin, without chemical analysis, sometimes generating misleading data. Later on, it was accepted that the presence of chitin could only be demonstrated after chemical tests. Hymann (1958), for instance, used an iodine‐based color test to study the presence of chitin in different sea animals. Later on, more sophisticated techniques such as Fourier transform infrared spectroscopy (FTIR), nuclear magnetic resonance (NMR), mass spectroscopy (MS), X‐ray diffraction (XRD), and Raman spectroscopy were used [18]. Quantification of chitin is challenging and only reported in more recent publications. Currently, quantitative data on chitin contents are still incomplete, and available numbers need to be interpreted with care. Not only are different quantification methods used, but also varying parts of the biomass are considered (whole organism versus chitin‐rich part of the organisms).

Nowadays, it is estimated that a large portion of chitin produced in the biosphere is present in the oceans [19, 20]. It can be found in aquatic species belonging to phyla such as Cnidaria (corals [21, 22]), Entoprocta [23], Phoronida (horseshoe worms [18]), Ectoprocta [18], Brachiopoda (lamp shells [18]), Bryozoa [19], Porifera (sponges [5, 24]), and Mollusca (squid [8, 23], cuttlefish [26], and clams [8]). Further, chitin has also been detected in fungi (mushrooms and yeasts [1]), algae (diatoms [27], coralline algae [28], green algae [29, 30]), Onychophora (velvet worms), and protozoa [31]. The most easily accessible sources of chitin, however, are the exoskeletons of Arthropoda, which includes insects [32–35], arachnids (spiders [36] and scorpions [37]), myriapods (millipedes and centipedes [38]), as well as Crustaceans (shrimp, krill, crab, and lobster [8, 9, 18, 37]).

Table 1.1 lists examples of chitin‐containing sources, along with available compositional data. The amount of chitin varies with species type, the biomass part considered, and even with seasons and growth stages [40]. Values ranging from <1% to 72% (w/w) on dry matter basis on the biomass type have been reported.

Table 1.1Sources of chitin.

Origin

Species

Biomass type

N (%)

CaCO

3

(%)

% protein

% (w/w) chitin in biomass type of dry weight

Ref.

Crustaceans (

Arthropoda

phylum)

Crab cuticle

40–50

15–30*

[

8

]

Blue swimming crab (male)

Portunus pelagicus

Shells

68.87

10.33

20.8

[

26

]

Blue swimming crab (female)

Portunus pelagicus

Shells

65.5

14.36

20.14

[

26

]

Crabs

Shells

66.58

16.68

16.73

[

25

]

Marbled crab

Grapsus marmoratus

10

[

41

]

Red crab

Portunus puber

10

[

41

]

Spider crab

Maja squinado

16

[

41

]

Cancer crab

Cuticula

72.1

[

40

]

Carcinus crab

Whole body

64.2

[

40

]

King crab

Paralithodes

Whole body

35

[

40

]

Shrimp cuticle

20–30

30–40*

[

8

]

Jinga shrimp

Metapenaeus affinis

Shells

45.66

37.59

16.75

[

26

]

Brown shrimp

Penaeus aztecus

Shells

48.97

29.5

21.53

[

25

]

Pink shrimp

Penaeus duorarum

Shells

42.26

34.02

23.72

[

25

]

Shrimp

Palaemon Fabricius

22

[

41

]

Shrimp

Penaeus monodon

Shells

5.74

10

[

33

]

Grooved tiger prawn

Penaeus semisulcatus

Shells

52.03

28.84

19.13

[

26

]

Scyllarid lobster

Thenus orientalis

Shells

61.81

16.93

21.26

[

26

]

Locust lobster

Scyllarus arctus

25

[

41

]

Spiny lobster

Palinurus vulgaris

32

[

41

]

European lobster

Homarus vulgaris

17

[

41

]

Crayfish

Procambarus clarkii

Shells

63.94

15.56

20.6

[

25

]

Crayfish

Astacus fluviatilis

36

[

41

]

Krill cuticle

20–25

20–30*

[

8

]

Barnacle

Lepas anatifera

7

[

41

]

Squilla

Squilla mantis

24

[

41

]

Isopoda

Oniscus asellus

Dried adult

4.7

6–7*

[

32

]

Insects (

Arthropoda

phylum)

Honey bees

Apis mellifera

Exoskeletons

5.56

2.5

[

33

]

Grasshopper

Aiolopus simulatrix

Fully dried adult

5.3*

[

42

]

Aiolopus strepens

Fully dried adult

7.4*

[

42

]

Duroniella fracta

Fully dried adult

5.7*

[

42

]

Duroniella laticornis

Fully dried adult

6.5*

[

42

]

Oedipoda miniata

Fully dried adult

8.1*

[

42

]

Oedipoda caerulescens

8.9*

[

42

]

Pyrgomorpha cognata

6.6*

[

42

]

Schistocerca gregaria

Exoskeletons

2.92

12.2

[

33

]

Black soldier fly

Hermetia illucens

Fully dried prepupae

2.7–19.7

2

37.7–40.7

5.6–6.7

[

34

]

Hermetia illucens

Fully dried larvae

17.5

2.10

3

[

43

]

Hermetia illucens

Whole larvae

6.4

Own work

Lesser mealworm

Alphitobius diaperinus

Whole worm

5.6

Own work

Beetle

Melolontha melolontha

Fully dried adult

6.72

13–14*

[

35

]

Beetle

Calosoma rugosa

Exoskeletons

5

[

33

]

Cockroach

Blattella

18.4 ^

[

40

]

Cockroach

Periplaneta

Cuticle

54.8^

[

40

]

Blatta lateralis

Fully dried nymphs

19.0

0.67

3

[

43

]

Silkworm

Bombyx

44.2^

[

40

]

Bombyx mori L

.

Cuticle

23–52

36–62

[

44

]

Waxworm

Galleria

33.7^

[

40

]

Tebo worms

Chilecomadia moorei

Fully dried larvae

15.5

1.11

3

[

43

]

Tobacco hornworm

Manduca sexta

Exoskeleton of the adult (organic part)

60

20

[

21

]

Ladybug

Coleoptera

27–35^

[

40

]

Shield bug

Palomena prasina

Fully dried adult

10.8*

[

45

]

Butterfly

Pieris

2

[

40

]

Housefly

Musca domestica

Fully dried adults

19.7

1.19

3

[

43

]

Mollusks (Mollusca phylum)

Squid (Cephalopoda)

Pen

Negligible

20–40*

[

8

]

Pen

4.74

46.23

49

[

25

]

Loligo vulgaris

40

[

41

]

Cuttlefish (Cephalopoda)

Sepia spp

.

Shells

91.25

1.35

7.4

[

26

]

Pens

88.48

6.12

5.4

[

25

]

Sepia officinalis

20

[

41

]

Clam/oyster (Bivalvia)

Shell

85–90

3–6*

[

8

]

Other animals

Bryozoa

Plumatella repens

Dried

13.3*

[

32

]

Black coral (Cnidaria)

Antipathella fiordensis

Skeleton (organic part)

70

10

[

21

]

Horseshoe worms (Phoronida)

Tube

[

18

]

Sponges (Porifera)

[

28

]

Spiders (Arachnids)

Geolycosa vultuosa

6.42

8–8.5

[

36

]

Hogna radiata

6.41

5.5–7

[

36

]

Fungi

Basidiomycota (yeast)

Fomes fomentarius

2.4*

[

45

]

Lactarius vellereus

19

[

40

]

Full biomass

11

[

46

]

Basidiomycota (mushroom)

Agaricus bisporus

Cell wall

43.8

[

47

]

Zygomycota

Mucor rouxii

Cell wall

50.1

[

48

]

44.5

[

40

]

Rhizopus oryzae

Full biomass

14.6

[

49

]

Ascomycota (yeast)

Aspergillus niger

Cell wall

42

[

40

,

48

]

Penicillium chrysogenum

Cell wall

20.1

[

40

]

Penicillium notatum

Cell wall

18.5

[

40

]

Saccharomyces cerevisiae

Cell wall

2.9

[

40

]

Algae

Diatoms

Thalassiosira fluviatilis

Ropes

[

50

]

Green algae

Pithophora oedogonia

Cell wall

[

30

]

Chlorella vulgaris

Cell wall

[

29

]

Note: *not provided how it is measured; ^based on the weight of the organic cuticle, others were measured based on weight differences of the raw materials and that of the sample obtained after acid and alkaline treatments2, crude ash3 based on acid detergent fiber, minus present amino acids.

1.2.1.1 Crustaceans (Part of Arthropoda)

Chitin is located in the exoskeletons of Arthropoda. The skeleton is a tough and hard material designed for mechanical support to the body and functions as an armor against predators. These characteristics can be dedicated to the presence of highly crystalline α‐chitin that, combined with proteins, forms a hybrid material with high stiffness (at least 150 GPa). These chitin–protein complexes, together with minerals for strength, form a fibrous structure that is among the most resistant organic materials [38, 52]. The shells of crustaceans mainly contain chitin (20–30%), proteins (20–40%), minerals (30–60%), pigments, and sometimes also lipids (0–14%) [8, 38]. Based on Table 1.1, it can be said that the chitin content ranges from 6% to 72% in crustacean shells. This large variation can be explained by the origin of the biomass (e.g., differences in species such as gray shrimp versus pink shrimp, or in growth phase), the part of the biomass considered for chitin analysis (e.g., shells as such or stripped of remaining flesh), or the varying pretreatment or analysis method used. Crabs and shrimp are mostly used at an industrial level and contain 10–72% chitin. As mentioned previously, the differences in species impacts the chitin content—for example, the Cancer crab contains 72% chitin as compared to 64% chitin in the Carcinus crab and 35% chitin in the king crab.

1.2.1.2 Insects (Part of Arthropoda)

Chitin is found in the exoskeleton of insects, but also in internal structures such as the inner cuticular linings of the alimentary canal and the tracheal system. In contrast with the exoskeletons of crustaceans, insect cuticles contain also catecholamines besides chitin, proteins, lipids, and minerals. The catecholamines are cross‐linked by o‐quinones with proteins and possibly also with chitin [14]. α‐Chitin in the exoskeleton of insects serves the same function as for crustaceans. It increases the strength of the skeleton, gives structure, prevents physical and chemical damages, and protects against infectious diseases [14]. The chitin content differs significantly between different insect species. In addition, Kaya et al. found that the chitin content is also significantly dependent on the life stage of the insect. The larvae of Vespa crabro (wasp) had a chitin content of 2.2% dry weight (DW) in comparison with 6.2% for pupa and 10.3% of the adult. This phenomenon can be explained by the different chitin functions in different body parts during different stages [52]. Similar results were obtained by Kaya et al. with the larvae of the potato beetle (7% chitin) and the adult beetle (20% chitin) [53].

1.2.1.3 Other Sources

Spiders (also part of the Arthropoda) contain α‐chitin (5–8.5%) with a high acetylation degree. Kaya et al. characterized physicochemically the chitin structure of two spider species (Geolycosa vultuosa and Hogna radiata), for which acetylation degrees of 97% and 99% were found, respectively [36]. Within the Mollusca, squids receive major attention because they are the prototype for β‐chitin. In addition, high chitin content (up to 49%) in the pen have been reported [25], which may be the basis to conclude that squid pen can become increasingly common as another potentially important chitin source [54]. However, it should be kept in mind that these high percentages are related to the composition of the chitin‐rich pen that represents a very minor fraction of the whole squid. Chitin may be involved in the formation of skeletons in calcifying marine sponges [28]. Sponges are described more in detail in Chapter 4. Within the Cnidarian taxa, skeletons often contain, besides chitin, calcium‐based minerals. Black corals form an exception and have a unique halogenated scleroprotein named antipathin associated with chitin [22]. Lophophorates (marine and freshwater Octopoda, Phoronida, Brachiopoda) have exoskeletons, named tubes, that consists of chitin [18]. Chitin is the most important ultrastructural compound of fungal cell walls, where it is embedded in the amorphous matrix and provides the framework of the cell wall morphology [55]. It exists in the spores, mycelia, and stalks, and has only been detected as α‐chitin [55]. Its amount ranges from 2% to 50% (w/w) on dry cell wall base, whereby the lowest value corresponds to yeasts [56] and the highest to Euascomycetes [55]. Depending on the class of fungi, the cell wall can also contain glucans, mannans, as well as chitosan. As the cell wall is only a part of the fungal biomass, the overall chitin (plus chitosan) yield is lower, and values have been reported (glucosamine on dry matter base) of 8–16% (w/w) for Aspergillus niger and Mucor rouxii mycelia [48] and 12% (w/w) for Agaricus bisporus stalks [47].

In the case of algae, since 1965, diatoms such as Thalassiosira were reported to secrete β‐chitin ropes that span between two recently divided daughter cells to keep them together, creating flexible cell chains that float in the water [27, 50]. However, chitin has also been shown to be present in diatoms in other forms—for instance, in the siliceous shell. In calcified coralline algae such as Clathromorphum compactum, chitin has been reported to be present that strengthens the skeleton and protects the algae from ocean acidification and grazing in shallow waters [28]. The presence of chitin was also demonstrated in the cell walls of the green algae Pithophora oedogonia [30] and Chlorella vulgaris [29]. Quantitative data on the chitin content in the algae, however, are scarce. The fact that chitin in algae is plant‐based can be an advantage for some applications.

1.2.2 Sources for Chitosan

Chitosan is mainly known as a partially deacetylated derivative of chitin, but has also been found to be naturally present in some types of biomass. Some fungi contain chitosan as an important constituent of their cell wall at various stages their life cycle. The class of Zygomycetes (e.g., the Mucor, Absidia, Benjaminiella, Cunninghamella, Gongronella, and Rhizopus genera) has especially been recognized as a valuable source of chitosan [59, 60]. Chitosan content of 1–10% on dry biomass base have been found with a reported degree of deacetylation of 83–94%. Chitosan is not directly synthesized, but is rather the result of an efficient conversion of chitin to chitosan by the presence of a deacetylase enzyme [57]. The deacetylation enzymes are thought to be in close proximity to the regions where the chitin transverses the plasma membrane [59]. As chitin is synthesized, the deacetylase enzyme converts it to chitosan [57]. Since chitosan can be isolated with less extreme procedures, fungi may become an interesting source of chitosan in the future [26].

In addition to fungi, bacteria too have been reported to be able to convert chitin into chitosan using enzymatic deacetylation. Kaur et al. isolated, from soil, bacteria (Bacillus sp. and Serritia sp.) that produce chitin deacetylase and release chitosan. Although the efficiency of this process is limited due the insolubility of chitin [13], it contributes to the