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A self-contained and practical book providing step-by-step guidance to the design and construction of cleanrooms, appropriate testing methodologies, and operation for the minimization of contamination... This second edition has been comprehensively revised and includes extensive updates to the two chapters that contain information on cleanroom standards and guidelines. The chapter on risk management has been extensively revised, especially the section on risk assessment. Other new subjects that have been added to the various chapters are those on clean-build, determination of air supply volumes for non-unidirectional airflow cleanrooms, RABS (Restricted Access Barrier Systems), contamination recovery test methods, entry of large items into a cleanroom, glove allergy problems, and how to develop a cleanroom cleaning programme. Used for in-house training and a textbook in colleges, this volume is for cleanroom personnel at all levels. It provides novices with an introduction to the state-of-the-art technology and professionals with an accessible reference to the current practices. It is particularly useful in the semiconductor, pharmaceutical, biotechnology and life sciences industries. William Whyte is an international authority in cleanrooms, with over 45 years experience in research, teaching and consulting in the electronic, healthcare and pharmaceutical industries. He is a member of British and International standards committees writing the International Cleanroom standards, and has received numerous awards for his work in Cleanroom Technology. A comment on the first edition: "...extremely useful and helpful...very well-written, highly organized, easy to understand and follow..." (Environmental Geology, 2003)
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Veröffentlichungsjahr: 2011
Contents
About the Author
Preface
Acknowledgements
1 Introduction
1.1 What is a Cleanroom?
1.2 The Need for Cleanrooms
1.3 Types of Cleanrooms
1.4 What is Cleanroom Technology?
Acknowledgements
2 The History of Cleanrooms
2.1 The Earliest Years
2.2 Ventilated Operating Rooms
2.3 Early Industrial Cleanrooms
2.4 Unidirectional Airflow Cleanrooms
Acknowledgements
3 Cleanroom Classification Standards
3.1 The History of Standards
3.2 The Basis of Cleanroom Standards
3.3 Federal Standard 209
3.4 ISO Standard 14644-1:1999
3.5 Pharmaceutical Cleanroom Classification
3.6 Classification of Cleanrooms with Airborne Chemical Contamination
3.7 Classification of Cleanrooms with Surface Contamination
Acknowledgement
4 Information Sources
4.1 The International Confederation of Contamination Control Societies (ICCCS)
4.2 The ICEB
4.3 International Cleanroom Standards
4.4 Cleanroom Books
4.5 Recommended Practices and Guides of the Institute of Environmental Sciences and Technology (IEST)
4.6 Cleanroom Journals and Magazines
4.7 Sources of Pharmaceutical Cleanroom Documents
4.8 Training Videos/DVDs
5 Non-unidirectional Airflow and Ancillary Cleanrooms
5.1 Non-unidirectional Airflow Cleanrooms
5.2 Ancillary Cleanrooms
Acknowledgement
6 Unidirectional Airflow Cleanrooms
6.1 Types of Unidirectional Airflow Cleanrooms
6.2 Vertical Unidirectional Airflow Cleanrooms
6.3 Horizontal Unidirectional Airflow Rooms
6.4 The Application of Unidirectional Airflow
Acknowledgements
7 Separative Clean Air Devices and Containment Zones
7.1 Unidirectional Airflow Devices
7.2 Mini-environments, Isolators and RABS
7.3 Containment Zones
Acknowledgements
8 Construction and Clean-build
8.1 Constructional Materials and Methods
8.2 Outgassing and Electrostatic Properties
8.3 Clean-build
Acknowledgements
9 High Efficiency Air Filtration
9.1 Air Filters used in Cleanrooms
9.2 The Construction of High Efficiency Filters
9.3 Particle Removal Mechanisms
9.4 Testing of High Efficiency Filters
9.5 Scan Testing of High Efficiency Filters
9.6 Filter Housings for High Efficiency Filters
9.7 Removal of Airborne Chemical Contamination
Acknowledgements
10 Cleanroom Testing and Monitoring
10.1 Principles of Cleanroom Testing
10.2 Cleanroom Tests
10.3 Testing in Relation to Room Type and Occupation State
10.4 Re-testing to Demonstrate Compliance
10.5 Monitoring of Cleanrooms
Acknowledgement
11 Measurement of Air Quantities and Pressure Differences
11.1 Air Quantities
11.2 Differential Pressure Tests
Acknowledgement
12 Air Movement Control: Containment, Visualisation and Recovery
12.1 Cleanroom Containment Leak Testing
12.2 Air Movement Control within a Cleanroom
12.3 Recovery Test Methods
12.4 Recovery Rate Requirement in the EU GGMP
Acknowledgement
13 Filter Installation Leak Testing
13.1 The Use of Aerosol Test Challenges
13.2 Artificial Aerosol Test Challenges
13.3 Apparatus for Measuring Aerosol Penetration
13.4 Methods of Testing Filters and Filter Housings
13.5 Repair of Leaks
Acknowledgements
14 Airborne Particle Counts
14.1 Airborne Particle Counters
14.2 Continuous Monitoring Apparatus for Airborne Particles
14.3 Particle Counting in Different Occupancy States
14.4 Measurement of Particle Concentrations
14.5 Worked Example of ISO 14644–1 Test Method
Acknowledgements
15 Microbial Sampling
15.1 Microbial Sampling of the Air
15.2 Microbial Deposition onto Surfaces
15.3 Microbial Surface Sampling
15.4 Personnel Sampling
Acknowledgements
16 Operating a Cleanroom: Managing the Risk from Contamination
16.1 Step 1: Identification of Sources and Routes of Contamination
16.2 Step 2: Risk Assessment and the Control of the Sources of Contamination
Notes
16.3 Step 3: Establish an Effective Monitoring Programme
16.4 Step 4: Verification and Reappraisal of the System
16.5 Step 5: Documentation
16.6 Step 6: Staff Training
17 Cleanroom Disciplines
17.1 People Allowed into Cleanrooms
17.2 Personal Items Not Allowed into the Cleanroom
17.3 Disciplines within the Cleanroom
17.4 Maintenance and Service Personnel
Acknowledgement
18 Entry and Exit of Personnel
18.1 Prior to Arriving at the Cleanroom
18.2 Changing into Cleanroom Garments
18.3 Exit Changing Procedures
Acknowledgements
19 Materials, Equipment and Machinery
19.1 Choice of Materials for use in a Cleanroom
19.2 Items Supplied from Outside Manufacturing
19.3 Wrapping and Transportation of Materials
19.4 Transfer of Items and Small Pieces of Equipment through a Materials Transfer Airlock
19.5 Entry of Heavy Machinery and Bulky Items
19.6 Transfer of Materials through Hatches and Sterilisers
Acknowledgement
20 Cleanroom Clothing
20.1 Sources and Routes of Inert Airborne Particle Dispersion
20.2 Sources and Routes of Airborne Microbial Dispersion
20.3 Types of Cleanroom Clothing
20.4 Processing of Cleanroom Garments and Change Frequency
20.5 The Effect of Laundering and Wear
20.6 Testing of Cleanroom Clothing
20.7 Static-Dissipative Properties of Clothing
Acknowledgements
21 Cleanroom Masks and Gloves
21.1 Cleanroom Masks
21.2 Cleanroom Gloves
Acknowledgements
22 Cleaning a Cleanroom
22.1 Why a Cleanroom must be Cleaned
22.2 Cleaning Methods and the Physics of Cleaning Surfaces
22.3 Implements Used to Clean Cleanrooms
22.4 Liquids Used in Cleaning Cleanrooms
22.5 How should a Cleanroom be Cleaned?
22.6 Cleaning Programme
22.7 Test Methods
Acknowledgements
Index
This edition first published 2010 © 2010 W. Whyte
First edition 2001 © W. Whyte
Published by: John Wiley & Sons, Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, United Kingdom
For details of our global editorial offices and for customer services please see our website at www.wiley.com.
The right of the author to be identified as the author of this work has been asserted in accordance with the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by the UK Copyright, Designs and Patents Act 1988, without the prior permission of the publisher.
Designations used by companies to distinguish their products are often claimed as trademarks. All brand names and product names used in this book are trade names, service marks, trademarks or registered trademarks of their respective owners. The publisher is not associated with any product or vendor mentioned in this book.
This publication is designed to provide accurate and authoritative information in regard to the subject matter covered. It is sold on the understanding that the publisher is not engaged in rendering professional services. If professional advice or other expert assistance is required, the services of a competent professional should be sought.
Library of Congress Cataloging-in-Publication Data
Whyte, W.
Cleanroom technology: fundamentals of design, testing and operation/W. Whyte. -- 2nd ed.
p. cm.
Includes index.
ISBN 978-0-470-74806-0 (cloth)
1. Clean rooms. I. Title. TH7694.W48 2010
620.8'6--dc22
2009031436
I dedicate this book to my sons Griogair and Murray who are both engineers and cleanrooms users.
About the Author
William (Bill) Whyte is an Honorary Research Fellow at Glasgow University. He has been involved with cleanrooms for over 45 years and has the useful dual qualifications of a BSc in microbiology and a DSc in mechanical engineering.
He has published over 130 reports and papers on contamination control and cleanroom design. He wrote the first edition of this book in 2001 and has also edited the book Cleanroom Design (second edition, 1999). He is a member of British and international standards committees writing the international cleanroom standards. He has extensive experience as an industrial consultant.
He has received the following awards for his work in Cleanroom Technology: Fellowship of the IEST, Honorary Life Member of S2C2, James R Mildon Award from the IEST, Michael S Korczyneski Grant from the PDA (twice), Parenteral Society Annual Award and the CleanRooms Hall of Fame Award.
Preface
The contamination-free conditions provided by cleanrooms are essential for much of modern manufacturing industry. Without cleanrooms, productswill become contaminated and either malfunction or infect people with bacteria. Cleanrooms are used for the manufacture of items used in computers, cars, aeroplanes, spacecraft, televisions, disc players and many other electronic and mechanical devices, as well as the manufacture of medicines, medical devices and foods.
Cleanroom technology can be divided into three parts: design, testing and operation of cleanrooms, and this book covers, in a holistic way, these three main facets. The book is intended to introduce people to these subjects or to update their knowledge. Those who teach ‘cleanroom technology’ either at college, or to their cleanroom personnel, may find this book useful, as it has been written with this in mind.
Most of the principles described in the book are those that are generally accepted within cleanroom industries. However, I have found areas where no sound advice exists and have had to develop guidance using my own knowledge and experience.
The first edition of this book has been well received and translated into several languages. However, new information on cleanrooms is now available and this edition contains a substantial amount of additional material. Each chapter has been updated. This might be by the inclusion of more information, as in the chapter on the history of cleanrooms where information has been added about the early days of infection control in hospitals. However, Chapter 4 and 5, the chapters that contain information on cleanroom standards and guidelines, required extensive updating. Other chapters, such as Chapter 16, which discusses risk management, have also been extensively revised, especially the section on risk assesment. Other subjects that have been added are those on clean-build, determination of air supply volumes for non-unidirectional cleanroom, RABS (Restricted
Access Barrier Systems), contamination recovery test methods, entry of large items into a cleanroom, glove allergy problems, and how to develop a cleanrooom cleaning programme.
Acknowledgements
In the first edition of this book I acknowledged the help of (in alphabetical order) Neil Bell, Charles Berndt, Roger Diener, Gordon Farquharson, Gordon King, Lynn Morrison, Bob Peck, Martin Reeves, Hal Smith and Neil Stephenson. I also acknowledged the support of the Scottish Society for Contamination Control. Barbara McLeod read and commented on the script and Isabelle Lawson produced most of the drawings used in both editions of the book.
In preparing the second edition, I asked a number of experts in cleanroom technology to review the chapters that I had rewritten. Don Wadkins supplied information on clean-build contained in Chapter 8. R. Vijayakumar reviewed Chapter 9 on high efficiency air filters. Tim Eaton and Koss Agricola reviewed Chapter 16 on risk management. Roger Diener helped me rewrite Chapter 19 on the materials and the entry of machinery and equipment into a cleanroom. Chapter 20 on cleanroom clothing was revised with the assistance of Charles Berndt. The information on gloves in Chapter 21 was reviewed by Elizabeth Hill. My thanks go to all of these people whose help is much appreciated.
The photographs on the cover of this book are reproduced by permission of Lothian Health Services Archive at Edinburgh University Library, Micronova Manufacturing, International pbi, and Metron Technology. The permission to use other photographs, tables and drawings within the book is acknowledged at the end of each chapter.
Finally, I am most grateful to John Neiger for checking this edition from cover to cover with commendable thoroughness. John combines a considerable knowledge of clean air and containment technology with a passion for clear and understandable writing. This edition of my book has benefited greatly from his input.
2
The History of Cleanrooms
2.1 The Earliest Years
Figure 2.1 Joseph Lister
It is clear that the first cleanrooms were found in hospitals. Joseph Lister’s contribution to history was his realisation that bacteria caused surgical wound infection. The discoverer of microbes, Louis Pasteur, wrote that ‘in the field of observations, chance favours the mind that is prepared.’ This is particularly apt when applied to Lister’s discoveries. In 1860 he was appointed Regius Professor of Surgery at Glasgow University. Lister heard of Pasteur’s experiments, which showed that boiling and exclusion of air from meat broth stopped decomposition. Lister realised that this might apply to hospital wounds. He had also read that carbolic acid (the old name for phenol) was being used to decontaminate sewage. The treatment not only suppressed the smell but when the sewage was spread on fields, cows no longer picked up enterozoal infections. In 1865 Lister tried carbolic acid on wounds with great success and in 1867 he used it with similar success in surgery. During surgery he used it on instruments, on the wound and on the surgeon’s hands, and he attempted to prevent airborne infection by spraying it into the air. He found that these steps eliminated many bacteria and reduced infection in the operating room; this was the scientific basis for the first cleanrooms.
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