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Beschreibung

Structured in three parts this manual recollects efficient organocatalytic transformations around clear principles that meet actual standard in asymmetric synthesis. Chapters were written by acknowledged leaders of the organocatalysis field, and are presented in a concise way. Volume 1: Privileged Catalysts gives insight to readers to the continuously increasing variety of catalysts, and the relatively complex interactions that make organocatalytic reactions selective. An appendix recollects catalyst structures with the adequate cross-references. Volume 2: Activations covers the fundamental activation types (non-covalent and covalent activations) and helps understanding the importance of physical parameters, and in particular, the role of water, that influences reactivity and selectivity. Volume 3: Reactions and Applications highlights transformations by reaction types. The final part of this volume is dedicated to application in multistep synthesis and industrial applications.

Considering the ever increasing interest in the organocatalysis field, the book aims addressing to a large audience: to academic, and, industrial researchers, students and teachers who are interested in synthetic organic chemistry at advanced level. This book provides non-specialists with an introduction to the topic as well as serving as a valuable source for newcomers and researchers searching for an up-to-date and comprehensive overview of this promising area of synthetic organic chemistry.

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Table of Contents

Related Titles

Title page

Copyright page

Foreword

Preface

List of Contributors

Abbreviations

Volume 1: Privileged Catalysts

Part I: Amino Acid-Derived Catalysts

1: Proline-Related Secondary Amine Catalysts and Applications

1.1 Introduction

1.2 Prolinamide and Related Catalysts

1.3 Prolinamine and Related Catalysts

1.4 Proline Tetrazole and Related Catalysts

1.5 Prolinamine Sulfonamide and Related Catalysts

1.6 Prolinamine Thiourea and Related Catalysts

1.7 Miscellaneous

1.8 Conclusions

Acknowledgments

2: TMS-Prolinol Catalyst in Organocatalysis

2.1 Introduction

2.2 Enamine Activation

2.3 Iminium-Ion Activation

2.4 Cascade Reactions

2.5 Dienamine Activation

2.6 Trienamine Activation

2.7 Summary and Conclusions

3: Non-Proline Amino Acid Catalysts

3.1 Introduction

3.2 Primary Amino Acids in Amino Catalysis

3.3 Primary Amino Acid-Derived Organic Catalysts

3.4 Applications of Non-Proline Primary Amino Acid Catalysts

3.5 Conclusions

Acknowledgments

4: Chiral Imidazolidinone (MacMillan's) Catalyst

4.1 Introduction

4.2 Enamine Catalysis

4.3 Iminium Catalysis

4.4 Cascade Reaction–Merging Iminium and Enamine Catalysis

5: Oligopeptides as Modular Organocatalytic Scaffolds

5.1 Introduction

5.2 C–C Bond Forming Reactions

5.3 Asymmetric Acylations

5.4 Asymmetric Phosphorylations

5.5 Enantioselective Oxidations

5.6 Hydrolytic Reactions

5.7 Summary and Conclusions

Part II: Non-Amino Acid-Derived Catalysts

6: Cinchonas and Cupreidines

6.1 Introduction

6.2 Cinchona Alkaloid Derivatives

6.3 Natural Cinchona Alkaloids, Cupreine, and Cupreidine

6.4 Cinchona Alkaloids with an Ether or Ester Group at C9

6.5 Cinchona Alkaloid Derivatives with a Sulfonamide, Urea, Thiourea, Squaramide, or Guanidine Function

6.6 Cinchona Alkaloids with a Primary Amine Group at C9

6.7 Cinchona Alkaloids in Phase-Transfer Catalysis

6.8 Ether Bridged Dimers

6.9 Some Novel Cinchona Alkaloid Derivatives

6.10 Prospects

7: Chiral C2 Catalysts

7.1 Introduction

7.2 Chiral Lewis Base Catalysts

7.3 Phosphines

7.4 Chiral C2-Symmetric Secondary and Primary Amines

7.5 Chiral C2-Symmetric Brønsted Bases: Guanidines

7.6 Chiral C2-Symmetric Brønsted Acids

7.7 Chiral C2-Symmetric Bis-Thioureas

7.8 Chiral C2-Symmetric Aminophosphonium Ions

7.9 Summary and Conclusions

8: Planar Chiral Catalysts

8.1 Introduction

8.2 Lewis/Brønsted Bases

8.3 Lewis/Brønsted Acids

8.4 Redox Reactions

8.5 Summary and Conclusions

9: Dynamic Approaches towards Catalyst Discovery

9.1 Introduction

9.2 Self-Assembly

9.3 Self-Selected Catalysts

9.4 Conclusions

Acknowledgments

Appendix

Proline Derivatives and Proline Analogs

Non-Proline Amino Acids

Chiral Imidazolidinones (MacMillan's Catalysts and Analogs)

Di- and Oligopeptide Catalysts

Cinchonas

Planar Chiral Catalysts

Biaryl Catalysts

1,2-Diamines

1,2-Aminoalcohols

1,2-Aminophosphines

TADDOL-Derived Catalysts

Carbohydrate-Derived Catalysts

Terpene-Derived Catalysts

Chiral Sulfoxides

Miscellaneous

Volume 2: Activations

Part I: Asymmetric Catalysis with Non-Covalent Interactions

10: Brønsted Acids

10.1 Introduction

10.2 Chiral Alcohol Catalysts

10.3 Chiral Squaramides as Hydrogen-Bond Donor Catalysts

10.4 Guanidines/Guanidiniums

10.5 Miscellaneous Brønsted Acids

10.6 Addendum

11: Brønsted Acids: Chiral Phosphoric Acid Catalysts in Asymmetric Synthesis

11.1 Introduction

11.2 Reaction with Imines

11.3 Friedel–Crafts Reaction

11.4 Intramolecular Aldol Reaction

11.5 Ring Opening of meso-Aziridines

11.6 Future Prospects

12: Brønsted Acids: Chiral (Thio)urea Derivatives

12.1 Introduction

12.2 Important Chiral (Thio)urea Organocatalysts

12.3 Summary

13: Brønsted Bases

13.1 Introduction

13.2 Cinchona Alkaloids

13.3 Brønsted Base-Derived Thiourea Catalysts

13.4 Chiral Guanidine Catalysts

13.5 Conclusion

14: Chiral Onium Salts (Phase-Transfer Reactions)

14.1 Introduction

14.2 Phase-Transfer Catalysis

14.3 Onium Fluorides

14.4 Onium Phenoxides and Related Compounds

14.5 Conclusions

15: Lewis Bases

15.1 Introduction

15.2 Allylation Reactions

15.3 Propargylation, Allenylation, and Addition of Acetylenes

15.4 Aldol-Type Reactions

15.5 Cyanation and Isonitrile Addition

15.6 Reduction Reactions

15.7 Epoxide Opening

15.8 Conclusion and Outlook

16: Lewis Acids

16.1 Introduction

16.2 Silyl Cation Based Catalysts

16.3 Hypervalent Silicon Based Catalysts

16.4 Phosphonium Cation Based Catalysts

16.5 Carbocation Based Catalysts

16.6 Ionic Liquids

16.7 Miscellaneous Catalysts

16.8 Conclusion

Part II: Asymmetric Catalysis with Covalent Interactions

17: Rationalizing Reactivity and Selectivity in Aminocatalytic Reactions

17.1 Introduction

17.2 Secondary Amine Catalysis

17.3 Stereoselectivity in Proline-Catalyzed Reactions

17.4 Mechanism and Stereoselectivity in Organocatalytic Cascade Reactions

17.5 Rational Design of Catalysts

17.6 Summary and Conclusions

Acknowledgments

18: Carbene Catalysts

18.1 Introduction

18.2 Reactions of Acyl Anion Equivalents

18.3 Extended Umpolung

18.4 Umpolung of Activated Olefins

18.5 Nucleophilic Catalysis

18.6 Conclusion

19: Oxides and Epoxides

19.1 Alkene Epoxidation

19.2 Hypervalent Iodine-Catalyzed Oxidations

19.3 Oxidation of Thioethers and Disulfides

19.4 Resolution of Alcohols by Oxidation

20: Ylides

20.1 Introduction

20.2 Enantioselective Sulfur Ylide Catalysis

20.3 Enantioselective Phosphorus and Arsenic Ylide Catalysis

20.4 Enantioselective Nitrogen Ylide Catalysis

20.5 Enantioselective Selenium and Tellurium Ylide Catalysis

20.6 Summary and Conclusions

Part III: Tuning Catalyst Activity and Selectivity by the Reaction Medium and Conditions

21: “Non-Classical” Activation of Organocatalytic Reactions (Pressure, Microwave Irradiation.)

21.1 Introduction

21.2 Asymmetric Organocatalysis under High-Pressure Conditions

21.3 Asymmetric Organocatalysis under Microwave Irradiation–Thermal Effect

21.4 Asymmetric Organocatalysis under Ultrasound Irradiation

21.5 Asymmetric Organocatalysis under Ball Milling Conditions

21.6 Summary and Conclusions

22: Ionic Liquid Organocatalysts

22.1 Introduction

22.2 Ionic Liquids as Recyclable Solvents for Asymmetric Organocatalytic Reactions

22.3 “Non-Solvent” Applications of Ionic Liquids and Their Congeners in Asymmetric Organocatalysis

22.4 Conclusion

23: Polymer and Mesoporous Material Supported Organocatalysts

23.1 Introduction

23.2 Polymer-Supported Organocatalysts

23.3 Mesoporous-Supported Organocatalysts

23.4 Conclusions and Outlook

24: Water in Organocatalytic Reactions

24.1 Introduction

24.2 Aldol Reactions

24.3 Michael Reactions

24.4 Mannich Reaction

24.5 Diels–Alder Reaction

24.6 Miscellaneous Examples

Volume 3: Reactions and Applications

Part I: Alpha-Alkylation and Heteroatom Functionalization

25: SN2-Type Alpha-Alkylation and Allylation Reactions

25.1 SN2-Type Alkylation under Homogenous Conditions

25.2 Domino Reactions Including SN2-Type Alkylations

25.3 Intermolecular SN2′ Alkylations under Homogenous Conditions

25.4 Summary

26: Alpha-Alkylation by SN1-Type Reactions

26.1 Introduction

26.2 SN1-Type Nucleophilic Reaction by Generation of Carbocations

26.3 Organocatalytic Stereoselective SN1-Type Reactions with Enamine Catalysis

26.4 Asymmetric SN1-Type α-Alkylation of Ketones

26.5 Combination of Enamine Catalysis and Lewis Acids in SN1-Type Reactions

26.6 Organocatalytic SN1-Type Reactions with Brønsted Acids

26.7 SN1-Type Reaction Promoted by Chiral Thioureas

26.8 SN1-Type Organocatalytic Reaction of Iminium, Oxonium, and Aziridinium Intermediates

26.9 Conclusions and Perspectives

27: Alpha-Heteroatom Functionalization of Carbonyl Compounds

27.1 Introduction

27.2 Enantioselective α-Pnictogenation of Carbonyl Compounds

27.3 Enantioselective α-Chalcogenation

27.4 Enantioselective α-Halogenation of Carbonyl Compounds

27.5 Summary and Conclusions

Part II: Nucleophile Addition to C=X Bonds

28: Aldol and Mannich-Type Reactions

28.1 Introduction

28.2 Enamine Catalysis

28.3 Brønsted Acid Catalysis Including Hydrogen-Bond Catalysis

28.4 Brønsted Base Catalysis Including Bifunctional Catalysis

28.5 Phase-Transfer Catalysis

28.6 N-Heterocyclic Carbene (NHC) Catalysis

28.7 Supported Organocatalysis

28.8 Summary and Conclusions

29: Additions of Nitroalkyls and Sulfones to C=X

29.1 Organocatalytic Addition of Nitroalkanes to C=O (The Henry Reaction)

29.2 Addition of Nitroalkanes to C=NR (The Aza-Henry or Nitro-Mannich Reaction)

29.3 Organocatalytic Addition of Sulfones to C=X

29.4 Summary and Outlook

30: Hydrocyanation and Strecker Reactions

30.1 Introduction

30.2 Amino-Acid Containing Catalysts for Carbonyl Hydrocyanation

30.3 Thiourea Catalysts for Carbonyl Hydrocyanation

30.4 C2-Symmetrical Guanidines and N,N′-Dioxides

30.5 Diketopiperazines as Catalysts for the Strecker Reaction

30.6 (Thio)urea Catalysts for the Strecker Reaction

30.7 Guanidines as Catalysts for the Strecker Reaction

30.8 N,N′-Dioxides and Bis-Formamides as Catalysts for the Strecker Reaction

30.9 Chiral Quaternary Ammonium Salts as Catalysts for the Strecker Reaction

30.10 BINOL-Phosphates as Catalysts for the Strecker Reaction

30.11 Other Catalysts for the Strecker Reaction

31: The Morita–Baylis–Hillman (MBH) and Hetero-MBH Reactions

31.1 Introduction

31.2 Recent Mechanistic Insights into the MBH/aza-MBH Reaction and Its Asymmetric Version

31.3 Recent Developments of Essential Components

31.4 Recent Developments of Asymmetric MBH/aza-MBH Reactions

31.5 Conclusions

32: Reduction of C=O and C=N

32.1 Introduction

32.2 Hantzsch Ester as the Hydride Source

32.3 Trichlorosilane as the Reducing Reagent

32.4 Other Hydrogen Sources

32.5 Summary and Conclusions

Part III: Nucleophile Addition to C=C Bonds

33: Addition to α,β-Unsaturated Aldehydes and Ketones

33.1 Introduction

33.2 Nucleophilic Addition to Enals and Ketones

33.3 Conclusion

34: Addition to Nitroolefins and Vinyl Sulfones

34.1 Introduction

34.2 Addition to Nitroolefins

34.3 Addition to Vinyl Sulfones

34.4 Addition to Vinyl Selenones

34.5 Summary and Conclusions

Acknowledgments

35: Organocatalyzed Asymmetric Arylation and Heteroarylation Reactions

35.1 Introduction

35.2 Representative Classes of Electrophiles

35.3 Friedel–Crafts in Organocascade Transformations

35.4 Application in Biologically Interesting and Natural Product Syntheses

35.5 Miscellaneous

35.6 Conclusion

Part IV: Ring-Forming Reactions

36: Intramolecular Reactions

36.1 Introduction

36.2 Intramolecular Ring-Forming Reactions via Covalent Catalysis

36.3 Intramolecular Ring-Forming Reactions by Non-Covalent Catalysis

36.4 Conclusion

37: Formation of 3-, 4- and 5-Membered Cycles by Intermolecular Reactions

37.1 Introduction

37.2 Organocatalytic Asymmetric Synthesis of Five-Membered Cycles

37.3 Organocatalytic Asymmetric Synthesis of Four-Membered Cycles

37.4 Organocatalytic Asymmetric Synthesis of Three-Membered Cycles

37.5 Conclusion

38: Diels-Alder and Hetero-Diels–Alder Reactions

38.1 Introduction

38.2 Organocatalytic Diels–Alder Reaction

38.3 Organocatalysis of Oxa-Hetero-Diels–Alder Reaction

38.4 Organocatalysis of Aza-Hetero-Diels–Alder Reaction

38.5 Conclusion

Part V: Increasing Complexity

39: Organocatalytic Radical and Electron Transfer Reactions

39.1 Introduction

39.2 Chemically Induced Oxidative Electron-Transfer Reactions

39.3 Photoredox Catalysis

39.4 Photochemical Asymmetric Synthesis

39.5 Conclusion

40: Organocatalytic Sigmatropic Reactions

40.1 Introduction

40.2 Steglich and Related Rearrangements

40.3 1,3-Sigmatropic Rearrangements

40.4 1,4-Sigmatropic Rearrangements

40.5 2,3-Sigmatropic Rearrangements

40.6 3,3-Sigmatropic Rearrangements

40.7 Aza-Petasis–Ferrier Rearrangement

40.8 Pinacol and Related Rearrangements

Acknowledgments

41: Regio- and Position Selective Reactions and Desymmetrizations

41.1 Introduction

41.2 Kinetic Resolution of Alcohols

41.3 Kinetic Resolution of Amines

41.4 Concluding Remarks

42: Three or More Components Reactions (Single Catalyst Systems)

42.1 General Introduction

42.2 Covalent Modes of Catalysis–Developing MCRs by Asymmetric Aminocatalysis

42.3 Non-Covalent Modes of Catalysis

42.4 Merging Covalent and Non-Covalent Activation Modes

42.5 Summary and Outlook

Acknowledgments

43: Multi-Catalyst Systems

43.1 Introduction

43.2 Combinational Use of Dual Brønsted Acids

43.3 Combinational Use of Chiral Brønsted Acid and Chiral or Achiral Lewis Base

43.4 Carbene-Based Dual Organocatalysis

43.5 Amino Catalyst-Based Cooperative Catalysis with Multifarious Co-Catalysts

43.6 Conclusions

Acknowledgments

44: Organocatalysis in Total Synthesis

44.1 Introduction

44.2 Aminocatalysis in Natural Product Synthesis

44.3 Hydrogen Bond Catalysis in Total Synthesis

44.4 Cinchona Alkaloids in Total Synthesis

44.5 Phase-Transfer Catalysis in Target Molecule Synthesis

44.6 Industrial Applications of Organocatalysis

44.7 Conclusions

Index

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The Editor

Dr. Peter I. Dalko

Université Paris-Descartes

PRES Sorbonne Paris Cité, CNRS

45, rue des Saints-Pères

75270 Paris Cedex 06

France

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Foreword

The enthusiasm and dedication with which chemists have embraced the field of organocatalysis after its inauguration in 2000 has been spectacular and somewhat resembled the quick opening of a bottle of champagne under pressure. So much catalysis needed to be rapidly discovered and revealed by an ever increasing number of researchers with so little time. First dozens, soon hundreds and later thousands of publications appeared describing the power and potential of organic catalysis. But why did all those ideas and catalysis concepts appear in such a burst? In my opinion, the organocatalysis explosion was fueled by the deeper understanding of the reactivity of organic compounds, which chemists have accumulated during the last two centuries. Without doubt, in their slow but steady advancement, organic chemists significantly benefited from the inclusion of physical methods such as kinetics, theory, and spectroscopy. The new understanding had served them very well towards the sophistication of organic synthesis, enabling chemists to make many interesting and useful molecules and materials such as drugs, dyes, polymers, and natural products. But for some reason, this understanding had hardly been applied to advancing organic catalysis. The science of catalysis had been a domain of organometallic chemistry and possibly of biochemistry but certainly not of organic chemistry. Once the first examples of rationally designed reactions catalyzed by organic molecules were disclosed though, the situation quickly became an entirely different one. All of a sudden, the accumulated knowledge of the principles of organic reactivity could immediately be applied to the design of novel catalysis concepts. For organic chemists, entering the catalysis domain by facilely illustrating that organic compounds can be active and selective catalysts very much like metals and proteins was an exciting adventure.

Now, a dozen years later, the discovery phase of organocatalysis continues relentlessly but another phase is also beginning and that is the phase of understanding and structuring organocatalysis. I think these times are equally exciting and valuable for the field. For example, many mechanistic details are still to be elucidated, including the exact nature of reactive intermediates in organocatalysis. But for me, it is also time to define the logics of organocatalysis and to give the field a certain structure. In my experience, making the effort to classify and structure an area is highly rewarding as one can easily identify uninvestigated territories, which in turn are valuable windows of opportunities for further breakthrough research.

It appears to be in this spirit that the present book is edited. I think these efforts are highly laudable and the editor has tried very hard to organize organocatalysis in a rational manner. He also has put a lot of effort on identifying the leading people in the field and on recruiting them as authors. What a massive and impressive task! Efforts such as the present one are of great value in encouraging further studies from the next generation of chemists. I hope they will be stimulated to conduct exciting new research in areas where nobody else had been before, possibly opening up another bottle …

Ben List

Preface

This book is the new edition of the earlier published Enantioselective Organocatalysis manual, which appeared six years ago. Over the past six years the organocatalysis field has progressed considerably; many new more and more powerful methods were discovered, and a new edition of this book appeared to be necessary. The aim of this multiauthor book was to recollect efficient organocatalytic reactions around clear principles that meet actual standards in asymmetric synthesis. Chapters were written in a concise way, and this condensed treatment is supported by more than 1400 schemes and figures, providing condensed visual information at a glance. The book was kept updated with the literature until spring/summer 2012. Considering the historically broad interest in the field, the book wishes to address a large audience: academic or industrial researchers, students, and teachers who are interested in synthetic organic chemistry at an advanced level.

The difficulty of discussing organocatalytic reactions in a comprehensive way lies in the dichotomy of the catalyst/reaction approach: looking at the chemistry from the catalyst side, which is usually more suitable for researchers who are developing new reactions, or discussing the topic by reaction types, which is more useful for those who wish to apply these new reactions in synthesis. The book explores a novel type of treatment by merging different approaches (catalysts, activation types, and applications), giving readers an opportunity to examine the same transformation from different points of view, allowing for some overlaps between parts. In order to give the most useful insight into this large and fast progressing field, frontline leaders who pioneered the field of organocatalysis were requested to contribute to this work. I wish to acknowledge all of the 96 authors for participating in this venture despite their already heavy responsibilities, yielding a manual of a high standard. I wish also to acknowledge the important lecture and advice of many of my colleagues and friends who assisted me in the evaluation and correction process: I am indebted to Prof. Jose L. Vicario, Prof. Helma Wennemers, Prof. Ryan Gilmour, Prof. Viresh H. Rawal, Prof. Frank Glorius, Prof. Yoshiji Takemoto, Prof. Stephen Connon, Dr. Tirayut Vilaivan, Dr. Pablo Domínguez de María, Dr. Vinod Kumar Singh, and Prof. Jieping Zhu. Also, I wish to acknowledge the help and the professionalism of Dr. Anne Brennführer and Mrs Bernadette Anna Gmeiner of STM Books, Wiley-VCH Verlag GmbH & Co. KGaA, who worked tirelessly to keep all deadlines on time. I had a sincere pleasure to work on this project with you.

Peter I. Dalko

Paris, May 20, 2013

List of Contributors

Takahiko Akiyama

Gakushuin University

Department of Chemistry

1-5-1 Mejiro

Toshima-ku

Tokyo 171-8588

Japan

 

Łukasz Albrecht

Aarhus University

Department of Chemistry

Center for Catalysis

Langelandsgade 140

8000 Aarhus

Denmark

 

Jon C. Antilla

University of South Florida

Department of Chemistry

4202 East Fowler Avenue CHE205A

Tampa, FL 33613

USA

 

Alan Armstrong

Imperial College London

Department of Chemical Engineering and Chemical Technology and Department of Chemistry

South Kensington Campus

London SW7 2AZ

UK

 

Stellios Arseniyadis

ESPCI ParisTech

Laboratoire de Chimie Organique

CNRS (UMR 7084)

10 Rue Vauquelin

75231 Paris

France

 

Carlos F. Barbas III

The Scripps Research Institute

The Departments of Chemistry and Molecular Biology

10550 North Torrey Pines Road

La Jolla, CA 92037

USA

 

Stefan Bräse

Karlsruher Institut für Technologie (KIT)

Institut für Organische Chemie

Fritz-Haber-Weg 6

76131 Karlsruhe

Germany

 

Cyril Bressy

Aix-Marseille Université

Institut des Sciences Moléculaires de Marseille (iSm2)

CNRS – UMR 7313

Campus St Jérôme

Service 532

13397 Marseille

France

 

Jean-Marc Campagne

Ecole Nationale Supérieure de Chimie

ICGM-UMR 5253 (CNRS-ENSCM-UM2-UM1)

8 Rue de l'Ecole Normale

34296 Montpellier

France

 

Ying-Chun Chen

Sichuan University

West China School of Pharmacy

No. 17 3rd South Road Renming

Chengdu 610041

China

 

Xavier Companyó

Universitat de Barcelona

Departament de Química Orgànica

Gran Via de les Cortes

08028 Barcelona

Spain

 

Pier Giorgio Cozzi

Alma Mater Studiorum Università di Bologna

Dipartimento di Chimica “G. Ciamician”

Via Selmi 2

40126 Bologna

Italy

 

Marta Dal Molin

University of Padova

Department of Chemical Sciences

Via Marzolo 1

35131 Padova

Italy

 

Peter I. Dalko

Université Paris Descartes, PRES Sorbonne Paris Cité, CNRS

Laboratoire de Chimie et Biochimie Pharmacologiques et Toxicologiques

45, rue des Saints-Pères

75270 Paris

France

 

Olivier R.P. David

Université de Versailles St-Quentin-en-Yvelines

Institut Lavoisier – UMR8180

45 avenue des Etats-Unis

78035 Versailles

France

 

Gustav Dickmeiss

Aarhus University

Department of Chemistry

Center for Catalysis

Langelandsgade 140

8000 Aarhus

Denmark

 

Kuiling Ding

Chinese Academy of Sciences

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

345 Lingling Road

Shanghai 200032

China

 

Haifeng Du

Chinese Academy of Sciences

Institute of Chemistry

CAS Key Laboratory of Molecular Recognition and Function

No. 2 1st North Street Zhongguancun

Beijing 100190

China

 

Krzysztof Dudziński

University of Warsaw

Faculty of Chemistry

Pasteura 1

02-093 Warsaw

Poland

 

Enrico Emer

Alma Mater Studiorum Università di Bologna

Dipartimento di Chimica “G. Ciamician”

Via Selmi 2

40126 Bologna

Italy

 

Roberto Fanelli

Università degli Studi dell'Insubria

Dipartimento di Scienza e Alta Tecnologia

Via Valleggio 11

22100 Como

Italy

 

Renata Marcia de Figueiredo

Ecole Nationale Supérieure de Chimie

ICGM-UMR 5253 (CNRS-ENSCM-UM2-UM1)

8 Rue de l'Ecole Normale

34296 Montpellier

France

 

Thibault Gallavardin

Université Paris Descartes, PRES Sorbonne Paris Cité

Laboratoire de Chimie et Biochimie Pharmacologiques et Toxicologiques

45, rue des Saints-Pères

75270 Paris

France

 

Patrizia Galzerano

University of Padova

Department of Chemical Sciences

Via Marzolo 1

35131 Padova

Italy

 

Giulio Gasparini

University of Padova

Department of Chemical Sciences

Via Marzolo 1

35131 Padova

Italy

 

Francesco Giacalone

Sez. Chimica Organica “E. Paternò”

Dipartimento Scienze e Tecnologie Molecolari e Biomolecolari (STEMBIO)

Viale delle Scienze

Ed. 17

90128 Palermo

Italy

 

Michel Gravel

University of Saskatchewan

Department of Chemistry

110 Science Place

Saskatoon, SK S7N 5C9

Canada

 

Michelangelo Gruttadauria

Sez. Chimica Organica “E. Paternò”

Dipartimento Scienze e Tecnologie Molecolari e Biomolecolari (STEMBIO)

Viale delle Scienze

Ed. 17

90128 Palermo

Italy

 

Andrea Gualandi

Alma Mater Studiorum Università di Bologna

Dipartimento di Chimica “G. Ciamician”

Via Selmi 2

40126 Bologna

Italy

 

Gabriela Guillena

Universidad de Alicante

Departmento Química Orgánica e Instituto de Síntesis Orgánica

Campus de Sant Vicent del Raspeig

03080 Alicante

Spain

 

Tore Hansen

University of Oslo

Department of Chemistry

P. O. Box 1033 Blindern

0315 Oslo

Norway

 

Tatjana Heckel

University of Paderborn

Department of Chemistry

Organic Chemistry

Warburgerstr. 100

33098 Paderborn

Germany

 

Raquel P. Herrera

CSIC-Universidad de Zaragoza

Instituto de Síntesis Química y Catálisis Homogénea (ISQCH)

Departamento de Química Orgánica

Laboratorio de Síntesis Asimétrica

Plz de San Francisco s/n

50009 Zaragoza

Spain

 

Henk Hiemstra

University of Amsterdam

Van ‘t Hoff Institute for Molecular Sciences

Science Park 904

1098 XH Amsterdam

The Netherlands

 

Steen Ingemann

University of Amsterdam

Van ‘t Hoff Institute for Molecular Sciences

Science Park 904

1098 XH Amsterdam

The Netherlands

 

Gergely Jakab

Justus-Liebig University Giessen

Institute of Organic Chemistry

Heinrich-Buff-Ring 58

35392 Giessen

Germany

 

Kim L. Jensen

Aarhus University

Department of Chemistry

Center for Catalysis

Langelandsgade 140

8000 Aarhus

Denmark

 

Karl Anker Jørgensen

Aarhus University

Department of Chemistry

Center for Catalysis

Langelandsgade 140

8000 Aarhus

Denmark

 

Hao Jiang

Aarhus University

Department of Chemistry

Center for Catalysis

Langelandsgade 140

8000 Aarhus

Denmark

 

Pavel Kočovský

University of Glasgow

Department of Chemistry

University Avenue

Glasgow G12 8QQ

UK

 

Hiyoshizo Kotsuki

Kochi University

Faculty of Science

Laboratory of Natural Products Chemistry

Akebono-cho

Kochi 780-8520

Japan

 

Carsten Kramer

Karlsruher Institut für Technologie (KIT)

Institut für Organische Chemie

Fritz-Haber-Weg 6

76131 Karlsruhe

Germany

 

Tor Erik Kristensen

University of Oslo

Department of Chemistry

P. O. Box 1033 Blindern

0315 Oslo

Norway

 

Alexander S. Kucherenko

Zelinsky Institute of Organic Chemistry RAS

Leninsky prosp.

Moscow 119991

Russia

 

Piotr Kwiatkowski

University of Warsaw

Faculty of Chemistry

Pasteura 1

02-093 Warsaw

Poland

 

Aitor Landa

The University of the Basque Country (UPV-EHU)

Department of Organic Chemistry I

Manuel Lardizabal, 3

20018 Donostia-San Sebastián

Spain

 

Guilong Li

University of South Florida

Department of Chemistry

4202 East Fowler Avenue CHE205A

Tampa, FL 33613

USA

 

Saihu Liao

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

345 Lingling Lu

Shanghai 200032

China

 

Rosa López

The University of the Basque Country (UPV-EHU)

Department of Organic Chemistry I

Manuel Lardizabal, 3

20018 Donostia-San Sebastián

Spain

 

Yixin Lu

Hangzhou Normal University

Key Laboratory of Organosilicon Chemistry and Material Technology of Ministry of Education

Hangzhou 310012

China

and

National University of Singapore

Department of Chemistry

3 Science Drive 3

Singapore 117543

Republic of Singapore

 

Dawid Łyżwa

University of Warsaw

Faculty of Chemistry

Pasteura 1

02-093 Warsaw

Poland

 

Rainer Mahrwald

Humboldt-University

Institute of Chemistry

Brook-Taylor Str. 2

12489 Berlin

Germany

 

Andrei V. Malkov

University of Glasgow

Department of Chemistry

University Avenue

Glasgow G12 8QQ

UK

and

Loughborough University

Department of Chemistry

Loughborough LE11 3TU

UK

 

Eugenia Marqués-López

CSIC-Universidad de Zaragoza

Instituto de Síntesis Química y Catálisis Homogénea (ISQCH)

Departamento de Química Orgánica

Laboratorio de Síntesis Asimétrica

Plz de San Francisco s/n

50009 Zaragoza

Spain

 

Keiji Maruoka

Kyoto University

Graduate School of Science

Department of Chemistry

Sakyo

Kyoto 606-8502

Japan

 

Nobuyuki Mase

Shizuoka University

Department of Molecular Science

Faculty of Engineering

3-5-1 Johoku

Naka-ku

Hamamatsu 432-8561

Japan

 

Paolo Melchiorre

ICIQ – Institute of Chemical Research of Catalonia

Avenida Països Catalans 16

43007 Tarragona

Spain

and

ICREA – Institució Catalana de Recerca i Estudis Avançats

Passeig Lluís Companys 23

08010 Barcelona

Spain

 

Harry J. Milner

Imperial College London

Department of Chemical Engineering and Chemical Technology and Department of Chemistry

South Kensington Campus

London SW7 2AZ

UK

 

Antonio Moran

ICIQ – Institute of Chemical Research of Catalonia

Avenida Països Catalans 16

43007 Tarragona

Spain

 

Keiji Mori

Gakushuin University

Department of Chemistry

1-5-1 Mejiro

Toshima-ku

Tokyo 171-8588

Japan

 

Albert Moyano

Universitat de Barcelona

Facultat de Química

Departament de Química Orgànica

C. Martí i Franquès 1-11

08028-Barcelona

Catalonia

Spain

 

Kohsuke Ohmatsu

Nagoya University

Graduate School of Engineering

Department of Applied Chemistry

Furo B2-3(611)

Nagoya 464-8603

Japan

 

Mikel Oiarbide

The University of the Basque Country (UPV-EHU)

Department of Organic Chemistry I

Manuel Lardizabal, 3

20018 Donostia-San Sebastián

Spain

 

Takashi Ooi

Nagoya University

Graduate School of Engineering

Department of Applied Chemistry

Furo B2-3(611)

Nagoya 464-8603

Japan

 

Claudio Palomo

The University of the Basque Country (UPV-EHU)

Department of Organic Chemistry I

Manuel Lardizabal, 3

20018 Donostia-San Sebastián

Spain

 

Hélène Pellissier

Aix-Marseille Université

UMR CNRS n° 6263

Equipe Chirosciences

Case 561

Avenue Esc. Normandie-Niemen

13397 Marseille

France

 

Diego Petruzziello

Alma Mater Studiorum Università di Bologna

Dipartimento di Chimica “G. Ciamician”

Via Selmi 2

40126 Bologna

Italy

 

Umberto Piarulli

Università degli Studi dell'Insubria

Dipartimento di Scienza e Alta Tecnologia

Via Valleggio 11

22100 Como

Italy

 

Leonard J. Prins

University of Padova

Department of Chemical Sciences

Via Marzolo 1

35131 Padova

Italy

 

Viresh H. Rawal

The University of Chicago

Department of Chemistry

5735 S Ellis Avenue

Chicago, IL 60637

USA

 

Ramon Rios

Universitat de Barcelona

Departament de Química Orgànica

Gran Via de les Cortes

08028 Barcelona

Spain

and

ICREA

Passeig Lluis Companys

23

08010 Barcelona

Spain

 

Christèle Roux

Aix-Marseille Université

Institut des Sciences Moléculaires de Marseille (iSm2)

CNRS – UMR 7313

Campus St Jérôme

Service 532

13397 Marseille

France

 

Eduardo Sánchez-Larios

University of Montreal

Department of Chemistry

C.P. 6128

succursale Centre-ville

Montréal, QC H3C 3J7

Canada

 

Niiha Sasakura

Kochi University

Faculty of Science

Laboratory of Natural Products Chemistry

Akebono-cho

Kochi 780-8520

Japan

 

Scott E. Schaus

Boston University

Department of Chemistry

590 Commonwealth Avenue

Boston, MA 02215

USA

 

Peter R. Schreiner

Justus-Liebig University Giessen

Institute of Organic Chemistry

Heinrich-Buff-Ring 58

35392 Giessen

Germany

 

Zhihui Shao

Yunnan University

School of Chemical Science and Technology

Ministry of Education

Key Laboratory of Medicinal Chemistry for Natural Resource

Kunming 650091

China

 

Min Shi

Chinese Academy of Sciences

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

354 Fenglin Road

Shanghai 200032

China

 

Seiji Shirakawa

Kyoto University

Graduate School of Science

Department of Chemistry

Sakyo

Kyoto 606-8502

Japan

 

Dmitry E. Siyutkin

Zelinsky Institute of Organic Chemistry RAS

Leninsky prosp.

Moscow 119991

Russia

 

Alan C. Spivey

Imperial College

Department of Chemistry

South Kensington Campus

London SE7 2AZ

UK

 

Raghavan B. Sunoj

Indian Institute of Technology Bombay

Department of Chemistry

Powai

Mumbai 400076

India

 

Yong Tang

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

345 Lingling Lu

Shanghai 200032

China

 

René Tannert

ICIQ – Institute of Chemical Research of Catalonia

Avenida Països Catalans 16

43007 Tarragona

Spain

 

Karen Thai

University of Saskatchewan

Department of Chemistry

110 Science Place

Saskatoon, SK S7N 5C9

Canada

 

Amal Ting

Catabasis Pharmaceuticals Inc.

One Kendall Square

Cambridge, MA 02139

USA

 

Christine Tran

Université Paris Descartes, PRES Sorbonne Paris Cité

Laboratoire de Chimie et Biochimie Pharmacologiques et Toxicologiques

45, rue des Saints-Pères

75270 Paris

France

 

Yunus E. Türkmen

The University of Chicago

Department of Chemistry

5735 S Ellis Avenue

Chicago, IL 60637

USA

 

Daisuke Uraguchi

Nagoya University

Graduate School of Engineering

Department of Applied Chemistry

Furo B2-3(611)

Nagoya 464-8603

Japan

 

Guillem Valero

Universitat de Barcelona

Facultat de Química

Departament de Química Orgànica

C. Martí i Franquès 1-11

08028-Barcelona

Catalonia

Spain

 

Peng Wang

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

345 Lingling Lu

Shanghai 200032

China

 

Yin Wei

Chinese Academy of Sciences

Shanghai Institute of Organic Chemistry

State Key Laboratory of Organometallic Chemistry

354 Fenglin Road

Shanghai 200032

China

 

René Wilhelm

University of Paderborn

Department of Chemistry

Organic Chemistry

Warburgerstr. 100

33098 Paderborn

Germany

 

You-Cai Xiao

Sichuan University

West China School of Pharmacy

No. 17 3rd South Road Renming

Chengdu 610041

China

 

Li-Wen Xu

Hangzhou Normal University

Key Laboratory of Organosilicon Chemistry and Material Technology of Ministry of Education

No. 222, Wenyi Road

Hangzhou 310012

China

 

Huameng Yang

Hangzhou Normal University

Key Laboratory of Organosilicon Chemistry and Material Technology of Ministry of Education

No. 222, Wenyi Road

Hangzhou 310012

China

 

Ye Zhu

The University of Chicago

Department of Chemistry

5735 S Ellis Avenue

Chicago, IL 60637

USA

 

Sergei G. Zlotin

Zelinsky Institute of Organic Chemistry RAS

Leninsky prosp.

Moscow 119991

Russia

Abbreviations

AcacetylACDCasymmetric counteranion-directed catalysisAdadamantylArarylAllocallyloxycarbonylAQNanthraquinone(yl)ASDasymmetric desymmetrizationBABrønsted acidBAMOL1,1′-biaryl-2,2′-dimethanolBINAM1,1′-binaphthalenyl-2,2′-diamineBINOL1,1′-bi-2-naphtholBnbenzyl (CH2Ph)Boctert-butoxycarbonylBTMbenzotetramizoleBubutylBzbenzoylCconversioncAMPcyclic adenosine monophosphateCANcerium ammonium nitratecatcatalystCBSCorey–Bakshi–ShibataCbzbenzyloxycarbonylCILchiral ionic liquidCIPCahn–Ingold–Prelog CSAcamphorsulfonic acidCycyclohexylDADiels–AlderDABCO1,4-diazabicyclo[2.2.2]octaneDAGdiacylglycerolDBN1,5-diazabicyclo[4.3.0]non-5-eneDCMdichloromethanedediastereomeric excessDFTdensity functional theoryDBSp-dodecylbenzenesulfonateDBU1,8-diazabicyclo[5.4.0]undec-7-eneDCCdynamic combinatorial chemistryDCCN,N′-dicyclohexylcarbodiimideDCLdynamic combinatorial libraryDEADdiethyl azodicarboxylateDDQ2,3-dichloro-5,6-dicyanobenzoquinoneDHIP2,3-dihydroimidazo[1,2-α]-pyridineDHPDdihydrophenanthridine(yl)DHQdihydroquinine(yl)(DHQ)2AQNdihydroquinine1,4-anthraquinonediyl diether(DHQD)2AQNdihydroquinidine1,4-anthraquinonediyl diether(DHQD)2PHALdihydroquinidine 1,4-phthalazinediyl dietherDICN,N′-diisopropylcarbodiimideDiMePEGpoly(ethylene glycol) dimethyl etherDIOP2,3-(isopropylidenedioxy)-2,3-dihydroxy-l,4-bis(diphenylphosphanyl)butane)DIPAMP1,2-bis[(2-methoxyphenyl)(phenylphosphino)]ethane                                            DIPEAdiisopropylethylamineDKRdynamic kinetic resolution4-DMAP4-(dimethylamino)pyridineDME1,2-dimethoxyethaneDMFdimethyl formamideDMSOdimethylsulfoxideDNAdeoxyribonucleic acidDTBPdi-tert-butyl pyridineDUPHOS1,2-bis(2,5-diisopropylphospholano)benzeneEelectrophileeeenantiomeric excessentenantiomericerenantiomeric ratioEtethylESI-MSelectrospray ionisation mass spectrometryETelectron transferEVKethyl vinyl ketoneEWGelectron-withdrawing groupF-CFriedel–CraftsFDPfructose 1,6-diphosphateFLPfrustrated Lewis pairFmoc9-fluorenylmethyloxycarbonylFufurylGABAγ-aminobutyric acidGCgas chromatographyHBhydrogen bondingHBDhydrogen bond donatingHBTMhomobenzotetramisoleHDAhetero-Diels–AlderHEHHantzsch esterHexhexylHishistidineHMDShexamethyldisilazideHOAT1-hydroxy-7-azabenzotriazoleHOMOhighest occupied molecular orbitalHPEWSHajos–Parrish–Eder–Sauer–WiechertHPLChigh pressure liquid chromatographyHQhydroquinoneHSBMhigh speed ball millingHWEHorner–Wadsworth–EmmonsHyp4-hydroxyprolineβ-ICDβ-isocupreidineILionic liquidIMDAintramolecular Diels–AlderIPionization potentialIP3/DAGinositol triphosphate/diacylglycerol pathwayISCintersystem crossingKIEkinetic isotopic effectKRkinetic resolutionLBLewis baseLeuleucineLUMOlowest unoccupied molecular orbitalMAOSmicrowave-assisted organic synthesisMAPKmitogen-activated protein kinaseMCAmethyl cation affinityMBHMorita–Baylis–HillmanMCRmulticomponent reactionMemethylMINECOMinistry of Economy and CompetitivityMMmolecular modelingMOmolecular orbitalMOEMinistry of EducationMLCTmetal-to-ligand charge transferMSmolecular sievesMTBEmethyl tert-butyl etherMVKmethyl vinyl ketoneMWmicrowaveN/Anot availableNaphnaphthylNBAp-nitrobenzoic acid NCSN-chlorosuccinimideNFSIN-fluorobenzenesulfonimideNHCN-heterocyclic carbeneNMIN-methylimidazoleNMPnitroxide-mediated polymerizationNMRnuclear magnetic resonanceNunucleophilePAproton affinityPBOP-aryl-2-phosphabicyclo[3.3.0]octanePCCpyridiniumchlorochromatePEGpolyethylene glycolPEG-PSpoly(ethylene glycol)-polysytyrenePentpentylPGprotecting groupPhphenylPHALphthalazine(yl)PHANOLparacyclophanediolPhe(S)-phenylalanylPINDOXbipyridine mono-N-oxidePIP2-phenyl-2,3-dihydroimidazo[1,2a]pyridinePIQ2-phenyl-1,2-dihydroimidazo[1,2a]quinolinePKRparallel kinetic resolutionPMBpara-methoxybenzylPMBApara-methoxybenzoic anhydridePMPpara-methoxyphenylPOMpolyoxometalatePOSSpolyhedral oligomeric silsesquioxanes4-PPY4-(pyrrolidino)pyridinePrpropylPSpolystyrenePTCphase transfer catalystPTCphase transfer conditionpTSAp-toluenesulfonicPVCpolyvinyl chloridePYDZpyridazine(yl)PYRpyrimidine(yl) or pyrazolidine(yl)oQDMSortho-quinodimethanesQDNquinidine-1-naphthoateRAFTreversible addition-fragmentation chain transferR-CSA(R)-camphorsulfonic acidR-Phe(R)-phenylalanineRDSrate-determining steprecSMrecovered starting materialRNAribonucleic acidrtroom temperatureRTILroom temperature ionic liquidssselectivity factorSCEsaturated calomel electrodesecsecondarySETsingle electron transferSOMOself-occupied molecular orbitalTAthiourea-amineTBSOtert-butyldimethylsilyl etherTADDOLα,α,α′,α′-tetraaryl-2,2-dimethyl-1,3-dioxolane-4,5-dimethanolTADMAP3-(2,2,-triphenyl-1-acetoxyethyl)-4-dimethylamino)pyridineTBAPtetrabutylammonium fluorideTBDPStert-butyldiphenylsilylTBStert-butyldimethylsilylTCAtrichloroacetic acidTEAtriethylamineTEMPO2,2,6,6-tetramethylpiperidine-1-oxylTEStriethylsilylTftrifluoromethanesulphonylTFAtrifluoroacetic acidTFAAtrifluoroacetic anhydrideTFFAtrifluoroacetic acidTFEtrifluoroethanolTfOHtrifluoromethanesulfonic acidTFPBtetrakis[3,5-bis(trifluoromethyl)phenyl]borateThrthreonineTHTthiolaneTMEDAtetramethylethylenediamineTMStrimethylsilylTMSCNtrimethylsilyl cyanideTMSItrimethylsilyl iodideTOFtime of flight (for the mass spectrometry technique)ToltolylTPFPBtetrakis(pentafluorophenyl)borateTrttrityl (triphenylmethyl)Ts4-toluenesulfonyl (tosyl)TStransition stateTSAtransition state analogUNCAurethane-protected α-amino acid N-carboxy anhydrideVANOL3,3′-diphenyl-2,2′-bi-1-naphtholVAPOL2,2′-diphenyl-(4-biphenanthrol)W/Owater/oil

Part I

Amino Acid-Derived Catalysts

1

Proline-Related Secondary Amine Catalysts and Applications

Hiyoshizo Kotsuki and Niiha Sasakura

1.1 Introduction

Since the reappearance of L-proline (1) at the forefront of organocatalysis, tremendous efforts have been made to devise new catalysts based on a proline core structure. In this field, the chirality of a pyrrolidine fragment plays a critical role, and the principal concept that underlies the development of new catalysts can be simply explained as the attachment of acidic sites in place of a carboxylic acid group to the side chain. Accordingly, several catalysts with various acidic functionalities have been developed [1]. In general, proline-based organocatalysts can be classified into six major categories: (A) prolinamides, (B) prolinamines, (C) proline tetrazoles, (D) prolinamine sulfonamides, (E) prolinamine thioureas, and (F) diarylprolinols (Figure 1.1). Representative pKa values of these catalysts are listed in Figure 1.2 [2]. A subtle change in the side-chain assembly may change the pKa value in the range 8–20, which would have a significant effect on the strength of hydrogen bonding, and thus the catalytic activity and selectivity may be affected.

Figure 1.1 Major classes of proline-based organocatalysts.

Figure 1.2 pKa values of representative proline-related compounds (in DMSO).

In this chapter we will deal with organocatalytic asymmetric transformations using these catalysts, mainly focusing on the significant and major achievements in this area published from 2000 to 2011. However, due to space constraints, this chapter will not cover the great utility of diarylprolinol catalysts (category F); for convenience, only references are given [3].

1.2 Prolinamide and Related Catalysts

Owing to the ready availability of prolinamide derivatives through the condensation of proline with amines, prolinamide-based compounds constitute a large family of organocatalysts [4]. Figure 1.3 lists representative examples of these catalysts.

Figure 1.3 Representative examples of prolinamide organocatalysts.

These catalysts are very useful in a wide range of asymmetric syntheses. Asymmetric aldol reactions have been investigated by several research groups; selected examples are compiled in Scheme 1.1.

Scheme 1.1

In this context, prolinamide 2 [5–8] and its aryl-substituted homologs such as 3–5 have been developed [9–14]. Analogous to these examples, binaphthyldiamine-derived compounds such as 6 and 7 have been introduced for use in aqueous systems and as recoverable catalysts [15–18]. For example, Benaglia and coworkers reported that the prolinamide catalyst 7 with a lipophilic side chain showed efficient catalytic activity in water [16b]. Chiral spiro diamine-derived catalysts have also been designed, albeit in moderate enantioselectivity [19]. Owing to the increased acidity of an NH group of thioamide relative to a normal amide, proline-thioamide catalysts such as 8 have been shown to be more effective [20–23].

A successful approach in this field is the design of multifunctionalized catalysts such as 9 and 10 through the incorporation of chiral aminoalcohol and related species onto the side chain [24–35]. The high catalytic activity and enantioselec­tivity of catalyst 9 can be explained by considering the favorable assembly of donor and acceptor molecules via double hydrogen-bonding stabilization, as depicted in the transition state model 15 [24h]. In these examples, to gain satis­factory results, it is important to match the chirality between the proline core and the attachment.

Several other related systems containing a prolinamide or proline-thioamide core have also been reported [36–42].

In some cases, a chiral diamine assembly can serve as an effective scaffold for the design of multiply functionalized catalysts like 11 and 12 [43–49]. Proline hydrazides [50], dipeptides [51–57], or other small peptides [58–63] bearing a prolinamide core have been shown to be useful in asymmetric aldol reactions.

Catalyst 13 was introduced for use in aqueous systems in the presence of surfactant Brønsted acids as co-catalysts [64], and several other catalysts such as 14 containing a heteroaromatic system have also been reported [65–67].

There has been important progress in the use of proline sulfonamides (pKa = 8–11) [2] as efficient organocatalysts, and Yang and Carter provided an excellent review [68]. Therefore, only a few important aspects are addressed here. Figure 1.4 lists representative examples of these catalysts.

Figure 1.4 Representative examples of proline sulfonamide organocatalysts.

Various N-arylsulfonyl-substituted prolinamides such as 16 have been used in asymmetric aldol reactions [69–78]. Carter and coworkers actively sought new efficient catalysts of this type, and found that 17 could serve as an efficient catalyst for asymmetric aldol reactions, even in the absence of any organic solvent, with excellent diastereo- and enantioselectivity (Scheme 1.2) [79].

Scheme 1.2

Recently, Ellman and coworkers have shown that chiral sulfinate 18 can catalyze asymmetric aldol reactions of acetone, whereas proline (1) itself gave poor results [80]. Nakamura and coworkers also explored this field, and found that 19 can promote the asymmetric cross-aldol reaction of acetone with activated ketones, to generate a quaternary carbon stereogenic center bearing an OH function [81].

With regard to aldol chemistry, Mannich or domino-Mannich–Michael reactions can also be promoted by N-arylsulfonyl-substituted prolinamide catalysts such as 17 with high levels of enantioselectivity [82, 83].

Importantly, prolinamide catalysts work well in Michael addition reactions using nitroolefins as acceptors [58, 64, 84–95]. For example, Nájera and coworkers used bifunctional catalyst 20 by virtue of the synergistic effect of double hydrogen-bonding activation, as depicted in the transition state model 21 (Scheme 1.3) [90]. For the same purpose, prolinamides containing a heteroaromatic system like 14 have also been reported [96].

Scheme 1.3

Analogously to these examples, proline-derived peptide catalysts can also efficiently promote Michael addition reactions [97–99]. Prolinamide or prolyl sulfonamide catalysts are also effective for intramolecular Michael addition reactions [100–102]. Recently, Yang and Carter reported a short-cut strategy to construct an all-carbon substituted quaternary carbon stereogenic center on a cyclohexenone framework via Robinson-type annulation using the 17-type catalyst (Scheme 1.4) [103].

Scheme 1.4

While some examples of prolinamide-catalyzed enantioselective Biginelli condensation [104, 105] and other types of C–C bond formation [106, 107] are known, their synthetic utility is unclear. Finally, for convenience, with regard to asymmetric heteroatom functionalization and transfer hydrogenation using prolinamides as catalysts, only references are given [108–114].

1.3 Prolinamine and Related Catalysts

Among several organocatalysts derived from L-proline (1) as a chiral source, pyrrolidine–tertiary amine conjugates constitute a powerful and useful family in asymmetric synthesis [115]. In 1994, Kawara and Taguchi reported pioneering work on the use of such catalysts in asymmetric Michael addition reactions [116]. Since then, several related catalysts have been developed. Figure 1.5 lists representative examples.

Figure 1.5 Representative examples of prolinamine organocatalysts.

In 2001, after screening several chiral diamines and protonic acid additives, Yamamoto and coworkers reported that a TfOH salt of 22 could efficiently promote asymmetric aldol reactions [117]. Thereafter, similar studies using chiral diamines such as 22–24 with Brønsted or Lewis acid additives have also been reported [118–122]. In 2006, the Mase/Takabe/Barbas groups discovered that prolinamine catalyst 25 with a lipophilic side chain showed efficient catalytic activity in water (Scheme 1.5) [123]. Thus, cyclohexanone reacts smoothly with various aldehydes in water to afford the desired aldol products in high yields with excellent diastereo- and enantioselectivity. Recently, the recyclability of analogous catalysts has been reported by others [124].

Scheme 1.5

Prolinamine catalyst 26 has been introduced for the same purpose [125].

With regard to asymmetric aldol reactions, it has been shown that prolinamine catalysts such as 22 can also work well for intramolecular aldol [126–128], Henry (nitroaldol) [129], Mannich [130, 131], and domino-Michael–aldol reactions [132] as valuable asymmetric transformations.

Similar to aldol chemistry, prolinamine-catalyzed asymmetric Michael addition reactions have attracted considerable attention from synthetic chemists, and successful examples have been developed (Scheme 1.6).

Scheme 1.6

In this field, prolinamine catalysts 22 and 24 are particularly useful for promoting asymmetric Michael addition reactions between several donor and acceptor molecules [120b, 133–136]. On a related topic, catalyst 27 and related diamine or triamine catalysts have been developed [137–139]. Interestingly, the Mase/Takabe/Barbas groups reported that diamine catalyst 25 could again serve as an efficient catalyst for asymmetric Michael addition reactions even in brine solution [140]. Similarly, several types of water-active catalysts such as 26 have been developed [141, 142].

Independently, Alexakis and coworkers reported that 2,2′-bipyrrolidine catalyst 28 showed excellent catalytic activity in several types of asymmetric Michael addition reactions [143]. It has been postulated that the isopropyl group on one of the C2-symmetric pyrrolidine rings should block not only the back face against the approach of Michael acceptors but also shift the equilibrium towards one of the two rotamers. Since then, closely related catalysts have also been reported [144]. Furthermore, different types of catalysts such as 29 have been shown to be useful in asymmetric Michael addition reactions [145–148].

While catalyst 22/23 has been known to be valuable in other C–C bond-forming strategies, for example, 1,3-dipolar cycloaddition [149], hetero-Diels–Alder reaction [150], Friedel–Crafts-type alkylation [151], double-Michael reaction [152], [2,3]-Wittig rearrangement [153], and Claisen–Schmidt condensation [154], only references are given here.

Finally, while various reactions under the catalysis of 22 or 24, for example, asymmetric epoxidation of α,β-unsaturated aldehydes [155], β-hydroalkoxylation of α,β-unsaturated enones [156], and stereoselective reduction of α,β-unsaturated enones (Scheme 1.7) [157], have also been reported, they have been demonstrated in only a limited number of experiments.

Scheme 1.7

1.4 Proline Tetrazole and Related Catalysts

Proline tetrazole catalysts (category C in Figure 1.1) are readily accessible from L-proline (1) [158]. They are remarkably useful in asymmetric synthesis [159]. As shown in Figure 1.2, the pKa of tetrazole is very similar to that of carboxylic acid. Moreover, the advantage of tetrazole catalysts is their robust and lipophilic nature compared to L-proline (1) itself, which allows them to escape parasitic bicyclo-oxazolidinone formation [160].

In 2004, Yamamoto and Arvidsson independently reported the catalytic activity of the L-proline tetrazole catalyst 30 in asymmetric aldol reactions of ketones with aldehydes [161–163]. At the same time, Ley and coworkers reached similar conclusions by applying this system to asymmetric Mannich and Michael addition reactions (Scheme 1.8) [164]. Since then, the scope of this chemistry has been expanded by several research groups [165–174].

Scheme 1.8

Ley and coworkers have been quite active in this field, and have found that 30 or its homolog could efficiently promote asymmetric Michael addition reactions using various Michael acceptors and donors [164b, 175]. In these cases, the reactions require the use of a basic amine such as trans-4,5-dimethylpiperazine as a co-catalyst to increase the nucleophilicity of donor molecules by deprotonation. Typical examples are shown in Scheme 1.9.

Scheme 1.9

A mechanistic investigation of this chemistry using density functional theory calculations [176] and reactions in ionic liquids as solvents have also been reported [177].

Interestingly, the Michael addition reaction of bromonitromethane to cyclic or acyclic enones constitutes a convenient way of preparing cyclopropane ring compounds in moderate to good enantioselectivity (Scheme 1.10) [178].

Scheme 1.10

Very similar results have also been reported with the use of sulfur ylides as donor molecules [179]. With regard to the asymmetric Biginelli reaction [180] and multicomponent coupling reactions [181] using 30 or its analog as a catalyst, only references are given here.

Finally, we should emphasize the synthetic utility of the 30-catalyzed α-oxidation of carbonyl compounds via an “O-nitroso aldol reaction” [182]. This method is very attractive as a metal-free oxidation system. For example, Yamamoto and coworkers found that aminoxylation reactions of ketones or aldehydes proceed with almost perfect enantioselectivities (97–99% ee) in the presence of 30 as a catalyst (Scheme 1.11) [183]. Mechanistically, nitroso compounds possess two electrophilic centers, that is, nitrogen and oxygen atoms, but the exclusive formation of O-alkylation products indicates that a hydrogen-bonding transition state like 31 seems to be satisfactorily stabilized with the more basic nitrogen atom. As an extension of this strategy, asymmetric domino-Michael–aldol reactions have also been developed by these authors, and these provide a convenient way to prepare 3-oxa-2-aza-bicycloketone derivatives in high enantioselectivity [184].

Scheme 1.11

Since then, extensive efforts have been made to apply this method to other multiple functionalizations [185–189] or to discover other possible oxidizing agents such as N-sulfonyloxaziridines [190]. As a related chemistry, asymmetric amination at the α-position of a carbonyl compound has also been reported with the use of azodicarboxylate esters as electrophiles [187c, 191–194]. Ley and coworkers have developed an ingenious strategy for obtaining chiral dihydropyridazine derivatives by the combination of asymmetric α-amination and Wittig olefination in a one-pot operation (Scheme 1.12) [187c, 192a].

Scheme 1.12

As a different family of heteroaromatic-substituted organocatalysts, imidazole- and triazole-based compounds have been known to be quite effective for asymmetric aldol and Michael addition reactions. Figure 1.6 lists representative examples of these catalysts.

Figure 1.6 Representative examples of proline-based heterocyclic organocatalysts.

The utility of ionic liquid conjugate catalysts such as 32 and 33 can be ascribed to their recyclability [195–199]. On the other hand, triazole-based catalysts such as 34 and 35 are readily accessible via Huisgen 1,3-dipolar cycloadditions, so-called “click reactions,” from azidomethyl-pyrrolidine and acetylenic precursors, and hence make it possible to design new immobilized catalysts [200–207].

Interestingly, it has been shown that the 33-catalyzed asymmetric SN1-type α-alkylation of aldehydes or ketones proceeds well in excellent diastereoselectivity and good enantioselectivity (Scheme 1.13) [208].

Scheme 1.13

1.5 Prolinamine Sulfonamide and Related Catalysts

Prolinamine sulfonamide catalysts (category D in Figure 1.1) can be envisaged as a reversal of prolinamides (A), and constitute a fascinating group of organocatalysts. The catalytic activity of these compounds can be ascribed simply to the sufficient acidity (pKa = 10) of a sulfonamide key structure (Figure 1.2). Figure 1.7 lists representative examples of these catalysts.

Figure 1.7 Further representative examples of prolinamine sulfonamide organocatalysts.

For example, in 2004, Wang and coworkers reported a series of asymmetric transformations, for example, α-aminoxylation, Mannich reactions, and α-sulfenylation, under the catalysis of pyrrolidine trifluoromethanesulfonamide 36; the product yields and diastereo- and enantioselectivities are quite good in most cases [209–211]. The proposed mechanism is essentially the same as that in the case of tetrazole catalyst 30 (Scheme 1.14); in contrast to the planar nature of a tetrazole in 30, a trifluoromethanesulfonyl group in 36 is non-planar. This difference may change the stability of a hydrogen-bonding network at the transition state.

Scheme 1.14

After these reports, the same group extended the utility of this catalytic system to asymmetric Michael addition and aldol reactions [212, 213]. Sulfonamide catalysts such as 37–39 have also been developed for the same purpose [214–219]. The behavior of these catalysts, typically exemplified by enantioselective Michael addition reactions of cyclohexanone with nitroolefins, is compiled in Scheme 1.15.

Scheme 1.15

With regard to the asymmetric α-amination of carbonyl compounds using pyrrolidine sulfonamides as catalysts, only references are given here [220, 221].

1.6 Prolinamine Thiourea and Related Catalysts

Prolinamine thiourea catalysts (category E, Figure 1.1) have been introduced primarily for the purpose of designing new bifunctional catalysts by connecting a pyrrolidine base with a remote hydrogen-bonding thiourea function [222]. Figure 1.8 lists representative examples of these catalysts.

Figure 1.8 Representative examples of prolinamine thiourea conjugates and related organocatalysts.

For example, Tang and coworkers found that bifunctional thiourea catalyst 40 could efficiently promote the asymmetric Michael addition reactions of ketones or α-branched aldehydes with various Michael acceptors (Scheme 1.16) [223]. In particular, the driving force in the present system can be ascribed to the strong hydrogen bond-forming character of thiourea with nitroolefin acceptors, as depicted in the transition state model 46.

Scheme 1.16

Since then, extensive efforts have been made to devise new powerful catalysts such as 41–43 through the modification of a key element of 40, albeit in most cases with similar or less efficiency [224–231]. Guanidinyl catalysts such as 44 and 45 have been developed to realize the conjugate addition reaction of malonates or nitroalkanes to α,β-unsaturated enones in high enantioselectivity, although the number of experiments has been limited (Scheme 1.17) [232, 233]. A plausible mechanism to account for the (S)-configuration of the major products can be ascribed to the transition state model 47.

Scheme 1.17

Finally, it has been shown that thiourea-type bifunctional catalysts are also useful for asymmetric aldol reactions [234, 235] and α-chlorination of aldehydes [236]. Furthermore, 4-substituted bifunctional analogs have been developed for use in anti-selective Mannich reactions [237].

1.7 Miscellaneous

As described so far, various pyrrolidine-based chiral organocatalysts open the door to a remarkably fruitful world of synthetic chemistry. In general, the synthetic protocol used to design new catalysts relies on the naturally occurring chiral source L-proline (1) as a key component. This should be a reasonable approach to achieving final success by mimicking “nature.” To characterize newly designed organocatalysts, carbonyl group functionalization, typically through Michael addition and aldol reactions, seems to be the easiest and most useful approach. These transformations are initially driven by the condensation of carbonyl compounds with a chiral pyrrolidine secondary amine to reversibly form iminium-enamine intermediates, but relatively low enantioselectivities were observed in aldol reactions catalyzed by proline ester congeners [238], except in the case of Loh's catalysts [239]. Hence, several different types of proline-related organocatalysts have been developed. Figure 1.9 lists representative examples of these catalysts.

Figure 1.9 Various types of proline-related organocatalysts.

For example, in 2003, Melchiorre and Jørgensen reported that the enantioselective Michael addition reaction of aldehydes with vinyl ketones proceeded efficiently in the presence of 48 as a catalyst (yield up to 93%, ee up to 85%) [240]. In our research laboratory, we have also been very interested in devising new catalysts with a pyridine ring as a rigid planar base adjacent to a pyrrolidine chiral ring. Along these lines, a series of new catalysts (49), that is, DPYMP [49a] and PPYMP [49b], were prepared from L-prolinol, and we found that they showed excellent catalytic activity in terms of productivity, diastereoselectivity, and enantioselectivity (Scheme 1.18) [241]. The results can be explained by invoking the transition state model 55, in which the pyridinium ring must effectively shield the Si-face of an enamine double bond.

Scheme 1.18

For the same purpose, various chiral pyrrolidine catalysts such as 50–54 have also been introduced [242–250]. The versatile nature of pyrrolidine catalysts has been recognized by other transformations: aldol reaction [251], Mannich-type reaction [252, 253], and oxa-Michael reaction [254]. Among these, Maruoka's work on anti-selective Mannich reactions is noteworthy (Scheme 1.19, compare with Scheme 1.8) [253]. In this case, the remote hydrogen-bonding form 57 derived from catalyst 56 can overcome the steric preference so that the opposite sense of stereochemistry should be observed.

Scheme 1.19

In 2003, Juhl and Jørgensen found that, after screening a series of pyrrolidine catalysts, catalyst 48 is again of great value for the inverse-electron-demand hetero-Diels–Alder reaction: after pyridinium chlorochromate (PCC) oxidation, lactone products could be obtained as a single diastereomer in excellent enantioselectivity (Scheme 1.20) [255]. The proposed transition state model 58 indicates effective shielding of the Si-face of the enamine double bond by the diarylmethyl substituent on the pyrrolidine ring of the catalyst.

Scheme 1.20

A closely related study has also been reported with the use of a 53-type catalyst [256].

Finally, another set of pyrrolidine-derived organocatalysts is listed in Figure 1.10.

Figure 1.10 Miscellaneous examples of pyrrolidine-based organocatalysts.

In 2004, Jørgensen and coworkers reported that the asymmetric α-chlorination of aldehydes proceeds well in the presence of C2-symmetric diphenylpyrrolidine (59) as a catalyst using N-chlorosuccinimide (NCS) as a chlorinating agent [257]. Thereafter, they also explored its applicability to fluorination (48-type catalyst) and bromination (Scheme 1.21) [258].

Scheme 1.21

The synthetic utility of this method is clear: it provides easy manipulation of the products to give various important chiral building blocks such as chlorohydrins, epoxides, aziridines, amino acids, and amino alcohols [257–259], and is readily applicable to natural product synthesis [260].

Recently, considerable efforts have been made to discover new organocatalytic systems for asymmetric epoxidation. In 2003, Aggarwal and coworkers reported that the asymmetric epoxidation of olefins proceeded in good yields and with moderate enantioselectivities using Oxone® (Wako Chemicals, Osaka, Japan) as an oxidant in the presence of a 48-type catalyst (Scheme 1.22) [261]. According to their proposal, the protonated ammonium salt species can act not only as a phase-transfer catalyst to carry the real oxidant species to the organic phase but also as a promoter to activate the chiral oxidant via hydrogen-bonding stabilization, as depicted in 63.

Scheme 1.22

On the other hand, Maruoka and coworkers achieved the asymmetric α-benzoyloxylation of aldehydes using the newly designed catalyst 60 (Scheme 1.23) [262].

Scheme 1.23

Novel catalysts 61 and 62 have been invented to increase the catalytic activity by incorporation of an electronegative group (fluorine or azido) at the β-position relative to the NH group: an electrostatic interaction (or gauche-effect) between those groups might be favorable for stabilizing reactive intermediates [263–266]. For example, Gilmour and coworkers reported the 61-catalyzed asymmetric epoxidation of α,β-unsaturated aldehydes (Scheme 1.24) [265].

Scheme 1.24

On the other hand, Zhong and coworkers found that the 62-catalyzed system was effective for enantioselective [4+1]-annulation using 2-nitroacrylates and α-iodoaldehydes, to form cis-isoxazoline N-oxide derivatives in high yields and in high diastereo- and enantioselectivity (Scheme 1.25) [266].

Scheme 1.25

1.8 Conclusions

As described above, a great deal of success has been achieved in a wide variety of asymmetric transformations using a series of proline-related organocatalysts. This organocatalytic asymmetric synthesis offers several advantages over metal-catalyzed systems; for example, the ready availability of both enantiomers, ease of handling without the need for an inert atmosphere or anhydrous conditions, and inexpensive and non-toxic reagents. Unfortunately, however, significant limitations still remain to be overcome in this field, including high catalyst loading, a long reaction period, and harmful organic solvent media. We hope that this exceedingly attractive field in modern organic chemistry can lead to new, much more powerful catalysts as well as highly efficient organocatalyst-based asymmetric transformations.

Acknowledgments

The authors would like to acknowledge the past and present members of their research group for their enthusiastic contributions in the field of organocatalysis. The authors also thank Professors Y. Ichikawa and K. Nakano for fruitful discussions and encouragement. Our research project in this field was supported in part by the Yamada Science Foundation, and by a Grant-in-Aid for Scientific Research from the Ministry of Education, Culture, Sports, Science and Technology (MEXT) in Japan (No. 24105523). One of the authors (N.S.) is grateful for a Sasakawa Scientific Research Grant from the Japan Science Society.

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