Enabling Technologies for High Spectral-efficiency Coherent Optical Communication Networks - Xiang Zhou - E-Book

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Xiang Zhou

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Enabling Technologies for High Spectral-efficiency Coherent Optical Communication Networks

Presents the technological advancements that enable high spectral-efficiency and high-capacity fiber-optic communication systems and networks

This book examines key technology advances in high spectral-efficiency fiber-optic communication systems and networks, enabled by the use of coherent detection and digital signal processing (DSP). The first of this book’s 16 chapters is a detailed introduction. Chapter 2 reviews the modulation formats, while Chapter 3 focuses on detection and error correction technologies for coherent optical communication systems. Chapters 4 and 5 are devoted to Nyquist-WDM and orthogonal frequency-division multiplexing (OFDM). In chapter 6, polarization and nonlinear impairments in coherent optical communication systems are discussed. The fiber nonlinear effects in a non-dispersion-managed system are covered in chapter 7. Chapter 8 describes linear impairment equalization and Chapter 9 discusses various nonlinear mitigation techniques. Signal synchronization is covered in Chapters 10 and 11. Chapter 12 describes the main constraints put on the DSP algorithms by the hardware structure. Chapter 13 addresses the fundamental concepts and recent progress of photonic integration. Optical performance monitoring and elastic optical network technology are the subjects of Chapters 14 and 15. Finally, Chapter 16 discusses spatial-division multiplexing and MIMO processing technology, a potential solution to solve the capacity limit of single-mode fibers.

  • Contains basic theories and up-to-date technology advancements in each chapter
  • Describes how capacity-approaching coding schemes based on low-density parity check (LDPC) and spatially coupled LDPC codes can be constructed by combining iterative demodulation and decoding
  • Demonstrates that fiber nonlinearities can be accurately described by some analytical models, such as GN-EGN model
  • Presents impairment equalization and mitigation techniques

Enabling Technologies for High Spectral-efficiency Coherent Optical Communication Networks is a reference for researchers, engineers, and graduate students.

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Table of Contents

COVER

WILEY SERIES IN MICROWAVE AND OPTICAL ENGINEERING

TITLE PAGE

COPYRIGHT

LIST OF CONTRIBUTORS

PREFACE

CHAPTER 1: INTRODUCTION

1.1 HIGH-CAPACITY FIBER TRANSMISSION TECHNOLOGY EVOLUTION

1.2 FUNDAMENTALS OF COHERENT TRANSMISSION TECHNOLOGY

1.3 OUTLINE OF THIS BOOK

REFERENCES

CHAPTER 2: MULTIDIMENSIONAL OPTIMIZED OPTICAL MODULATION FORMATS

2.1 INTRODUCTION

2.2 FUNDAMENTALS OF DIGITAL MODULATION

2.3 MODULATION FORMATS AND THEIR IDEAL PERFORMANCE

2.4 COMBINATIONS OF CODING AND MODULATION

2.5 EXPERIMENTAL WORK

2.6 SUMMARY AND CONCLUSIONS

REFERENCES

CHAPTER 3: ADVANCES IN DETECTION AND ERROR CORRECTION FOR COHERENT OPTICAL COMMUNICATIONS: REGULAR, IRREGULAR, AND SPATIALLY COUPLED LDPC CODE DESIGNS

3.1 INTRODUCTION

3.2 DIFFERENTIAL CODING FOR OPTICAL COMMUNICATIONS

3.3 LDPC-CODED DIFFERENTIAL MODULATION

3.4 CODED DIFFERENTIAL MODULATION WITH SPATIALLY COUPLED LDPC CODES

3.5 CONCLUSIONS

APPENDIX: LDPC-CODED DIFFERENTIAL MODULATION—DECODING ALGORITHMS

REFERENCES

CHAPTER 4: SPECTRALLY EFFICIENT MULTIPLEXING: NYQUIST-WDM

4.1 INTRODUCTION

4.2 NYQUIST SIGNALING SCHEMES

4.3 DETECTION OF A NYQUIST-WDM SIGNAL

4.4 PRACTICAL NYQUIST-WDM TRANSMITTER IMPLEMENTATIONS

4.5 NYQUIST-WDM TRANSMISSION

4.6 CONCLUSIONS

REFERENCES

CHAPTER 5: SPECTRALLY EFFICIENT MULTIPLEXING – OFDM

5.1 OFDM BASICS

5.2 COHERENT OPTICAL OFDM (CO-OFDM)

5.3 DIRECT-DETECTION OPTICAL OFDM (DDO-OFDM)

5.4 SELF-COHERENT OPTICAL OFDM

5.5 DISCRETE FOURIER TRANSFORM SPREAD OFDM SYSTEM (DFT-S OFDM)

5.6 OFDM-BASED SUPERCHANNEL TRANSMISSIONS

5.7 SUMMARY

REFERENCES

CHAPTER 6: POLARIZATION AND NONLINEAR IMPAIRMENTS IN FIBER COMMUNICATION SYSTEMS

6.1 INTRODUCTION

6.2 POLARIZATION OF LIGHT

6.3 PMD AND PDL IN OPTICAL COMMUNICATION SYSTEMS

6.4 MODELING OF NONLINEAR EFFECTS IN OPTICAL FIBERS

6.5 COHERENT OPTICAL COMMUNICATION SYSTEMS AND SIGNAL EQUALIZATION

6.6 PMD AND PDL IMPAIRMENTS IN COHERENT SYSTEMS

6.7 NONLINEAR IMPAIRMENTS IN COHERENT SYSTEMS

6.8 SUMMARY

REFERENCES

CHAPTER 7: ANALYTICAL MODELING OF THE IMPACT OF FIBER NON-LINEAR PROPAGATION ON COHERENT SYSTEMS AND NETWORKS

7.1 WHY ARE ANALYTICAL MODELS IMPORTANT?

7.2 BACKGROUND

7.3 INTRODUCING THE GN–EGN MODEL CLASS

7.4 MODEL SELECTION GUIDE

7.5 CONCLUSION

ACKNOWLEDGEMENTS

APPENDIX

A.1 BER FORMULAS FOR THE MOST COMMON QAM SYSTEMS

A.2 THE LINK FUNCTION

A.3 THE EGN MODEL FORMULAS FOR THE X2-X4 AND M1-M3 ISLANDS

A.4 OUTLINE OF GN–EGN MODEL DERIVATION

A.5 LIST OF ACRONYMS

REFERENCES

CHAPTER 8: DIGITAL EQUALIZATION IN COHERENT OPTICAL TRANSMISSION SYSTEMS

8.1 INTRODUCTION

8.2 PRIMER ON THE MATHEMATICS OF LEAST SQUARES FIR FILTERS

8.3 EQUALIZATION OF CHROMATIC DISPERSION

8.4 EQUALIZATION OF POLARIZATION-MODE DISPERSION

8.5 CONCLUDING REMARKS AND FUTURE RESEARCH DIRECTIONS

ACKNOWLEDGMENTS

REFERENCES

CHAPTER 9: NONLINEAR COMPENSATION FOR DIGITAL COHERENT TRANSMISSION

9.1 INTRODUCTION

9.2 DIGITAL BACKWARD PROPAGATION (DBP)

9.3 REDUCING DBP COMPLEXITY FOR DISPERSION-UNMANAGED WDM TRANSMISSION

9.4 DBP FOR DISPERSION-MANAGED WDM TRANSMISSION

9.5 DBP FOR POLARIZATION-MULTIPLEXED TRANSMISSION

9.6 FUTURE RESEARCH

REFERENCES

CHAPTER 10: TIMING SYNCHRONIZATION IN COHERENT OPTICAL TRANSMISSION SYSTEMS

10.1 INTRODUCTION

10.2 OVERALL SYSTEM ENVIRONMENT

10.3 JITTER PENALTY AND JITTER SOURCES IN A COHERENT SYSTEM

10.4 DIGITAL PHASE DETECTORS

10.5 THE CHROMATIC DISPERSION PROBLEM

10.6 THE POLARIZATION-MODE DISPERSION PROBLEM

10.7 TIMING SYNCHRONIZATION FOR COHERENT OPTICAL OFDM

10.8 FUTURE RESEARCH

REFERENCES

CHAPTER 11: CARRIER RECOVERY IN COHERENT OPTICAL COMMUNICATION SYSTEMS

11.1 INTRODUCTION

11.2 OPTIMAL CARRIER RECOVERY

11.3 HARDWARE-EFFICIENT PHASE RECOVERY ALGORITHMS

11.4 HARDWARE-EFFICIENT FREQUENCY RECOVERY ALGORITHMS

11.5 EQUALIZER-PHASE NOISE INTERACTION AND ITS MITIGATION

11.6 CARRIER RECOVERY IN COHERENT OFDM SYSTEMS

11.7 CONCLUSIONS AND FUTURE RESEARCH DIRECTIONS

REFERENCES

CHAPTER 12: REAL-TIME IMPLEMENTATION OF HIGH-SPEED DIGITAL COHERENT TRANSCEIVERS

12.1 ALGORITHM CONSTRAINTS

12.2 HARDWARE IMPLEMENTATION OF DIGITAL COHERENT RECEIVERS

REFERENCES

CHAPTER 13: PHOTONIC INTEGRATION

13.1 INTRODUCTION

13.2 OVERVIEW OF PHOTONIC INTEGRATION TECHNOLOGIES

13.3 TRANSMITTERS

13.4 RECEIVERS

13.5 CONCLUSIONS

ACKNOWLEDGMENTS

REFERENCES

CHAPTER 14: OPTICAL PERFORMANCE MONITORING FOR FIBER-OPTIC COMMUNICATION NETWORKS

14.1 INTRODUCTION

14.2 OPM TECHNIQUES FOR DIRECT DETECTION SYSTEMS

14.3 OPM For Coherent Detection Systems

14.4 INTEGRATING OPM FUNCTIONALITIES IN NETWORKING

14.5 CONCLUSIONS AND OUTLOOK

ACKNOWLEDGMENTS

REFERENCES

CHAPTER 15: RATE-ADAPTABLE OPTICAL TRANSMISSION AND ELASTIC OPTICAL NETWORKS

15.1 Introduction

15.2 KEY BUILDING BLOCKS

15.3 PRACTICAL CONSIDERATIONS FOR ELASTIC WDM TRANSMISSION

15.4 OPPORTUNITIES FOR ELASTIC TECHNOLOGIES IN CORE NETWORKS

15.5 LONG TERM OPPORTUNITIES

15.6 CONCLUSIONS

ACKNOWLEDGMENTS

REFERENCES

CHAPTER 16: SPACE-DIVISION MULTIPLEXING AND MIMO PROCESSING

16.1 SPACE-DIVISION MULTIPLEXING IN OPTICAL FIBERS

16.2 OPTICAL FIBERS FOR SDM TRANSMISSION

16.3 OPTICAL TRANSMISSION IN SDM FIBERS WITH LOW CROSSTALK

16.4 MIMO-BASED OPTICAL TRANSMISSION IN SDM FIBERS

16.5 IMPULSE RESPONSE IN SDM FIBERS WITH MODE COUPLING

16.6 MIMO-BASED SDM TRANSMISSION RESULTS

16.7 OPTICAL COMPONENTS FOR SDM TRANSMISSION

16.8 CONCLUSION

ACKNOWLEDGMENTS

REFERENCES

INDEX

WILEY SERIES IN MICROWAVE & OPTICAL ENGINEERING

End User License Agreement

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Guide

Cover

Table of Contents

Preface

Begin Reading

List of Tables

CHAPTER 2: MULTIDIMENSIONAL OPTIMIZED OPTICAL MODULATION FORMATS

Table 2.1 Known densest lattices, their number of nearest neighbors, and densities

Table 2.2 Known maxima for and their optimum number of points

Table 2.3 First experimental demonstrations and theoretical proposals of 4D modulation formats in coherent optical transmission links

CHAPTER 3: ADVANCES IN DETECTION AND ERROR CORRECTION FOR COHERENT OPTICAL COMMUNICATIONS: REGULAR, IRREGULAR, AND SPATIALLY COUPLED LDPC CODE DESIGNS

Table 3.1 Differential encoding map for the natural differential code

Table 3.2 Differential encoding map for the Gray differential code

Table 3.3 Differential encoding map for the Gray differential code taking into account the phase-slip variable

Table 3.4 Theoretical thresholds values of (in dB) for the designed codes

Table 3.5 Degree distributions of all considered codes

CHAPTER 4: SPECTRALLY EFFICIENT MULTIPLEXING: NYQUIST-WDM

Table 4.1 Parameters of the SSMF and PSCF

Table 4.2 Experimental demonstrations of optical Nyquist-WDM

Table 4.3 Experimental demonstrations of digital Nyquist-WDM

CHAPTER 7: ANALYTICAL MODELING OF THE IMPACT OF FIBER NON-LINEAR PROPAGATION ON COHERENT SYSTEMS AND NETWORKS

Table 7.1 Parameters of the fiber types addressed in this chapter

Table 7.2 Values of the and parameters

CHAPTER 9: NONLINEAR COMPENSATION FOR DIGITAL COHERENT TRANSMISSION

Table 9.1 Comparison of computational complexity

F

for SPM, XPM, and FWM compensation using DBP normalized to that for lump dispersion compensation (

F

D

= 1)

CHAPTER 11: CARRIER RECOVERY IN COHERENT OPTICAL COMMUNICATION SYSTEMS

Table 11.1 Achievable linewidth tolerance using the BPS algorithm with differing square QAM constellations

Table 11.2 A comparison for several recently demonstrated carrier phase recovery algorithms

Table 11.3 Simulated BER versus number of iterations (laser linewidth = 0.8 MHz) when using the proposed EPNI mitigation algorithm

CHAPTER 12: REAL-TIME IMPLEMENTATION OF HIGH-SPEED DIGITAL COHERENT TRANSCEIVERS

Table 12.1 Real-time signal processing latencies for basic DSP functions

CHAPTER 13: PHOTONIC INTEGRATION

Table 13.1 High-level comparison of different photonic integration technologies for coherent optical transceivers. As each technology evolves, this Table may only serve as a guideline

Table 13.2 Performance comparisons of MZMs with different technologies

Table 13.3 Some reported

I

/

Q

modulators on InP PICs

Table 13.4 Some previously reported coherent receivers based on InP PICs

CHAPTER 15: RATE-ADAPTABLE OPTICAL TRANSMISSION AND ELASTIC OPTICAL NETWORKS

Table 15.1 Main approaches for resource assignment for fixed- and flex-grid elastic networks, their application scopes and solution methods

CHAPTER 16: SPACE-DIVISION MULTIPLEXING AND MIMO PROCESSING

Table 16.1 Maximum accepTable crosstalk level for a given added system penalty observed at a bit-error rate of as a function of the modulation format (according to [32] for a 21.4-Gbaud signal)

Table 16.2 Summary of relevant SDM transmission in multicore fibers

Table 16.3 Summary of relevant MIMO-based transmission results in SDM fibers

WILEY SERIES IN MICROWAVE AND OPTICAL ENGINEERING

KAI CHANG, Series Editor

Texas A&M University

A complete list of the titles in this series appears at the end of this volume.

ENABLING TECHNOLOGIES FOR HIGH SPECTRAL-EFFICIENCY COHERENT OPTICAL COMMUNICATION NETWORKS

 

Edited by

 

XIANG ZHOU

CHONGJIN XIE

 

 

 

Copyright © 2016 by John Wiley & Sons, Inc. All rights reserved

Published by John Wiley & Sons, Inc., Hoboken, New Jersey

Published simultaneously in Canada

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