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The single comprehensive treatment of the field, from the leading members of the Society of Ethnobiology
The field of ethnobiology—the study of relationships between particular ethnic groups and their native plants and animals—has grown very rapidly in recent years, spawning numerous subfields. Ethnobiological research has produced a wide range of medicines, natural products, and new crops, as well as striking insights into human cognition, language, and environmental management behavior from prehistory to the present.
This is the single authoritative source on ethnobiology, covering all aspects of the field as it is currently defined. Featuring contributions from experienced scholars and sanctioned by the Society of Ethnobiology, this concise, readable volume provides extensive coverage of ethical issues and practices as well as archaeological, ethnological, and linguistic approaches.
Emphasizing basic principles and methodology, this unique textbook offers a balanced treatment of all the major subfields within ethnobiology, allowing students to begin guided research in any related area—from archaeoethnozoology to ethnomycology to agroecology. Each chapter includes a basic introduction to each topic, is written by a leading specialist in the specific area addressed, and comes with a full bibliography citing major works in the area. All chapters cover recent research, and many are new in approach; most chapters present unpublished or very recently published new research. Featured are clear, distinctive treatments of areas such as ethnozoology, linguistic ethnobiology, traditional education, ethnoecology, and indigenous perspectives. Methodology and ethical action are also covered up to current practice.
Ethnobiology is a specialized textbook for advanced undergraduates and graduate students; it is suitable for advanced-level ethnobotany, ethnobiology, cultural and political ecology, and archaeologically related courses. Research institutes will also find this work valuable, as will any reader with an interest in ethnobiological fields.
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Contents
Cover
Half Title page
Title page
Copyright page
List of Contributors
Acknowledgments
Chapter 1: Ethnobiology: Overview of a Growing Field
Definition of A Field
An Interdisciplinary Field
Local Biology as Science
Ethnobiology Spreads Out
Ethnobiology Goes International
Moving Toward More Local Participation
Interfacing with Political Ecology
Ethnobiology as Future
Acknowledgments
References
Chapter 2: History of Ethnobiology
The Beginning
Ethnobotany
Ethnozoology
Stages of Ethnobiology
Conclusion
References
Chapter 3: Ethics in Ethnobiology: History, International Law and Policy, and Contemporary Issues
Introduction
History of Research Ethics as Related to Ethnobiology
Ethnobiological Ethics and The International Society of Ethnobiology
International Law and Policy Debates and Negotiations
Convention On Biological Diversity: International Regime On Access and Benefit Sharing
Wipo Intergovernmental Committee On Genetic Resources, Traditional Knowledge and Folklore (Igc)
Contemporary Issues for Ethnobiologists
References
Chapter 4: From Researcher to Partner: Ethical Challenges and Issues Facing the Ethnobiological Researcher
Introduction
Key Questions for Ethnobiologists
Conclusion
Acknowledgments
References
Chapter 5: The World According to Is’a: Combining Empiricism and Spiritual Understanding in Indigenous Ways of Knowing
Being Native to A Changeable Place
The Concept of Personhood
Attitudes Towards Predators
The Nature of Creators
References
Chapter 6: Ethnozoology
Definition of Terms and Scope of The Field
A Brief History of Ethnozoological Investigations
Case Studies and Theoretical Issues
References
Chapter 7: Ethnobiology, Historical Ecology, the Archaeofaunal Record, and Interpreting Human Landscapes
Introduction
Zooarchaeological Methods
Zooarchaeological Interpretation of Past Landscapes
An Archaeological Example: Archaeofaunal Accumulation in Western Equador
Summary and Discussion
References
Chapter 8: Ethnobiology as a Bridge between Science and Ethics: An Applied Paleozoological Perspective
Applied Paleozoology
Scales for Restoration and Conservation
Analytical Methods
Discussion
Conclusion
Acknowledgments
References
Chapter 9: Ethnobotany: The Study of People–Plant Relationships
Introduction
The Development of Ethnobotany
Methods in Ethnobotany
Classic Case Studies and Their Contributions to Ethnobotanical Praxis
Conclusion
References
Chapter 10: Reconstructing Past Life-Ways with Plants I: Subsistence and Other Daily Needs
Introduction
Methods
Case Studies and Examples
Discussion
References
Chapter 11: Reconstructing Past Life-Ways with Plants II: Human–Environment and Human–Human Interactions
Introduction
Methods
Human-Environment Interactions
Human-Human Interrelationships
Discussion
References
Chapter 12: History and Current Trends of Ethnobiological Research in Europe
History of A Discipline
Popular Medicine
Folklore and Plant Name Research
Botanists On Plant Use
Encounters Between Human and Nonhuman Animals
Towards A Science of Ethnobiology in Europe Since 1980
Current Trends
References
Chapter 13: Ethnomycology: Fungi and Mushrooms in Cultural Entanglements
Subjects of The Third Kingdom
The Beginnings and Foundational Principles of Ethnomycology
Methods in Ethnomycology
The Many Rewards of The Third Hunt
Mushrooms in Art and Material Culture
All in One: Medicine, Poison, and Food
Conclusion
References
Chapter 14: Ethnoecological Approaches to Integrating Theory and Method in Ethnomedical Research
Introduction
Theoretical Perspectives
Ethnography in Anthropological Traditions
Combining Ethnographic and Ecological Approaches
References
Chapter 15: Assessments of Indigenous Peoples’ Traditional Food and Nutrition Systems
Methods
Results
Reflections
References
Chapter 16: Ethnoecology and Landscapes
Introduction
Landscapes and Ethnoecology
References
Chapter 17: Traditional Resource and Environmental Management
Introduction
Defining Traditional Resource and Environmental Management
The Historical and Social Context of Trem
Common Practices
Documenting Trem
Trem in Context
The Future of Trem
References
Chapter 18: Ethnobiology and Agroecology
Definitions
Origins
Agricultural Systems
Agriculture and Ritual
Rehabilitating Swidden Farming
Homegardens
Modern Applications: Biodiversity
Methods
Conclusion
References
Chapter 19: Linguistic Ethnobiology
Names, The Foundation of Linguistic Ethnobiology
Classifications, Folk and Scientific
References
Chapter 20: Cognitive Studies in Ethnobiology: What Can We Learn About the Mind as Well as Human Environmental Interaction?
Categorization and Reasoning
Reasoning: Expertise and Culture
What is Culture and How Do We Study It?
Conclusion
References
Chapter 21: The Symbolic Uses of Plants
Introduction
Methods
Sacred Trees and Plants
Flowers as Symbols
The Symbolism of Fruits and Seeds
The Symbolism of Plants in European Paintings
National and Political Symbols
Plants, People, and Color
The Symbolism of Plants in Architecture, Literature, and Music
References
Chapter 22: Learning Ethnobiology: Creating Knowledge and Skills about the Living World
Introduction
A Short History Lesson: Learning Ethnobiology
Work, Play, Learn: Gaining Expertise with The Nonhuman World
Key Insights on Learning Ethnobiology
Methods for Documenting The Process of Learning Ethnobiological Knowledge and Skills
Ethnobiology Inside and Out: Applying What We Know
References
Plates
Index
Ethnobiology
Copyright © 2011 by Wiley-Blackwell. All rights reserved
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Library of Congress Cataloging-in-Publication Data:
Ethnobiology / Edited by E. Anderson, Deborah Pearsall, Eugene Hunn, Nancy Turner.p. cmIncludes index.ISBN 978-0-470-54785-4 (pbk.)1. Ethnobiology. I. Anderson, Eugene N. (Eugene Newton), 1941–, editor of compilation. II. Pearsall, Deborah M., 1950–, editor of compilation. III. Hunn, Eugene S., editor of compilation. IV. Turner, Nancy J., 1947–, editor of compilation. V. Ford, Richard I. (Richard Irving). History of ethnobiology.GN476.7.E745 2011578.6’3—dc222010042296
oBook ISBN: 9781118015872
ePDF ISBN: 9781118015858
ePub ISBN: 9781118015865
List of Contributors
Karen Adams, PhD, Crow Canyon Archaeological Center, Cortez, CO
E. N. Anderson, PhD, Department of Anthropology, University of California, Riverside, CA
Kelly Bannister, MSc, PhD, Director, POLIS Project on Ecological Governance, and Adjunct Professor, Faculty of Human and Social Development, University of Victoria, BC
Andrew Barker, MS, Applied Geography, Department of Biology, University of North Texas
Cecil Brown, PhD, Department of Anthropology, University of Northern Illinois
Luís Manuel Mendonça de Carvalho, PhD, Botanical Museum-Instituto Politecnico de Beja
Iain Davidson-Hunt, PhD, Natural Resources Institute, University of Manitoba
Harvey Eshbaugh, PhD, Department of Botany, Miami University
Nina Etkin, PhD, Department of Anthropology, University of Hawaii
Richard I. Ford, PhD, Department of Anthropology, University of Michigan
Catherine Fowler, PhD, Department of Anthropology, University of Nevada-Reno
Michael Gilmore, PhD, Integrative Studies, New Century College, George Mason University
Preston Hardison, BA, Tulalip Tribes of Washington, Tulalip, WA
Christine Hastorf, PhD, Department of Anthropology, University of California, Berkeley
Eugene Hunn, PhD, Department of Anthropology, University of Washington
Leslie Main Johnson, PhD, Dept of Anthropology, Athabaska University
Harriet Kuhnlein, PhD, School of Dietetics and Human Nutrition, McGill University, and Founding Director, Center for Indigenous Peoples’ Nutrition and Environment
Dana Lepofsky, PhD, Department of Anthropology, Simon Fraser University
Łukasz Łuczaj, Wild Garden, Pietrusza Wola, Wojaszówka, Poland
Letitia McCune, PhD, unaffiliated
Heather McMillen, PhD, People and Plants International, Bristol, VT
Justin Nolan, PhD, Department of Anthropology, University of Arkansas
Manuel Pardo-de-Santayana, Senior Lecturer, Universidad Autónoma de Madrid, Spain
Deborah Pearsall, PhD, Department of Anthropology, University of Missouri, Columbia
Andrea Pieroni, University of Gastronomic Sciences, Pollenzo/Bra, Italy
Ray Pierotti, PhD, Ecology and Evolutionary Biology and Global Indigenous Studies, University of Kansas
Charles Randklev, PhD Candidate, Biological Sciences, University of North Texas
Caissa Revilla-Minaya
Norbert Ross, PhD, Department of Anthropology, Vanderbilt University
Susan Smith, PhD, Bilby Research Center, Northern Arizona University, Flagstaff, Arizona
Peter Stahl, PhD, Department of Anthropology, State University of New York, Binghamton
Ingvar Svanberg, PhD, Uppsala Centre for Russian and Eurasian Studies, Uppsala University, Sweden
Tamara Ticktin, PhD, Department of Botany, University of Hawai’i-Manoa
Nancy Turner, PhD, School of Environmental Studies, University of Victoria
Steve Wolverton, PhD (Anthropology), PhD (Environmental Science), Department of Anthropology, University of North Texas
Sveta Yamin-Pasternak, PhD, Department of Anthropology, University of Alaska-Fairbanks
Rebecca Zarger, PhD, Department of Anthropology, University of Florida
Acknowledgments
We wish to acknowledge the individuals, many of them members of Indigenous and local communities, who gave so much of their time and energy to the research embodied in this volume, and especially to those whose knowledge is detailed in this volume. To these individuals and groups this volume is dedicated. We also thank the universities and other institutions and granting agencies that supported this research. We are very grateful to Ms. Anna Ehler and the staff at Wiley-Blackwell Publishers for all their dedicated work on the production of this volume.
Chapter 1
Ethnobiology: Overview of a Growing Field
E. N. ANDERSON
Department of Anthropology, University of California, Riverside, CA
DEFINITION OF A FIELD
AN INTERDISCIPLINARY FIELD
LOCAL BIOLOGY AS SCIENCE
ETHNOBIOLOGY SPREADS OUT
ETHNOBIOLOGY GOES INTERNATIONAL
“TEK” AND ITS SORROWS
MOVING TOWARD MORE LOCAL PARTICIPATION
INTERFACING WITH POLITICAL ECOLOGY
ETHNOBIOLOGY AS FUTURE
A NOTE ON USAGE
ACKNOWLEDGMENTS
REFERENCES
God put the fever in Europe and the quinine in America in order to teach us the solidarity that should prevail among all the peoples of the earth.
—Bolivian folk botanist (quoted Whitaker 1954, p. 58)
DEFINITION OF A FIELD
Ethnobiology is the study of the biological knowledge of particular ethnic groups—cultural knowledge about plants and animals and their interrelationships. This textbook documents in summary form the progress and current status of ethnobiology. Ethnobiology remains a small, compact, and rather specialized field, developing from earlier work in ethnobotany and ethnozoology (Ford 2001, 2011; Hunn 2007). However, it covers a broad range of approaches, from strictly cultural and linguistic studies to strictly biological ones. Toward the former end are studies that focus on semantics: vocabulary, linguistic concepts, meaning and symbol, and art and religion. In the middle zone, where anthropology and biology fuse, are studies of how people actually think about their use and management of plants: ethnomedicine, food production and consumption, and ethnoecology. Further toward biology, but still using anthropological approaches, are the archaeological fields of archaeozoology and archaeobotany, in which we reconstruct past lifeways from biotic data. Studies of natural products chemistry, field agronomy, genetics, and crop evolution verge on purely botanical approaches, and as such are not included in the present book.
In this volume the field is divided into archaeological and ethnographic researches, and within that by major biological units: plants, animals, fungi, and aquatic life-forms. Special topics include food and foodways (a research area with a vast and often specialized literature), landscape, and traditional resource management. Since many chapters deal primarily with hunting-gathering peoples, a chapter on particular problems of agricultural studies has been added. Very important, indeed basic to our entire project, are chapters on the history of the field and on ethics.
AN INTERDISCIPLINARY FIELD
These various studies blend imperceptibly into their related (or parent) fields. Economic botany, once largely confined to prospecting for new crops and medicines, has moved close to ethnobotany. The “archaeo” fields have close ties with archaeology. Linguistic anthropologists link studies of native categories to linguistic and semantic theories. Major contributions to our knowledge of how people think about nonhuman lives have been made by anthropologists like Claude Lévi-Strauss (e.g., 1962), psychologists like Douglas Medin (Ross, 2011), and social thinkers like Bruno Latour (2004, 2005). Conversely, ethnoscience has contributed important understandings to linguistics and communication studies (Sanga and Ortalli 2003). Cognitivists draw on this work for studies of human cognition (e.g., Kronenfeld 1996).
Many students of traditional knowledge do not now call themselves ethnobiologists, although they usually use ethnobiological techniques. They have often gotten them from H. Russell Bernard’s text Research Methods in Anthropology (2006) or similar general works; ethnobiological methods have gone mainstream.
Ethnobiological knowledge is far too important to ignore. It is vitally important in the traditional cultures of the Indigenous and rural societies of the world, and these societies do not want to lose it. In many areas Indigenous people have now taken a leading role in recording, saving, and using this knowledge. Traditional knowledge is emerging as important, even necessary, for managing key resources and ecosystems. Ethnobiology continues to be a source for knowledge about medicines, crops, agricultural techniques, conservation and management, and much more.
Much of this knowledge is traditional, that is, learned long ago and passed on with varying degrees of faithfulness for at least two or three generations. However, ethnobiological knowledge can change rapidly. Every tradition had a beginning (cf. Hobsbawm and Ranger 1983), and was itself a new creation in its time. Ecosystems change, new plants and animals arrive, and people learn new ways of thinking; ethnobiological systems change accordingly, and are typically flexible and dynamic. Field-workers have observed new knowledge being incorporated into systems around the world.
Ethnobiology has usually been concerned with small-scale, local, and Indigenous peoples. “Indigenous” originally meant “native to the place where they live”, as opposed to recent immigrants. Now, however, it has acquired a political meaning, never officially defined but generally accepted. (See, e.g., the United Nations in their Declaration on the Rights of Indigenous Peoples, final version adopted in 2007, in which the definition is implicit but not explicit: http://www.cbc.ca/news/pdf/UN_declaration.pdf.) This restricts the term to colonized minorities, such as the Native peoples of the New World and Australia. It has become problematic in countries such as China, dominated by majorities that are Indigenous by the old standard and in which the minorities are not officially considered to be “colonized”. Such minorities are always referred to as “Indigenous” in the literature, however, and are treated as such by the United Nations. Much more problematic are Creole groups like those of Louisiana and the Caribbean. They have a rich ethnobiological tradition (Brussell 1997; Quinlan 2004). They developed where they now live, had no prior history, and often have a continuity reaching back hundreds of years. They are often minorities and are sometimes subjected to discrimination. They tend to arise from immigrant communities, and they remain hard to classify. Ethnobiologists have never restricted their studies to “Indigenous” groups (by any definition), but the question of indigeneity becomes serious in dealing with intellectual property rights and other ethical issues.
Some have contested the use of terms like “ethno-”, “folk”, and “traditional” for local knowledge, holding that such terms are pejorative. I find this attitude deplorable; the correct procedure should be to insist on the value of folk creations and traditional ideas and practices. Folk, ethnic, and traditional music, art, dance, drama, narrative, and food have certainly won full appreciation and acceptance from every sensitive observer. Folk knowledge deserves the same respect. Claiming that “folk”, “ethno-”, and “traditional” are pejorative terms is unacceptable snobbery.
LOCAL BIOLOGY AS SCIENCE
The extent to which local traditions are considered “science” depends on the definition of science used. The Latin word scientia covered cognitive knowledge in general, but certainly focused on knowledge of the wide outside world. The Latin historia naturalis more specifically covered the nonhuman environment, but could include humans in their relationship with nature. Both terms were brought into English fairly early. Other languages had similar words, not equivalent to modern “science” but comparable to scientia. The Chinese, for instance, had a rich and complex language for talking about knowledge of the “myriad things”, and had a thoroughly logical and scientifically analytic tradition (Harbsmeier 1998) including such things as case–control experiments as early as the second century BC (Anderson 1988). India and the Middle East had ancient and well established scientific traditions, in constant touch with and greatly inspired by the Greeks (see, e.g., Nasr 1976). Recently, arguments for viewing traditional Mesoamerican knowledge as science have been adduced very persuasively by Roberto Gonzalez (2001; Anderson 2000).
The broad consonance between folk and scientific systems around the world is devastating to the view that science is purely a cultural or social construction. People everywhere focus on inferred biological relationships, and see more or less the same (obvious) ones. Brent Berlin (1992) and Scott Atran (1990) pointed to striking similarities in cross-cultural naming as proof that humans have a natural tendency to see and classify the world in a particular way—among other things, inferring natural kinds (see also Hunn and Brown, 2011). Roy Ellen has criticized this view in a number of publications (notably Ellen 1993), but his critique stands more in the line of qualification than of refutation. “Bird” remains a universal concept even though cultures may differ on whether bats are birds or not. (The vast majority lumps them as birds; the Germanic world is quite unusual in having long grouped them with furry creatures, as zoologists do—German fledermaus, middle English reremouse, both meaning “flying mouse”.) The fact that some cultures class mushrooms with plants, some (correctly!) with animals (Lampman 2008), and some as totally separate (Yamin-Pasternak, 2011) is, again, less interesting than the fact that almost everybody recognizes them as a category.
On the other hand, the real differences between cultures (Ellen 1993) and the strong influence of utilitarian reality on systems (Hunn 1982, 2011) shows that science, whether folk or contemporary, is indeed a cultural construction. The point is that it is constructed on the basis of continual interaction with an external biological reality, which must be accurately apprehended to allow survival in society.
Modern laboratory science has diverged somewhat from traditional classifications (as they have from one another). Thus Carol Kaesuk Yoon (2009) sees a “clash” because genetics has now showed us that birds and dinosaurs are closer than lizards and dinosaurs, and for that matter humans and carp are closer than carp and sharks. Indeed, this somewhat problematizes the classic life-form categories “bird” and “fish”. However, traditional taxonomies may be more accurate than European science. The Yucatec Maya, for instance, lump branchtip-nesting orioles (three species known to them) as yuyum and palm-crown-nesting ones (another three species) as jonxa’anil (literally, “palm dwellers”). Genetic research has just confirmed that these are two separate clades within the genus Icterus. The Sahaptin of Washington State correctly distinguished two plants that botanists had failed to separate (Hunn and Brown, 2011).
“Science”, in the broad sense that includes these traditions, means knowledge of the natural world that is not only more or less accurate but that is predictive, defined by certain key postulates, and able to incorporate new knowledge. Gonzalez points out that the postulates need not always be true; the Zapotec he studied believe in the Earth God and deduce much from this. More to the point, the Zapotec share with all the Old World traditions a belief in “hot” and “cold” qualities that go beyond temperature to include many phenomena. This belief lasted in European scientific thought until about the end of the nineteenth century, and attenuated forms of it continue (Anderson 1996). Indeed, much earlier Western science is now discredited, from astrology to static continents. Some current international science, such as string theory, is controversial enough that many serious experts would class it with the Earth God. Science need not be true. In fact, a science made up of proven facts is a dead science; science must explore and challenge. Modern laboratory science is not some sort of perfect, flawless enterprise of modeling and analysis, but as human as any other activity (Latour 2004, 2005; Merton 1973; Wimsatt 2007).
Various modern definitions of science are more restrictive. Positivist traditions insist on explicit deduction and verification or falsification procedures (Kitcher 1993; Martin and McIntyre 1994; Popper 1959). Some add requirements for predictive mathematical modeling or highly controlled experimentation (laboratory or very systematic field trials). The latter would, of course, rule out not only folk science but all field sciences, from geomorphology and astronomy to most of field biology and paleontology. It would also rule out all Western science before the late nineteenth century. This seems excessive; cutting off modern science from the Greek, Near Eastern, and Renaissance, and even from the “Scientific Revolution” of the seventeenth century, does not seem useful. If we are to recognize ancient Greek science as such, we cannot deny the label to comparably elaborate and rationalized non-Western traditions.
Traditional knowledge, however, is not always separated from other activities or given a name equivalent to “science”. Gonzalez (2001) had to separate, artificially, Zapotec “science” from what the Zapotecs simply called “knowledge”. Traditional knowledge is holistic, or at least it usually fuses what English would call “science” with what English would label “religion”, “economics”, and so forth.
Thus, ethnobiologists, from the beginning, have dealt with traditional ecological knowledge as one package—ideally recording myths, religious practices, spiritual beliefs, economic activities, kinship associations, and other related material along with strictly cognitive or “scientific” knowledge of plants and animals. An early and excellent work of this sort was Frank Cushing’s study of maize and other grains among the Zuñi of New Mexico; it originally appeared as articles in The Millstone, a trade journal, in 1884 and 1885 (Cushing 1920). Work of another pioneer, Paul Radin, has recently been edited and discussed by Callicott and Nelson (2004). Radin was among the first to examine both the nature of traditional knowledge and the traditional knowledge of nature.
Ethnobiologists often study the religious symbolism of plants and animals (Hunn 1979). Flowers, leaves, medicinal herbs, and other botanicals are routinely drawn on for religious symbolism (Carvalho, 2011). Every culture that knows trees seems to have a sacred tree or a set of tree myths. The birch in north Eurasia, the oak in ancient European paganism, the banyan in south and southeast Asia, and the red cedar (Thuja plicata) in northwest North America, provide examples. The “tree of knowledge of good and evil” in the Bible is traditionally considered an apple, but apples did not grow in the regions known to the ancient Israelites, and the tree might have been the date, the wheat plant, or a purely imaginary tree.
Animals are similarly revered. The cow in India has attracted attention (Harris 1966; Simoons 1994). Also in India, the wild goose (hamsa in Sanskrit; the word is cognate with “goose”, “gander”, and Anser) is the symbol of the soul, because wild geese appear in the fall and disappear in the spring, never staying to breed. In ancient times nobody had the slightest idea where they went or how they reproduced. In Mesoamerica, the duck is the symbol of the wind god (Ehecatl in Aztec civilization), perhaps for similar reasons; millions of ducks used to winter in Mesoamerica, most of them disappearing in spring. The ornithologist Herbert Friedmann devoted many years to exploring the religious symbolism of animals and birds in Renaissance paintings of Saint Jerome (Friedmann 1980).
Traditional people generally distinguish between such lore and their working knowledge of nature. They recognize the difference between natural taxonomies and special-purpose, human-adapted ones. They know perfectly well the difference between a well known, well practiced technical operation and a prayer. The former is effective because one knows what to do; the latter is only effective because the gods might possibly listen. (The marginal and long debated case of “magic” might problematize this, but may be ignored here.)
Modern ethnobiology was born from this research on the traditional classification and cognition of nature. It developed from biological, linguistic, and cognitive anthropological research at Harvard and Yale in the 1950s and early 1960s. This led to the field of “ethnoscience”, a term coined by a group of George Murdock’s students at Yale in the 1950s. Notable among these was Harold Conklin (1957), whose ethnobotanical work was mentored by the veteran botanist H. H. Bartlett. Charles Frake (1980) and others at Yale were quickly recruited. Scholars at Harvard and other leading schools very soon followed suit. Separate threads later joined in this cognitive program, including Cecil Brown’s work (1984; Hunn and Brown, 2011), which showed the universality of life-form categories like “tree”, “vine”, “snake”, and “bird”, and then Brent Berlin’s great summary Ethnobiological Classification (Berlin 1992). Medical ethnobiology also flourished (e.g., Etkin 1986, 1994, 2006; Etkin et al., 2011; Lewis and Elvin-Lewis 2003; Moerman 1998).
The new cognitive and cultural approaches of ethnobiology had been substantially presaged by developments in ethnobotany. In this the University of Michigan was critically important, because of the links there between ethnobotany and archaeoethnobotany (Ford, 2011) as well as cognition, notably Scott Atran’s work (Atran 1990; Ross, 2011). Other important centers of archaeoethnobiology, including the University of Arizona and the University of Florida (where Elizabeth Wing led archaeozoology over a long and distinguished career), had increasing influence within ethnobiology from the 1960s onward. Specialized archaeological techniques for analyzing flora and fauna arose (Adams 2001; Delcourt and Delcourt 2004; Pearsall 2001; Piperno and Pearsall 1998; Weber 2001; Weber and Belcher 2003; and the many relevant chapters in the present book).
In the 1960s, Harvard botanist Richard Evans Schultes shifted his self-label from economic botanist to ethnobotanist. As a leading scholar and popularizer of traditional medicines and drugs, he had much influence (e.g., Schultes 1976, 1978; Schultes and Hofmann 1992). He and his associate Siri von Reis Altschul edited a major (if uneven) review of the field of ethnobotany (1995). Thereafter, economic botany attracted more and more ethnobotanists. Scholars in both fields became more interested in careful documentation of traditional societies than in appropriating new plants for international economic purposes. The Society for Economic Botany (founded in 1959, currently around 800 members) has become strongly ethnobotanical, along with its journal Economic Botany (founded 1947 by Edmund Fulling). Economic botany, however, does not include ethnozoology or—usually—archaeological approaches.
The rise of ecological and environmental anthropology has led to a large border zone developing between mainstream ecological anthropology and the ethnobiological approach. At first, relations could be far from cordial, as is seen in one leading cultural ecologist’s scathing denunciation of ethnoscience (Harris 1968) and subtler but unmistakably dismissive answers (Frake 1980). Time led to accommodation and mutual learning, and ethnobiology was incorporated into ecological anthropology.
Inevitably, younger scholars in archaeobotany, archaeozoology, cultural ecology, and ethnoscience discovered each other. The Society of Ethnobiology was founded in 1977 by paleoethnobotanists Stephen Emslie and Steven Weber. Its existence became widely known after the first meeting, and ethnobiologists joined in numbers. The new core group was exciting. For years, the Society of Ethnobiology was a major powerhouse of archaeological and cultural-anthropological theory and method.
The society has continued expand its intellectual base and to flourish. It now has over 500 members, and publishes the Journal of Ethnobiology (since 1981).
ETHNOBIOLOGY SPREADS OUT
More and more anthropologists have found ethnoscience methodology useful in studies far beyond natural history. Steven Feld used elicitation techniques not only to study the biology of the Kaluli of Papua New Guinea, but also their classification of musical genres and their discourse on emotions (Feld 1982). Later Feld collaborated with Keith Basso in editing Senses of Place (1996), which launched a tradition of studying cultural perceptions of landscapes (see Johnson and Davidson, 2011). Ethnoscientific methods have been propagated in studies of the arts, emotions, learning, and phenomenology, and have been absorbed into the broad stream of anthropological methods. Since early anthropology, many of those interested in ethnology, ethnobiology, and cognition have studied traditional map sense, navigation, ethnogeography, and place naming. This chain runs from Franz Boas and his students in the late nineteenth and early twentieth centuries up to recent work. Recent studies show that human and animal abilities to navigate, map, and track are far greater than previously thought. Contrary to old ideas about human cognitive limitations in this regard, humans form extremely detailed mental maps (not like printed maps, but no less effective) as well as navigating by landmarks and known paths, and have complex and multiply structured mental representations of landscapes (Istomin and Dwyer 2009). This allows us to understand the incredible performances of traditional navigators (Gladwin 1970; Hutchins 1995).
A major new area of research has been ethnoecology. This field was developed largely in Mexico, by the great scholar and conservationist Victor Toledo (1992, 2002). A journal, Etnoecología, began under his direction, but did not survive. More recently, ethnoecological research has addressed landscape management and modification by hunting and gathering peoples (Nazarea 1999). Formerly considered to be almost without impact on “natural” landscapes, these groups have proved to be extremely important creators of vegetation types and biotic assemblages. The research in question brings together biologists (M. K. Anderson 2005; Turner 2005; Davidson and Johnson, 2011), archaeologists (Delcourt and Delcourt 2004), geographers (Denevan 2001; Doolittle 2000), cultural anthropologists (Blackburn and Anderson 1993), and others (even political scientists; Kay and Simmons 2002) in impressive cooperation.
These understandings have seriously problematized “saving wild nature”. If wild nature is not only not wild but not natural either, how can we save it? Do we maintain traditional bow-hunting? The volume edited by Kay and Simmons poses this question. Europe has had to face similar dilemmas for a long time, in dealing with the question of saving their agroecological landscapes. National parks there are usually set up to preserve landscapes known to be human-created; indeed, there are no even remotely “natural” landscapes in Europe (Blavascunas 2008).
As ethnobiologists realized that they had to look comprehensively at entire traditional knowledge systems, they began producing large works with wide appeal, and publishers were often charmed. We now have beautiful large-format works like Richard Felger and Mary Beth Felger’s People of the Desert and Sea (1985) and David Yetman’s The Great Cacti (2007), as well as Amadeo Rea’s great trilogy of Oodham knowledge, At the Desert’s Green Edge (1997), Folk Mammalogy of the Northern Pimans (1998), and Wings in the Desert (2007). Rea mentored Gary Paul Nabhan, one of the earliest members of the Society of Ethnobiology. Nabhan’s numerous books (see, e.g., Nabhan 1987, 1997, 2008) have won many prizes for nature writing and popular science.
Botanic gardens, among others, have published many ethnobotanies, such as the huge Ethnoflora of the Soqotra Archipelago (Miller and Morris 2004) from the Royal Botanic Garden Edinburgh. Major journals have devoted special issues to ethnobiology (e.g., Ellen 2006).
Following the success of Richard Evans Schultes’ books on drug plants, and the revival of interest in traditional remedies and alternative medicine in general, many popular and well illustrated medical floras have appeared. “Trade” publishers have thus seen it worthwhile to publish some landmark ethnobiological works, such as Daniel Moerman’s Native American Ethnobotany from Timber Press (1998).
Ironically, just as it was becoming more popular in the wider world, ethnobiology was facing some academic opponents. Biology has moved toward molecular and cellular research, where funding has been better than for organismal biology. Agricultural research, which long provided support for economic botany and zoology, has faced limited funding. Anthropology in the 1980s turned dramatically away from scientific and interdisciplinary approaches. Cultural and social anthropology became overwhelmingly dominated by “postmodern” approaches derived from philosophical and literary studies. Not only scientific anthropology but even mainstream cultural anthropology was largely displaced as a source of ideas by literary criticism and interpretive history. In ecological anthropology, the focus shifted from studies of traditional cultures to studies of the effects of modernization, globalization, and world politics on local groups. Usually, this reduced these groups to the status of mere victims, their own traditions and languages being unimportant. Ecological and environmental anthropology lost ground at several universities. Fortunately there were always exceptions to this trend, and after 2000 anthropology moved back toward its traditional focus.
ETHNOBIOLOGY GOES INTERNATIONAL
In 1988, the International Society of Ethnobiology emerged (see Stepp et al. 2002). European, Latin American, Asian, African, and Oceanian ethnobotanists now abound. The field is one that can and does flourish in “Third World” countries, since it requires little fixed capital investment and since most Third World countries have diverse populations with many rich traditions of local knowledge and use of flora and fauna.
Ethnobiology has flourished in Mexico. The University of Yucatan has been issuing an “Etnoflora Yucatanense” series for almost 20 years, and it includes several superb and major works in ethnobotany, culminating in a monumental compilation by Arellano et al. (2003), which lists almost 1000 species of plants with their uses and names in Spanish and/or Yucatec Maya. A leading ethnoecologist, Enrique Leff, has also had influence far beyond specialized circles; Leff is in fact one of the great social theorists of Latin America. His work is, alas, far too poorly known in English (see Leff 1995). Latin American ethnoecology has linked outward to the whole area of Indigenous rights and politics, and thus has gone beyond the scope of the present volume. A survey of this area for Anglophone readers was sorely needed, and has indeed appeared, in Arturo Escobar’s magistral survey and study Territories of Difference (2008).
An Indian ethnobotanical society emerged in India around S. K. Jain in the 1970s; Jain’s journal Ethnobotany continues to flourish. The importance of work in India, China, and other countries has made ethnobiology one of the few scientific fields in which Third World countries are leading players with important journals and centers. Ethnobiology has been something of a western hemisphere field, but rapidly increasing numbers of studies in the eastern hemisphere are making it more international.
The clearest and worst limitation of the present volume is its lack of specific and detailed coverage of these regional traditions. Unfortunately, no one has stepped forward to provide a ready synthesis. (In any case, the present volume was intended to introduce topical areas, not geographic ones. A major effort by a number of European ethnobiologists led to a chapter reviewing European ethnobiology, but no comparable efforts could be organized in other areas.) Obviously, a world summary of ethnobiology is sorely needed, and we hope to address this in the near future.
“TEK” and its Sorrows
An emergent problem is a cost of partial success at convincing governments and agencies that traditional knowledge is worthy of attention. Traditional ecological knowledge has become “TEK” (often pronounced as one syllable, “tek”). From a vast and fluid pool of wisdom, it has become a bureaucratic object. Paul Nadasdy (2004, 2007) has pointed out that, once thus pigeonholed, TEK can all too often be quarantined and ignored, and so can the people who possess it (see also Schreiber and Newell 2006). Even among those with better intentions, TEK is often relegated to a past that is considered possibly romantic but surely irrelevant. This is a false stereotype. TEK is highly accurate, flexible and adaptable, and thus extremely relevant to all aspects of managing natural resources in today’s world. In fact, the survival of the human race may depend on saving not only the specifics (plant drugs, new crops) but, more importantly, the traditional ways of managing resources and motivating people to conserve them (Anderson 1996).
One of the problems Nadasdy identifies is that traditional people often have trouble discussing their knowledge in analytic language. This is because so much of TEK is experiential and procedural, or culturally constructed from procedural knowledge. It is notoriously difficult to talk about procedural knowledge, as all psychologists know (and see Goulet 1998; Marcus 2002). Conversely, the bureaucratic biologists Nadasdy studied were not field trained (as biologists in my generation were); they were apparently trained almost exclusively in classrooms and laboratories. They had only analytic, linear knowledge of biology. They lacked the hands-on, experiential, procedural knowledge that biologists of earlier generations acquired. Field time with First Nations persons improves the situation (Nadasdy, pers. commun., 2007). Conservation biologists and other practical field workers need to work with rural traditional people, for mutual benefit.
Such considerations have led to a renewed interest in how traditional knowledge is transmitted. We know that children learn what their parents and peers find important. Children attend to their elders’ ideas of salience. We also find that traditional knowledge everywhere is taught through stories, songs, physical participation in activities, and other methods that engage the emotional, aesthetic, and physical as well as the cognitive portions of experience. This is total-person learning. It is part of a rich, full engagement with the world, rather than being isolated as rote memorization in a classroom. The desperate need of the modern world to educate children about nature and to use these ways of doing it is now well known (Louv 2005). Once again we can learn from traditional cultures. A major need of ethnobiology is to point out the different “ways of knowing” (Goulet 1998) and to teach people to learn each others’ ways.
MOVING TOWARD MORE LOCAL PARTICIPATION
The 1990s saw a rapid growth of new ethical standards (see Bannister and Hardison, and Gilmore and Eshbaugh, present volume). Certain notorious and well publicized cases of appropriating traditional wisdom for individual gain led to coining the term “biopiracy”, and to powerful opposition to it. As early as the 1960s, Mexico failed to capitalize on its original monopoly on the wild yams that were the source of the birth control pill; the story is told in a major recent history book (Soto Laveaga 2009). The most noted cases involved attempts to monopolize traditional South Asian ethnobotanical knowledge through patenting. United States patent rules in the 1980s and 1990s had evolved to favor corporations and patenters against public access, “prior art”, and claims of common knowledge. This allowed a scientist to attempt to patent neem oil from the tree Azadirachta indica, used medicinally in India (and more or less everywhere Indians have gone) for thousands of years (Shiva 1997). Then an American attempted to patent the term “basmati”, originally a North Indian word for fragrant rice varieties, for a new rice variety that was not even fragrant. This would have made it difficult or impossible to use the term for real basmatis in the lucrative export market. Indian scientists, and eventually the Indian government, took the lead in fighting such expropriation. Vandana Shiva (1997, 2001) has been a powerful and vocal advocate for tighter ethical standards. She and many others have argued that current pro-corporation interpretations of patent law, especially by the U.S. Patent Office, are extreme, counterproductive, and on very shaky legal ground (see Aoki 2008; Brown 2003; Vogel 1994, 2000).
This led to questioning even legitimate and well intentioned plant and medicine exploration and bioprospecting (Berlin and Berlin 1996, 2000; Hayden 2003), and eventually led to the virtual shutdown of such efforts. The drug firms, in particular, which spend large sums and take large risks in developing drugs from plant and animal sources, have essentially closed down their natural products operations except in cases where open access and public record are undeniable. Paradoxically, the success of the giant firms in getting their way in patenting had shut down an entire promising industry. Many ethnobiologists know excellent remedies that would help the world, but their lips are now sealed. The toll in human suffering increases every day that this impasse remains unresolved.
Full collaboration with local and Indigenous people is no new thing in anthropology; Native American ethnographers have been active since the mid-nineteenth century. An early classic of ethnobotany was Gilbert Wilson’s collection of agricultural knowledge from Buffalo Bird Woman, a Hidatsa farmer (Wilson 1917). It has recently reissued under Buffalo Bird Woman’s name. Many works followed, as collections of “native life histories” and other relevant documents became standard in anthropology. Native Americans and other Indigenous people often became professional anthropologists and ethnographers and did their own collecting; one ethnobiologically important example is the Greenlander ethnologist Knud Rasmussen (see, e.g., 1999). Among more recent classics are the works of Ian Saem Majnep, a Papua New Guinea subsistence farmer and folk biologist who. has collaborated with Ralph Bulmer (Majnep and Bulmer 1977, 2007). Jesus Salinas Pedraza’s wonderful ethnography of his Nyahnyu community in Mexico (Bernard and Salinas Pedraza 1989) also contains much fascinating ethnobiological material; an outsider would not be likely to record under uses of the mesquite tree the fact that it is delightful to lie under the tree and watch the birds playing in it.
It has now become common for Indigenous and non-indigenous coworkers to coauthor books, as in the case of the many ethnobotanies of Nancy Turner and collaborators (e.g., Turner et al. 1990; and for other examples see, e.g., Anderson and Medina Tzuc 2005; Hunn 1990). Larry Evers worked with Yaqui deer-singer Felipe Molina on a collection, Yaqui Deer Songs (Evers and Molina 1987), that brings together some of the finest nature poetry anywhere. We are, hopefully, at the beginning of a major flowering of Indigenous works on local biological knowledge.
INTERFACING WITH POLITICAL ECOLOGY
Political ecology arose as an early spinoff of cultural ecology; the term was introduced by Eric Wolf (1972). It rose to prominence in the 1990s. Political agendas led to renewed interest in traditional knowledge. Conversely, those interested in traditional knowledge became more and more concerned with its fate in the modern world. Many major works in political ecology are particularly relevant to ethnobiology, and typically draw on its methodology (see, e.g., Agrawal 2005; Cruikshank 2005; Tsing 2005; West 2006). The boundary between political ecology and ethnobiology is completely blurred by research that focuses on the political ecology of particular species and of conservation efforts, such as Janice Harper’s Endangered Species (2002) and Celia Lowe’s Wild Profusion (2006). Problems of nature reserves, which often exclude the very Indigenous people who created the “nature” in the first place, have received particular attention (West et al. 2006; cf. Scott 1998).
Ethnobiologists have been able to address ethical and political-ecological questions on the basis of highly rigorous knowledge of actual circumstances among Indigenous and small-scale communities. Major collections of papers addressing these issues have now appeared (Laird 2002; Maffi 2001; Stepp et al. 2002). Anderson (2003, 2005; Anderson and Medina Tzuc 2005) used ethnobiology to address political ecology. Eugene Hunn (1990) addressed political questions in a major ethnobiological study. Nancy Turner’s ethnobotanical work has moved toward political application (Turner 2005).
ETHNOBIOLOGY AS FUTURE
Johann Herder (2002; original papers, late eighteenth century) was apparently the first person, at least in the Western world, to argue explicitly and in detail mat other cultures deserve full consideration and appreciation as creations of the human spirit. This view entered anthropology, largely via Adolph Bastian and his student Franz Boas. Boas spent his life trying desperately to record local traditions, especially art and oral literature, before they went down before the onslaughts of racist colonialism. The Herder–Boasian view became rather widespread, though far from universal, in anthropology. It remains almost unknown in many other fields. Tragically (from an ethnobiological point of view), it is particularly lacking in the fields of economic development and global education. In spite of lip service, most development and change agents display little recognition that local traditions—including TEK—are worthy of respect.
Indeed, recent decades have seen a sad retreat even in anthropology from the old goals of valuing diversity, saving local achievements, and respecting other people’s works. Much of the Boasian agenda is dismissed as “salvage ethnography”. Some fear that Boasian ethnography freeze-frames a culture. Yet, field ethnobiologists are aware that folk knowledge systems are dynamic and innovative, and we study their changes and developments assiduously.
There is also a desperate need to record knowledge that is being forgotten, and, far more importantly, to save the cultures, languages, and ecosystems whose death is causing the forgetting. Many of the finest creations of the human spirit are dying out. Often, the destruction is genocidal; few nations are not stained with the blood of their Indigenous peoples.
More often today the destruction of culture is the result of deliberate or inadvertent policies in education, media, and popular commercial arts. If people wish to give up their traditions, outsiders cannot stop them, but too often Indigenous groups have been bullied or tricked into accepting their oppressors’ destructive agendas. All persons of goodwill must join to fight genocide and culturocide. In recent decades many groups have recovered at least some of their languages and cultural forms from old ethnographies. Denying future generations the right to do this, and to protect the habitats on which they depend to maintain their ways of life, is a social injustice. Ethnobiology is a major part of the ongoing effort to save these natural and human worlds.
A Note on Usage
Per Canadian practice (many of our authors being Canadian), and increasingly the practice elsewhere, Indigenous is capitalized. (In Canada it refers to a specific designated set of people, and thus is a proper noun; elsewhere, usage is moving in that direction.) Otherwise, authors use standard, linguistically-accurate transliterations and spellings, but have been free to choose when there are alternative adequate systems.
ACKNOWLEDGMENTS
E. N. Anderson is deeply grateful to all the authors for their exemplary cooperation and help through the long gestation of this project.
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Chapter 2
History of Ethnobiology
RICHARD I. FORD
Arthur F. Thurnau Professor Emeritus of Anthropology, University of Michigan, Ann Arbor, MI
THE BEGINNING
ETHNOBOTANY
ETHNOZOOLOGY
STAGES OF ETHNOBIOLOGY
STAGE 1. ETHNOECOLOGY
STAGE 2. TEK: TRADITIONAL ECOLOGICAL KNOWLEDGE
STAGE 3. INDIGENOUS INTELLECTUAL PROPERTY AND RIGHTS
CONCLUSION
REFERENCES
THE BEGINNING
Ethnobiology was first formally defined by Edward F. Castetter at the University of New Mexico (Castetter 1944: 160) as “… utilization of plant and animal life by primitive peoples …”. His goal was to integrate two well established ethnoscience fields—ethnobotany and ethnozoology. Both fields began without a name and had ancient antecedents in Asia and the Mediterranean basin. These were the recorded observations of “the other”, cultures that differed from the dominant culture outside urban areas in state-level societies, by explorers, traders, and government officials. Some of the first were in Egypt, China (Anderson 1988), and India, especially of plant and animal medicines and foods (Minnis 2000: 6). Other Europeans reported local plants from colonial areas, and Georg Eberhard Rumphius’ Herbarium Amboinense was an influence on Carl Linnaeus during the eighteenth century when developing the biological classification system that became universal in the biological sciences. These biological observations and reports were useful as part of state expansion and colonialism.
In the New World similar records of uses of plants and animals by “the others” were part of a process of familiarization with a new land and its peoples. Columbus started the process, but other explorers and traders did the same, for example, Champlain, Kalm, Bartram, and the Jesuits (Thwaites 1901). In Mexico Ortiz de Montellano (1990) has documented how natives were brought into formal education by Bernardino de Sahagún and recorded Aztec uses of nature in what is called the Florentine Codices (Hunn 2007).
