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Harmful Algal Blooms: A Compendium Desk Reference provides basic information on harmful algal blooms (HAB) and references for individuals in need of technical information when faced with unexpected or unknown harmful algal events. Chapters in this volume will provide readers with information on causes of HAB, successful management and monitoring programs, control, prevention, and mitigation strategies, economic consequences of HAB, associated risks to human health, impacts of HAB on food webs and ecosystems, and detailed information on the most common HAB species.   

Harmful Algal Blooms: A Compendium Desk Reference will be an invaluable resource to managers, newcomers to the field, those who do not have easy or affordable access to scientific literature, and individuals who simply do not know where to begin searching for the information needed, especially when faced with novel and unexpected HAB events. 

Edited by three of the world's leading harmful algal bloom researchers and with contributions from leading experts, Harmful Algal Blooms: A Compendium Desk Reference will be a key source of information for this increasingly important topic.

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CONTENTS

Cover

Title Page

Copyright

Dedication

List of Contributors

Acknowledgments

Introduction

References and Further General Reading

Conference Proceedings Series

Special Focused Issues of Harmful Algae

Chapter 1: Causes of Harmful Algal Blooms

1.1 Introduction

1.2 “Getting There”: The Classic Perspective on Introduced Species and Links to Cultural Eutrophication

1.3 “Being There”: Blooms and Why They Succeed

1.4 “Staying There”: Links to Physical Structure and Climate

1.5 Conclusions

Acknowledgments

References

Chapter 2: Detection and Surveillance of Harmful Algal Bloom Species and Toxins

2.1 Introduction

2.2 Organism Detection

2.3 Toxin Detection

2.4 Autonomous, In Situ Technologies

2.5 Conclusions and Future Prospects

Disclaimer

References and Further Reading

Chapter 3: Modeling Marine Harmful Algal Blooms: Current Status and Future Prospects

3.1 Introduction

3.2 Building Models to Describe Ecological Events

3.3 Limitations to What Models Can Do, and Why

3.4 Modeling T-HAB and ED-HAB Events

3.5 How Good Are Current HAB Models?

3.6 Future Modeling of T-HAB and ED-HAB: Managing Expectations

3.7 Improving Our Capabilities

Acknowledgments

References

Chapter 4: Harmful Algal Blooms and Shellfish

4.1 Introduction

4.2 Major Shellfish Poisonings

4.3 Other Toxins: Pectenotoxins (PTX) and Yessotoxins (YTX)

4.4 Emerging Shellfish Poisonings

4.5 Toxin Uptake, Accumulation, and Depuration

4.6 Shellfish Contamination in North America

4.7 Impacts on Shellfish

4.8 Conclusions and Perspectives

References and Further Reading

Chapter 5: Vulnerabilities of Marine Mammals to Harmful Algal Blooms

5.1 Introduction

5.2 Overview of Algal Toxins

5.3 Impacts of Algal Toxins Specific to Marine Mammals

5.4 Considerations for the Evaluation of HAB Toxins in Marine Mammals

Abbreviations

References and Further Reading

Chapter 6: Interactions between Seabirds and Harmful Algal Blooms

6.1 Introduction

6.2 Historical Interactions between HAB and Seabirds

6.3 Improved Monitoring and Establishment of Causality

6.4 Implications for Conservation

Note

References

Chapter 7: Food Web and Ecosystem Impacts of Harmful Algae

7.1 Introduction

7.2 Approaches, Pitfalls, Progress, and Goals

7.3 High-Biomass Algal Blooms

7.4 Emerging Recognition of the Roles of Allelochemicals

7.5 Toxigenic Algae in Aquatic Food Webs

7.6 Ecosystem-Disruptive Algal Blooms

7.7 Future Directions

Appendix A: Scientific Names for Organisms Listed by Common Name in This Chapter, Also Indicating Species Affected by Karenia brevis (Kb)

References and Further Reading

Chapter 8: Assessing the Economic Consequences of Harmful Algal Blooms: A Summary of Existing Literature, Research Methods, Data, and Information Gaps

8.1 Introduction

8.2 Overview

8.3 Research Methodologies

8.4 Sources and Types of Data

8.5 Spatial and Temporal Scopes

8.6 Nature of the Hazard

8.7 Current Research Gaps

8.8 Conclusion

Acknowledgments

References and Further Reading

Chapter 9: Public Health and Epidemiology

9.1 Introduction

9.2 What Is Public Health and Epidemiology?

9.3 HAB and Human Illness

9.4 The HAB Manager's Role in Preventing HAB-Related Illnesses

9.5 HAB-Related Stressors and Human Resilience

9.6 Conclusion

References and Further Reading

Chapter 10: Marine Biotoxin and Harmful Algae Monitoring and Management

10.1 Introduction

10.2 Identifying Sampling Program Needs

10.3 Developing a Sampling Program for Shellfish Monitoring

10.4 Developing a Sampling Program for Phytoplankton Monitoring

10.5 Monitoring Other Fisheries

10.6 Novel Approaches and Advanced Tools to Enhance Monitoring Programs

10.7 Management Considerations

10.8 Phytoplankton Sampling Protocol Examples

10.9 HAB Forecasting Links

Acknowledgments

References and Further Reading

Chapter 11: Harmful Algal Bloom Education and Outreach

11.1 Introduction

11.2 K–12 Education

11.3 Web-Based and Distance Learning Education

11.4 Citizen Science

11.5 Conclusion

References and Further Reading

Chapter 12: Prevention, Control, and Mitigation of Harmful Algal Bloom Impacts on Fish, Shellfish, and Human Consumers

12.1 Introduction

12.2 HAB Prevention

12.3 Preventing and Reducing HAB Impacts on Shellfish and Fish

12.4 HAB Controls

12.5 Mitigation of HAB

12.6 Shellfish

12.7 Fish Mariculture

12.8 Conclusions

Acknowledgments

References

Further Reading

Chapter 13: Harmful Algae Introductions: Vectors of Transfer, Mitigation, and Management

13.1 Summary

13.2 The Biogeographic Ranges of Harmful Algal Bloom Species

13.3 Vectors of Transfer

13.4 Molecular Evidence for Introductions of New Species to a Region

13.5 Prevention and Risk Reduction

13.6 Emergency Treatment Options

References

Chapter 14: Culture and Culture Collections

14.1 Introduction

14.2 Step 1: Sampling the Environment

14.3 Step 2: Processing a Field Sample in the Laboratory to Confirm Presence of the Target Organism

14.4 Step 3: From Spark to Flame

14.5 Step 4: Long-Term Perpetuation of HAB Cultures

14.6 Epilogue

Further Reading

Chapter 15: Harmful Macroalgal Blooms in a Changing World: Causes, Impacts, and Management

15.1 Introduction

15.2 Freshwater and Other Inland Macroalgae

15.3 Estuarine and Coastal Marine Macroalgae

15.4 Influences on Bloom Development

15.5 Nutrient Pollution

15.6 Uptake/Adsorption of Other Contaminants

15.7 Impacts on Human Health: Macroalgae as Substrata for Pathogens

15.8 Non-native Invasions

15.9 Ecological and Ecosystem-Level Impacts

15.10 Effects of Blooms on the Chemistry of the Oceans and the Atmosphere

15.11 Management Strategies

15.12 Economic Impacts

15.13 Recycling Macroalgae Biomass

15.14 Forecast

References and Further Reading

Chapter 16: Harmful Algal Species Fact Sheets

Alexandrium

Amphidomataceae

Aureococcus anophagefferens Hargraves et Sieburth & Aureoumbra lagunensis DeYoe et Stockwell – Brown Tides

Ceratium furca (Ehrenberg) Claparede & Lachmann

Chattonella marina

Cochlodinium – Rust Tide

Cyanobacteria

Dinophysis

Fibrocapsa japonica

Gambierdiscus

Gymnodinium catenatum

Heterosigma akashiwo

Karenia brevis (Davis) Hansen et Moestrup – Florida Red Tide

Ostreopsis

Pfiesteria piscicida Steidinger & Burkholder and Pfiesteria shumwayae Glasgow & Burkholder

Prorocentrum

Prymnesium parvum (Carter) – “Golden Algae”

Pseudo-nitzschia – seriata group; delicatissima group

Takayama

Appendix 1: Websites That Routinely Distribute Bulletins on the Presence of Harmful Algal Blooms (HAB) for Public Health

Appendix 2: State Agencies Providing Information and Updates on Toxic and Harmful Algal Blooms and Water Quality

Appendix 3: List of General Web Resources

Index

End User License Agreement

List of Tables

Table 1

Table 1

Table 2.1

Table 2.2

Table 2.3

Table 2.4

Table 3.1

Table 3.2

Table 4.1

Table 4.2

Table 4.3

Table 4.4

Table 4.5

Table 5.1

Table 5.2

Table 5.3

Table 6.1

Table 6.2

Table 6.3

Table 7.1

Table 7.2

Table 8.1

Table 8.2

Table 9.1

Table 9.2

Table 10.1

Table 10.2

Table 10.3

Table 11.1

Table 11.2

Table 12.1

Table 12.2

Table 12.3

Table 13.1

Table 13.2

Table 13.3

Table 13.4

Table 14.1

Table 15.1

List of Illustrations

Figure 1

Figure 2

Figure 1

Figure 2

Figure 3

Figure 4

Figure 5

Figure 6

Figure 1

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Figure 2

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Figure 4

Figure 5

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Figure 2

Figure 1

Figure 2

Figure 1.1

Figure 1.2

Figure 1.3

Figure 1.4

Figure 1.5

Figure 2.1

Figure 2.2

Figure 2.3

Figure 2.4

Figure 2.5

Figure 2.6

Figure 2.7

Figure 2.8

Figure 2.9

Figure 2.10

Figure 2.11

Figure 2.12

Figure 2.13

Figure 2.14

Figure 2.15

Figure 2.16

Figure 2.17

Figure 2.18

Figure 2.19

Figure 3.1

Figure 3.2

Figure 3.3

Figure 3.4

Figure 3.5

Figure 3.6

Figure 6.1

Figure 6.2

Figure 7.1

Figure 7.2

Figure 7.3

Figure 7.4

Figure 8.1

Figure 8.2

Figure 8.3

Figure 9.1

Figure 9.2

Figure 11.1

Figure 11.2

Figure 11.3

Figure 11.4

Figure 11.5

Figure 11.6

Figure 11.7

Figure 12.1

Figure 12.2

Figure 12.3

Figure 12.4

Figure 12.5

Figure 12.6

Figure 12.7

Figure 12.8

Figure 12.9

Figure 12.10

Figure 12.11

Figure 12.12

Figure 12.13

Figure 15.1

Figure 15.2

Figure 15.3

Figure 15.4

Figure 15.5

Figure I.1

Guide

Cover

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Harmful Algal Blooms

A Compendium Desk Reference

Edited by

Sandra E. Shumway

University of Connecticut Groton, CT, USA

JoAnn M. Burkholder

North Carolina State University Raleigh, NC, USA

Steve L. Morton

NOAA National Ocean Service Charleston, SC, USA

This edition first published 2018

© 2018 John Wiley & Sons Ltd

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The right of Sandra E. Shumway, JoAnn M. Burkholder and Steve L. Morton to be identified as the author(s) of the editorial material in this work has been asserted in accordance with law.

Registered Office(s)

John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA

John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK

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For details of our global editorial offices, customer services, and more information about Wiley products visit us at www.wiley.com.

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While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.

Library of Congress Cataloging-in-Publication Data

Names: Shumway, Sandra E., editor. | Burkholder, JoAnn M. (JoAnn Marie), editor. | Morton, Steve L., editor.

Title: Harmful algal blooms : a compendium desk reference / edited by Sandra E. Shumway, JoAnn M. Burkholder, Steve L. Morton.

Description: Hoboken, NJ : John Wiley & Sons, 2018. | Includes index. | Identifiers: LCCN 2017040583 (print) | LCCN 2017047559 (ebook) | ISBN 9781118994696 (pdf) | ISBN 9781118994689 (epub) | ISBN 9781118994658 (cloth)

Subjects: LCSH: Toxic algae. | Algal blooms–Toxicology.

Classification: LCC QK568.T67 (ebook) | LCC QK568.T67 H372 2018 (print) | DDC 579.8–dc23

LC record available at https://lccn.loc.gov/2017040583

Cover Design: © Eric Heupel

Cover Image: © Eric Heupel

We dedicate this book to Robert R.L. Guillard and Theodore J. Smayda, our esteemed colleagues, friends, and mentors.

List of Contributors

Charles M. Adams

University of Florida

Food and Resource Economics Department

Gainesville, FL

United States

Christine J. Band-Schmidt

CICIMAR-IPN

Depto. de Plancton y Ecología Marina

La Paz, B.C.S.

México

Leila Basti

Tokyo University of Marine Science and Technology

Marine Environmental Physiology Laboratory

Department of Ocean Sciences

Tokyo

Japan

Larry E. Brand

University of Miami

Rosenstiel School of Marine and Atmospheric Science

Department of Marine Biology and Ecology

Miami, FL

United States

Margaret H. Broadwater

NOAA National Ocean Service

National Centers for Coastal Ocean Science

Stressor Detection and Impacts Division

Charleston, SC

United States

JoAnn M. Burkholder

North Carolina State University

Department of Applied Ecology

Center for Applied Aquatic Ecology

Raleigh, NC

United States

Allan D. Cembella

Alfred Wegener Institute

Helmholtz Zentrum für Polar- und Meeresforschung

Bremerhaven

Germany

Gregory J. Doucette

NOAA National Ocean Service

National Centers for Coastal Ocean Science

Marine Biotoxins Program

Charleston, SC

United States

Spencer E. Fire

Florida Institute of Technology

Biological Sciences

Melbourne, FL

United States

Kevin J. Flynn

Swansea University

College of Science

Swansea, Wales

United Kingdom

Corinne M. Gibble

University of California

Ocean Science Department

Santa Cruz, CA

United States

Patricia M. Glibert

University of Maryland

Center for Environmental Science

Horn Point Laboratory

Cambridge, MD

United States

Christopher J. Gobler

Stony Brook University

School of Marine and Atmospheric Sciences

Southampton, NY

United States

Lynn M. Grattan

University of Maryland School of Medicine

Department of Neurology

Baltimore, MD

United States

Gustaaf Hallegraeff

University of Tasmania

Institute for Marine and Antarctic Studies (IMAS)

Hobart, Tasmania

Australia

Hélène Hégaret

Institut Universitaire Européen de la Mer

Laboratoire des Sciences de l'Environnement Marin

UMR 6539 CNRS/UBO/IRD/IFREME

Plouzané

France

Philipp Hess

IFREMER

Laboratoire Phycotoxines

France

Porter Hoagland

Woods Hole Oceanographic Institution

Marine Policy Center

Woods Hole, MA

United States

Sailor Holobaugh

University of Maryland School of Medicine

Department of Neurology

Baltimore, MD

United States

Brian A. Hoover

University of California

Graduate Group in Ecology

Davis, CA

United States

Raphael Kudela

University of California, Santa Cruz

Ocean Sciences Department

Institute of Marine Sciences

Santa Cruz, CA

United States

Gregg W. Langlois

California Department of Public Health (retired)

Richmond, CA

United States

Brian E. Lapointe

Florida Atlantic University – Harbor Branch Oceanographic Institute

Marine Ecosystem Health Program

Ft. Pierce, FL

United States

Sherry L. Larkin

University of Florida

Food and Resource Economics Department

Gainesville, FL

United States

Schonna R. Manning

University of Texas at Austin

Department of Molecular Biosciences

Austin, TX

United States

Harold G. Marshall

Old Dominion University

Department of Biological Sciences

Norfolk, VA

United States

Pearse McCarron

National Research Council of Canada

Halifax, Nova Scotia

Canada

Dennis J. McGillicuddy, Jr.

Woods Hole Oceanographic Institution

Department of Applied Ocean Physics and Engineering

Woods Hole, MA

United States

Linda K. Medlin

Marine Biological Association of the United Kingdom

The Citadel

Plymouth

United Kingdom

Steve L. Morton

NOAA National Ocean Service

Marine Biotoxins Program

Charleston, SC

United States

Shauna Murray

University of Technology Sydney

Climate Change Cluster (C3)

Ultimo, NSW

Australia

Judith M. O'Neil

University of Maryland Center for Environmental Science

Horn Point Laboratory

Cambridge, MD

United States

Michael L. Parsons

Florida Gulf Coast University

Fort Meyers, FL

United States

Andrew Reich

Bureau of Environmental Health

Florida Department of Health

Tallahassee, FL

United States

J.E. (Jack) Rensel

Rensel Associates Aquatic Sciences

Arlington, WA

United States

Mindy L. Richlen

Woods Hole Oceanographic Institution

Biology Department

Woods Hole, MA

United States

Alison Robertson

University of South Alabama

and

Dauphin Island Sea Laboratory

Dauphin Island, AL

United States

Daniel L. Roelke

Texas A&M University

Department of Wildlife and Fisheries Sciences

College Station, TX

United States

Brian Sancewich

University of Florida

Food and Resource Economics Department

Gainesville, FL

United States

Joe Schumacker

Quinault Department of Fisheries

Taholah, WA

United States

Kevin G. Sellner

Hood College

Center for Coastal and Watershed Studies

Frederick, MD

United States

Sandra E. Shumway

University of Connecticut

Department of Marine Sciences

Groton, CT

United States

Mary Sweeney-Reeves

University of Georgia

Marine Extension Service and Georgia Sea Grant

Athens, GA

United States

Urban Tillmann

Alfred Wegener Institute

Bremerhaven

Germany

Mare Timmons

University of Georgia

Marine Extension Service and Georgia Sea Grant

Savannah, GA

United States

Carmelo R. Tomas

University of North Carolina–Wilmington

Center for Marine Science

Wilmington, NC

United States

Kathryn L. Van Alstyne

Western Washington University

Shannon Point Marine Center

Anacortes, WA

United States

Frances M. Van Dolah

NOAA National Ocean Service

National Centers for Coastal Ocean Science

Stressor Detection and Impacts Division

Charleston, SC

United States

Gary H. Wikfors

NOAA Fisheries Service

Northeast Fisheries Science Center

Milford, CT

United States

Acknowledgments

The production of a multiauthored book is a long and arduous task, and success depends first and foremost upon the efforts and talents of the contributors. The extraordinary talent and patience of the authors are gratefully acknowledged. The project could not have been completed without Noreen Blaschik and Elle Allen, who assisted with numerous and varied tasks, and created organization out of chaos. Eric Heupel designed the food web diagram and provided the cover artwork, and his talents made the mundane aspects of graphics not only functional, but understandable.

This book was made possible by grant #NA14NMF4270023 from the DOC/NOAA/Saltonstall-Kennedy Program to Sandra E. Shumway and Tessa L. Getchis. An executive summary of this book is available:

Getchis, T.L., and S.E. Shumway. (Eds.) 2017. Harmful Algae: An Executive Summary. Connecticut Sea Grant College Program. CTSG-17-08. 16 pp.

Introduction

Toxic microalgae and their associated blooms are regular and natural phenomena and have been recorded throughout history, yet major efforts to study their ecology, physiology, toxins, and impacts have only escalated over the past 4–5 decades as their presence and impacts have expanded globally. Harmful algal blooms (HAB) are caused by a diverse array of microalgal species, and they exert significant negative impacts on human and environmental health, economies, tourism, aquaculture, and fisheries (Figure I.1). The continuing increase in numbers of toxic and harmful algal species worldwide presents a constant threat to these entities, and to the sustainable development of coastal regions. While blooms of toxic algae have been noted in numerous historical documents, dating back centuries, the focus on HAB in North America and their impacts on human health was a relatively new phenomenon in the early 1970s, when the first conference was organized to share information on occurrences predominantly in New England and the Gulf of Mexico (see LoCicero et al., 1975).

Figure I.1

As blooms of toxic phytoplankton have continued to increase in their frequency, concentrations, and geographic distribution in marine, estuarine, and fresh waters, the amount of available literature on the topic has also continued to grow. Of the estimated 3400–4000 known species of phytoplankton, only 1–2% (60–80 species) are known to be harmful or toxic, yet their impacts can be devastating. Benthic microalgae and harmful species that do not typically “bloom” are now emerging as vectors of toxins (Chapter 16).

Consumption of contaminated seafood and exposure to contaminated water and aerial-borne toxins lead to seafood safety issues and human health hazards (Chapter 11). These episodes also impact the local economies (Chapter 10) and can cause large-scale ecological disturbances including fish and shellfish die-offs, and mortalities of marine mammals and birds. A conservative, dated estimate of societal costs associated with HAB in the United States is nearly a half-billion U.S. dollars, about half of which is linked to public health effects (Anderson et al., 2000; also see Adams and Larken, 2013; Hamilton et al., 2014; Bingham et al., 2015).

Traditionally, the vectors for toxin transfer were limited to consideration of filter-feeding bivalve molluscs (e.g., oysters, clams, scallops, and mussels), but over time they have grown to include gastropods (snails, limpets, and abalone), cephalopods (squid and octopus), crustaceans (crabs, shrimp, and lobsters), and echinoderms (sea urchins and sea cucumbers) (Chapter 5). Fish and many of these nontraditional food items have been incorporated in routine algal toxin-monitoring programs (Chapter 12) for the most common toxic syndromes such as paralytic shellfish poisoning (PSP), amnesic shellfish poisoning (ASP), neurotoxic shellfish poisoning (NSP), and diarrheic shellfish poisoning (DSP), and emerging toxins such as azaspiracids, palytoxins, yessotoxins, and pectenotoxins.

Aquaculture is the fastest growing component of the food production sector globally, and the possible contamination of aquaculture and fishery products due to microalgal toxins is a major concern for managers charged with guaranteeing safe products for human and animal consumption. This has in turn led to concerted efforts to develop more sensitive, efficient, and affordable tests for algal toxins.

Since the first international conference focused on toxic algae in 1974, there have been 16 international conferences, each of which has produced a volume of contributed papers that provide invaluable information, often at local levels that might not otherwise be made available to the community at large. Bibliographic information for these volumes is provided in the “References and Further General Reading” at the end of this Introduction.

The topic is very well studied, and there are numerous comprehensive reviews and volumes available (see “References”). The volume of published material and the exponential growth of the field over the past four decades are the impetus for the current volume – to distill the information into a useable format for managers, newcomers to the field, and those who are not familiar with the scientific literature or do not have easy or affordable access.

The worldwide number of phycotoxin-induced intoxications per year is about 60,000 cases (Gerssen et al., 2010), and, even with the advent of new and improved technologies for detection and monitoring programs, human illnesses still occur on a regular basis. An excellent summary of illnesses and deaths attributed to harmful algae is provided by Picot et al. (2011). The greatest threats are with regard to novel species and outbreaks, or areas where monitoring is not routine or does not include all edible species. As new toxins are identified and better technologies developed, monitoring programs continue to evolve. These monitoring programs are also a valuable source of long-term data sets that are currently being used in modeling efforts to predict the presence and impacts of blooms (see Chapter 3). The high variability in toxin levels between individual animals demands a comprehensive monitoring program (see Chapter 12). The increase in blooms has resulted in development of new and more cost-effective technologies for toxin detection. Among the greatest strides in recent years have been the development of “dipstick tests,” which are now routinely used in many areas as preliminary screening tools; the automatized detection of harmful species with specific molecular probes; and the migration from mouse assays to instrumental analyses (see Chapter 2). Successful management and monitoring programs have minimized cases of illnesses associated with toxic algae, and they continue to be refined.

Control, prevention, and mitigation remain topics of considerable interest, and new technologies, especially with regard to manipulated clay, continue to be pursued (Chapter 14), as do efforts to minimize the severity of economic and ecological impacts as well as to reduce threats to human health. The development of educational and outreach materials that promote public understanding and especially those targeted at focused audiences where language may be a barrier (Chapter 13) has been a major factor in engaging the general public and making them more aware of the perils and avoidance means when faced with local harmful and toxic algal blooms.

The current body of knowledge on HAB and their impacts is vast and no longer easily accessible, or understandable, to those not actively engaged in specific research arenas. The present volume is not intended to be a comprehensive review of all topics, but rather to provide basic information to those who are confronted with seemingly boundless sources of information, some conflicting or confusing, or who simply don't know where to begin searching for the information they need. These issues become more urgent when faced with unexpected blooms or known or unknown algal species and the associated risks to human health and trophic consequences in marine and aquatic habitats.

The aim of the current volume is to provide an accessible source of information and references for further investigation for individuals who may not be familiar with the scientific literature, but are in need of technical information when faced with unexpected or unknown harmful algal events.

References and Further General Reading

The available published literature on harmful algal blooms and their impacts is vast and can no longer be covered in any single publication. The goal of this book is to provide an overview for managers and newcomers to the field, and the following list provides an overview of recent publications.

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1Causes of Harmful Algal Blooms

Patricia M. Glibert1 and JoAnn M. Burkholder2

1University of Maryland, Center for Environmental Science, Horn Point Laboratory, Cambridge, MD, USA

2North Carolina State University, Department of Applied Ecology, Center for Applied Aquatic Ecology, Raleigh, NC, USA

1.1 Introduction

Much has been written about the underlying causes of harmful algal blooms (HAB), the complex interplay of factors that lead to their proliferation, and the unique set(s) of factors contributing to blooms of different species of algae. In general, the overarching causes that have received much attention in the literature include degradation of water quality and increasing eutrophication; increasing aquaculture operations; transport of harmful species via ballast water or shellfish seeding, leading to new introductions; and climate change (e.g., Hallegraeff and Bolch, 1992; Hallegraeff, 1993; Anderson et al., 2002; Glibert et al., 2005, 2014a; Heisler et al., 2008; Wells et al., 2016; and references therein). This chapter reviews these complexities while highlighting the key role of changes in nutrients; estuarine/marine microalgal species are emphasized, and information is also included on some freshwater HAB. While some have suggested that increased monitoring or surveillance has led to a perception of an increase in HAB, there is now compelling evidence from many regions showing conclusively that increases in HAB proliferations are real, not sampling artifacts (Heisler et al., 2008).

What is a HAB? In his seminal paper, Smayda (1997a, p. 1135) stated, “What constitutes a bloom…has regional, seasonal, and species-specific aspects; it is not simply a biomass issue.…The salient criterion to use in defining whether a ‘harmful’ species is in bloom and the distinctive feature of such blooms lie not in the level of abundance, but whether its occurrence has harmful consequences.” Since the publication of that paper, biomass criteria for a few HAB species have been defined, but more generally HAB continue to be defined in terms of the extent to which they cause harmful events (fish kills), toxic events (shellfish and finfish poisoning), ecosystem disruption (nutritional and/or prey-size mismatches, such as picocyanobacterial blooms), or large biomass events (hypoxia or anoxia). In all cases, for a HAB to occur, the HAB species must be present and its biomass relative to other species in the assemblage changes, although the HAB species does not need to be dominant or in high abundance to elicit some of these effects.

In general, the factors that promote HAB can be reduced to two: changes in the rate of introductions of species to new areas and changes in local conditions leading to conditions more conducive to the growth of individual species. Environmental changes can be subtle and not all factors may change together, leading in some cases to situations where one factor may seem to be favorable, but growth is impaired due to a change in another factor. The success of an introduced species in a new environment is not ensured; instead, there must be a match of environmental factors and the species capable of exploiting the environment. As Smayda (2002) also wrote,

Anthropogenic seedings are not, in themselves, bloom stimulation events; they are only the first phase of a multi-phase process. A newly vectored, non-indigenous species is initially pioneering: it must either find an open niche or displace a niche occupant as its first step towards successful accommodation within the community.…Until colonization is achieved, alien species introduced into water masses that have been modified by cultural nutrient enrichment, water mass conditioning by aquaculture, or climatological disturbances, will not bloom. Successful colonization alone is not decisive, it usually must be accompanied at some point, or coincide with habitat disturbance – a pre-condition for many HAB occurrences. (p. 292)

Changes in environmental conditions supportive of the increasing global occurrence of HAB are predominantly anthropogenic in nature, such as changes in nutrient loads resulting from expanding human population and associated nutrient pollution from agriculture and animal operations, alterations due to human changes in fishing pressure or aquaculture development, and/or large-scale changes in flow from major water diversion projects. However, changes in environmental conditions may also be due to interactions between trophic and biogeochemical changes that occur once new species become established, or to altered abiotic parameters or physical dynamics, such as temperature and stratification that are caused by climatic changes (e.g., Sunda et al., 2006; Glibert et al., 2011; Glibert, 2015; Wells et al., 2016). The complex set of adaptive strategies associated with different species will lead to some species being more or less successful in contrasting environmental conditions (e.g., Margalef, 1978; Collos, 1986; Glibert and Burkholder, 2011; Glibert, 2015, 2016). The growth of some species can alter the biological and biogeochemical environment, in some cases changing the environment favorably for their own further growth, or for growth of other harmful species. No amount of pressure from an altered rate of species introductions will ensure success of that species in a new environment unless conditions are suitable for its growth (e.g., Smayda, 2002; Glibert, 2015). The success of HAB lies at the intersection of the physiological adaptations of the harmful algal species and/or strain (population), the environmental conditions, interaction with co-occurring organisms (both biogeochemically and trophodynamically), and physical dynamics that alter abiotic conditions and/or aggregate or disperse cells (or can alter abiotic conditions in a favorable or unfavorable manner), in turn promoting or inhibiting their growth. “Strain” is mentioned here because it is well established that there can be high intraspecific variation (strain differences) within a given harmful algal species in a wide array of traits ranging from morphology, reproductive characteristics, and nutritional preferences to toxicity (Burkholder et al., 2005; Burkholder and Glibert 2006, and references therein).

As stated by Wells et al. (2016, p. 69) in their review of HAB and climate change, for HAB to be successful, it depends on the “species ‘getting there’…‘being there’ as indigenous species…and ‘staying there’.” The same is true for nutrients and related environmental conditions. They must “get there,” often from anthropogenic sources; they must “be there”; and they must “stay there,” often through physical dynamics, changes in trophodynamics and biogeochemical processing, or climate-induced changes. Here, using the framework of getting there, being there, and staying there for both cells and nutrients and associated environmental factors, the complexity of factors influencing HAB, emphasizing the intersection of changing habitat, especially nutrient conditions, and adaptive capability of HAB are described. This chapter focuses mainly on microalgae, but also includes several examples of macroalgae. The chapter closes with some suggestions for advancement in the understanding of HAB and nutrients.

1.2 “Getting There”: The Classic Perspective on Introduced Species and Links to Cultural Eutrophication

1.2.1 Introduced Species

Transfers of species and their introductions to new areas occur frequently through various pathways. Of particular concern are ballast water introductions (e.g., Hallegraeff, 2010, and references therein; see also Chapter 13, this volume). Many harmful algal species appear to be able to maintain viability during ballast water transport, so the inoculum in the discharge area is often viable (e.g., Burkholder et al., 2007a). Ballast water exchange practices have been linked to the proliferation of previously rare or undetected harmful algae in discharge locations, such as certain toxigenic dinoflagellates in Australian waters (Hallegraeff and Bolch, 1992; Hallegraeff, 1998). Ballast water discharge can alter the abundances of harmful species and set up conditions where previously rare populations proliferate (e.g., Rigby and Hallegraeff, 1996; Forbes and Hallegraeff, 1998; Hallegraeff, 1998). While only a small percentage of introduced species have become invasive and have caused significant detrimental impact in the receiving environment (Ruiz et al., 1997), in estuaries where the problem has begun to be well studied, it has generally been difficult to separate, with certainty, native from non-native taxa (Ruiz et al., 1997). The fact that many microbial species presently have widespread distributions may reflect a long history of global transport by ships, migratory waterfowl and other animals, winds, water currents, and other mechanisms (Burkholder et al., 2007a, and references therein). The continuing effects of human activities in non-indigenous species introductions and the resulting economic and ecological impacts can be so major that entire ecosystems have been completely changed (Cohen and Carlton, 1995, 1998; Ruiz et al., 1997, 1999).

The expansion of aquaculture worldwide has created another mechanism whereby species can be transported and introduced to new areas (Hégaret et al., 2008 and references therein). Aquaculture products are often shipped worldwide, and harmful species can be carried with these products. Similarly, seed stock and feed are also shipped worldwide, creating opportunities for HAB “hitchhikers.” As will be developed in this review, once harmful algal species are introduced, many site-specific factors acting in concert – such as the available suite of nutrient supplies, climatic conditions, season, light regime, the presence of potential predators, mixing characteristics and other physical dynamics, and the presence/abundance of potential competitor microbiota – will control whether a given harmful species can successfully establish and thrive in the new area (e.g., Smith et al., 1999).

1.2.2 Anthropogenically Introduced Nutrients

Over-enrichment of coastal waters by nutrients is a major pollution problem worldwide as the result of human population growth and the production of food (agriculture, animal operations, and aquaculture) and energy (Howarth et al., 2002; Howarth, 2008; Doney, 2010). Population growth and increased food production result in major changes to the landscape, in turn increasing sewage discharges and run-off from farmed and populated lands. A major increase in use of chemical nitrogenous fertilizers began in the 1950s and is projected to continue to escalate in the coming decades (e.g., Smil, 2001; Glibert et al., 2006, 2014a). The global manufacture of nitrogen (N)-based fertilizers has, in fact, increased from < 10 million metric tonnes N per yr in 1950 to >150 million metric tonnes per yr in 2013, with 85% of all chemical fertilizers having been produced since 1985 (Howarth, 2008; Glibert et al., 2014a, and references therein). In contrast to the enormous expansion in the global use of chemical N fertilizers, use of phosphorus (P) fertilizers has shown a much smaller increase, at a rate only about a third that of N (Sutton et al., 2013; Glibert et al., 2014a). Unlike N, there is no anthropogenic synthesis of P, and all P fertilizer comes from mined sources. Of these two major agricultural nutrients, only 10–30% actually reaches human consumers (Galloway et al., 2002; Houlton et al., 2013), and more than half is lost to the environment in direct run-off and atmospheric volatilization/eventual deposition (Galloway et al., 2014).

Nearly 60% of all N fertilizer now used throughout most of the world is in the form of urea (CO[NH2]2) (Constant and Sheldrick, 1992; Glibert et al., 2006; IFA, 2014). World use of urea as a fertilizer and feed additive has increased more than 100-fold in the past four decades (Glibert et al., 2006). It is projected that from 2012 to 2017, an estimated 55 new urea manufacturing plants will be constructed worldwide, half of them in China (Heffer and Prud'homme, 2013), contributing to a further doubling of global urea use by 2050 (Glibert et al., 2006, 2014a). Urea can be a significant contributor both to total N and to the fraction used by phytoplankton in estuarine and coastal waters (McCarthy, 1972; Harvey and Caperon, 1976; McCarthy et al., 1977; Furnas, 1983; Kaufman et al., 1983; Harrison et al., 1985; Glibert et al., 1991; Kudela and Cochlan, 2000; Switzer, 2008), and the frequency of reports that urea may be used preferentially by many harmful species has increased in recent years (Glibert et al., 2006, and references therein). Urea also rapidly hydrolyzes to in water, another important N form used by phytoplankton including HAB.

The development of concentrated (confined) animal feed operations (CAFOs) near coastal waters as well as inland is another increasing, major source of nutrient pollution (Mallin, 2000; Burkholder et al., 2007b; United States Environmental Protection Agency, 2013). Animal agriculture is expanding to meet the dietary demands of an increasing population, and increasingly animal production is concentrated in large industrial feeding operations which results in dense animal populations per unit landscape area (Burkholder et al. 1997 and references therein). The high concentration of wastes per unit area, in comparison to traditional animal production practices, commonly causes contamination of adjacent waters with nutrients and associated pollutants such as suspended solids and pathogenic microorganisms (Burkholder et al., 2007b). To understand the scale of this nutrient source, as an example, in the Cape Fear River basin of North Carolina, it is estimated that there are 5 million hogs, 16 million turkeys, and 300 million chickens produced annually, yielding 82,700 tonnes of N and 26,000 tonnes of P in animal waste (Mallin et al., 2015, and references therein). The estimated “manure footprint” for the United States is about 150,000,000 tonnes (Rumpler, 2016). In China, tens of thousands of CAFOs are estimated to produce more than 40 times as much N pollution as from other types of industries (Ellis, 2008).

Aquaculture can be an important nutrient source and, depending on the size of the operation and concentrations of animals, can be regarded as an aquatic form of CAFO. Nutrient inputs from large-scale culture of finfish, shellfish, macroinvertebrates, and even macroalgae in some areas (Wang et al., 2015) are a growing concern as the importance of aquaculture in providing food supplies continues to escalate. From 1980 to 2012, world aquaculture production volume increased at an average rate of 8.6% per year, and world food fish aquaculture production more than doubled, from 32.4 million metric tonnes to 66.6 million metric tonnes (FAO, 2014). China, in particular, has sustained what has been described as a “dramatic expansion” in cultured fish production; in 2013 alone, it produced 43.5 million tonnes of food fish and 13.5 million tonnes of algae, or about two-thirds of the cultured fish and more than half of the cultured algae worldwide (FAO, 2014).

Localized impacts of “high-input/high-output” finfish and crustacean aquaculture can be severe, such as hypoxia and anoxia, nutrient over-enrichment from discharged waste food and excretory materials, and a shift in sediment biogeochemical processes and benthic communities below fish pens (Carroll et al., 2003; Bissett et al., 2006; Buschmann et al., 2006; Kawahara et al., 2009; Burridge et al., 2010; Keeley et al., 2014). Extreme water quality and habitat degradation have been documented in and around shrimp farms, in particular (Naylor et al., 1998; Páez-Osuna, 2001, and references therein). The cultured species generally has a nutrient retention of 30% or less, the remainder being excreted to the enrichment or lost as undigested feed (e.g., Bouwman et al., 2013a). Global cultured production of finfish and crustacea contributed an estimated 1.7 million tonnes of N and 0.46 million tonnes of P to receiving waters during 2008 (Verdegem, 2013). Within the relatively short period from 2000 to 2006, nutrient release from shellfish cultures increased by 2.5- to 3-fold, and much larger increases are predicted in nutrient contributions from shellfish cultures by 2050 (Bouwman et al., 2011). Aquaculture in many Asian countries is expanding at an apparently unsustainable pace. Asian aquaculture, mostly in China, now contributes nearly 90% of the total global marine aquaculture annually. During 2000–2010, nutrient release from all forms of mariculture in China collectively increased by 44% to 0.20 million tonnes of N, while estimated annual coastal N input from rivers increased by 10% to 2.7 million tonnes of N (Bouwman et al., 2013b). Similar increases were estimated for P. By 2010, Chinese mariculture contributed about 7% of total N and 11% of total P inputs to coastal seas overall, and 4% and 9% of the dissolved N and P, respectively. Various HAB have been associated with estuarine/marine aquaculture, including toxic and fish-killing algae (Wu et al., 1994; Honkanen and Helminen, 2000; Wang et al., 2008; Furuya et al., 2010), and high-biomass HAB (including macroalgae) are often linked to pond production (Alonso-Rodríguez and Páez-Osuna, 2003; Azanza et al., 2005; Wang et al., 2008).