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A comprehensive summary of theoretical and practical developments in LTE Heterogeneous Networks
The last decade has witnessed the proliferation of mobile broadband data and the trend is likely to increase in the coming years. Current cellular networks are ill equipped to deal with this surge in demand. To satisfy user demand and maximize profits, a new paradigm to operate networks is needed. Heterogeneous networks, that deploy an overlay of small cells with limited coverage and transmit power, over a macro coverage area is the solution by providing capacity and coverage where it is needed.
This book presents a comprehensive overview of small cell based heterogeneous networks within the framework of 3GPP LTE-Advanced which is the major enabler of current and future heterogeneous networks. The book first establishes the basics of LTE standards 8 -10. Wherever relevant, the underlying theory of wireless communications is explained and the signaling and protocol aspects of LTE Releases 8-10 are presented. Next the book presents a systematic study of the inter cell interference (eICIC and FeICIC) mechanisms that have been standardized in LTE releases 10 and 11 to mitigate the interference arising in heterogeneous networks. From simple blank subframe design and implementation, the book discusses more advanced transceiver signal processing and carrier aggregation (CA) based mechanisms to improve performance. Besides data, control channel enhancements such as enhanced PDCCH (ePDCCH) are also discussed.
Subsequently the book discusses the possibility of base stations being allowed to coordinate to manage interference. This technique, called CoMP, has the potential of vastly improving network performance. However several practical challenges first have to be overcome before this potential can be realized. The book presents the different CoMP categories introduced in LTE release 11, the required signal processing and the changes that were introduced in Release-11 for supporting CoMP. The book then presents the state of the art developments in heterogeneous networks that are currently taking place in 3GPP with the initiation of Release 12. A whole array of new technologies have been introduced such as dynamic switching of small cells, new carrier types with reduced control signaling, dynamic reconfiguration of TDD-LTE, joint configuration of TDD and FDD via carrier aggregation and lastly advanced MIMO signal processing with three dimensional beamforming. All these technologies will work in unison leading to efficient operations of small cells.
The authors thus comprehensively summarize the advances in heterogeneous networks over the last couple of years as reflected in various LTE releases and then look ahead at what to expect in the future. Fully illustrated throughout and with an accompanying website including Matlab code for simulating heterogeneous networks, LTE channel models, and References to 3GPP specifications, contributions, and updates on recent standardization activities. The authors, being involved in LTE standardization, are well placed to give an excellent view on this topic, including valuable background and design rationale.
Essential reading for Engineers and practitioners in wireless industry.
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Table of Contents
Title Page
Copyright
About the Authors
Foreword
Preface
Acknowledgements
List of Acronyms
Chapter 1: An Introduction to Heterogeneous Networks
1.1 Introduction
1.2 Heterogeneous Network Deployments
References
Part One: Overview
Chapter 2: Fundamentals of LTE
2.1 Introduction
2.2 LTE Core Network
2.3 LTE Radio Access Network
2.4 Connectivity Among eNodeBs: The X2 Interface
2.5 Technologies in LTE
References
Chapter 3: LTE Signal Structure and Physical Channels
3.1 Introduction
3.2 LTE Signal Structure
3.3 Introduction to LTE Physical Channels and Reference Signals
3.4 Resource Block Assignment
3.5 Downlink Physical Channels
3.6 Uplink Physical Channels
References
Chapter 4: Physical Layer Signal Processing in LTE
4.1 Introduction
4.2 Downlink Synchronization Signals
4.3 Reference Signals
4.4 Channel Estimation and Feedback
4.5 Design Paradigm of LTE Signaling
4.6 Scheduling and Resource Allocation
References
Part Two: Inter-Cell Interference Coordination
Chapter 5: Release 10 Enhanced ICIC
5.1 Introduction
5.2 Typical Deployment Scenarios
5.3 Time Domain Techniques
5.4 Power Control Techniques
5.5 Carrier Aggregation-Based eICIC
References
Chapter 6: Release 11 Further Enhanced ICIC: Transceiver Processing
6.1 Introduction
6.2 Typical Deployment Scenarios
6.3 Techniques for Mitigating CRS Interference
6.4 Weak Cell Detection
6.5 Non-Zero-Power ABS
References
Chapter 7: Release 11 Further Enhanced ICIC: Remaining Topics
7.1 Carrier-Based Interference Coordination
7.2 Enhanced PDCCH for Interference Coordination
References
Part Three: Coordinated Multi-Point Transmission Reception
Chapter 8: Downlink CoMP: Signal Processing
8.1 Introduction
8.2 CoMP Scenarios in 3GPP
8.3 CoMP Sets
8.4 CoMP Transmission in 3GPP
8.5 Comparison of Different CoMP Categories
References
Chapter 9: Downlink CoMP: Standardization Impact
9.1 Introduction
9.2 Modification of Reference Signals
9.3 CSI Processes
9.4 PDSCH Rate Matching
9.5 Quasi-Co-Location of Antenna Ports
9.6 New Transmission Mode and DCI Format
9.7 Backhaul Support for CoMP
9.8 Summary
References
Part Four: Upcoming Technologies
Chapter 10: Dense Small Cell Deployments
10.1 Introduction
10.2 Evolution of Small Cells
10.3 Efficient Operation of Small Cells
10.4 Control Signaling Enhancement
10.5 Reference Signal Overhead Reduction
References
Chapter 11: TD-LTE Enhancements for Small Cells
11.1 Enhancements for Dynamic TDD
11.2 FDD-TDD Joint Operation
References
Chapter 12: Full Dimension MIMO
12.1 Introduction
12.2 Antenna Systems Architecture: Passive and Active
12.3 Antenna Patterns
12.4 FD-MIMO Deployment Scenarios
12.5 Conclusion
References
Chapter 13: Future Trends in Heterogeneous Networks
13.1 Summary
13.2 Small Cells and Cloud RAN
13.3 Small Cells, Millimeter Wave Communications and Massive MIMO
13.4 Small Cells and Big Data
13.5 Concluding Remarks
References
Index
This edition first published 2014
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ISBN: 978-1-1185-1186-2 (hardback)
ISBN: 9781118511862
About the Authors
Joydeep Acharya achieved his PhD degree in Electrical Engineering at Rutgers University in 2009. He is currently a staff research engineer at Hitachi America's Wireless Systems Research Lab (WSRL) where he is involved in physical layer research and standardization in LTE-Advanced. Previously, he worked as a research consultant at GS Sanyal School of Telecommunications, Indian Institute of Technology, Kharagpur on physical layer design of WCDMA. He has been participating in 3GPP RAN 1 and 2 meetings since 2009. He is the author of several IEEE conference and journal papers and inventor of several patents filed worldwide. His research topics include MIMO signal processing, base station coordination, massive MIMO, and spectrum regulation and resource allocation for wireless systems.
Long Gao achieved his BS degree at Beijing Jiaotong University, Beijing, China, in 2003 and his MS degree at Beijing University of Posts and Telecommunications, Beijing, China, in 2006, both in Electrical Engineering. He achieved his PhD degree in Electrical Engineering at Texas A&M University, College Station, TX and joined Hitachi America Ltd., Santa Clara, CA in 2010. Since then, he has been involved in 3GPP LTE/LTE-Advanced standardization activities with focus on cooperative communication and heterogeneous networks. He has published several IEEE papers and submitted several technical contributions to 3GPP RAN 1 conference. He has served as a TPC member at major IEEE conferences such as Globecom 2010–2013, and has presented tutorials on LTE-Advanced heterogeneous network at VTC 2012 and WCNC 2013.
Sudhanshu Gaur has over 10 years of research and industry experience in the field of wireless communications. He is currently the Principal Research Engineer at Hitachi America's WSRL where he leads LTE-Advanced standardization activities. Previously, he was also involved with IEEE 802.11aa standardization and contributed to Hitachi's wireless HD video system which was demonstrated at CES 2008. Prior to joining Hitachi, he attended the Georgia Institute of Technology where he achieved his PhD degree (2005) and received MS and BTech degrees from Virginia Tech (2003) and Indian Institute of Technology, Kharagpur (2000), respectively. He is a Senior Member of IEEE, has authored several peer-reviewed publications in wireless communications, and holds several patents.
Foreword
The launch of the first LTE networks in 2009 provided a dramatic increase in the data-carrying capacity of mobile communications systems. Coupled with the rising availability and capability of smartphones, this has facilitated the uptake of new services and applications, leading to an exponential growth in mobile data traffic. As consumer expectations are fuelled by these expanding possibilities, it is forecast that this exponential trend will continue for the foreseeable future, for example by a factor of 25–50 in the next 5 years.
A variety of techniques will contribute to satisfying this rapid growth in demand. New spectrum assignments will be essential, but will only provide capacity growth which is linear with respect to the amount of spectrum allocated. Radio interface technology advances, most notably in the field of multiple antennae and coordinated multipoint operation (CoMP), will play a part; these provide only incremental advances in spectral efficiency however, and certainly not the orders of magnitude that the observed trends require. The delivery of exponential capacity growth necessitates a new approach to mobile network design, in which small cells are progressively deployed to augment the capacity of the traditional macrocellular network and to offload traffic from it. Small cells uniquely have the ability to provide exponential capacity growth for data traffic.
Heterogeneous networks, comprising macrocells complemented by large numbers of small cells, are therefore becoming increasingly important. Key to their successful deployment is the development of an understanding of the characteristics of such networks; this book is therefore both timely and apposite.
Heterogeneous networks differ from traditional homogeneous macrocellular networks in some significant respects. Unlike the macrocells, which are situated by cell planning in order to provide complete coverage, small cells are typically located according to the expected density of traffic, in so-called hotspots or hotzones. This gives rise to different and potentially stronger interference conditions which need to be managed between the macrocells and small cells, as well as between the small cells themselves in dense small cell deployments. This book explains in detail the features built into LTE Releases 8–11 to control and coordinate such interference in order to ensure successful operation of heterogeneous networks.
To get the most out of small cell deployments, it is also important to understand how to optimize the association of user equipment to cells and to balance the load between the macrocells and small cells in a way that maximizes the total system capacity. This book describes the latest research being conducted into such aspects in the 3rd Generation Partnership Project (3GPP) for LTE Release 12, as well as giving some views of possible future changes to the LTE specifications to further optimize the support of small cell deployments in heterogeneous networks.
The authors are regular participants of the standardization activities at 3GPP and are therefore well equipped to explain these features and techniques. This book will be a valuable resource for anyone needing to understand how to dramatically increase the capacity of LTE networks in practice.
Professor Matthew Baker3GPP RAN 1 Chairman 2009–2013 & Vice-Chairman 2013–presentOctober, 2013 Cambridge, UK
Preface
The pace of applied science trudged at a relatively slow pace since its inception, before finally exploding in the past few decades. Few technologies embody this better than the field of wireless communications. In 1895, when in a first-ever public demonstration of its kind, Acharya Jagadish Chandra Bose used millimeter waves to ring a bell remotely and ignite gunpowder, little could anyone have imagined the impact that wireless communications were destined to have in our lives. Fast forward the next hundred years and we find a technology-driven society where ubiquitous communication between human beings has been made possible by the rapid advances in wireless systems. Nowadays, we can film a high-definition video, upload it to a social networking website using a wireless network connection and receive almost instant feedback from friends all over the globe. Among all wireless technologies, we are most reliant on our cellular phones, a trend that shows no signs of abating.
A study of modern-day cellular wireless communications is not only an exercise in technology but also has social and economic aspects. Applications and services provided by cellular providers consume more bandwidth than before and we want them to be fast, reliable and affordable. According to industry forecasts, the demand for cellular broadband data will rise to unforeseen levels in the very near future. Network operators will have to fundamentally re-think the ways they operate their networks to cope with this demand. Over the past few years, it has become apparent that one important way to achieve this is to densify the network by deploying an overlay of small cells with low transmit powers and coverage over the macro coverage area. Such hybrid systems, referred to as heterogeneous networks, will see rapid proliferation and optimization in the coming years.
As with most cellular technologies, heterogeneous networks are being developed under the auspices of the Third Generation Partnership Project (3GPP), the global collaborative effort between all interested companies and organizations. 3GPP pioneers the standardization of many theoretical solutions for wireless communications problems and enables their practical implementation through a consensus-driven process after many rounds of technical discussions and demonstrations. The present standardization activities in 3GPP are mostly centered around Long-Term Evolution (LTE). To understand the trends in current and future heterogeneous networks, an understanding of LTE and of 3GPP working procedures are required.
We have been regular attendees of the 3GPP standardization meetings over the last five years. This, coupled with our background in wireless communication research and development, puts us in the perfect position to understand the nuances of the LTE standardization process. The experiences that we have gathered over the years in 3GPP have prompted us to write this book.
Standardization in 3GPP is dynamic and evolving. Unlike classical science and engineering fields, the knowledge base of 3GPP is still evolving; published literature can therefore lag behind the state of the art in the field. To the best of our knowledge, our book is one of the very few that covers topics in LTE Releases 11 and 12 (which is the latest at the time of writing) pertaining to heterogeneous networks. We have also tried to emphasize the decision-making process in 3GPP in detail, and not limit ourselves to the final outcomes. The intermediate agreements, disagreements and discussions that lead to the final consensus on adopting a specific technology often provide valuable insights about what to expect for future standards and, by extension, feature in upcoming deployments of heterogeneous networks.
This book is not a comprehensive documentation of different LTE Releases such as 11 and 12. Instead, it takes selected topics in heterogeneous networks and attempts to describe the intuition behind the myriad agreements that comprise a 3GPP standard. Indeed, the reader is encouraged to seek supplemental knowledge about the latest agreements by reading contributions and chairman's notes of the latest 3GPP meetings.
On a final note, we would like to say that writing this book has been a challenging but rewarding experience. We have been through lots of memorable times, involving late-night shifts, intense discussions, and planning sessions. We have ourselves learnt and unlearnt much in the process of writing. Our hope now is to share some of that with the reader.
Joydeep Acharya, Long Gao, Sudhanshu GaurSanta Clara, California
Acknowledgements
We would like to thank the many individuals and groups who, in their own ways, have contributed towards the completion of this book. First mention goes to our collaborators in 3GPP, who are actively expanding the frontiers of LTE. Specifically, for various technical discussions, we would like to thank Rakesh Tamrakar, Pekka Kyosti, Sharat Chander, Kevin Lu, Matthew Baker, Kazuaki Takeda, Bishwarup Mondal, Hidetoshi Suzuki, Xiang Yun, Nadeem Akhtar, Lars Lindbom, Ruyue Li, Satoshi Nagata, Krishna Gomadam, Weimin Xiao, and Elean Fan.
We would like to thank our managers in Hitachi America Ltd. for their support and guidance. Special thanks go to Seishi Hanaoka for his support during the writing of this book. Thanks are also due to Norihiro Suzuki, Naonobu Sukegawa, Takahiro Onai and Ryoji Takeyari. We would also like to thank our colleagues in other Hitachi divisions, in particular the Central Research Laboratory, Japan and Hitachi China Research and Development, Beijing. In particular we would like to thank Tsuyoshi Tamaki, Hitoshi Ishida, Lu Geng and Zheng Meng for numerous discussions related to the LTE standard and its deployment. We also thank Kenichi Sakamoto, Katsuhiko Tsunehara, Kenzaburo Fujishima, Rintaro Katayama, Keizo Kusaba, Shigenori Hayase, and Hirotake Ishii.
We would like to thank Narayan Parameshwar and John McKeague for sharing their vast knowledge of LTE E-UTRAN and EPC, respectively. We would like to express our gratitude to Salam Akoum and Jayanta Kumar Acharya for providing feedback on the manuscript. Thanks to Amitav Mukherjee for providing some of the figures in the small cell deployments chapter. For the initial review of the book proposal, we would like to express our thanks to Leo Razoumov, Todor Cooklev, Nilesh Mehta and Andreas Maeder. For providing valuable content for the book and helping to obtain copyright permissions we would like to thank Patrick Merias, Nitesh Patel and Keith Mallinson. For various technical discussions about the topics covered in the book we thank Jasvinder Singh and Rahul Pupala.
Last, but not the least, we would like to thank the wonderful staff at Wiley. It has been a great experience working with them as they have been helpful and friendly at each stage of the publishing, despite our irregular delivery schedule. Special thanks go to Mark Hammond, Liz Wingett, Sandra Grayson and Susan Barclay. Many thanks also to Claire Bailey and Richard Davies.
Joydeep Acharya, Long Gao, Sudhanshu Gaur
List of Acronyms
3GPP
Third Generation Partnership Project
AAS
Active Antenna Systems
ABS
Almost Blank Subframe
ACK
Acknowledgement
AE
Antenna Element
AMC
Adaptive Modulation and Coding
ANRF
Automatic Neighbor Recognition Function
AP
Antenna Port
ARQ
Automatic Repeat Request
AS
Access Stratum
BBU
Baseband Unit
BLER
Block Error Rate
BPSK
Binary Phase Shift Keying
BSC
Base Station Controller
BSR
Buffer Status Report
BTS
Base Transceiver Station
BW
Bandwidth
C-RAN
Cloud Radio Access Network
CA
Carrier Aggregation
CAPEX
Captial Expenditure
CC
Component Carrier
CCE
Control Channel Element
CCIM
Cell Clustering Interference Mitigation
CDF
Cumulative Density Function
CDM
Code Division Multiplexing
CDMA
Code Division Multiple Access
CFI
Control Format Indicator
CIF
Carrier Indicator Field
CN
Core Network
CoMP
Coordinated Multi-Point Transmission Reception
CP
Cyclic Prefix
CP
Control Plane
CQI
Channel Quality Indicator
CRC
Cyclic Redundancy Check
CRE
Cell Range Expansion
CRS
Cell-Specific Reference Signal
CRS-IC
Cell-Specific Reference Signal Interference Cancellation
CSG
Closed Subscriber Group
CSI
Channel State Information
CSS
Common Search Space
DAS
Distributed Antenna System
DC
Direct Current
DCI
Downlink Control Information
DFT
Discrete Fourier Transform
DFT-S-OFDM
DFT Spread OFDM
DL
Downlink
DMRS
Demodulation Reference Signal
DPB
Dynamic Point Blanking
DPS
Dynamic Point Selection
DSL
Digital Subscriber Line
DTCH
Dedicated Traffic Channel
DTX
Discontinuous Transmission
DwPTS
Downlink Pilot Time Slot
ECCE
Enhanced Control Channel Element
eICIC
Enhanced Inter-Cell Interference Coordination
eNB
Evolved NodeB
eNodeB
Evolved NodeB
EPC
Evolved Packet Core
EPDCCH
Enhanced Physical Downlink Control Channel
EPS
Evolved Packet System
EREG
Enhanced Resource Element Group
FD-MIMO
Full Dimension Multiple-Input Multiple-Output
FDD
Frequency Division Duplex
FDM
Frequency Division Multiplexing
FDMA
Frequency Division Multiple Access
FEC
Forward Error Correction
FeICIC
Further Enhanced Inter-Cell Interference Coordination
FFT
Fast Fourier Transform
GP
Guard Period
GSM
Global System for Mobile Communications
HARQ
Hybrid Automatic Repeat Request
HII
High-Interference Indicator
HO
Handover
HOF
Handover Failure
HSPA
High-Speed Packet Access
ICIC
Inter-Cell Interference Coordination
IDFT
Inverse Discrete Fourier Transform
IEEE
Institute of Electrical and Electronics Engineers
IFFT
Inverse Fast Fourier Transform
IMR
Interference Measurement Resource
IMS
Internet Protocol Multimedia Subsystem
IP
Internet Protocol
ISI
Inter-Symbol Interference
ISIM
Interference Suppressing Interference Mitigation
ITU
International Telecommunication Union
JP
Joint Processing
JT
Joint Transmission
LMDS
Local Multipoint Distribution Service
LMMSE
Linear Minimum Mean Square Error Estimator
LOS
Line of Sight
LTE
Long-Term Evolution
M-LWDF
Maximum-Largest Weighted Delay First
MAC
Medium Access Control
MBMS
Multimedia Broadcast Multicast Service
MBSFN
Multicast-Broadcast Single-Frequency Network
MCS
Modulation and Coding Scheme
MIB
Master Information Block
MIMO
Multiple-Input Multiple-Output
MISO
Multiple-Input Single-Output
ML
Maximum Likelihood
MLE
Medium to Large Enterprises
MME
Mobility Management Entity
MMSE
Minimum Mean Square Error Estimator
MR
Maximum Rate
MWC
Mobile World Congress
NACK
Negative Acknowledgement
NAS
Non-Access Stratum
NCT
New Carrier Type
NDI
New Data Indicator
OAM
Operations Administration and Maintenance
OCC
Orthogonal Cover Code
OCS
Operational Carrier Selection
OFDM
Orthogonal Frequency Division Multiplexing
OFDMA
Orthogonal Frequency Division Multiple Access
OI
Overload Indicator
OLLA
Outer Loop Link Adaptation
OMADM
Open Mobile Alliance Device Management
OPEX
Operating Expense
OTA
Over The Air
PAPR
Peak to Average Power Ratio
PBCH
Physical Broadcast Channel
PCell
Primary Cell
PCFICH
Physical Control Format Indicator Channel
PCI
Physical Cell Identity
PDCCH
Physical Downlink Control Channel
PDCP
Packet Data Convergence Protocol
PDN
Public Data Network
PDSCH
Physical Downlink Shared Channel
PDU
Protocol Data Unit
PF
Proportional Fair
PHICH
Physical Hybrid-ARQ Indicator Channel
PHR
Power Headroom Report
PHY
Physical Layer
PLMN
Public Land Mobile Network
PMCH
Physical Multicast Channel
PMI
Precoding Matrix Indicator
PQI
PDSCH Rate Matching and Quasi-Co-Location Indicator
PRACH
Physical Random Access Channel
PRB
Physical Resource Block
PRG
Precoding Resource Group
PS
Packet Switched
PSS
Primary Synchronization Signal
PSTN
Public Switched Telephone Network
PUCCH
Physical Uplink Control Channel
PUSCH
Physical Uplink Shared Channel
QAM
Quadrature Amplitude Modulation
QCL
Quasi Co-Location
QPSK
Quadrature Phase Shift Keying
RACH
Random Access Channel
RAN
Radio Access Network
RAR
Random Access Response
RB
Resource Block
RBG
Resource Block Groups
RE
Resource Element
REG
Resource Element Group
RF
Radio Frequency
RI
Rank Indicator
RLC
Radio Link Control
RLF
Radio Link Failure
RLM
Radio Link Monitoring
RNC
Radio Network Controller
RNTI
Radio Network Temporary Identifier
RNTP
Relative Narrowband Transmit Power
RR
Round Robin
RRC
Radio Resource Control
RRH
Remote Radio Head
RRM
Radio Resource Management
RS
Reference Signal
RSRP
Reference Signal Received Power
RSRQ
Reference Signal Received Quality
RSSI
Received Signal Strength Indicator
S-TMSI
SAE Temporary Mobile Subscriber Identity
SAE
Service Architecture Evolution
SB
Sub-Band
SC-FDMA
Single Carrier Frequency Division Multiple Access
SCell
Secondary Cell
SCTP
Stream Control Transmission Protocol
SDIM
Scheduling-Dependent Interference Mitigation
SE
Spectral Efficiency
SFBC
Space Frequency Block Code
SFN
Single Frequency Network
SIB
System Information Block
SIC
Successive Interference Cancelation
SIM
Subscriber Identification Module
SIMO
Single-Input Multiple-Output
SINR
Signal to Interference plus Noise Ratio
SISO
Single-Input Single-Output
SLNR
Signal to Leakage and Noise Ratio
SMB
Small and Medium Businesses
SME
Small and Medium Enterprises
SNR
Singal to Noise Ratio
SOHO
Small Office/Home Office
SON
Self-Organizing Networks
SPS
Semi-Persistent Scheduling
SR
Scheduling Request
SRS
Sounding Reference Signal
SSS
Secondary Synchronization Signal
SVD
Singular Value Decomposition
TA
Tracking Area
TB
Transport Block
TDD
Time Division Duplexing
TDM
Time Division Multiplexing
TDMA
Time Division Multiple Access
TM
Transmission Mode
TPC
Transmit Power Control
TPMI
Transmitted Precoding Matrix Indicator
TTI
Transmission Time Interval
TTT
Time to Trigger
UCI
Uplink Control Information
UDP
User Datagram Protocol
UE
User Equipment
UL
Uplink
ULA
Uniform Linear Array
UMTS
Universal Mobile Telecommunications System
UpPTS
Uplink Pilot Time Slot
USS
UE-Specific Search Space
UTRAN
Universal Terrestrial Radio Access Network
VoIP
Voice over Internet Protocol
VRB
Virtual Resource Block
WCDMA
Wideband Code Division Multiple Access
WiFi
Wireless Fidelity
WiMAX
Worldwide Interoperability for Microwave Access
ZC
Zadoff Chu
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