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The second edition of Medical Ethics deals accessibly with a broad range of significant issues in bioethics, and presents the reader with the latest developments. This new edition has been greatly revised and updated, with half of the sections written specifically for this new volume.
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Seitenzahl: 1068
Veröffentlichungsjahr: 2013
Contents
Notes on Contributors
Preface to the Second Edition
Source Credits
Chapter 3
Chapter 4
Chapter 6
1 Ethical Reasoning
A Prudential Model of Decision-Making
Possible Ethical Additions to the Prudential Model
How to Construct Your Own Model
How Do Ethics Make a Difference in Decision-Making?
Case 1: Social/Political Ethics The Trolley Problem
Analysis
Case 2: An Admission to the Emergency Room
Analysis
Conclusion
Notes
2 Health The Aim of Medicine
Ethics, Infertility, and Public Health Balancing Public Good and Private Choice
Health, Disease, and Infertility
Infertility as a Disvalued Dysfunction (Disease)
Conclusion
Notes and References
Too Old for the Good of Health?
Introduction: Goodness and Health
Health—Neutral or Normative?
Definitions of Health
Oldness
When Is Old Age?
Health in Old Age
Goodness of Health for Old Age
Conclusion
Notes and References
Health as Self-Fulfillment
Functional Approaches to Health
Public Health Approach
Subjectivist Approaches
Conclusion
Notes
References
Evaluating a Case Study Developing a Practical Ethical Viewpoint
Macro and Micro Cases
Situation One
Situation Two
Notes
3 Physician, Nurse, and Patient The Practice of Medicine
The Oath
A. Paternalism and Autonomy
B. Privacy and Confidentiality
C. Informed Consent
D. Gender, Culture, and Race
Notes
A. Paternalism and Autonomy Medical Paternalism and Patient Autonomy
Introduction
Preliminary Distinctions
The Birth of Medical Paternalism
The Invention of Patient Autonomy
The Four Models of the Physician-Patient Relationship
Vital Issues Concerning Medical Paternalism
Conclusions
Notes
References
Rational Non-Interventional Paternalism Why Doctors Ought to Make Judgments of What Is Best for Their Patients
Two Reasons
‘Framing Effect’
Moral Stakes
Shared Decision-Making
References
B. Privacy and Confidentiality Medical Privacy in the Age of Genomics
Medical Privacy
Genomics: A Revolution in Revelations
DNA, Genes, and Information About Persons
What May Once Have Been a Duty Must Now Become a Right
The Right to Your Genes
Notes
Ethical Issues Experienced by HIV‑Infected African-American Women
Introduction
Method
Findings
Discussion
Conclusion
References
C. Informed Consent Should Informed Consent Be Based on Rational Beliefs?
I. Introduction
II. Rationality and Autonomy
III. An Example of Irrational Belief: Jehovah’s Witnesses and Blood
IV. Three Examples of Holding a False Belief
V. Summary and Implications
Rational Deliberation
Duties as Educators
Acknowledgement
Notes and References
Cultural Diversity and Informed Consent
Case
Discussion
Analysis
Recommendations
D. Gender, Culture, and Race On Treatment of Myopia
Some Flaws in Contemporary Health Care and Bioethics
Feminist Standpoint and Attention to Relationships and Context
The Meaning of Care and the Pitfalls of Care-Based Reasoning
An Illustrative Case
Proportionate Representation as a Remedial Strategy
Notes
Culture and Medical Intervention
Case 1
Dialectical Worldview Positions
A Critical Examination of the Worldview Positions
Case 2
Dialectical Worldview Positions
A Critical Examination of the Worldview Positions
Conclusion
Acknowledgment
Notes
Healthcare Disparity and Changing the Complexion of Orthopedic Surgeons
Introduction
Healthcare Disparity
The Problem from the Patient’s Perspective
Creating Real Diversity in the Physician Population
The Timothy L. Stephens Orthopedic Fellowship Program for Minority Medical Students: Its Goals and Its Progress
Conclusion
Notes
References
Evaluating a Case Study Finding the Conflicts
Case 1
Case 2
Checklist for Detecting Ethical Issues
Macro and Micro Cases
Note
4 Issues of Life and Death
A. Euthanasia
B. Abortion
Note
A. Euthanasia Killing and Allowing to Die
Metaphysical
Moral
Medical
Euthanasia in The Netherlands Justifiable Euthanasia
What Makes a Patient Request Euthanasia
Carrying Out “Passive Euthanasia”
Why Doctors Must Not Kill
B. Abortion An Almost Absolute Value in History
Notes
A Defense of Abortion
1
2
3
4
5
6
7
8
Notes
The Abortion Debate in the Twenty-First Century
The History of the Debate
A Critical Examination of the Premises of Each Side
The Personal Worldview and Abortion
Conclusion
Notes
Evaluating a Case Study Assessing Embedded Levels
Case 1
Professional Practice Issues
Ethical Issues
Case 2
Professional Practice Issues
Ethical Issues
Macro and Micro Cases
Note
5 Genetic Enhancement
Ethical Issues in Human Enhancement
What Is Human Enhancement?
Life Extension
Physical Enhancement
Mood and Personality Enhancement
Cognitive Enhancement
Selecting the Best Children
Notes
References and Further Reading
Limitations on Scientific Research
The Principle of Plenitude
The Limits of Science
Notes
References
Evaluating a Case Study Applying Ethical Issues
Sample “Pro” Brainstorming Sheet for the Position
Key Thoughts on the Subject
Argument
Sample “Con” Brainstorming Sheet Against the Position
Key Thoughts on the Subject
Argument
Macro and Micro Cases
Notes
6 Healthcare Policy
A. The Right to Healthcare
B. The Organ Allocation Problem
C. International Public Health Policy and Ethics
Note
A. The Right to Healthcare
Rights as Freedom of Individual Action
Rights as Entitlements to Goods and Services
The Moral Foundations of Rights: Egoism Versus Altruism
The Failure of Entitlement “Rights”
Healthcare Policy and Ethics
Notes
References
The Moral Right to Healthcare: Part Two
Strengths and Weaknesses of the Present System within the United States
Ethical Arguments on Human Rights and Healthcare
Assessing the “Ought implied Can” Restriction on Universal Health Coverage
Rationing Scenarios
Conclusion
Notes
References
B. The Organ Allocation Problem A Review of Ethical Issues in Transplantation
Organ Procurement
Organ Allocation
Summary and Conclusions
References
Fault and the Allocation of Spare Organs
Historical Fault
A Non-Punitive Principle of Restitution
Self-Inflicted Harm Is Not a Crime
The Threat May Be Current
Priority of Non-Smokers over Smokers in Access to Spare Organs?
Dangerous Sports
Moral Complicity
References and Notes
Applicants
C. International Public Health Policy and Ethics
Introduction
A “Marvelous Momentum” for the Control of Infectious Disease
A Vision for 2020–30? A Comprehensive Global Effort for the Control of Infectious Disease
“Thinking Big,” Both Practically and Ethically
Global Efforts: Results So Far
Human Health in Epidemiological Perspective
Is a Comprehensive Global Effort Realistic? On Eradication, Elimination, and Control
A Comprehensive Global Effort: From Thought Experiment to Plan
References
Shaping Ethical Guidelines for an Influenza Pandemic
Introduction
The Threat of an Influenza Pandemic in the Twenty-First Century
Laying the Foundation for an Ethical Preparedness Plan for an Influenza Pandemic
Health Care Personnel and the Duty/Obligation/Responsibility to Work During an Influenza Pandemic
Other Critical Workers and Duty/Obligation/Responsibility to Work During an Influenza Pandemic
Social Distancing, Isolation, and Quarantine
Allocation of Scarce Health Care Resources
Conclusion
References
TB Matters More
Bioethics and Infectious Disease
Neglected Disease
Mapping the Terrain of Ethical Issues Associated with TB: A Research Agenda
A “Moderate Pluralist” Ethical Approach to TB Control
Note
References
Evaluating a Case Study Structuring the Essay
Sample Essay
Macro and Micro Cases
Note
Further Reading
Chapter 2 Health: The Aim of Medicine
Chapter 3 Physician, Nurse, and Patient: The Practice of Medicine
Chapter 4 Issues of Life and Death
Chapter 5 Genetic Enhancement
Chapter 6 Healthcare Policy
This edition first published 2014© 2014 John Wiley & Sons, Inc
Edition history: Prentice Hall (1e, 2001)
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Library of Congress Cataloging-in-Publication DataMedical ethics / edited by Michael Boylan. – 2nd ed.p. ; cm.Rev. ed. of: Medical ethics / Michael Boylan. c2000.Includes bibliographical references.
ISBN 978-1-118-49475-2 (pbk.: alk. paper)I. Boylan, Michael, 1952– II. Boylan, Michael, 1952– Medical ethics. [DNLM: 1. Ethics, Medical. W 50]R724174′.2–dc23
2013016777
A catalogue record for this book is available from the British Library.
Cover image: Llanrwst Bridge, Conwy River, Wales © Martin Stavars, martinstavars.comCover design by www.simonlevy.co.uk
For Arianne
Felicia Niume Ackerman is professor of philosophy at Brown University.Pieter V. Admiraal is an anesthesiologist at Delft, The Netherlands.Ellen Agard was Greenwall Fellow in Bioethics at Johns Hopkins University and Georgetown University.Margaret P. Battin is Distinguished Professor of Philosophy and Adjunct Professor of Internal Medicine in the Division of Medical Ethics and Humanities at the University of Utah.Nick Bostrom is director of the Future of Humanity Institute at Oxford University.Michael Boylan is professor and chair of the Department of Philosophy at Marymount University.Daniel Callahan is senior research scholar and president emeritus at the Hastings Center.Daniel Finkelstein is a professor of ophthalmology at the Wilmer Ophthalmological Institute and on the core faculty at the Bioethics Institute at Johns Hopkins University School of Medicine.Leslie P. Francis is professor and chair of the department of philosophy and Alfred C. Emery Professor of Law at the University of Utah.John-Stewart Gordon teaches at the University of Cologne, Germany.Richard E. Grant, is an orthopedic surgeon at Einstein Medical Center in Philadelphia, Pennsylvania.Jay A. Jacobson is professor of internal medicine and Chief, Division of Medical Ethics and Humanities, and member, Division of Infectious Diseases, University of Utah School of Medicine and Intermountain Medical Center.Leon R. Kass is Addie Clark Harding Professor in the Committee for Social Thought at the University of Chicago.Paul M. Kelly is Director of the Masters of Applied Epidemiology Programme at the National Centre for Epidemiology and Population Health, Australian National University, Canberra, Australia.David Koepsell teaches at Delft University in The Netherlands.John David Lewis (deceased) was associate professor in the philosophy, politics, and economics program at Duke University.Mary B. Mahowald is professor emerita of philosophy at the University of Chicago.Richard W. Momeyer is on the philosophy faculty at Miami University, Oxford, Ohio.John T. Noonan Jr was professor of law at the University of California, Berkeley, from 1967 to 1986, and is now the senior judge on the U.S. Court of Appeals, 9th Circuit.Rosamond Rhodes is associate program director and professor of bioethics at the Mt. Sinai School of Medicine.Rebecca Roache is a James Martin Research Fellow at the Future of Humanity Institute at Oxford and a Senior Research Associate, Holywell Manor (Balliol College Graduate Centre).Jan Russell is executive staff assistant in the school of nursing at the University of Missouri-Kansas City, Missouri.Julian Savulescu is Uehiro Professor of Practical Ethics at Oxford University, UK.Michael J. Selgelid is Senior Research Fellow in the Center for Applied Philosophy and Public Ethics (CAPPE) and the Menzies Centre for Health Policy at the Australian National University.Anita Silvers is professor and chair of the Department of Philosophy at San Francisco State University.Adrian Sleigh is Professor of Epidemiology at the National Centre for Epidemiology and Population Health, ANU College of Medicine and Health Sciences, The Australian National University.Brian Smart is on the faculty at Keele University, UK.Charles B. Smith is emeritus professor of medicine at the University of Utah School of Medicine.Katharine V. Smith is program director in the school of nursing at the University of Missouri-Kansas City, Missouri.Judith Jarvis Thomson is professor of philosophy at Massachusetts Institute of Technology.Rosemarie Tong is Distinguished Professor in Health Care Ethics; Director Center for Professor and Applied Ethics, Department of Philosophy, The University of North Carolina at Charlotte, Charlotte, North Carolina.Edward Wallach is J. Donald Woodruff Professor of Gynecology in the Department of Gynecology and Obstetrics at Johns Hopkins University School of Medicine.
Medical Ethics is one of my three texts on applied ethics that is now being published by Wiley-Blackwell. The idea behind each of the books, in general, is to present some of the most pressing questions in applied ethics through a mixture of classic essays and some new essays commissioned precisely for these volumes. The result is a dialogue that I think readers will find enriching.
In addition to the essays, there is an ongoing pedagogical device on how to write an essay in applied ethics—using case response as the model. To this end, the major chapters of the book are followed by two sorts of cases: macro cases and micro cases. In macro cases the student takes the role of a supervisor and must solve a problem from that perspective. In the micro cases the student becomes a line worker and confronts dilemmas from that vantage point. Some felicity at both perspectives can enable the student better to understand the complication of applying ethical theories (set out in Chapter 1) to real-life problems.
Others using the book may choose instead to evaluate selected essays through a “pro” or “con” evaluation. This approach emphasizes close reading of an article and the application of ethical theory (set out in Chapter 1) to show why you believe the author is correct or incorrect in her/his assessment of the problem. In order to make this approach appealing to readers, some effort has been made to offer different approaches to contemporary questions in healthcare ethics.
What is new in this second edition?
Half of the selections have been replaced (most with essays solicited especially for this volume).
The book is introduced with a new discussion on Ethical Decision-Making by the editor.
An original chapter on “health” provides a theoretical context for the succeeding essays.
Two original essays discuss genetic enhancement (a new topic for discussion in this edition).
A new section on gender, race, and culture has been added.
A short story on organ allocation makes this section even more vivid to readers.
A new subsection on international healthcare policy and ethics has been added.
It is my hope that this second edition will meet the needs of classroom instruction in a unique way while recognizing that the practice of medicine occurs within a diverse context that must be recognized in order to be effective. The world moves on and the healthcare field has to know when and how to adapt the principles of its historical practice to meet these demands.
As is always the case in projects like this there are many to thank. I would first like to thank all the scholars who have written original essays expressly for this edition. Their fine work has added a unique character to the book. To the anonymous reviewers of this book, a thank-you for your thoughtful comments. I would also like to thank Jeff Dean, my editor, for his support of the project, Robert Hine, my copy-editor, and the whole Wiley-Blackwell team.
I would also like to thank my research team at Marymount: Tanya Lanuzo and Lynn McLaughlin. Their expertise helped with my original essays that are in this volume. Finally, I would like to thank my family: Rebecca, Arianne, Seán, and Éamon. They continually help me grow as a person.
The editor and publisher gratefully acknowledge the permission granted to reproduce the copyright material in this book:
“Rational Non-Interventional Paternalism: Why Doctors Ought to Make Judgments of What Is Best for Their Patients,” by Julian Savulescu, originally published in the Journal of Medical Ethics 1995; 21: 327–31. Reprinted with permission of the BMJ Publishing Group.
“Ethical Issues Experienced by HIV-Infected African-American Women,” by Katharine V. Smith and Jan Russell, originally published in Nursing Ethics 1997; 4: 394–402. Reprinted with permission of Edward Arnold Permissions.
“Should Informed Consent Be Based on Rational Beliefs?” by Julian Savulescu and Richard W. Momeyer, originally published in the Journal of Medical Ethics, 1997; 23: 282–8. Reprinted with permission of the BMJ Publishing Group.
“Cultural Diversity and Informed Consent,” by Ellen Agard, D. Finkelstein, and E. Wallach, originally published in the Journal of Clinical Ethics 1998; 9, no. 2 (Summer): 173–6. © 1998 The Journal of Clinical Ethics, all rights reserved. Used with permission of The Journal of Clinical Ethics.
“On Treatment of Myopia: Feminist Standpoint Theory and Bioethics,” by Mary B. Mahowald, is from Feminism and Bioethics: Beyond Reproduction, edited by Susan M. Wolf. Copyright © 1996 The Hastings Center. Used by permission of Oxford University Press, Inc.
“Culture and Medical Intervention,” by Michael Boylan, was originally published in the Journal of Clinical Ethics 2004; 15(2, Summer): 187–99.
“Killing and Allowing to Die,” by Daniel Callahan, was originally published in the Hastings Center Report 1989; 19 (Special Suppl.): 5–6. Reprinted by permission. © The Hastings Center.
“Euthanasia in The Netherlands: Justifiable Euthanasia,” by Pieter V. Admiraal, is reprinted by permission of the publisher, Issues in Law and Medicine 1988; 3(4, Spring). Copyright © 1988 by the National Legal Center for the Medically Dependent & Disabled, Inc. pp. 361–70.
“Why Doctors Must Not Kill,” by Leon Kass, was originally published in Commonweal, Aug. 9, 1991. Reprinted with permission of the Commonweal Foundation. For subscriptions, call 1-999-495-6755.
“An Almost Absolute Value in History” is from John T. Noonan (ed.), The Morality of Abortion: Legal and Historical Perspectives. Cambridge, MA: Harvard University Press; pp. 267–272. Copyright © 1970 by the President and Fellows of Harvard College. Reprinted by permission of the publisher.
“A Defense of Abortion,” by Judith Jarvis Thomson, was originally published in Philosophy and Public Affairs (Autumn 1971); 1(1): 273–89. Copyright © John Wiley and Sons.
“A Review of Ethical Issues in Transplantation,” by Rosamond Rhodes, was originally published in the Mount Sinai Journal of Medicine 1994; 61(1): 77–82. Reprinted with permission of the publisher.
“Fault and the Allocation of Spare Organs,” by Brian Smart, was originally published in the Journal of Medical Ethics 1994; 20: 26–30. Reprinted with permission of the BMJ Publishing Group.
“Applicants,” by Felicia Niume Ackerman, was originally published in Ascent 1985; 10(2): 2–18.
“Toward Control of Infectious Disease: Ethical Challenges for a Global Effort,” by Margaret P. Battin, Charles B. Smith, Leslie P. Francis, and Jay A. Jacobson, is from Michael Boylan (ed.) (2008) International Public Health Policy and Ethics. Springer; pp. 191–214.
“Shaping Ethical Guidelines for an Influenza Pandemic,” by Rosemarie Tong, is from Michael Boylan (ed.) (2008) International Public Health Policy and Ethics. Springer; pp. 215–32.
“TB Matters More,” by Michael J. Selgelid, Paul M. Kelly, and Adrian Sleigh, is from Michael Boylan (ed.) (2008) International Public Health Policy and Ethics. Springer; pp. 233–48.
MICHAEL BOYLAN
What is the point of studying ethics? This is the critical question that will drive this chapter. Many people don’t think about ethics as they make decisions in their day-to-day lives. They see problems and make decisions based upon practical criteria. Many see ethics as rather an affectation of personal taste. It is useful only when it can get you somewhere. Is this correct? Do we only act ethically when there is a win-win situation in which we can get what we want and also seem like an honorable, feeling, and caring person?
In order to begin answering this question we must start by examining the way most of us make decisions. Everyone on earth initiates the decision-making process with an established worldview. A worldview is a current personal consciousness that consists in one’s understanding about the facts and values in the world. It is the most primitive term to describe our factual and normative conceptions. This worldview may be one that we have chosen or it may be one that we have passively accepted as we grow up in a particular culture. Sometimes the worldview is wildly inconsistent. Sometimes the worldview has gaping holes so that no answer can be generated. Sometimes it is only geared to perceived self-interest. And sometimes it is fanciful and can never be put into practice. Failures in one’s personal worldview model will lead to failures in decision-making.
One common worldview model in the Western world is that of celebrity fantasy. Under this worldview, being a celebrity is everything. Andy Warhol famously claimed that what Americans sought after most was 15 minutes of fame.1 Under this worldview model we should strive to become a celebrity if only for a fleeting moment. What does it mean to be a celebrity? It is one who is seen and recognized by a large number of people. Note that this definition does not stipulate that once recognized the object is given positive assent. That would be to take an additional step. To be seen and recognized is enough. One can be a sinner or a saint—all the same. To be recognized is to be recognized. If this is the end, then it is probably easier to take the sinner route. In this way, the passion for celebrity is at heart contrary to ethics.
Another popular worldview model is one of practical competence. Under this model the practitioner strives to consider what is in his or her best interest and uses a practical cost-benefit analysis of various situations in order to ascertain whether action X or action Y will maximize the greatest amount of pleasure for the agent (often described in terms of money). Thus, if you are Bernie Madoff (a well-known financial swindler) you might think about the risks and rewards of creating an illegal Ponzi scheme as opposed to creating a legitimate investment house that operates as other investment houses do. The risks of setting off on your own direction are that you might get caught and go to prison. The rewards are that you might make much more money than you would have under the conventional investment house model. Since you think you are smarter than everyone else and won’t get caught, the prudential model would say—go for it! Madoff did get caught, but who knows how many others don’t? We couldn’t know because they haven’t been caught. But even if you aren’t caught, is that the best worldview approach? The prudential model says yes.
Some people, including this author, think that the prudential model is lacking. Something else is necessary in order have a well-functioning worldview by which we can commit purposive action (here understood to be the primary requirement of fulfilled human nature). First, we have to accept that the construction of our worldview is within our control. What I suggest is a set of practical guidelines for the construction of our worldview: All people must develop a single comprehensive and internally coherent worldview that is good and that we strive to act out in our daily lives. I call this the personal worldview imperative. Now one’s personal worldview is a very basic concept. One’s personal worldview contains all that we hold good, true, and beautiful about existence in the world. There are four parts to the personal worldview imperative: completeness, coherence, connection to a theory of ethics, and practicality. Let’s briefly say something about each.
First is completeness. Completeness is a formal term that refers to a theory being able to handle all cases put before it and to determine an answer based upon the system’s recommendations. In this case, I think that the notion of the good will provides completeness to everyone who develops one. There are two senses of the good will. The first is the rational good will. The rational good will means that each agent will develop an understanding about what reason requires of one as we go about our business in the world. In the various domains in which we engage this may require developing different sorts of skills. In the case of ethics it would require engaging in a rationally based philosophical ethics and abiding by what reason demands.
Another sort of good will is the affective good will. We are more than just rational machines. We have an affective nature, too. Our feelings are important, but just as was the case with reason, some guidelines are in order. For ethics we begin with sympathy. Sympathy will be taken to be the emotional connection that one forms with other humans. This emotional connection must be one in which the parties are considered to be on a level basis. The sort of emotional connection I am talking about is open and between equals. It is not that of a superior “feeling sorry” for an inferior. It is my conjecture that those who engage in interactive human sympathy that is open and level will respond to another with care. Care is an action-guiding response that gives moral motivation to acting properly. Together sympathy, openness, and care constitute love.
When confronted with any novel situation one should utilize the two dimensions of the good will to generate a response. Because these two orientations act differently it is possible that they may contradict each other. When this is the case, I would allot the tiebreaker to reason. Others demur.2 Each reader should take a moment to think about their own response to such an occurrence.
Second is coherence. People should have coherent worldviews. Coherence also has two varieties: deductive and inductive. Deductive coherence speaks to our not having overt contradictions in our worldview. An example of an overt contradiction in one’s worldview would be for Sasha to tell her friend Sharad that she has no prejudice against Muslims and yet in another context she tells anti-Muslim jokes. The coherence provision of the personal worldview imperative says that you shouldn’t change who you are and what you stand for depending upon the context in which you happen to be.
Inductive coherence is different. It is about making sure one’s life strategies work together. When they don’t work together we have inductive incoherence: in inductive logic this is called a sure loss contract. For example, if a person wanted to be a devoted husband and family man and yet also engaged in extramarital affairs he would involve himself in inductive incoherence. The very traits that make him a good family man—loyalty, keeping one’s word, sincere interest in the well-being of others—would hurt one in being a philanderer, which requires selfish manipulation of others for one’s own pleasure. The good family man will be a bad philanderer and vice versa. To try to do both well involves a sure loss contract. Such an individual will fail at both. This is what inductive incoherence means.
Third is connection to a theory of being good, that is, ethics. The personal worldview imperative enjoins that we consider and adopt an ethical theory. It does not give us direction, as such, to which theory to choose except that the chosen theory must not violate any of the other three conditions (completeness, coherence, and practicability). What is demanded is that one connects to a theory of ethics and uses its action-guiding force to control action.
The final criterion is practicability. In this case there are two senses to the command. The first sense refers to the fact that we actually carry out what we say we will do. If we did otherwise, we’d be hypocrites and also deductively incoherent. But secondly, it is important that the demands of ethics and social/political philosophy be doable. One cannot command another to do the impossible! The way that I have chosen to describe this is the distinction between the utopian and the aspirational. The utopian is a command that may have logically valid arguments behind it but is existentially unsound (meaning that some of the premises in the action-guiding argument are untrue by virtue of their being impractical). In a theory of global ethics if we required that everyone in a rich country gave up three-quarters of their income so that they might support the legitimate plight of the poor, this would be a utopian vision. Philosophers are very attracted to utopian visions. However, unless philosophers want to be marginalized, we must situate our prescriptions in terms that can actually be used by policy makers. Beautiful visions that can never be should be transferred to artists and poets.
The first step in creating your own model for which you are responsible is to go through personal introspection concerning the four steps in the personal worldview imperative. The first two are global sorts of analyses in which an individual thinks about who he or she is right now in terms of consistency and completeness. These criteria are amenable to the prudential model. They are instrumental to making whatever worldview one chooses to be the most effective possible. This is a prudential standard of excellence. What constitutes the moral turn is the connection to a theory of the good: ethics.
Thus the third step is to consider the principal moral theories and make a choice as to which theory best represents your own considered position. To assist readers in this task, I provide a brief gloss of the major theories of ethics.
There are various ways to parse theories of ethics. I will parse theories of ethics according to what they see as the ontological status of their objects. There are two principal categories: (i) the realist theories, which assert that theories of ethics speak to actual realities that exist,3 and (ii) the anti-realists, who assert that theories of ethics are merely conventional and do not speak about ontological objects.
Utilitarianism is a theory that suggests that an action is morally right when that action produces more total utility for the group as a consequence than any other alternative. Sometimes this has been shortened to the slogan “The greatest good for the greatest number.” This emphasis upon calculating quantitatively the general population’s projected consequential utility among competing alternatives, appeals to many of the same principles that underlie democracy and capitalism (which is why this theory has always been very popular in the United States and other Western capitalistic democracies). Because the measurement device is natural (people’s expected pleasures as outcomes of some decision or policy), it is a realist theory. The normative connection with aggregate happiness and the good is a factual claim. Utilitarianism’s advocates point to the definite outcomes it can produce by an external and transparent mechanism. Critics cite the fact that the interests of minorities may be overridden.Deontology is a moral theory that emphasizes one’s duty to do a particular action just because the action itself is inherently right and not through any other sorts of calculations—such as the consequences of the action. Because of this non-consequentialist bent, deontology is often contrasted with utilitarianism, which defines the right action in term of its ability to bring about the greatest aggregate utility. In contradistinction to utilitarianism, deontology will recommend an action based upon principle. “Principle” is justified through an understanding of the structure of action, the nature of reason, and the operation of the will. Because its measures deal with the nature of human reason or the externalist measures of the possibility of human agency, the theory is realist. The result is a moral command to act that does not justify itself by calculating consequences. Advocates of deontology like the emphasis upon acting on principle or duty alone. One’s duty is usually discovered via careful rational analysis of the nature of reason or human action. Critics cite the fact that there is too much emphasis upon reason and not enough on emotion and our social selves situated in the world.
Ethical intuitionism can be described as a theory of justification about the immediate grasping of self-evident ethical truths. Ethical intuitionism can operate on the level of general principles or on the level of daily decision-making. In this latter mode many of us have experienced a form of ethical intuitionism through the teaching of timeless adages such as “Look before you leap,” and “Faint heart never won fair maiden.” The truth of these sayings is justified through intuition. Many adages or maxims contradict each other (such as the two above), so that the ability properly to apply these maxims is also understood through intuition. When the source of the intuitions is either God or Truth itself as independently existing, then the theory is realist. The idea being that everyone who has a proper understanding of God or Truth will have the same revelation. When the source of the intuitions is the person himself or herself living as a biological being in a social environment, then the theory is anti-realist because many different people will have various intuitions and none can take precedence over another.Virtue ethics is also sometimes called agent-based or character ethics. It takes the viewpoint that in living your life you should try to cultivate excellence in all that you do and all that others do. These excellences or virtues are both moral and non-moral. Through conscious training, for example, an athlete can achieve excellence in a sport (non-moral example). In the same way a person can achieve moral excellence, as well. The way these habits are developed and the sort of community that nurtures them are all under the umbrella of virtue ethics. When the source of these community values is Truth or God, then the theory is realist. When the source is the random creation of a culture based upon geography or other accidental features, then the theory is anti-realist. Proponents of the theory cite the real effect that cultures have in influencing our behavior. We are social animals and this theory often ties itself with communitarianism that affirms the positive interactive role that society plays in our lives. Detractors often point to the fact that virtue ethics does not give specific directives on particular actions. For example, a good action is said to be one that a person of character would make. To detractors this sounds like begging the question.
Ethical non-cognitivism is a theory that suggests that the descriptive analysis of language and culture tells us all we need to know about developing an appropriate attitude in ethical situations. Ethical propositions are neither true nor false but can be analyzed via linguistic devices to tell us what action-guiding meanings are hidden there. We all live in particular and diverse societies. Discerning what each society commends and admonishes is the task for any person living in a society. We should all fit in and follow the social program as described via our language/society. Because these imperatives are relative to the values of the society or social group being queried, the maxims generated hold no natural truth-value and as such are anti-realist. Advocates of this theory point to its methodological similarity to deeply felt worldview inclinations of linguistics, sociology, and anthropology. If one is an admirer of these disciplines as seminal directions of thought, then ethical non-cognitivism looks pretty good. Detractors point to corrupt societies and that ethical non-cognitivism cannot criticize these from within (because the social milieu is accepted at face value).Ethical contractarians assert that freely made personal assent gives credence to ethical and social philosophical principles. These advocates point to the advantage of the participants being happy/contented with a given outcome. The assumption is that within a context of competing personal interests in a free and fair interchange of values those principles that are intersubjectively agreed upon are sufficient for creating a moral “ought.” The “ought” comes from the contract and extends from two people to a social group. Others universalize this, by thought experiments, to anyone entering such contracts. Because the theory does not assert that the basis of the contract is a proposition that has natural existence as such the theory is anti-realist. Proponents of the theory tout its connection to notions of personal autonomy that most people support. Detractors cite the fact that the theory rests upon the supposition that the keeping of contracts is a good thing, but why is this so? Doesn’t the theory presuppose a meta-moral theory validating the primacy of contracts? If not, then the question remains, “what about making a contract with another creates normative value?”For the purposes of this text, we will assume these six theories to be exhaustive of philosophically based theories of ethics or morality.4 In subsequent chapters you should be prepared to apply these terms to situations and compare the sorts of outcomes that different theories would promote.
The fourth step, in modifying one’s personal worldview (now including ethics) is to go through an examination of what is possible (aspirational) as opposed to what is impossible (utopian). This is another exercise in pragmatic reasoning that should be based on the agent’s own abilities and situation in society given her or his place in the scheme of things. Once this is determined, the agent is enjoined to discipline herself or himself to actually bring about the desired change. If the challenge is great, then she or he should enlist the help of others: family, friends, community, and other support groups.
In order to get a handle on how the purely prudential worldview differs from the ethically enhanced worldview, let us consider two cases and evaluate the input of ethics. First, we will consider a general case in social/political ethics and then one from medical ethics. The reader should note how the decision-making process differs when we add the ethical mode. In most cases in life the decisions we make have no ethical content. It doesn’t ethically matter whether we have the chocolate or vanilla ice cream cone. It doesn’t ethically matter if we buy orchestra seats for the ballet or the nose bleed seats. It doesn’t ethically matter if I wear a red or a blue tie today. The instances in which ethics is important comprise a small subset of all the decisions that we make. That is why many forego thought about ethical decision-making: it only is important in a minority of our total daily decisions. In fact, if we are insensitive to what counts as an ethical decision context, then we might believe that we are never confronted with a decision with ethical consequences.
To get at these relations let us consider a couple of cases in which the ethical features are highly enhanced. Readers are encouraged to participate in creating reactions to these from the worldviews they now possess.
You are the engineer of the Bell Street Trolley. You are approaching Lexington Avenue Station (one of the major hub switching stations). The switchman on duty there says there is a problem. A school bus filled with 39 children has broken down on the right track (the main track). Normally, this would mean that he would switch you to the siding track, but on that track is a car filled with four adults that has broken down. The switchman asks you to apply your brakes immediately. You try to do so, but you find that your brakes have failed too. There is no way that you can stop your trolley train. You will ram either the school bus or the car, killing either 39 children or four adults. You outrank the switchman. It’s your call: what should you do?
Secondary nuance: what if the switchman were to tell you that from his vantage point on the overpass to the Lexington Avenue Station there is a rather obese homeless man who is staggering about. What if (says the switchman) he were to get out of his booth and push the homeless person over the bridge and onto the electric lines that are right below it? The result would be to stop all trains coming into and out of the Lexington Avenue Station. This would result in saving the lives of the occupants of the two vehicles. Of course it would mean the death of the obese homeless person. The switchman wants your OK to push the homeless man over the bridge—what do you say?
This case has two sorts of interpretations: before and after the nuance addition. In the first instance, one is faced with a simple question: should you kill four people or thirty-nine? The major moral theories give different answers to this question. First, there is the point of view of utilitarianism. It would suggest that killing four causes less pain than killing thirty-nine. Thus one should tell the switchman to move you to the siding.
There is the fact that when the car was stuck on the siding, the driver probably viewed his risk as different from being stuck on the main line. Thus, by making that choice you are altering that expectation—versus the bus driver who has to know that he is in imminent danger of death. Rule utilitarians might think that moving away from normal procedures requires a positive alternative. Killing four people may not qualify as a positive alternative (because it involves breaking a rule about willful killing of innocents). Thus, the utilitarian option may be more complicated than first envisioned.
Rule utilitarianism would also find it problematic to throw the homeless person over the bridge for the same reason, though the act utilitarian (the variety outlined above) might view the situation as killing one versus four or thirty-nine. However, there is the reality that one is committing an act of murder to save others. This would be disallowed by the rule utilitarian. If the act utilitarian were to consider the long-term social consequences in sometimes allowing murder, he would agree with the rule utilitarian. However, without the long-term time frame, the act utilitarian would be committed to throwing the homeless person over the rail.
The deontologist would be constrained by a negative duty not to kill. It would be equally wrong from a moral situation to kill anyone. There is no moral reason to choose between the car and the bus. Both are impermissible. However, there is no avoidance alternative. You will kill some group of people unless the homeless person is thrown over the wall. But throwing the homeless person over the wall is murder. Murder is impermissible. Thus, the deontologist cannot allow the homeless person to be killed—even if it saved four or thirty-nine lives. Because of this, the deontologist would use other normative factors—such as aesthetics to—choose whether to kill four or thirty-nine (probably choosing to kill four on aesthetic grounds).
The virtue ethics person or the ethical intuitionist would equally reply that the engineer should act from the appropriate virtue—say justice—and do what a person with a just character would do. But this does not really answer the question. One could construct various scenarios about it being more just to run into the school bus rather than the car when the occupants of the car might be very important to society: generals, key political leaders, great physicists, etc. In the same way, the intuitionists will choose what moral maxim they wish to apply at that particular time and place. The end result will be a rather subjectivist decision-making process.
Finally, non-cognitivism and contractarianism are constrained to issues like “What does the legal manual for engineers tell them to do in situations like this?” If the manual is silent on this sort of situation, then the response is: what is the recommended action for situations similar to this in some relevant way? This is much like the decision-making process in the law where stare decisis et non quieta movere (support the decisions and do not disturb what is not changed). In other words, one must act based upon a cultural/legal framework that provides the only relevant context for critical decisions.
In any event, the reader can see that the way one reasons about the best outcome of a very difficult situation changes when one adds ethics to the decision-making machinery. I invite readers to go through several calculations on their own for class discussion. Pick one or more moral theories and set them out along with prudential calculations such that morality is the senior partner in the transaction. One may have to return to one’s personal worldview (critically understood—as per above) and balance it with the practical considerations and their embeddedness to make this call.
Let us now consider a case from medical ethics.
You are an emergency room physician. A 35-year-old woman from Honduras is admitted with a severe upper respiratory infection. In the process of your examination of the woman, Gabriela (mother of four young children), you find a suspicious lump in her breast. You think that it should be subject to further tests (including imaging) that may indicate biopsy because it may be cancerous. The lump has nothing to do with the upper respiratory infection, but you are concerned. The woman says she does not want any tests done on her breast (she explains to a Spanish-speaking nurse who translates for you). Her husband wouldn’t like someone cutting into her breasts. It would be very bad for her. She refuses to sign an informed consent form for the procedure. Instead, she signs a waiver of services recommended form.
You feel in a bind. You did a fellowship in oncology and have a pretty good suspicion that she may be in the early stages of breast cancer and action now will save her life. If you don’t act, no one will know the difference. If you put her out and do the procedure anyway you might save her life but lose your job. Something tells you that there may be other options, but if you discuss these with a supervisor, you might place yourself at risk by going “on record.” This could include a future lawsuit against you should the patient’s husband sue the hospital. What should you do?
From the prudential point of view the emergency room physician should take Gabriela’s preference and let things go. It is probable that the patient will progress to breast cancer and die within a few years. However, you gave Gabriela every opportunity to proceed to further tests (at no expense to her). You also used a native speaker as interpreter so that there might be no miscommunication. She also signed a waiver of recommended services form. The staff lawyer says you won’t be sued. The prudential option says, “Just sign the discharge papers.”
If we expand the prudential point of view further, it is murkier. This is because the prudential point of view of the emergency room physician may be different from that of the patient, the patient’s family, and others in the Hispanic community. The prudential viewpoint alone cannot answer this disparity.
When moral considerations are introduced into the decision-making process things work differently. First, let’s consider non-cognitivism. There are two operational cultures working here: that of the United States and that of Honduras. This creates a problem.5 Which should be considered to be primary? The domicile of the hospital is in the United States and thus under US laws. However, the personal worldview of the patient is strongly connected to Honduras. The popular culture of Honduras considers breast cancer to be the result of infidelity in marriage or drug abuse. This belief is contrary to world science, but nonetheless it represents attitudes within the group Gabriela lives in. Ethical non-cognitivism can highlight these difficulties but can give us no direction on which culture should be decisive.
Contractarianism can help here by highlighting the legal arena that represents the social contract codified within the United States. If contracts can be ranked by their enforcement power, then the laws governing informed consent and documenting refusal of treatment will trump other contracts (such as those within the local Honduras community within this American city). But contractarianism does not tell us why. It would permit the re-enforcement of the prudential position.
Utilitarianism will look at the community of people involved: Gabriela’s family, Gabriela’s community within the American city, and other cultural minorities that the hospital services. If cultural superstition is allowed to trump received medical practice, then lots of people will be at mortal risk. It would seem that some sort of intervention is necessary. This is risky because it can involve a lawsuit. The husband, family members, perhaps the family’s priest, etc. should be briefed on the medical situation and why continued testing is necessary. They must confront superstitions and show them to be what they are: unfounded cultural beliefs that can result in the death of a loved one, Gabriela.
Deontology will support a similar outcome but will do so from the standpoint of the duties incumbent upon a physician according to the professional duties of medicine and from the duty to rescue all we can without incurring a similar risk upon ourselves.
Ethical intuitionism can go either way according to the moral maxim that is generated by one’s considered reflections in equilibrium.
Thus, the realist moral theories will advocate a process that will support continued lobbying of Gabriela’s family and support group for continued medical testing and the consequent actions that might be required should the tests be positive. The prudential and the anti-realist moral theories will tend toward either confusion or letting Gabriela go home without further testing.
This chapter began by asking the rhetorical question: “What is the point in studying ethics?” The examination of the question took us various places. First it took us to prudential decision-making and possible problems that many decision models face because of unreflective worldviews. Next, some suggestions were made to remedy this problem including the personal worldview imperative. Finally, the essay worked through two case studies in which difficult decisions were presented. In this context, the prudential models were supplemented with an overlay of some ethical theories that might offer more coherent direction in decision-making. My slant was toward the realist ethical theories and the swing theories interpreted realistically. However, each side was presented in order that readers might make up their own minds on how they intend to adopt the overlay of ethics into their worldview and into their decision-making model. This is an important, ongoing task. I exhort each reader to take this quest seriously. It may be just the best investment of time you’ve ever made!
1 Cited in The Philosophy of Andy Warhol (New York: Harcourt, Brace, Jovanovich, 1975). At an art exhibition in Stockholm he is reported to have said, “In the future everyone will be world-famous for fifteen minutes.” Since that time, the quotation has morphed into several different formulations.
2 This is particularly true of some feminist ethicists. See Rosemarie Tong, “A feminist personal worldview imperative,” in John-Stewart Gordon (ed.), Morality and Justice: Reading Boylan’s A Just Society. Lanham, MD, and Oxford: Lexington/Rowman and Littlefield, 2009; pp. 29–38.
3 Another popular distinction is natural vs non-natural. This is a subcategory of realism. For example, the philosopher G.E. Moore was a realist about the existence of “good” but he felt that “good” was a non-natural property. Thus realists can be naturalists and non-naturalists. Anti-realists are neither natural nor unnatural—they don’t think that the good (for example) actually exists at all: in or out of nature.
4 For the purposes of this book the words “ethics” and “morality” will be taken to be exact synonyms.
5 I examine this exact case in much greater detail in Michael Boylan, “Culture and medical intervention,” Journal of Clinical Ethics 2004; 15(2): 187–99.
Overview: It is fitting to address what health is in a book on medical ethics. This is because medicine’s mission is to advance health. If we don’t know what health is, then medicine is lost without a map. In all three of these essays there are a few common answers to the problem that are in some ways useful, but certainly not comprehensive. For example, is being healthy to be at the median within some reference class? Certainly this is the way medical test results are often presented to the patient. However, there are certainly instances when being far away from the median is thought to be a desirable condition—such as being smart, or being athletically gifted, or being artistically talented. Perhaps there is more to the story? The essays in this chapter seek to explore this question.
Rosemarie Tong’s point of focus is upon infertility—especially female infertility. Healthcare delivery can be seen from at least two critical vantage points: clinical medicine, which focuses upon a particular patient seeing her or his particular doctor about a particular problem, and public health medicine, which focuses upon groups of people sharing a particular condition that either is itself unhealthy or is a stepping stone to a chronic or fatal disease. For example, smoking and obesity among the general population lead to more respiratory diseases and lung cancer (the former) and diabetes along with musculoskeletal disorders (the latter). Using this bifurcated approach Tong examines how infertility can be addressed. The clinical approach looks at how IVF (in vitro fertilization) treatment performs, along with freezing female eggs before the patient is aged 35 so that they are more viable. Under the public health approach, various diseases (such as chlamydia) need to be routinely screened for and, where present, treated to keep women’s reproductive tracts in the best possible condition. Also, there are exposures to chemicals in the workplace, among other factors. Tong makes a strong case for treating infertility first as a public health problem and then as a clinical problem.
In Anita Silvers’ essay, the issue of health among the elderly is examined. This is certainly an important segment of the population to look at because elderly people go to the doctor more often and have higher medical expenses. Should old people be thought of as “greedy geezers?” This perception can arise in the United States because Medicare (the social service medical plan that covers most of the elderly in the country) is funded by young people through payroll taxes. But Silvers argues against this charge. People are living longer lives and must adjust what they expect to be able to do. This is important for the personal worldviews of those who may have specific impairments as they age. The healthcare community must also adjust their expectations about what is healthy among the elderly. Without this adjustment, it might very well be the case that care may be denied “because those relying on prosthetics and mobility devices to locomote are not considered to be healthy enough.” Silvers highlights some key issues in clinical medicine and healthcare policy.
Finally, in the last essay of this chapter, I set out various ways of understanding health: functional approaches (objectivism, uncompromised lifespan, and functionalism/dysfunctionalism). All three are shown to provide several key insights to health but are not sufficient to ground a general theory. Next, I examine the public health approach. Like Tong, I am very interested in this topic especially because of its ability to be translated into coherent public policy. Finally, there are the subjectivist approaches to health. Many of the subjectivist theories concentrate upon well-being. However, there are some difficulties here. For this reason, I advocate a self-fulfillment approach that is measured by an independent measure (to avoid the problems of the well-being approach). The independent measure involves a particular understanding of personal worldview. It is my contention that though all the aforesaid approaches to understanding what health is have merit, the strongest overall is the self-fulfillment approach.
ROSEMARIE TONG
Healthcare ethicists navigate comfortably in the realm of clinical ethics where the judgment of the individual patient reigns nearly supreme, and the principles of autonomy, beneficence, non-maleficence and justice are weighed against each other more or less carefully.2 But they are less sure-footed in the realm of public health, where not the individual person but the whole community is the object of concern, and the main tug-of-war is between the competing values of individual freedom and the public good.3 Nevertheless, like it or not, healthcare ethicists are increasingly being pushed into the public-health sector to address issues such as smoking,4 drinking,5 and, most recently, eating (obesity).6 Moreover, they are being asked to address, as public health concerns, issues that used to be viewed as very private. Among these issues are a host of sexual practices and reproductive choices, including the subject of this presentation: infertility.
Many causes have come together to put a spotlight on infertility in developing as well as developed countries; but media coverage probably accounts for a goodly portion of the public’s interest in infertility in the United States. Who hasn’t heard of Octomom, a cash-strapped, single mother of six children, who used fertility drugs to produce enough embryos for eight infants most of whom were born with one or more serious medical conditions;7 or the 66-year-old Romanian woman in an IVF program who gave birth to a 3.9 pound daughter, the sole survivor of a triplet pregnancy.8 Here, I argue that even if infertility is not, strictly speaking a disease, it is still a disability that contributes to unhealthiness and often unhappiness. I also argue that a public health focus on infertility makes visible some ethical issues that have been neglected or inadequately addressed at the clinical level. My goal in making these arguments is to convince public health officials to use healthcare ethicists more systematically in developing a national plan for the prevention, detection, and management of infertility that is both socially just and attentive to the value of individual freedom.
Understanding the concepts of health and disease is no easy matter because both of these concepts are variously defined. To begin with, health is not necessarily the absence of disease, disability, or defect because many persons with one or more of these “negativities” are quite healthy. For example, although persons with the gene(s) for Alzheimer’s disease will probably manifest the symptoms of this degenerative neurological condition somewhere down the line, they may be able to lead healthy lives until they are well into their 60s, 70s, or even 80s.9 Similarly, people who cannot see or hear, or who have had a limb amputated are often hale and hearty. But if health is other than the mere absence of disease, disability, or defect, then precisely what is health and why should we care about its definition?
Perhaps the most important reason to care about the definition of health—and disease, defect, or disability—is that the definitions of terms affect us in many ways, some of them very significant. For example, if we accept the World Health Organization’s (WHO) definition of health as “a state of complete physical, mental and social well-being and not merely the absence of disease or infirmity,”10 then most people are somewhat unhealthy. For instance, many individuals experience down-in-the-dumps days that fall short of clinical depression but are nonetheless de-energizing and demoralizing. Should healthcare practitioners provide these “unhappy campers” with ample supplies of Prozac or some other antidepressant to boost their low spirits? If so, it would seem that the business of healthcare practitioners—be they clinicians or public health officials—is to make everyone not simply healthy but also happy. After all, it makes just as much sense to define happiness
