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The latest volume in this series for organic chemists in industry presents critical discussions of widely used organic reactions or particular phases of a reaction. The material is treated from a preparative viewpoint, with emphasis on limitations, interfering influences, effects of structure and the selection of experimental techniques. The work includes tables that contain all possible examples of the reaction under consideration. Detailed procedures illustrate the significant modifications of each method.

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Table of Contents

Cover

Title Page

Copyright

Introduction to the Series Roger Adams, 1942

Introduction to the Series Scott E. Denmark, 2008

Preface to Volume 89

Chapter 1: Olefin Ring-Closing Metathesis

Introduction

Mechanism

Scope and Limitations

Applications to Synthesis

Comparison with Other Methods

Experimental Conditions

Experimental Procedures

Tabular Survey

References

Cumulative Chapter Titles by Volume

Author Index, Volumes 1-89

Chapter and Topic Index, Volumes 1-89

End User License Agreement

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Guide

Cover

Table of Contents

Preface to Volume 89

Begin Reading

List of Illustrations

Chapter 1: Olefin Ring-Closing Metathesis

Scheme 1

Scheme 2

Scheme 3

Scheme 4

Scheme 5

Scheme 6

Scheme 7

Scheme 8

Scheme 9

Scheme 10

Scheme 11

Scheme 12

Scheme 13

Scheme 14

Scheme 15

Scheme 16

Scheme 17

Scheme 18

Scheme 19

Scheme 20

Scheme 21

Schemes 22

Scheme 23

Scheme 24

Scheme 25

Scheme 26

Scheme 27

Scheme 28

Scheme 29

Scheme 30

Scheme 31

Scheme 32

Schemes 33

Scheme 34

Scheme 35

Scheme 36

Scheme 37

Scheme 38

Scheme 39

Scheme 40

Scheme 41

Scheme 42

Schemes 43

Scheme 44

Scheme 45

Scheme 46

Scheme 47

Scheme 48

Schemes 49

Scheme 50

Scheme 51

Scheme 52

Scheme 53

Scheme 54

Scheme 55

Scheme 56

Scheme 57

Scheme 58

Scheme 59

Scheme 60

Scheme 61

Scheme 62

Scheme 63

Schemes 64

Scheme 65

Scheme 66

Scheme 67

Scheme 68

Scheme 69

Scheme 70

Scheme 71

Scheme 72

Scheme 73

Scheme 74

Schemes 75

Scheme 76

Scheme 77

Scheme 78

Scheme 79

Scheme 80

Scheme 81

Scheme 82

Scheme 83

Scheme 84

Scheme 85

Scheme 86

Scheme 87

Scheme 88

Scheme 89

Scheme 90

Scheme 91

Scheme 92

Scheme 93

Scheme 94

Scheme 95

Scheme 96

Scheme 97

Scheme 98

Scheme 99

Scheme 100

Scheme 101

Scheme 102

Scheme 103

Scheme 104

Scheme 105

Scheme 106

Scheme 107

Scheme 108

Scheme 109

Schemes 110

Scheme 111

Scheme 112

Scheme 113

Scheme 114

Schemes 115

Scheme 116

Schemes 117

Scheme 118

Schemes 119

Scheme 120

Scheme 121

Scheme 122

Scheme 123

Scheme 124

Scheme 125

Scheme 126

Scheme 127

Schemes 128

Scheme 129

Scheme 130

Scheme 131

Scheme 132

Scheme 133

Scheme 134

Scheme 135

Scheme 136

Scheme 137

Scheme 138

Scheme 139

Scheme 140

Scheme 141

Scheme 142

Scheme 143

Scheme 144

Scheme 145

Scheme 146

Scheme 147

Scheme 148

Scheme 149

Scheme 150

Scheme 151

Scheme 152

Scheme 153

Scheme 154

Scheme 155

Scheme 156

Scheme 157

Scheme 158

Scheme 159

Scheme 160

Scheme 161

Scheme 162

Scheme 163

Scheme 164

Scheme 165

Scheme 166

Scheme 167

Scheme 168

Scheme 169

Scheme 170

Scheme 171

Scheme 172

Scheme 173

Scheme 174

Scheme 175

Scheme 176

Scheme 177

Scheme 178

Scheme 179

Schemes 180

Scheme 181

Scheme 182

Scheme 183

Scheme 184

Scheme 185

Scheme 186

Scheme 187

Schemes 188

Scheme 189

Scheme 190

Scheme 191

Schemes 192

Scheme 193

Scheme 194

Scheme 195

Scheme 196

Schemes 197

Scheme 198

Schemes 199

Scheme 200

Schemes 201

Scheme 202

Schemes 203

Scheme 204

List of Tables

Chapter 1: Olefin Ring-Closing Metathesis

Table A Reviews of Applications of the Ring-Closing Metathesis Reaction

Chart 1 Catalysts Used in Tables

Chart 2 Ligands Used in Tables

Table 1 Synthesis of Carbocycles

Table 2A Synthesis of Cyclic Amines

Table 2B Synthesis of Cyclic Ethers

Table 2C Synthesis of Phosphorus-Containing Heterocycles

Table 2D Synthesis of Phosphorus-Containing Heterocycles

Table 2E Synthesis of Sulfur-Containing Heterocycles

Table 2F Synthesis of Sulfonamide-Containing Heterocycles

Table 2G Synthesis of Boron-Containing Derivatives

Table 2H Synthesis of Unsaturated Lactams

Table 2I Synthesis of Cyclic Peptides

Table 2j Synthesis of Unsaturated Lactones

Table 2K Synthesis of other Heterocycles Containing Multiple Heteroatoms

Table 3 Synthesis of Supramolecular Compounds

Table 4 Tandem Methathesis Reactions

ADVISORY BOARD

John E. Baldwin

Peter Beak

Dale L. Boger

George A. Boswell, Jr.

André B. Charette

Engelbert Ciganek

Dennis Curran

Samuel Danishefsky

Huw M. L. Davies

John Fried

Jacquelyn Gervay-Hague

Heinz W. Gschwend

Stephen Hanessian

Richard F. Heck

Louis Hegedus

Robert C. Kelly

Andrew S. Kende

Laura Kiessling

Steven V. Ley

James A. Marshall

Michael J. Martinelli

Stuart W. McCombie

Jerrold Meinwald

Scott J. Miller

Larry E. Overman

Leo A. Paquette

Gary H. Posner

T. V. RajanBabu

Hans J. Reich

James H. Rigby

William R. Roush

Scott D. Rychnovsky

Martin Semmelhack

Charles Sih

Amos B. Smith, III

Barry M. Trost

Milán Uskokovic

James D. White

Peter Wipf

 

FORMER MEMBERS OF THE BOARD NOW DECEASED

Roger Adams

Homer Adkins

Werner E. Bachmann

A. H. Blatt

Robert Bittman

Virgil Boekelheide

Theodore L. Cairns

Arthur C. Cope

Donald J. Cram

David Y. Curtin

William G. Dauben

Louis F. Fieser

Ralph F. Hirshmann

Herbert O. House

John R. Johnson

Robert M. Joyce

Willy Leimgruber

Frank C. McGrew

Blaine C. McKusick

Carl Niemann

Harold R. Snyder

Boris Weinstein

Organic Reactions

Volume 89

Editorial Board

Scott E. Denmark, Editor-in-Chief

Jeffrey Aubé

Jin K. Cha

André Charette

Vittorio Farina

Paul L. Feldman

Dennis G. Hall

Paul J. Hergenrother

Jeffrey S. Johnson

Marisa C. Kozlowski

Gary A. Molander

John Montgomery

Steven M. Weinreb

Robert M. Coates, Secretary University of Illinois at Urbana-Champaign, Urbana, Illinois

Jeffery B. Press, Secretary Press Consulting Partners, Brewster, New York

Linda S. Press, Editorial Coordinator

Dena Lindsay, Editorial Assistant

Associate Editor

Larry Yet

Copyright © 2016 by Organic Reactions, Inc. All rights reserved.

Published by John Wiley & Sons, Inc., Hoboken, New Jersey

Published simultaneously in Canada.

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Library of Congress Catalog Card Number: 42-20265

ISBN: 978-1-119-21121-1

Introduction to the Series Roger Adams, 1942

In the course of nearly every program of research in organic chemistry, the investigator finds it necessary to use several of the better-known synthetic reactions. To discover the optimum conditions for the application of even the most familiar one to a compound not previously subjected to the reaction often requires an extensive search of the literature; even then a series of experiments may be necessary. When the results of the investigation are published, the synthesis, which may have required months of work, is usually described without comment. The background of knowledge and experience gained in the literature search and experimentation is thus lost to those who subsequently have occasion to apply the general method. The student of preparative organic chemistry faces similar difficulties. The textbooks and laboratory manuals furnish numerous examples of the application of various syntheses, but only rarely do they convey an accurate conception of the scope and usefulness of the processes.

For many years American organic chemists have discussed these problems. The plan of compiling critical discussions of the more important reactions thus was evolved. The volumes of Organic Reactions are collections of chapters each devoted to a single reaction, or a definite phase of a reaction, of wide applicability. The authors have had experience with the processes surveyed. The subjects are presented from the preparative viewpoint, and particular attention is given to limitations, interfering influences, effects of structure, and the selection of experimental techniques. Each chapter includes several detailed procedures illustrating the significant modifications of the method. Most of these procedures have been found satisfactory by the author or one of the editors, but unlike those in Organic Syntheses, they have not been subjected to careful testing in two or more laboratories. Each chapter contains tables that include all the examples of the reaction under consideration that the author has been able to find. It is inevitable, however, that in the search of the literature some examples will be missed, especially when the reaction is used as one step in an extended synthesis. Nevertheless, the investigator will be able to use the tables and their accompanying bibliographies in place of most or all of the literature search so often required. Because of the systematic arrangement of the material in the chapters and the entries in the tables, users of the books will be able to find information desired by reference to the table of contents of the appropriate chapter. In the interest of economy, the entries in the indices have been kept to a minimum, and, in particular, the compounds listed in the tables are not repeated in the indices.

The success of this publication, which will appear periodically, depends upon the cooperation of organic chemists and their willingness to devote time and effort to the preparation of the chapters. They have manifested their interest already by the almost unanimous acceptance of invitations to contribute to the work. The editors will welcome their continued interest and their suggestions for improvements in Organic Reactions.

Introduction to the Series Scott E. Denmark, 2008

In the intervening years since “The Chief” wrote this introduction to the second of his publishing creations, much in the world of chemistry has changed. In particular, the last decade has witnessed a revolution in the generation, dissemination, and availability of the chemical literature with the advent of electronic publication and abstracting services. Although the exponential growth in the chemical literature was one of the motivations for the creation of Organic Reactions, Adams could never have anticipated the impact of electronic access to the literature. Yet, as often happens with visionary advances, the value of this critical resource is now even greater than at its inception.

From 1942 to the 1980's the challenge that Organic Reactions successfully addressed was the difficulty in compiling an authoritative summary of a preparatively useful organic reaction from the primary literature. Practitioners interested in executing such a reaction (or simply learning about the features, advantages, and limitations of this process) would have a valuable resource to guide their experimentation. As abstracting services, in particular Chemical Abstracts and later Beilstein, entered the electronic age, the challenge for the practitioner was no longer to locate all of the literature on the subject. However, Organic Reactions chapters are much more than a surfeit of primary references; they constitute a distillation of this avalanche of information into the knowledge needed to correctly implement a reaction. It is in this capacity, namely to provide focused, scholarly, and comprehensive overviews of a given transformation, that Organic Reactions takes on even greater significance for the practice of chemical experimentation in the 21st century.

Adams' description of the content of the intended chapters is still remarkably relevant today. The development of new chemical reactions over the past decades has greatly accelerated and has embraced more sophisticated reagents derived from elements representing all reaches of the Periodic Table. Accordingly, the successful implementation of these transformations requires more stringent adherence to important experimental details and conditions. The suitability of a given reaction for an unknown application is best judged from the informed vantage point provided by precedent and guidelines offered by a knowledgeable author.

As Adams clearly understood, the ultimate success of the enterprise depends on the willingness of organic chemists to devote their time and efforts to the preparation of chapters. The fact that, at the dawn of the 21st century, the series continues to thrive is fitting testimony to those chemists whose contributions serve as the foundation of this edifice. Chemists who are considering the preparation of a manuscript for submission to Organic Reactions are urged to contact the Editor-in-Chief.

Preface to Volume 89

The Prefaces to Volumes 76, 80, and 84 highlighted the enormous impact of transition metal catalysis in synthetic organic chemistry. Three of the last 14 Nobel Prizes in Chemistry have been awarded for the discovery and development of transition metal catalyzed reactions that fundamentally changed the practice of organic synthesis (2001: reduction/oxidation (Knowles, Noyori and Sharpless); 2005: olefin metathesis (Chauvin, Grubbs, Schrock); 2010: cross coupling (Heck, Negishi, Suzuki)). Of the 17 chapters published in the Organic Reactions series since the diamond anniversary Volume 75 (2011), 12 have involved transition metal catalyzed transformations! The impact of catalysis using transition metal complexes and reagents on the practice of synthetic organic chemistry cannot be overstated and continues to grow exponentially. In fact, the research in this field is so intense that the resulting literature quickly becomes too massive to compile in the comprehensive fashion characteristic of Organic Reactions.

Of the three major topics celebrated by Chemistry Nobel Prizes, reduction/oxidation as well as cross-coupling are well-represented in the volumes of Organic Reactions. However, not surprisingly given the vast literature in the field, no chapter on any aspect of olefin metathesis has appeared. In fact, such a chapter had been commissioned more than a decade ago when it was still conceivable to cover one of the more important versions of olefin metathesis in organic synthesis, namely ring-closing metathesis (RCM). However, that chapter languished as the author changed locations and the literature ballooned. Much to my amazement, shortly after beginning my tenure as Editor in Chief, that author expressed renewed interest in completing the chapter and true to his word, Volume 89 comprises the results of those heroic efforts.

Dr. Larry Yet has composed the most definitive review of the family of olefin ring-closing metathesis reactions ever to appear in the! literature. Despite the appearance of literally dozens of journal reviews, book chapters, and encyclopedia entries, this contribution stands out for its comprehensive coverage of ring-closing metathesis reactions that create carbocycles, heterocycles, macrocycles, supramolecular assemblies, and polypeptides. In view of the enormous number of synthesis endeavors that construct natural products and therapeutic agents, Dr. Yet has provided an extensive overview of how RCM has revolutionized the ability to disconnect target molecules in fundamentally different ways. Some of the most recent advances in ring-closing metathesis such as enantioselective processes using chiral catalysts, solid phase transformations, and tandem metathesis reactions are covered as well. True to the spirit of Organic Reactions chapters, Dr. Yet has provided critical guidance for the selection of an appropriate catalyst for a given class of substrate and important insights in the role of olefin substitution for the most successful pairwise combination of addends.

Compiling the comprehensive Tabular Survey represented a monumental undertaking for a single author. Although the Tables cover the literature up to 2010, Dr. Yet has provided Supplemental References at the end of the chapter, organized by Table, that bringe the literature coverage through 2013.

Volume 89 represents the tenth single chapter volume to be produced in our 74-year history. Such single-chapter volumes represent definitive treatises on extremely important chemical transformations. The organic chemistry community owes an enormous debt of gratitude to the authors of such chapters for the generous contribution of their time, effort, and insights on reactions that we clearly value. Moreover, this volume also represents the largest single chapter every produced in the Organic Reactions series and we are very grateful to Anita Lekhwani and her colleagues at Wiley for their assistance in accommodating this massive work in a single bound volume.

It is appropriate here to acknowledge the expert assistance of the entire editorial board, in particular André Charette who shepherded this massive chapter to completion. The contributions of the author, editors, and the publisher were expertly coordinated by the board secretary, Robert M. Coates. In addition, the Organic Reactions enterprise could not maintain the quality of production without the dedicated efforts of its editorial staff, Dr. Linda S. Press, Dr. Danielle Soenen, and Ms. Dena Lindsey. Insofar as the essence of Organic Reactions chapters resides in the massive tables of examples, the author's and editorial coordinators' painstaking efforts are highly prized.

Scott E. DenmarkUrbana, Illinois

Richard F. Heck

August 15, 1931–October 10, 2015

Richard F. Heck, a giant in the field of organic chemistry, died on October 9, 2015. Beginning in the late 1950's, Heck envisioned that as the art of organic synthesis grew there would be a need for catalytic, organometallic-mediated bond-forming reactions that were tolerant of a wide range of functional groups. Research investigations led him to the Pd(0)/Pd(II) cycle of oxidative addition and reductive elimination, by which carbon-X bonds are catalytically converted to carbon-carbon and carbon-heteroatom bonds. His investigations laid the groundwork for all catalytic, organometallic, bond-forming processes that are used currently in modern organic synthesis.

The epic importance of catalytic palladium-mediated, carbon-carbon bond formation only slowly became apparent to the organic synthesis community. When his Organic Reactions chapter appeared in 1982, coverage of all the literature required only 45 pages (including tables!). By 2002, applications of his chemistry in synthesis had grown to the extent that the Organic Reactions chapter published that year, limited to the subset of intramolecular Heck Reactions, covered 377 pages. Moreover, the original 45 page chapter, despite its size, it is the most highly cited chapter in the Organic Reactions series with over 1500 citations!

Professor Heck received number of awards for his seminal contributions to chemistry, most notably sharing the Chemistry Nobel Prize in 2010. Among his many professional activities, he served as a member of the Editorial Board of Organic Reactions, Inc. from 1973–1985.

On a personal note, Dick Heck had already been publishing on palladium-catalyzed carbon-carbon bond formation for ten years, at the time that I joined the chemistry faculty of the University of Delaware in 1982. It was apparent that the intramolecular Heck reaction could be a powerful transformation. I sketched out some possible applications to Dick and offered to help his students, but he was not interested. He preferred to continue exploring new reactivity, initiating both “Suzuki coupling” and the “Sonogashira reaction”. Although he was the first to fully characterize a π-allylmetal complex and to elucidate the mechanism of cobalt-catalyzed alkene hydroformylation, he most enjoyed discussing the addition of formate to the palladium-catalyzed carbonylation reaction, leading to the formation of aldehydes. Even in retirement, Dick was eager to keep up with the literature, so I would send a selection of the most interesting articles every few months. He found the Catellani protocol particularly intriguing. He had thought that the carbon-palladium bond would be far too labile to allow such cascade transformations.

Dick is remembered for the key role he played as a pioneer in applying transition metal catalysis to the synthesis of complex organic molecules, both in academics and in industry. Before Grubbs, Schrock, Buchwald or Hartwig–indeed, before Stille, Suzuki, Negishi, Tsuji, Trost or Sonogashira–there was Heck pointing the way. From the late 1950's on, his contributions provided the creative spark that ignited this essential subdiscipline of synthetic methodology. In the words of Professor E. J. Corey: “Of all the individuals who have contributed to the spectacular progress in palladium catalyzed synthesis, there is no one whose work is as seminal or significant than that of Richard F. Heck.”

Douglass F. Taber, University of DelawareNovember 10, 2015

Chapter 1Olefin Ring-Closing Metathesis

Larry Yet

Department of Chemistry, University of South Alabama, Mobile, Alabama 36688-0002

Contents

Introduction

Mechanism

Scope and Limitations

Catalyst Selection

Effects of Olefin Substitution

Synthesis of Carbocycles

Synthesis of Heterocycles

Synthesis of Nitrogen-Containing Heterocycles

Synthesis of Oxygen-Containing Heterocycles

Synthesis of Phosphorus-Containing Heterocycles

Synthesis of Silicon-Containing Heterocycles

Synthesis of Sulfur-Containing Heterocycles

Synthesis of Boron-Containing Heterocycles

Synthesis of Unsaturated Lactams

Synthesis of Unsaturated Lactones

Synthesis of Macrocycles

Synthesis of Cyclic Amino Acids and Peptidomimetics

Synthesis of Supramolecular Compounds

Enantioselective Synthesis with Chiral Catalysts

Tandem Metathesis Reactions

Solid-Phase Synthesis of Cyclic Alkenes

Ring-Closing Metathesis Reactions under Microwave Irradiation

Applications to Synthesis

Comparison with Other Methods

Experimental Conditions

General Reaction Conditions

Special Reaction and Purification Conditions

Experimental Procedures

3-Cyclopentene-1,1-dicarboxylic Acid Diethyl Ester [Ring-Closing Metathesis of Diethyl Diallylmalonate and Various Methods for Removal of Ruthenium Byproducts].

500

[Removal of Ruthenium Byproducts with Tris(hydroxymethyl)phosphine].

499

[Removal of Ruthenium Byproducts with Silica Gel/Activated Carbon].

502

4,4-Dicarboethoxy-1,2-dimethylcyclopentene [Ring-Closing Metathesis of a Sterically Hindered Diene Ester].

51, 68

(1

S

,2

S

,3

S

)-4-Cyclohexen-1,2,3-triol [Ring-Closing Metathesis of a Diene Triol].

508

(

R

)-2-Isopropenyl-3-methyl-5,6-dihydro-2

H

-pyran [Asymmetric Ring-Closing Metathesis of an Achiral Diene with a Chiral Molybdenum Catalyst].

319

1-Tosyl-2,3-dihydro-1

H

-pyrrole [Ring-Closing Metathesis of a Dienesulfonamide].

125

1,1-Dioxo-2,3,6,7-tetrahydro-1

H

-[1,2]thiazepine-7-carboxylic Acid Isopropyl Ester [Ring-Closing Metathesis of a Diene Sulfonamide with a Polymer-Bound Ruthenium Catalyst].

509

tert

-Butyl (

S

)-1-[(

S

)-5-Oxo-2,5-dihydrofuran-2-yl]-2-phenylethylcarbamate [Ring-Closing Metathesis in the Presence of a Lewis Acid to Form a γ-Lactone].

221

tert

-Butyl (3

S

,6

S

,

E

)-3-(Methoxycarbonyl)-5,12-dioxo-1-oxa-4-azacyclododec-8-ene-6-carbamate [Ring-Closing Metathesis of a Dipeptide Analog].

263

2-(3-Butenyl)-4-methyl-2,5-dihydrofuran [Ring-Opening Metathesis/Ring-Closing Metathesis Sequence in the Presence of Ethylene].

510

1-Isopropyl-2-pyrrolidinone [Tandem Metathesis/Hydrogenation Sequence of an

N

-Allyl α,β-Unsaturated Amide].

511

Tabular Survey

Chart 1 Catalysts Used in Tables

Chart 2 Ligands Used in Tables

Table 1 Synthesis of Carbocycles

Table 2A Synthesis of Cyclic Amines

Table 2B Synthesis of Cyclic Ethers

Table 2C Synthesis of Phosphorus-Containing Heterocycles

Table 2D Synthesis of Phosphorus-Containing Heterocycles

Table 2E Synthesis of Sulfur-Containing Heterocycles

Table 2F Synthesis of Sulfonamide-Containing Heterocycles

Table 2G Synthesis of Boron-Containing Derivatives

Table 2H Synthesis of Unsaturated Lactams

Table 2I Synthesis of Cyclic Peptides

Table 2J Synthesis of Unsaturated Lactones

Table 2K Synthesis of other Heterocycles Containing Multiple Heteroatoms

Table 3 Synthesis of Supramolecular Compounds

Table 4 Tandem Methathesis Reactions

References

Introduction

Olefin metathesis was defined for the first time by Calderon in 1967 as a catalytically induced reaction wherein olefins undergo bond reorganization resulting in a redistribution of alkylidene moieties.1, 2 The first observation of the metathesis of propene at high temperature was reported in 1931; the first catalyzed metathesis reactions were discovered in the 1950's when industrial chemists at Du Pont, Standard Oil, and Phillips Petroleum reported that propene led to ethylene and 2-butenes when it was heated with molybdenum on alumina.3, 4 The first polymerization of norbornene by the WCl6/Et2AlCl system was independently reported in 1960 by Eleuterio4 and by Truett.5

The number of applications of olefin metathesis in organic synthesis has increased exponentially in the last two decades. Many reviews and monographs have documented the significant advances in this field.6–25 Olefin metathesis, a process in which alkylidene groups are exchanged by the scission of carbon–carbon double bonds of alkenes, can be organized into four main categories: (1) cross-metathesis (CM),26 in which two different alkenes undergo an intermolecular reaction to form new olefinic products; (2) ring-opening metathesis polymerization (ROMP), which involves the ring-opening of strained olefins to afford polymeric olefin compounds; (3) ring-opening metathesis (ROM), which also involves ring-opening of strained olefins in the presence of an alkene to generate a diene product; and (4) ring-closing metathesis (RCM), a procedure in which a diene undergoes cyclization to afford cyclic alkenes (Scheme 1). Many examples of each of the four types of olefin metathesis reactions are reported, and each occupies a prominent and useful place in organic synthesis. This chapter focuses on the olefin ring-closing metathesis reaction.

Scheme 1

Olefin ring-closing metathesis (RCM) was first applied in organic synthesis in 1980, but the catalysts employed at that time were undefined and poorly characterized.27, 28 These early catalysts showed high activity but poor compatibility with polar functional groups, making them unattractive for the synthesis of complex molecules. Ruthenium catalysts that could polymerize functionalized monomers via metathesis were discovered in the late 1980's, although these catalysts were still undefined.29, 30

The discovery of well-defined metal alkylidene complexes with excellent functional-group tolerance, such as Schrock's molybdenum complex 131 and Grubbs's ruthenium complexes 2 and 3,32, 33 allowed applications of RCM in organic synthesis to increase at a rapid pace. The reaction can now be carried out under mild conditions with alkene precursors containing many common functional groups. Moreover, it has achieved strategy-level status in the total syntheses of many natural products and therapeutic agents that bear alkenes, and alkene synthons. This chapter will focus on developments in ring-closing metathesis reactions up to 2010.

Mechanism

The original mechanism, proposed in 1971 by Yves Chauvin, for the ring-closing metathesis reaction of dienes with ruthenium and molybdenum complexes is now generally accepted.34 Chauvin convincingly demonstrated that metal-catalyzed olefin metathesis is the result of a non-pair-wise exchange of alkylidene fragments. The process consists of a sequence of formal [2+2] cycloadditions/cycloreversions involving alkenes, metal carbenes, and metallacyclobutane intermediates. Thus, diene 4 first reacts with the active metal carbene species [M]=CH2 to generate metallacyclobutane 6 via a [2+2] cycloaddition process, which leads to the formation of alkylidene 7 (Scheme 2). Alkylidene 7 then undergoes a further [2+2] cycloaddition to generate metallacyclobutane 8, which upon cycloreversion affords cyclic alkene 5 and regenerates the metal carbene.

Scheme 2

In principle, each of the individual steps in the catalytic cycle is reversible, and an equilibrium mixture of olefins can be obtained. The forward reaction can be entropically driven because RCM transforms one substrate molecule into two products, where a volatile alkene (often ethene or propene) is removed as it is formed. The reaction can be driven by carrying it out at a high reaction temperature and/or by bubbling an inert gas through the reaction mixture to assist removal of the volatile alkene byproduct. The reverse reaction is also slowed if the product has a more highly substituted double bond than the substrate, because most metathesis catalysts are sterically sensitive. The use of high dilution conditions favors ring-closing metathesis of a diene substrate over competing polymerization via acyclic diene metathesis (ADMET).

Mechanistic studies employing 31P NMR magnetization transfer experiments and other 1H NMR and UV–vis spectroscopic techniques suggest that the overall catalytic cycle for ruthenium complexes proceeds according to the mechanism outlined in Scheme 3.35–37 The first step, catalyst initiation, involves dissociation of one PCy3 ligand to afford the highly reactive 14-electron monophosphine intermediate 9. The reaction of intermediate 9 with an olefinic substrate generates the metal monophosphine/olefin complex 10 in the second step. Finally, coupling of the olefin and alkylidene ligands within the coordination sphere of the ruthenium metal produces metallacyclobutane intermediate 11. Metallacyclobutane 11 can break down productively to form a new olefin and a new metal alkylidene product or unproductively to regenerate the starting materials.

Scheme 3

The overall catalytic activity of the ruthenium complex as outlined in Scheme 3 is dictated by the relative rates of three processes: (1) phosphine dissociation (initiation, k1), (2) phosphine recoordination (k–1), and (3) olefin binding (k2). When catalyst initiation is efficient (k1 is large), high catalytic activity is seen. The 14-electron intermediate 9 reacts rapidly with olefinic substrates relative to reaction with the free phosphine (k2/k–1 is large). These relative rates allow many catalyst turnovers to take place before phosphine recoordination.

The factors governing the catalytic activity of ruthenium carbenes of the general formula (PR13)2(X)2Ru=CHR2 have been examined in great detail.36, 37 Electron-donating phosphines with large cone angles lead to particularly active catalysts (PPh3 ≪ P(i-Pr)2Ph < PCy2Ph, P(i-Pr)3, PCy3). The bis(triphenylphosphine) complex is essentially unreactive toward a diene substrate. In contrast, the order of increasing activity for the anionic ligand is X = I < Br < Cl; the smaller and more electron-withdrawing chloride leads to a more active species. Catalyst activity is influenced dramatically by the nature of the alkylidene moiety (R2 = H < Ph < alkyl < CO2R).

Computational studies have contributed significantly to the understanding of intermediate species such as 1138–41 and the experimental evidence to support these proposed intermediates has been reported independently by several groups. The phosphonium alkylidene 12 is combined with 2.2 equivalents of ethylene in CD2Cl2 at –50° to allow the first direct observation of a 14-electron ruthenacyclobutane 13 (Scheme 4).42, 43 NMR spectroscopic data indicates that compound 13 has a C2v-symmetric structure with a flat, kite-shaped ruthenacyclobutane ring. Significant Cα–Cβ agostic interactions with the ruthenium center are also observed and are verified in another study.44 Furthermore, a NMR analysis of the reaction of phosphonium alkylidene 12 with one equivalent of ethylene at –78° in the presence of 2 equivalents of a trapping olefin reveals the formation of ruthenacyclobutane 14 which is relevant to the olefin metathesis catalytic cycle.45, 46 This ruthenacyclobutane derived from a cyclopentene derivative is more relevant to RCM than is the original spectroscopic characterization of intermediate 13. The dynamic behavior of ruthenacyclobutane-derived species 14 has been evaluated using the powerful two-dimensional NMR technique EXSY (exchange spectroscopy).

Scheme 4

The postulated scenarios for olefin binding to intermediate 15 include (1) binding preferentially trans (complex 16, bottom-face pathway) or cis (complex 17, side-on pathway) to the L-type ligand or (2) binding nonpreferentially through both intermediates 16 and 17 (Scheme 5). Upon addition of 1,2-divinylbenzene to a solution of metal alkylidene 18 in benzene, two new species in a ratio of 3:2 are observed initially by 1H NMR spectroscopy (Scheme 6).47, 48 The two ruthenium–olefin adducts undergo dynamic interconversions and on the basis of observed NOEs and a low-temperature crystal dissolution experiment, the two isomers were assigned as side-bound olefin adducts 19 (major) and 20 (minor). No evidence of a trans ruthenium–olefin adduct is observed.

Scheme 5

Scheme 6

Second-generation ruthenium complexes 21,49, 5022,51, 52 and 2353 all contain stable N-heterocyclic carbene (NHC) ligands. Compared to phosphine ligands, NHC ligands are stronger σ-donors and are much less labile. N-Heterocyclic carbene complexes 21–23 enhance the dissociation of the trans phosphine ligand from the ruthenium center to generate the active metal species that can then coordinate an olefin substrate.54, 55 The larger steric bulk and excellent electron-donating properties of the NHC ligands stabilize both the 14-electron catalyst species and the 16-electron olefin complex more effectively, thus promoting olefin metathesis.

Scope and Limitations

Catalyst Selection

The scope of the olefin metathesis reaction has expanded significantly since the initial discovery of Schrock's molybdenum complex 131 and Grubbs's ruthenium complexes 2 and 3.32, 33 The importance of these complexes derives from their activity, stability, and functional group tolerance.56, 57 In general, complexes 1–3 are all capable of catalyzing the formation of simple five-, six-, seven-, and eight-membered mono- and bicyclic ring systems. Macrocyclic rings can also be formed in a facile reaction with either Schrock's or Grubbs's complexes. Schrock's molybdenum complex 1 is air- and moisture-sensitive and is also thermally unstable. Rigorously purified and dried substrates and degassed solvents are usually required for this catalyst to mediate productive RCM reactions. In contrast, Grubbs's ruthenium complexes 2 and 3 are remarkably tolerant of oxygen and moisture. Molybdenum complex 1 is more reactive than ruthenium complex 2 but does not tolerate carboxylic acids, alcohols, or aldehydes. Conversely, catalyst 2 can usually tolerate a wider range of functional groups such as ketones, esters, amides, epoxides, alcohols, acetals, silyl ethers, carboxylic acids, aldehydes, and phosphorus-containing groups. The use of ruthenium complex 2 is problematic with functional groups such as sulfides, disulfides, and enol ethers. Molybdenum complex 1 is capable of mediating the formation of tri- and tetrasubstituted olefins, whereas ruthenium complexes 2 and 3 are most effective with di- and trisubstituted olefins.

Second-generation ruthenium complexes 2149, 50, 2251, 52 and 2353 exhibit significantly higher activities than those of the parent Grubbs carbene complexes 2 and 3. The reactivities of complexes 21–23 are similar to that of Schrock molybdenum complex 1. Furthermore, catalysts 21–23 display exceptional thermal stability, resistance toward oxygen and moisture, and compatibility with many functional groups. One of the most outstanding features of these second-generation ruthenium complexes is the ease with which tri- and tetrasubstituted olefins are formed, as these systems were not previously accessible with ruthenium complexes 2 or 3. Ruthenium complex 22 can also promote ring-closing metathesis reactions in aqueous media without any additives or cosolvents.58

A new class of ruthenium-based catalysts has allowed unique levels of reactivity in a variety of ring-closing metathesis reactions.59 Ruthenium complex 24 featuring a bidentate ligand shows good activity and is especially attractive because it can be recycled in good yield. The lateral isopropoxy group stabilizes the complex in its resting state, but opens a metal coordination site in the presence of the olefin substrate. However, complex 24 only participates in efficient metathesis reactions with terminal alkenes. Ruthenium complex 25, which does not have a phosphine ligand, displays even higher reactivity and excellent air stability, and is effective in the synthesis of tri- and tetrasubstituted alkenes.60, 61 This catalyst can also participate in ring-closing metathesis reactions in aqueous media, DME, or acetone.62 The ease of storage, handling, and the possibility of reuse and immobilization are additional advantages of this catalyst. Ruthenium alkylidene complexes 26a and 26b, bearing N-heterocyclic carbene ligands with substituted N-phenyl rings, are resistant to decomposition and are two of the most efficient catalysts for ring-closing metathesis to form tetrasubstituted olefins.63

In addition to the systems described above, many other ruthenium complexes have been developed for olefin ring-closing metathesis reactions. Many of these new catalysts have not been employed in syntheses other than those described in the original reports. Despite all these new developments, commercially available ruthenium complexes 2, 22, and 25 are those most commonly used in synthetic endeavors.

Highly active, water-soluble ruthenium complexes bearing a PEG-tagged group like catalyst 27 or a quaternary ammonium group such as catalysts 28 and 29a–c show good activity in the ring-closing metathesis of neutral and polar dienes.64 Examples of these catalysts in benchmark reactions are shown in the Tables.

Complexes 1–3