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A scholarly collection of timely essays on the behavioral science of peace
With contributions from experts representing a wide variety of scholarly fields (behavioral and social sciences, philosophy, environmental science, anthropology and economics), Peace Ethology offers original essays on the most recent research and findings on the topic of the behavioral science of peace. This much-needed volume includes writings that examine four main areas of study: the proximate causation of peace, the developmental aspects of peace, the function and systems of peace and the evolution of peace.
The popular belief persists that, by nature, humans are not pre-disposed to peace. However, archeological and paleontological evidence reveals that the vast majority of our time as a species has been spent in small hunter-gatherer bands that are basically peaceful and egalitarian in nature. The text also reveals that most of the earth’s people are living in more peaceful societies than in centuries past. This hopeful compendium of essays:
Written for students and academics of the behavioral and social sciences, Peace Ethology offers scholarly essays on the development, nature, and current state of peace.
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Seitenzahl: 827
Veröffentlichungsjahr: 2018
Cover
Foreword
1 The Nature of Peace
Operationalizing Peace Concepts
Observing Peace
Selves, Relationships, and Institutions
Research Questions
Answers from Research
Shifting Paradigms: Three Dimensions of Peace and Global Issues
References
Part One: Proximate Causation
2 A Social‐Psychological Perspective on the Proximate Causation of Peaceful Behavior
Reconciliation and Conflict Resolution
The Needs‐Based Model of Reconciliation
Empirical Evidence in Support of the Needs‐Based Model
Applying the Needs‐Based Model to Intergroup Contexts
Applying the Needs‐Based Model to Conflict of Dual Social Roles
Agency Affirmation: Reassuring Dual Conflicting Parties’ Strength
Implications for the Science of Peaceful Systems and Behavior
References
3 Inclusion as a Pathway to Peace
The Importance of Inclusion and the Inevitability of Exclusion
Excluding People Who Are Different
Exclusion as a Potential Threat to Peace
Defining Inclusion
Diversity Ideologies and Inclusion in Diverse Groups
Cognitive Routes to Inclusion in Diverse Groups
Conclusion
References
4 The Peacekeeping and Peacemaking Role of Chimpanzee Bystanders
Chimpanzee Social System
Framework of Conflict Management
Bystander Affiliation Functioning as Consolation
Proximate Motivation to Console Another
Bystander Affiliation Functioning as Mediated Reconciliation
Cognitive Underpinnings of Mediated Reconciliation
Bystander Affiliation Functioning as Self‐Protection
Simple Proximate Mechanisms for a Self‐Oriented Behavior
Conclusions and Unanswered Questions
References
5 The Experiential Peacebuilding Cycle
Theoretical Foundations
The Experiential Peacebuilding Cycle
Conclusion
References
Additional Resources
Part Two: Development
6 The Developmental Niche for Peace
A Baseline for a Cooperative and Peaceful Society: Small‐Band Hunter‐Gatherers
Adults’ Personalities in Small‐Band Hunter‐Gatherer Societies
A Peacebuilding Nest: The Evolved Developmental Niche
Human Peacefulness
What Happens When the EDN Is Missing or Degraded?
What Can We Do Today?
Conclusion
References
7 Children’s Peacekeeping and Peacemaking
Theoretical Roots
Children’s Peacekeeping
Children’s Peacemaking
Third‐Party Intervention
Conclusion
References
8 The Role of Relationships in the Emergence of Peace
Peacekeeping Takes Place in Relationships at the Local Level, on the Ground in Communities
The Dilemma of Carrying Weapons
Understanding Peacekeeping Relationships
Robust Relationships
Conclusion
References
9 Reintegration of Former Child Soldiers
Social Ecologies of Violence and Peace
A Community Resilience Approach to Reintegration
A Critical Perspective
Conclusion
References
Part Three: Function
10 Keeping the Peace or Enforcing Order? Overcoming Social Tension between Police and Civilians
The Relational Model
Police and Citizens in Conflict
Critical Moments
Value, Compatibility, and Security
Discussion: Methodological Issues
Conclusion
References
11 Constitutions as Peace Systems and the Function of the Costa Rican and Japanese Peace Constitutions
Introduction
Costa Rica’s Peace Constitution
Japan’s Peace Constitution
Conclusion
References
12 Exploring the Village Republic
Introduction
The Political Prehistory of the Village Republic
Swaraj and Swadeshi as Cornerstones of Gandhi’s Village Republic
The Village Republic beyond Gandhi
Decentralized Peace Systems as Oceanic Circles
Conclusion
Acknowledgments
References
13 Building Peace Benefits
Conceptualizing a Peace Process
The Economic Benefit of Peacebuilding
Measuring Negative Peace
Measuring Positive Peace: The Pillars of Peace
Measuring the Economic Impact of Conflict and Violence
The Economic Cost of Violence Containment to the United States
The Total Cost of Violence to the Global Economy
Virtuous Cycle of Economic Growth and Peace in the Long Run
References
Part Four: Evolution
14 The Evolutionary Logic of Human Peaceful Behavior
The New Paradigm of the 5Rs
Contextualizing Human Behavior: Evolutionary Costs and Benefits of Aggression
Primate Patterns: The Prevalence of Peace
The Recent Origins of War
Nomadic Forager Data on War and Peace
The Chimpanzee Model
The Prevalence of Peace
References
15 Trans‐Species Peacemaking
The Weight of Disciplinary Prejudices
Building Blocks for a Transdisciplinary Approach of Our ETPH
Connecting Aggression and Peacemaking
Conclusion: The Moral Import of Our Trans‐Species Evolutionary Heritage
References
16 Natural Peace
Concepts and Contexts
Situating Human Nature
Situating Natural Peace
Epilogue
References
Index
End User License Agreement
Chapter 01
Table 1.1 Three dimensions of peace: direct, structural, and sociative peace.
Chapter 04
Table 4.1 Alternative hypotheses about the function of bystander affiliation
Chapter 16
Table 16.1 Social dimensions of natural peace.
Chapter 01
Figure 1.1 A peace ethology model of behavioral processes and systems of peace.
Note
: Peace processes as between and among individuals, families, groups, and communities.
Chapter 02
Figure 2.1 The Needs‐Based Model of reconciliation.
Chapter 04
Figure 4.1 An example of bystander affiliation among chimpanzees. An adult female (
center
) screams after having received a hit from a high ranking female (
right
) while a friend of the victim (
left
) closely observes the interaction (a). Soon afterwards (less than 1 min) the victim’s friend approaches and hugs the victim (b).
Chapter 05
Figure 5.1 Experiential peacebuilding cycle.
Chapter 11
Figure 11.1 “Willing to fight for your country?”
Figure 11.2 Attitudes toward revising Article 9 versus growth of A9As.
Chapter 13
Figure 13.1 The virtuous cycle of peace
Cover
Table of Contents
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Edited by
Peter Verbeek
University of Alabama at BirminghamAlabama, USA
Benjamin A. Peters
University of MichiganMichigan, USA
This edition first published 2018© 2018 John Wiley & Sons Ltd
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Library of Congress Cataloging‐in‐Publication Data
Names: Verbeek, Peter, 1952– editor. | Peters, Benjamin A., 1971– editor.Title: Peace ethology : behavioral processes and systems of peace / edited by Peter Verbeek, Benjamin A. Peters.Description: Hoboken, NJ : John Wiley & Sons, 2018. | Includes bibliographical references and index. |Identifiers: LCCN 2018008628 (print) | LCCN 2018014557 (ebook) | ISBN 9781118922538 (pdf) | ISBN 9781118922521 (epub) | ISBN 9781118922514 (cloth)Subjects: LCSH: Peace‐building–Research. | Peace–Research. | Human behavior.Classification: LCC HM1126 (ebook) | LCC HM1126 .P413 2018 (print) | DDC 327.1/72–dc23LC record available at https://lccn.loc.gov/2018008628
Cover Design: WileyCover Image: Courtesy of Peter Verbeek
Dedicated on behalf of Peter to Pieter and Christina, Teruo and Toshiko, and Mamiko. And dedicated on behalf of Benjamin to Sayaka, Noah, Kai, and Sola. Peace to you all.
Otto AdangDepartment of Psychology, Faculty of Behavioral and Social Sciences, University of Groningen, The NetherlandsandPolice Academy of The Netherlands, Research Department, The Netherlands
Saleem H. AliDepartment of Geography & Center for Energy and Environmental Policy, University of Delaware, Newark, USA
Gabriel van den BrinkCentrum Èthos, Faculty of Philosophy, Free University, Amsterdam, The Netherlands
Douglas P. FryDepartment of Anthropology, University of Alabama at Birmingham (UAB), Birmingham, USA
Ellen FurnariWebster University, Pleasant Hill, USA
Daniel HyslopInstitute for Economics and Peace, St. Leonards, Australia
Wiebren S. JansenDepartment of Social, Health & Organizational Psychology, Utrecht University, Utrecht, The Netherlands
Misja van de KlompApplied Safety & Security Studies, HU University of Applied Sciences Utrecht, Utrecht, The Netherlands
Kathleen KostelnyColumbia Group for Children in Adversity, Beaverdam, USA
Harry KunnemanUniversity of Humanistic Studies Utrecht, The Netherlands
Thomas MorganInstitute for Economics and Peace, St. Leonards, Australia
Darcia NarvaezDepartment of Psychology, University of Notre Dame, Notre Dame, USA
Sabine OttenDepartment of Psychology, Faculty of Behavioral and Social Sciences, Groningen University, The Netherlands
Benjamin A. PetersGlobal Scholars Program, College of Literature, Science, and the Arts, University of Michigan, USA
Joám Evans PimCenter for Global Nonkilling, Honolulu, USAandÅbo Akademi University, Finland
Teresa RomeroJoseph Banks Laboratories, School of Life Sciences, University of Lincoln, Lincoln, UK
Cary J. RosethEducational Psychology and Educational Technology Program, Michigan State University, East Lansing, USA
Robert M. SapolskyDepartments of Biological Sciences, Neurology, and Neurosurgery, Stanford University, Stanford, USA
Juliette SchaafsmaTilburg School of Humanities, Tilburg University, The Netherlands
Nurit ShnabelThe School of Psychological Sciences, Tel‐Aviv University, Israel
Sara StronksUniversity of Applied Sciences, School of Governance, Law & Urban Development, The Netherlands
Peter VerbeekDepartment of Anthropology, University of Alabama at Birmingham (UAB), Birmingham, USA
Todd WaltersInternational Peace Park Expeditions, Takoma Park, USA
Michael WessellsColumbia University, Beaverdam, USA
Robert M. Sapolsky
It can be awe‐inspiring, if deeply puzzling at times, to contemplate the human capacity for obsessive specialization, to consider the range of things that humans can devote their lives to in study and scholarship. You can be a coniologist or a caliologist – experts in the sciences of dust and of birds’ nests, respectively – and spend years in monastic solitude, becoming the definitive expert on some subspecialty of each. There’s batologists and brontologists, studying brambles and thunder, doing their research with manic focus that is at the cost of vacations, hobbies, or personal relationships. Or there’s vexillologists and zygologists, with their hard‐earned, dazzling knowledge of flags and of methods for fastening things together. It just goes on and on – odontology and odonatology, phenology and phonology, parapsychology and parasitology. A rhinologist and a nosologist can meet, fall in love, and perhaps have a child who becomes a rhinological nosologist, studying the classification of diseases of the nose.
In recent decades, there has been the emergence of what must seem like one of the most unlikely “‐ology”’s of all, peace ethology, an emerging behavioral science of peace that is producing robust findings. And the notion of there being such a realm of scholarship must seem quixotic to many. This is the case for at least three reasons.
The first one is mammoth, and is obvious to anyone who has noted what humans have been up to in recent millennia. The capacity of humans for violence, and for victimization of the weak by the strong, is so great that devoting one’s scholarly life to the scientific study of peace must feel like trying to document the beauty of snowflakes in the Sahara. When it comes to peace, we have a pretty dismal track record as a species, with our occasional capacity for living peaceably being barely maintained by a thin veneer of rules, laws, ethics, and morality.
But despite that, there is room for optimism. This is because, while it is initially hard to believe, we have been becoming more peaceful in recent centuries, have shown an extraordinary increase in empathy and for feeling moral imperatives to protect those in need. For the first time in recorded human history, the majority of Earth’s people vote in electoral democracies; most leaders are opposed to the likes of slavery, child labor, and domestic violence; nearly all nations are signatories to international agreements regarding the treatment of prisoners and of civilians in warfare, the banning of certain weapons, and the international criminalization of certain acts of war; and most such nations are willing to support apolitical multinational peacekeeping forces that can be sent anywhere on the globe. Sure, all of this is rife with hypocrisy, lip service, and corruption. But it is still a stunningly different world than it was a few centuries ago.
One of the main points of this volume is that there is little reason anymore to think that human prosociality, when it does flourish, is solely or even mostly the outcome of that thin veneer of culture, of each society’s equivalent of fire and brimstone. This conclusion is based on a trio of fields of study that have challenged our views of the roots of human goodness:
Rather than being the outcome of features of culture specific to our species, some of the best of human behaviors and our core of prosociality are shared with numerous other primates. Yes, yes, other primates kill avidly, carrying out competitive infanticide, having organized intergroup violence, and systematically eradicating all the members of another group. But humans are not alone in having the capacities for empathy, altruism, and cooperation among nonrelatives, reconciliation, a sense of justice, and third‐party peacekeeping. Humans may do all those in remarkably abstract ways – for example, we can be galvanized into prosocial activism by the plight of a fictional character in a novel (“So you’re the little woman who wrote the book that started this great war,” Abraham Lincoln reportedly said to Harriet Beecher Stowe). But when we do so, the roots of those impulses are not confined to our own species.
Developmental psychologists have shown how the rudiments of empathy and a sense of justice are there in kids, in toddlers, even in preverbal infants. Humans of astonishingly young ages can detect instances of unequal treatment, have a preference for pro‐ over antisocial individuals, and choose to mete out punishment accordingly. For example, have toddlers observe puppets interacting, some being mean to others, some being kind; afterward, given a choice, they would rather hold and play with the kind puppets, and will advocate giving a treat to a good puppet over one who is a jerk – and all before such children are old enough to comprehend their first sermon.
Finally, there is little reason to think that the long arc of hominid history has been filled with warfare. Instead, the behavior of the few remaining contemporary hunter‐gatherers, and the archeological and paleontological records, suggest that the vast majority of our time as a species has been spent in small hunter‐gatherer bands that are fairly egalitarian in nature, and that have various means (e.g., a fusion/fission structure) to deal with conflict without escalated violence.
Collectively, these three bodies of work suggest that the salutary trends of the last few centuries do not represent humans breaking new grounds of prosociality, but rather something resembling a recovery to our pre‐agricultural past.
Despite that, many might still view peace ethology skeptically for a second reason. This is because of a commonplace and simplistic view that “peace” merely equals the absence of conflict. Or, perhaps worse, that peace equals a level of conflict that people collectively deem to be tolerable and inevitable. When viewed this way, studying peace is somewhat akin to, say, biomedical scientists studying the absence of fever. Yet, as will be shown throughout the volume, the making and maintaining of peace is an intensely active process.
But despite that, the prospects of being a peace ethologist might still seem inauspicious, for a third reason that is closely related to the second one – the “‐ology” part of peace ethology suggests a topic that is subject to scientific exploration, that has underlying rules and patterns. And for many, the notion that there are systematic ways in which peace can be fostered, that its facilitation can be a subject of scholarship, seems foolish. Yet, the scholarship is there and is quickly growing, in all sorts of areas. At the reductive end of things, neuroscientists are learning, for example, the circumstances in which the neuromodulator oxytocin promotes prosocial behavior and when it does the opposite; brain‐imaging studies show that while the brain has an implicit, automatic tendency to make Us/Them dichotomies, it is incredibly easy to manipulate the dichotomizing process, turning Them’s into Us’s. Meanwhile, psychologists fruitfully explore how much our moral acts are the outcome of moral reasoning versus moral intuition, when one dominates the other, and with what sorts of outcomes. Game theorists and evolutionary biologists elucidate the circumstances where cooperation can be jumpstarted amid a sea of noncooperators. Sociologists, demographers, and geographers explore the time‐honored contact theory, demonstrating rules for when contact between groups worsens conflict and when it lessens it. Anthropologists identify commonalities across cultures in means of conflict resolution. And people of heroic devotion, who might be classified (to borrow a term from molecular medicine) as “translational” scientists, learn the best ways to do some of the hardest tasks on Earth – the likes of setting up Truth and Reconciliation Commissions, or reintegrating child soldiers back into their communities.
Making peace and preserving it will never have anything akin to the laws of thermodynamics. Nonetheless, as this volume demonstrates, peace ethology is indeed now a rigorous intellectual and scientific venture, one with more consequences than those of nearly all of the other ‐ologists combined.
We are grateful to the editors and staff at Wiley for their unwavering support for this project. We are indebted to the chapter contributors who entrusted us with their work. Their work is an inspiration to us, and we are privileged to be able to share it with the world through this volume. The idea for the volume goes back to the 2013 Lorentz Center workshop entitled “Obstacles and Catalysts of Peaceful Behavior” at Leiden University. One of us co‐organized the workshop with Douglas Fry, and several of the chapter contributors participated in it. Special thanks go to the Lorentz Center’s Mieke Schutte, Henriette Jensenius, and Ikram Cakir for their kind support, and to the workshop sponsors for their generous financial backing. We also gratefully acknowledge Miyazaki International College (MIC) and its founder, Hisayasu Otsubo. We began our collaboration at MIC’s pioneering School of International Liberal Arts, where we benefited from teaching and discussing peace ethology research with our intellectually curious and critically perspicacious students. In addition, MIC generously supported us through funding and time allocations for conference participation and research. We also thank the peace ethology students at the University of Alabama at Birmingham (UAB) for their critical thoughts and for keeping us honest and focused on peace ethology’s future. Kacey Keith merits special mention for her graduate work at UAB on sharing the methods and findings of peace ethology with the community at large and for coining the fortuitous label of “prosocial learning for a prosocial species” for that effort. Last but not least, we recognize the scholars who came before us and blazed a trail for peace ethology. Without the vision and exemplary science of Theodore Lentz, Niko Tinbergen, Frans de Waal, and others, our own work on peace ethology would never have seen the light of day.
Peter Verbeek & Benjamin A. Peters
Peter Verbeek and Benjamin A. Peters
At the time that we are writing the introductory chapter to this volume, 100 years after the start of a “war to end all wars” and 70 years after the end of World War II, the world is not at peace. While we are writing this chapter in relative comfort, an untold number of our fellow human beings of all ages are suffering the effects of direct or structural violence. Even here, in one of the most peaceful countries in the world, people suffer these effects when there is bullying, domestic violence, assault, rape, and homicide, and these ill effects extend to those who are victims of discrimination, labor exploitation, and poverty, to name only a few examples. And yet, we believe that this is a promising time for peace. We see new opportunities for peace in behavioral science, in the global policy arena, and in everyday life. And we propose that these basic and applied opportunities for peace are intertwined.
This book develops and advances the behavioral science of peace. It offers new concepts for integrating knowledge systems concerning peace across disciplines, and it provides examples of recent research on behavioral processes and systems of peace that illustrate the integrative framework that we propose. The book grew out of a weeklong interdisciplinary workshop at the Lorentz Center of Leiden University in the Netherlands entitled “Obstacles and Catalysts of Peaceful Behavior” (OCPB). Fifty‐three scientists from three continents and a range of disciplines, including anthropology, ethology, evolutionary biology, neuroscience, political science, and psychology, attended the workshop in March 2013. Of the 23 authors in this book, 13 attended the workshop. While previous interdisciplinary gatherings at the Lorentz Center addressed behavioral aspects of peace (“Aggression and Peacemaking in an Evolutionary Context” in 2010 – see Fry 2013; and “Context, Causes and Consequences of Conflict” – see Kruk & Kruk de Bruin 2010), OCPB stood out due to its exclusive focus on peaceful behavior. One of the participants captured the synergistic mixture of topics addressed during the workshop and the promise this holds for the study of peace as follows: “It was very interesting to see how apparently disconnected realities, such as molecular biology, canine ethology, cooperation in primates, oxytocin, and Japan’s Article 9, came together and made sense in developing an alternative insight on peaceful behavior.” The aim of this book is to channel this synergy further by presenting a peace ethology approach to the behavioral processes and systems of peace.
A traditional perspective on peace links it to the absence of direct violence, in particular organized mass killing in war (Galtung 1996, 2012). Other forms of direct violence implied in this negative notion of peace include the examples mentioned in this chapter such as physical bullying, assault, and homicide, and extend to torture and the intentional destruction of homes and communities of targeted victims (cf. Opotow 2012). The more recent positive notion of peace is based on the absence of structural violence (Galtung 1996, 2012). Structural violence in this context refers to harm caused to people through, for example, social injustice, discrimination, prejudice, social or moral exclusion, and poverty linked to these conditions, and their intended or unintended cultural justifications (cf. Galtung 2012). Christie (2012) interprets these two complementary perspectives on peace as “direct peace” and “structural peace,” with the former achieved through peacemaking and the latter through peacebuilding (Table 1.1).
Table 1.1 Three dimensions of peace: direct, structural, and sociative peace.
Source: Adapted from Christie (2012).
Direct
Structural
Sociative
Violence
Direct violence
1
Structural violence
1
None/aggression
3
Peace
Direct peace
2
Structural peace
2
Sociative peace
3
Negative
1
Positive
1
(Peacemaking)
2
(Peacebuilding)
2
(Peacekeeping)
4
1 Galtung (1996, 2012).
2 Christie (2012).
3 Gregor (1996), cited in Verbeek (2008).
4 Verbeek (2013).
Note: Peace terms adopted in this chapter are in boldface font.
Conceptualizing peace as the absence of violence tends to concentrate intellectual and practical energy on the study of obstacles to peace at the relative expense of the study of catalysts to peace. Moreover, implicit in this approach is the notion of peace as a state, specifically a state that occurs with the absence of direct and structural violence. In this volume, we present a dynamic approach to peace. We investigate and discuss peace as process, more specifically a complex of behavioral processes and the behavioral systems that may ensue as a function of these processes. Our treatment of peace as process reflects a contemporary perspective of peace, both in practice and in science, as evidenced, for example, in Nobel Peace Prize Laureate Óscar Arias Sánchez’ suggestion, “Peace is a never‐ending process, the work of many decisions by many people in many countries. It is an attitude, a way of life, a way of solving problems and resolving conflicts” (Sánchez 1995 cited in Verbeek 2008). This is mirrored by psychologists Morton Deutsch and Peter Coleman, who propose, “Peace is never achieved, but rather is a process that is fostered by a variety of cognitive, affective, behavioral, structural, institutional, spiritual, and cultural components” (Deutsch & Coleman 2012). Going by these two quotes alone, we can identity multiple levels and domains at which the processes of peace can be measured, including “decision‐making, attitudes, life‐styles, and conflict resolution” (from Sánchez 1995), and “cognitive and emotional functioning, behavior, (social) structures, institutional functioning, spirituality, and culture” (from Deutsch & Coleman 2012).
The process‐based concept of peace that we propose here transcends peace as a response to direct or structural violence (direct peace and structural peace) to include peace concerned with the preservation of harmony in relations, for example through the pursuit, establishment, or deepening of mutual or reciprocal interests, tolerance, helping and sharing, and the active avoidance of aggressive confrontations (sociative peace; Verbeek 2008; cf. Gregor 1996). Table 1.1 shows our three‐dimensional concept of peace in comparison to previous conceptualizations.
Our approach to peace is comparative and transcends the human condition as we consider the natural origins and behavioral manifestations of peace across species (de Waal 2000; Verbeek this volume, Chapter 16) in conjunction with the evolved human potential for peace (Fry 2006, 2012; de Waal 2012). In nature, aggression and peace are not antithetical but, rather, linked in recurring relationships that express themselves in flexible phenotypes and evolving genotypes (Verbeek this volume, Chapter 16; 2013; Kunneman this volume, Chapter 15). Until about four decades ago, and similar to work on peace in humans, science focused almost exclusively on the aggressive dimension of natural relationships and virtually ignored nature’s peaceful solutions to the propagation of life (Verbeek this volume, Chapter 16; 2013). However, the paradigm in behavioral science is shifting toward a new look at the interplay of aggression and peace in nature, and this allows for a fresh perspective on peace in human nature and how to draw on it (Verbeek this volume, Chapter 16; 2013; Fry this volume, Chapter 14; Kunneman this volume, Chapter 15).
We operationally define the natural phenomenon of aggression as behavior through which species, individuals, families, groups, and communities pursue active control of resources and the social environment at the expense of others (cf. de Boer in Kruk & Kruk‐de Bruin 2010). In our view, aggression can be species‐typical or species‐atypical. The former is context‐dependent aggressive behavior that is commonly shown by members of the species, while the latter is context‐dependent aggressive behavior that is infrequently shown by members of the species (cf. Haller & Kruk 2006; Verbeek et al.2007; Verbeek 2013). Violence, in our conceptual framework, is escalated aggressive behavior that is out of inhibitory control (de Boer et al.2009). An important question in the context of the study of direct peace is whether war, as an organized form of direct violence, is species‐typical or species‐atypical for humans. Fry and Verbeek address this question in their respective chapters in this volume (see also Wrangham 1999; Sussman 2013; Verbeek 2013; and Wilson et al.2014 for a range of comparative perspectives on this issue).
Like aggression, we view peace as a natural phenomenon that culture may modify. We operationally define peace as
Behavioral processes and systems through which species, individuals, families, groups, and communities negate direct and structural violence (direct peace; structural peace), keep aggression in check or restore tolerance in its aftermath (sociative peace), maintain just institutions and equity (structural peace), and engage in reciprocally beneficial and harmonious interactions (sociative peace). (Table 1.1; Verbeek 2008, 2013; cf. Coleman & Deutsch 2012 and definitions contained therein)
Peace processes, in our conceptual framework, are sequential and interrelated behaviors that enable peaceful relations within and across social domains. Flourishing peace processes can give rise to and arise from peace systems, which we define as institutions or arrangements that pattern their members’ interactions toward peace. Fry (2012) introduced the concept of peace systems at the level of nations and cultures, and we extend it herewith across species and social domains. Peace systems, thus defined, are patterns of social behavior that promote or sustain peace.
Considering that peace transcends individual species and social domains, as the chapters in this volume demonstrate, we need a multidisciplinary or even transdisciplinary (Kunneman this volume, Chapter 15) approach to study and understand peace. This raises the issue of how to integrate different systems of knowledge (Galtung 2010). We deal with this by following up on ethologist Niko Tinbergen’s call to apply the “aims and methods” of ethology to the study of war and peace (Tinbergen 1968). We scaffold our conceptual framework with an ethology of peace that applies ethology’s four principal questions about the proximate causation, development, function, and evolution of behavior to the study of peace processes and systems (Tinbergen 1963; Verbeek 2008). Figure 1.1 models our approach.
Figure 1.1 A peace ethology model of behavioral processes and systems of peace. Note: Peace processes as between and among individuals, families, groups, and communities.
Our peace ethology model shown in Figure 1.1 visualizes the flow of evolutionary (biological and cultural) and developmental inputs on behavioral peace processes and their proximate causes and consequences on individuals (selves), relationships, and institutions. It is in this interplay between and among individuals, relationships, and institutions that the functions of peace processes and systems come to the fore. The model is a feedback model, as initial effects of peace processes on individuals, relationships, and institutions are expected to generate and give form to subsequent peace processes. Positive‐feedback loop reiterations involving individuals, relationships, and institutions can give rise to peace systems, which, in turn, feed back to pattern peace processes in space and time.
Selves, relationships, and institutions are in themselves seen as processes in our model. For example, selves, in our conceptual framework, can develop as peaceful selves, in part as a function of peace process behaviors and experiences. We define the peaceful self as characterized by virtuous dispositions for benevolence and justice and efficacious in nonviolent conflict transformation and peacemaking (Verbeek et al. 2015). We suggest that the peaceful self is enabled by our evolved dispositions for peace as expressed, for example, in social behavioral dispositions (e.g., Jaeggi et al.2010; Fry this volume, Chapter 14; Kunneman this volume, Chapter 15; Verbeek this volume, Chapter 16), emotional functioning (e.g., empathy: Preston & de Waal 2002; Decety & Jackson 2006), and associated brain mechanisms (e.g., Immordino‐Yang et al.2009; Krill & Platek 2012; Piper et al.2015), nurtured in our evolved developmental niche (Narvaez this volume, Chapter 6; cf. Leckman et al.2014), and shaped by narratives of solicitude and justice (e.g., Peters this volume, Chapter 11; Kunneman personal communication; cf. Ricoeur 1992; Howell & Larsen 2015). As the bidirectional arrows in the model indicate, selves, including peaceful selves, result from – and continue to be reciprocally affected by – relationships with others and the institutions in which these relationships may be embedded.
Relationships
. Hinde (
1979
,
1987
) proposed a useful distinction between social “interactions” and social “relationships.” According to Hinde, an interaction (or relation) involves a series of interchanges over a limited span of time, and the behavior can be described in terms of the content of the interchanges (fighting, talking, kissing, etc.). Hinde proposed that if two individuals (and, by extension, families, groups, and communities) who know each other have a series of interactions over time, the course of each interaction might be influenced by experience in the preceding ones. In this case, we speak of those interacting as having a relationship. Inherent to Hinde’s definition is the notion that relationships are behavioral processes, and we apply this notion to our model.
Institutions
. As the number and frequency of interactions increase over time, and as relationships become routinized, implicit or explicit rules of behavior may emerge that pattern behavioral processes in the individuals embedded in those relationships. When these rules develop and persist to the point that individuals who did not participate in the original set of interactions that gave rise to them learn and follow the rules, we can say that an institution is emergent. As the bidirectional arrows of the model indicate, as changes in individual behaviors and relationships evolve, the institutions evolve as well. In this way, institutions can temporally transcend the lifetime of any one individual or relationship while remaining in a process of emergent flow. They persist to the degree that they underpin and shape the behavioral processes of individuals new to the institution. Thus, institutions structure subsequent behavioral processes including peace processes, and through ongoing changes, whether subtle or punctuated, they themselves change (Thelen
2003
).
Our peace ethology process model affords and scaffolds a multilevel investigation of the behavioral processes and systems of peace by addressing ethological questions along and across its conceptual links. In terms of proximate causation, it allows us to ask: what biological, psychological, political, cultural, and environmental factors make peace processes happen at any given time, and how can learning and experience modify them? Regarding development, we can ask: when and how do peace processes first emerge in the behavioral repertoire of species, individuals, groups, communities, and cultures? And what is the capacity for change or transformation of peace processes within these developmental domains in response to different environmental conditions? Concerning function, we can ask: what are the immediate and delayed benefits of peace processes, and how do they affect the survival, well‐being, and lifetime success of individuals, groups, communities, and cultures? And finally, with regard to evolution, we can ask: why and how did the ability to engage in peace processes evolve over generations and evolutionary time in species, individuals, groups, communities, and cultures? And how do peace processes compare across extant species, communities, and cultures? In the four subsections that follow, we review how the contributors to this volume address a number of these questions in their accounts of behavioral processes and systems of peace.
In Part One of the volume, our contributors seek to identify and analyze biological, psychological, cultural, or environmental factors that make peace processes happen at a given time, and how learning and experience can modify them. In Chapter 2, Nurit Shnabel approaches these questions through social‐psychological research on interpersonal and intergroup reconciliation by testing the Needs‐Based Model. Shnabel shows how restoring victims’ sense of agency and perpetrators’ sense of moral‐social standing through the apology–forgiveness cycle increases the willingness of both to reconcile. With important implications for restorative justice interventions, Shnabel’s work demonstrates how restoring parties’ positive identities is a proximate cause of peace after conflict.
In a related vein, but informed by theories from social, organizational, and evolutionary psychology, Sabine Otten, Juliette Schaafsma, and Wiebren Jansen present findings on inclusion in culturally diverse settings as a pathway to peace in Chapter 3. Exclusion has negative costs related to well‐being and group functioning and increases the probability of conflict and aggression, whereas behavioral processes of inclusion enhance peace. As their work shows, the successful promotion of all‐inclusive multiculturalism and cognitive processes like self‐anchoring act as proximate causes for peace between minority and majority members of culturally diverse groups. These findings have obvious importance in an age when diversity has become increasingly common in social organizations.
Turning to the proximate causes of peacekeeping and peacemaking in chimpanzees (Pan troglodytes), in Chapter 4 Teresa Romero presents findings on causal factors that lead uninvolved bystanders to initiate friendly contact with recent recipients of aggression. Specifically, she presents three hypotheses about the function of bystander affiliation and examines the possible underlying causes of each. These include: consolation, which may begin with some level of emotional perspective‐taking; mediated reconciliation, which would follow from knowledge of third‐party relationships; and self‐protection, the underlying mechanisms of which may be individual recognition, associative learning, and responses to aversive stimuli.
Chapter 5 concludes the unit and presents the findings of scholar‐practitioners Saleem Ali and Todd Walters on the Experiential Peacebuilding Cycle. Focusing on the Balkans, Iraq, Indonesia, and the United States, they show how a problem–solution proposition focused on a common environmental concern can act as a proximate cause of peaceful behaviors. In addition, they explain how learning and experiential peacebuilding modify behavioral processes toward resilient relationships and sustainable peace.
The contributors in Part Two present findings on two related developmental questions. First, they identify when and how peace processes first emerge. Second, they present findings on the relationship between environmental conditions and the capacity for change or transformation of peace processes. Darcia Narvaez addresses these questions in Chapter 6 by analyzing how Homo sapiens’ cultural and childbearing heritages provide the evolved developmental niche through which peaceful behaviors and relations emerge. Starting with anthropological data on small‐band hunter‐gatherer societies, she identifies core social elements that affect the development of humans’ optimal peaceful behaviors and follows this by analyzing the adverse effects of more historically recent childbearing and childrearing practices.
In Chapter 7, Cary Roseth approaches the questions that structure this section through a review of the literature on children’s social development as it pertains to experiences of conflict. Such experiences likely promote the development of peaceful behavioral processes, and studies of these processes provide evidence for a natural tendency among children to resolve conflicts through peacemaking and to maintain peaceful relations.
Chapter 8 and Chapter 9 concern the development of peaceful behavioral processes in the context of postconflict societies. Ellen Furnari provides evidence in Chapter 8 that the development of robust relationships characterized by trust, cooperation, and acceptance enhances effective peacekeeping after conflict. Focusing the analysis at the community level, Furnari’s research highlights the development of such robust relationships as a core strategy and practice of peacekeeping. Her study also offers insights into the comparative benefit of cooperative, unarmed civilian peacekeeping versus coercive, military peacekeeping.
In a related vein, Mike Wessells and Kathleen Kostelny examine the role that communities play in reintegrating former child soldiers in postconflict environments. In Chapter 9, they take a community resilience approach to show how this specific peace process, the sustained reintegration of child soldiers, develops through peacebuilding, restorative justice, education, child protection, and mental and psychosocial support.
The contributors in Part Three assess the function of behavioral processes and systems of peace in order to identify and analyze their immediate and delayed benefits. Additionally, they investigate how these affect the survival, well‐being, and success of communities. In Chapter 10, Otto Adang, Sarah Stronks, Misja van de Klomp, and Gerard van den Brink use the Relational Model (de Waal 1996) to assess the function of particular behavioral processes in peacemaking after police–citizen group confrontations. In particular, they emphasize the function of face‐to‐face meetings between the police and citizens following conflict. Such “critical moments” function to promote reconciliation by altering the meaning of events and redefining the relations of the parties involved. Furthermore, they show how the behavioral processes of assessments of value, compatibility, and security (cf. Cords & Aureli 2000) function to enhance community relationships in postconflict peacemaking.
In Chapter 11, Benjamin Peters assesses the function of constitutions as systems of peace and of peace constitutions in particular. Specifically, he shows how liberal democratic constitutions function to limit the species‐atypical behaviors of state‐ and war‐making, and how peace constitutions do so with optimal effectiveness by prohibiting war and the maintenance of military forces, protecting the right to live in peace, and promoting the development of cultures of peace. Using the cases of Costa Rica and Japan, he demonstrates how peace constitutions have benefited national communities by preventing their participation in war and by eliminating organizations of violence at the disposal of the state for use against civil society.
In an analysis that reaches both prior to and beyond the state, in Chapter 12 Joám Evans Pim examines how decentralized peace systems function to reduce violence and killing and enhance peaceful coexistence with neighboring societies. Using empirical evidence from our nomadic forager past and historically recent and contemporary cases, he shows how decentralized, self‐governing communities function to achieve peaceful societies akin to what Gandhi termed “Oceanic Circles.”
In Chapter 13, Daniel Hyslop and Thomas Morgan follow with an examination of how investing in eight key areas of social and institutional development that are related to structural peace can increase a country’s overall resilience and level of peace. They term these eight areas the Pillars of Peace and estimate the benefit of “perfect peacefulness” to the global economy at $9.8 trillion US dollars.
In Part Four, our contributors ask why and how the ability to engage in peace processes evolved over generations or evolutionary time in species, individuals, groups, communities, and cultures. Furthermore, they demonstrate how peace processes compare across extant species, communities, and cultures. In Chapter 14, Douglas Fry reviews evidence that confirms Homo sapiens’ evolved capacity to cooperate, manage peaceful relationships, and resolve disputes without violence. Reviewing findings from nonhuman animal behavior as well as archeological and nomadic forager data, he demonstrates that humans share these evolved capacities for peaceful behavior with other animals, and he connects them to the very real possibilities of abolishing war and handling disputes justly and nonviolently.
Further broadening the peace horizon in Chapter 15, Harry Kunneman recognizes Homo sapiens’ place within a wider, evolutionary transspecies peace heritage. He does so by distinguishing three evolved social patterns into which all life forms fall and identifies one, ergopoietic relations, as the most promising route to the future evolution of transspecies peace.
Research conducted during the past decades suggests that peaceful behavior is ubiquitous in nature. In the final chapter of this section, Chapter 16, Peter Verbeek reviews and discusses peaceful behavior in a wide range of nonhuman animals. He discusses how explaining the evolution of peaceful behavior has become a chief challenge for behavioral science. Psychiatrist and environmentalist Ian McCallum points out that, “strictly speaking, there is no such thing as human nature. There is only nature and the very human expression of it” (McCallum 2012). Verbeek follows this line of reasoning and makes the case that studying the role of peaceful behavior in the survival and propagation of nonhuman animal life has direct significance for improving our understanding of the evolved abilities for peace in humans.
The work of the 23 authors united in this volume sheds new light on how species (Chapters 4, 14, 15, and 16), individuals (Chapters 2, 7, and 14), families (Chapter 6), groups (Chapters 3 and 5), and communities (Chapters 8, 9, 10, 11, 12, and 13) can, and do, make, build, and keep peace. The basic and applied work in the volume reflects a paradigm shift in behavioral science: away from a singular focus on direct peace and toward an integration of direct, structural, and sociative peace. As Fry comments on this paradigm shift, “the point is not to deny the obvious human capacity to engage in war and acts of violence, but rather to balance the traditional overemphasis on competition and violence with a brighter view of human nature that is consistent with the evidence from anthropology to zoology” (Fry this volume, Chapter 14). We add that the paradigm shift shows that scientifically we are finally getting serious about finding out how peace works.
Paradigm shifts in science do not come about in a social vacuum, and recent developments in the global policy arena mirror the new thinking about peace in behavioral science. Traditionally, (direct) peace has been seen as a necessary condition for policy work on global issues to succeed. For example, in a recent report from the Sustainable Development Solutions Network (SDSN) for the Secretary‐General of the United Nations (SDSN 2013), the authors state, “The most important public good is peace.” They add that “personal security, ending conflict, and consolidating peace are all necessary components of good governance for sustainable development” (our italics).
This one‐dimensional focus on direct peace as a condition for policy work is changing to a multidimensional view of peace as part and parcel of policy work, as the case of global health policy illustrates. Like peace, health is more and more seen as a process, specifically as “a process leading to physical, mental, social, and spiritual well being” as well as a “resource for the full realization of the human potential” (Simonelli et al.2014). Health is also increasingly seen as the product of respect for universal rights, including the rights to food, housing, work, education, human dignity, life, nondiscrimination, privacy, access to information, and the freedoms of association, assembly, and movement, among others (cf. CESCR 2000, cited in Cotter et al.2009). As the implementation of universal rights is meant to negate structural violence, implementing universal rights to health is an obvious aspect of structural peace. This is perhaps nowhere as apparent as in efforts to tackle climate change, which a panel of medical and health experts recently described as the greatest global health opportunity of the twenty‐first century (Watts et al.2015). Simply put, then, working for health is working for peace.
Like global health, sustainable development is also linked to universal rights. In a recent letter to all permanent UN missions, for example, the UN High Commissioner for Human Rights emphasized the need to make all sustainable development policies and goals consistent with international human rights law and called for efforts “to chart a fresh course, and to embrace a new paradigm of development built on a foundation of human rights, equality and sustainability” (Pillay 2015; see also Office of the High Commissioner for Human Rights 2012). The UN Secretary‐General (2014) mirrors this position in a synthesis report on the post‐2015 sustainable development agenda. It follows that, like working for health, working for sustainable development is working for peace.
As we mentioned at the start of this chapter, we believe that this is a promising time for peace. Paradigm shifts in behavioral science and the public policy arena are changing traditional one‐dimensional views of peace into multidimensional conceptual perspectives. To move from the conceptual to the practical, we now need to work on a better understanding of the behavioral processes that foster peace through universal rights and create conditions for sustained health, sustainable development, and human flourishing. We believe that our peace ethology model can be instrumental in these efforts.
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