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Despite the growing interest in the role of psychological trauma in the genesis of psychiatric disorders, few volumes have addressed these issues from a multidisciplinary and international perspective. Given the complexity of reslience and posttraumatic disorder, and given ongoing trauma and violence in many parts of the world, it is crucial to apply such perspectives to review existing knowledge in the field and provide directions for future research.
This book has a broad scope. A key focus is PTSD, because of its clinical and health importance, its obvious link with trauma, and its interest for many clinicians and researchers. However, the book also examines resilience and a range of mental health consequences of trauma, because it has become increasingly clear that not all individuals react to trauma in the same way. It is important for mental health professionals to be aware of the broad range of potential responses to trauma, as well as of relevant evidence-based treatments.
The book includes chapters that address a wide range of topics on trauma-related disorders, including nosology and classification, epidemiology, neurobiology, pharmacotherapy, and psychotherapy. Each chapter comprises a critical review of the existing literature, aimed at being useful for the practitioner. This is followed by selected commentaries from other authorities on the topic, representing diverse geographical locations and points of view, who refine some of the perspectives offered in the review, provide alternative views, or suggest important areas of future work.
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Veröffentlichungsjahr: 2011
Table of Contents
Series Page
World Psychiatric Association Evidence and Experience in Psychiatry Series
Current Science and Clinical Practice Series
Other recent World Psychiatric Association titles
Title Page
Copyright
Preface
References
List of Contributors
Chapter 1: PTSD and Related Disorders
Introduction
Historical Antecedents
PTSD: DSM-IV-TR Diagnostic Criteria
Acute Stress Disorder
Adjustment Disorders
Partial/Subsyndromal PTSD
DESNOS/Complex PTSD
Subtypes of PTSD
Cross-Cultural Factors
Developmental Issues
Conclusion
References
Commentary 1.1: Walking the Line in Defining PTSD: Comprehensiveness Versus Core Features
Commentary 1.2: Trauma-Related Disorders in the Clinical and Legal Settings
Introduction
Are We Missing PTSD in the Clinical Setting?
Does PTSD Adequately Cover Trauma-Related Disorders in the Forensic Setting?
Conclusion
Commentary 1.3: Redefining PTSD in DSM-5: Conundrums and Potentially Unintended Risks
References
Chapter 2: Epidemiology of PTSD
Introduction
Trauma Exposure and PTSD in the General Population
Sociodemographic Risk Factors
Psychiatric Comorbidity
Course of PTSD
Acute Stress Disorder
Conclusion
References
Commentary 2.1: Challenges and Future Horizons in Epidemiological Research into PTSD
Introduction
Challenges
Future Horizons
Conclusion
Commentary 2.2: Preventing Mental Ill-Health Following Trauma
Commentary 2.3: PTSD Epidemiology with Particular Reference to Gender
Introduction
Prevalence
Gender, Refugee Status and PTSD
Access to Care
Conclusion
References
Chapter 3: Neurobiology of PTSD
Introduction
Fear Conditioning and Extinction
Neuroendocrine Modulation of Conditioned Stress Responses
Genetic Contributions to the Risk of Developing PTSD
Epigenetic Contributions to the Risk of Developing PTSD
Structural and Functional Neuroanatomy
Conclusion
Acknowledgement
References
Commentary 3.1: Translational Theory-Driven Hypotheses and Testing Are Enhancing Our Understanding of PTSD and its Treatment
Commentary 3.2: Precipitating and Design Approaches to PTSD
Introduction
From Fear Conditioning to Emotion Regulation
The Value of True Prospective Studies
Conclusion
References
Chapter 4: Pharmacotherapy of PTSD
Introduction
Development
Assessing the Evidence
Key Issues
Conclusion
References
Commentary 4.1: Critical View of the Pharmacological Treatment of Trauma
Commentary 4.2: Shortcomings and Future Directions of the Pharmacotherapy of PTSD
Commentary 4.3: Dire Need for New PTSD Pharmacotherapeutics
References
Chapter 5: Psychological Interventions for Trauma Exposure and PTSD
Introduction
Historical Overview
Major Psychological Interventions
Summary of the Evidence
Clinical Guidelines
Comorbidity
Trauma-Focused Therapy Contraindications
Conclusion
References
Commentary 5.1: Psychological Interventions for PTSD in Children
Commentary 5.2: Challenges in the Dissemination and Implementation of Exposure-Based CBT for the Treatment of Hispanics with PTSD
Commentary 5.3: What Else Do We Need to Know about Evidence-Based Psychological Interventions for PTSD?
Commentary 5.4: Another Perspective on Exposure Therapy for PTSD
References
Chapter 6: (Disaster) Public Mental Health
Introduction
Scope of the Chapter
Core Concepts and Definitions
Phase 1. Assessment: Pre-Programme and Cyclical
Phase 2. Selection Criteria Defining Priorities for Mental Health and Psychosocial Interventions
Phase 3. Interventions: A Multimodal, Multisectoral and Multilevel Model
Conclusion
References
Commentary 6.1: An Excellent Model for Low- and Middle-Income Countries
Commentary 6.2: Disaster Mental Health and Public Health: An Integrative Approach to Recovery
Introduction
Paradigm Shifts in Preventive Aspects of Disaster Mental Health
Conclusion
Commentary 6.3: Transcultural Aspects of Response to Disasters
Commentary 6.4: Disaster Public Health: Health Needs, Psychological First Aid and Cultural Awareness
References
Index
World Psychiatric Association Evidence and Experience in Psychiatry Series
Series Editor: Helen Herrman, WPA Secretary for Publications, University of Melbourne, Australia
Depressive Disorders, 3e
Edited by Helen Herrman, Mario Maj and Norman Sartorius
ISBN: 9780470987209
Substance Abuse Disorders
Edited by Hamid Ghodse, Helen Herrman, Mario Maj and Norman Sartorius
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Schizophrenia 2e
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ISBN: 9780470849644
Dementia 2e
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ISBN: 9780470849637
Obsessive-Compulsive Disorders 2e
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ISBN: 9780470849668
Bipolar Disorders
Edited by Mario Maj, Hagop S Akiskal, Juan José López-Ibor, Norman Sartorius
ISBN: 9780471560371
Eating Disorders
Edited by Mario Maj, Kathrine Halmi, Juan José López-Ibor, Norman Sartorius
ISBN: 9780470848654
Phobias
Edited by Mario Maj, Hagop S Akiskal, Juan José López-Ibor, Ahmed Okasha
ISBN: 9780470858332
Personality Disorders
Edited by Mario Maj, Hagop S Akiskal, Juan E Mezzich
ISBN: 9780470090367
Somatoform Disorders
Edited by Mario Maj, Hagop S Akiskal, Juan E Mezzich, Ahmed Okasha
ISBN: 9780470016121
Current Science and Clinical Practice Series
Schizophrenia
Edited by Wolfgang Gaebel
ISBN: 9780470710548
Obsessive Compulsive Disorder
Edited by Joseph Zohar
ISBN: 9780470711255
Other recent World Psychiatric Association titles
Special Populations
The Mental Health of Children and Adolescents: an area of global neglect
Edited by Helmut Remschmidt, Barry Nurcombe, Myron L. Belfer, Norman Sartorius and Ahmed Okasha
ISBN: 9780470512456
Contemporary Topics in Women's Mental Health: global perspectives in a changing society
Edited by Prabha S. Chandra, Helen Herrman, Marianne Kastrup, Marta Rondon, Unaiza Niaz, Ahmed Okasha, Jane Fisher
ISBN: 9780470754115
Approaches to Practice and Research
Religion and Psychiatry: beyond boundaries
Edited by Peter J Verhagen, Herman M van Praag, Juan José López-Ibor, John Cox, Driss Moussaoui
ISBN: 9780470694718
Psychiatric Diagnosis: challenges and prospects
Edited by Ihsan M. Salloum and Juan E. Mezzich
ISBN: 9780470725696
Recovery in Mental Health: reshaping scientific and clinical responsibilities
By Michaela Amering and Margit Schmolke
ISBN: 9780470997963
Handbook of Service User Involvement in Mental Health Research
Edited by Jan Wallcraft, Beate Schrank and Michaela Amering
ISBN: 9780470997956
Psychiatrists and Traditional Healers: unwitting partners in global mental health
Edited by Mario Incayawar, Ronald Wintrob and Lise Bouchard,
ISBN: 9780470516836
Depression and Comorbidity
Depression and Diabetes
Edited by Wayne Katon, Mario Maj and Norman Sartorius
ISBN: 9780470688380
Depression and Heart Disease
Edited by Alexander Glassman, Mario Maj and Norman Sartorius
ISBN: 9780470710579
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Library of Congress Cataloging-in-Publication Data
Post-traumatic stress disorder / [edited by] Dan Stein, Matthew Friedman, and Carlos Blanco.
p. ; cm.
Includes bibliographical references and index.
ISBN 978-0-470-68897-7 (cloth)
1. Post-traumatic stress disorder. I. Stein, Dan J. II. Friedman, Matthew J. III. Blanco, Carlos, 1962-
[DNLM: 1. Stress Disorders, Post-Traumatic. WM 172]
RC552.P67P6616 2011
616.85′21–dc23
2011014924
A catalogue record for this book is available from the British Library.
This book is published in the following electronic format: ePDF 9781119998488; Wiley Online Library: 9781119998471; ePub 9781119971481; Mobi 9781119971498
Preface
Post-traumatic stress disorder (PTSD) is arguably the most controversial of all the psychiatric diagnoses. There are disagreements about the qualifying events that count as sufficiently traumatic to precipitate PTSD, disagreements about the nature of the typical symptoms that follow exposure to trauma, disagreements about how best to prevent and treat PTSD, and disagreements about what kind of compensation is owed to people with PTSD by society.
At the same time, there have been major advances in our understanding of many aspects of PTSD. The diagnostic classifications of both the World Health Organization (WHO) and the American Psychiatric Association (APA) include the same broad symptom categories (e.g. re-experiencing, avoidance/numbing and arousal) and emphasise that exposure to extremely stressful events can produce profound alterations in cognitions, emotions and behaviour that may persist for decades or a lifetime.
There is also a growing appreciation of the public health burden of PTSD. Trauma continues to be a pervasive aspect of life in the 21st century, in high-, middle- and low-income countries [1]. Furthermore, PTSD and other trauma-related disorders are highly prevalent and disabling, are often associated with other psychiatric and medical disorders, and lead to significant costs for society [2, 3].
We are gradually advancing our scientific understanding of how exposure to traumatic events can produce neurobiological and psychological alterations which, if untreated, may persist indefinitely [4]. Furthermore, although there is not complete consensus across different clinical guidelines [5], there is general agreement that cognitive behaviour therapy and certain medications are the most effective clinical approaches for PTSD.
Many challenges remain. Fundamental information on the psychobiology of PTSD must be translated into effective, evidence-based clinical interventions. The development and testing of additional evidence-based treatments, especially treatments that are culturally sensitive and effective in more traditional ethnocultural settings, is required [6]. A further challenge is to move beyond the traditional clinic to the public health arena, where the focus must shift to resilience, prevention and selective interventions for populations at risk following disasters or mass violence [7].
The World Psychiatric Association (WPA) Evidence & Experience series provides a useful opportunity to work towards an evidence-based and integrative approach to different psychiatric conditions. In this volume, expert clinicians and researchers from around the world rigorously synthesise the data on PTSD, and provide balanced and judicious approaches to the controversies and challenges noted above. The chapters cover many aspects of PTSD, ranging from work on epidemiology and nosology, through research on psychobiology, to work on pharmacotherapy, psychotherapy and community approaches to intervention. Commentaries on each chapter, again from authors around the globe, provide additional depth.
Taken together, this work documents the many advances in empirical work on PTSD, negotiates a middle path through the theoretical controversies and provides clinicians and policy-makers with a practical approach to clinical and community interventions. Given that the field has learned much in recent decades about the kinds of trauma that are typically associated with PTSD, about the natural course of symptoms in response to such traumas, about optimal ways to evaluate and measure such symptoms, and about the best pharmacotherapeutic, psychotherapeutic and community approaches to the prevention and management of PTSD, we believe that this volume is timely. We hope that it will be useful to a broad range of readers.
We thank the many individuals who contributed to this volume, particularly the chapter authors. We also thank Joan Marsh of Wiley-Blackwell, Helen Herrman and Mario Maj of the WPA, and Marianne Kastrup, for their guidance and support; their vision and enthusiasm were pivotal in ensuring the initiation and progress of the volume. We wish to dedicate it to those individuals who have shared their symptoms and histories with us, teaching us the clinical aspects of PTSD and providing inspiring models of courage and resilience in the face of immense adversity.
Dan J. Stein, Carlos Blanco, Matthew J. Friedman
References
1. Green, B.L., Friedman, M.J., de Jong, J. et al. (2003) Trauma Interventions in War and Peace: Prevention, Practice, and Policy, Kluwer Academic/Plenum, Amsterdam.
2. Watson, P.J., Gibson, L. and Ruzek, J.I. (2007) Public health interventions following disasters and mass violence, in Handbook of PTSD: Science and Practice (eds M.J. Friedman, T.M. Keane and P.A. Resick), Guilford Press, New York, pp. 521–539.
3. Blumenfield, M. and Ursano, R.J. (2008) Intervention and Resilience after Mass Trauma, Cambridge University Press, Cambridge, UK.
4. Friedman, M.J., Keane, T.M. and Resick, P.A. (2007) Handbook of PTSD: Science and Practice, Guilford Press, New York.
5. Forbes, D., Creamer, M.C., Bisson, J.I. et al. (2010) A guide to guidelines for the treatment of PTSD and related conditions. Journal of Traumatic Stress, 23, 537–552.
6. Marsella, A.J, Johnson, J.L., Watson, P. and Gryczynski, J. (2008) Ethnocultural Perspectives on Disaster and Trauma: Foundations, Issues and Applications, Springer, New York.
7. Friedman, M.J. (2005). Every crisis is an opportunity. CNS Spectrums, 10, 96–98.
List of Contributors
Dean Ajdukovic
Department of Psychology, University of Zagreb, Zagreb, Croatia
David M. Benedek
Department of Psychiatry and Neuroscience; Department of Psychiatry; Center for the Study of Traumatic Stress, Uniformed Services University of the Health Sciences, Bethesda, MD, USA
Lucy Berliner
Harborview Center for Sexual Assault & Traumatic Stress, School of Social Work, University of Washington, Seattle, WA, USA
Carlos Blanco
Department of Psychiatry, Columbia University, New York, NY, USA
Chris R. Brewin
Clinical Educational and Health Psychology, University College London, London, UK
Richard A. Bryant
University of New South Wales, Sydney, Australia
Abdulrahman M. El-Sayed
Department of Epidemiology, Mailman School of Public Health, Columbia University, New York, NY, USA
Matthew J. Friedman
Department of Psychiatry and of Pharmacology & Toxicology, Dartmouth Medical School; National Center for Posttraumatic Stress Disorder, US Department of Veterans Affairs, Hanover, NH, USA
Sandro Galea
Department of Epidemiology, Mailman School of Public Health, Columbia University, New York, NY, USA
Asaf Gilboa
The Rotman Research Institute, Baycrest Centre, Toronto, ON, Canada
Matthew N. Goldenberg
Department of Psychiatry; Center for the Study of Traumatic Stress, Uniformed Services University of the Health Sciences, Bethesda, MD, USA
Derrick Hamaoka
Department of Psychiatry; Center for the Study of Traumatic Stress, Uniformed Services University of the Health Sciences, Bethesda, MD, USA
Brian H. Harvey
Division of Pharmacology, Unit for Drug Research and Development, School of Pharmacy, North-West University (Potchefstroom campus), Potchefstroom, South Africa
Helen Herrman
Centre for Youth Mental Health, University of Melbourne, Victoria, Australia
Jonathan C. Ipser
Department of Psychiatry, University of Cape Town, Cape Town, South Africa
Joop de Jong
Department of Psychiatry, VU University Amsterdam, The Netherlands; Boston University, USA; Rhodes University, South Africa
Elie G. Karam
Department of Psychiatry and Clinical Psychology; Balamand University Medical School and St Georges Hospital University Medical Center; Institute for Development Research Advocacy and Applied Care (IDRAAC); Medical Institute for Neuropsychological Disorders (MIND), Beirut, Lebanon
Marianne Kastrup
Videnscenter for Transkulturel Psykiatri, Psykiatrisk Center København, Strandboulevarden, Denmark
Rafael Kichic
Anxiety Clinic, Institute of Cognitive Neurology (INECO) and Institute of Neurosciences, Favaloro University, Buenos Aires, Argentina
Channaveerachari Naveen Kumar
Department of Psychiatry, National Institute of Mental Health and Neurosciences (NIMHANS), Bangalore, India
Karina Lovell
The School of Nursing, Midwifery and Social Work, The University of Manchester, Manchester, UK
Suresh Bada Math
Department of Psychiatry, National Institute of Mental Health and Neurosciences (NIMHANS), Bangalore, India
Alexander C. McFarlane
Department of Psychiatry, University of Adelaide Node, Centre for Military and Veterans' Health, University of Adelaide, Adelaide, Australia
Marcelo F. Mello
Department of Psychiatry, Universidade Federal de São Paulo, São Paulo, Brazil
Maria Christine Nirmala
Lead Knowledge Management, Private Multinational Company, Bangalore, India
Tarek A. Okasha
Department of Psychiatry, Institute of Psychiatry, Faculty of Medicine, Ain Shams University, Cairo, Egypt
Beth Patterson
Department of Psychiatry and Behavioural Neurosciences, McMaster University, Hamilton, Ontario, Canada
Ann M. Rasmusson
Women's Health Sciences Division, National Center for PTSD, VA Boston Healthcare System; Boston University School of Medicine, Boston, MA, USA
María L. Reyes-Rabanillo
Psychiatry Service, Veterans Affairs Caribbean Healthcare System, San Juan, Puerto Rico
Barbara Olasov Rothbaum
Department of Psychiatry, Trauma and Anxiety Recovery Program, Emory University School of Medicine, Atlanta, GA, USA
Arieh Y. Shalev
Department of Psychiatry, Hadassah University Hospital, Jerusalem, Israel
Dan J. Stein
Department of Psychiatry, University of Cape Town, Cape Town, South Africa; Mount Sinai School of Medicine, New York, NY, USA
Murray B. Stein
Department of Psychiatry and Family and Preventive Medicine, University of California San Diego, CA, USA
Robert J. Ursano
Department of Psychiatry and Neuroscience; Department of Psychiatry; Center for the Study of Traumatic Stress, Uniformed Services University of the Health Sciences, Bethesda, MD, USA
Michael Van Ameringen
Department of Psychiatry and Behavioural Neurosciences, McMaster University, Hamilton, Ontario, Canada
Chapter 1
PTSD and Related Disorders
Matthew J. Friedman
Department of Psychiatry and of Pharmacology & Toxicology,
Dartmouth Medical School; National Center for Posttraumatic Stress Disorder,
US Department of Veterans Affairs, Hanover, NH, USA
Introduction
Of the many diagnoses in the Diagnostic and Statistical Manual IV-TR (DSM-IV-TR) [1], very few invoke an aetiology in their diagnostic criteria: (i) organic mental disorders (e.g. caused by a neurological abnormality); (ii) substance-use disorders (e.g. caused by psychoactive chemical agents); (iii) post-traumatic stress disorder (PTSD); (iv) acute stress disorder (ASD); and (v) adjustment disorders (ADs) [2] – the latter three are all caused by exposure to a stressful environmental event that exceeds the coping capacity of the affected individual. The presumed causal relationship between the stressor and PTSD, ASD and AD is complicated and controversial, as will be discussed below. Controversy notwithstanding, acceptance of this causal relationship, initially in the DSM-III [3], has equipped practitioners and scientists with a conceptual tool that has profoundly influenced clinical practice over the past 30 years.
PTSD is primarily a disorder of reactivity rather than of an altered baseline state as in major depressive disorder or general anxiety disorder. Its psychopathology is characteristically expressed during interactions with the interpersonal or physical environment. People with PTSD are consumed by concerns about personal safety. They persistently scan the environment for threatening stimuli. When in doubt, they are more likely to assume that danger is present and will react accordingly. The avoidance and hyperarousal symptoms described below can be understood within this context. The primacy of traumatic over other memories (e.g. the reexperiencing symptoms) can also be understood as a pathological exaggeration of an adaptive human response to remember as much as possible about dangerous encounters in order to avoid similar threats in the future.
The sustained anxiety about potential threats to life and limb, pervasive and uncontrollable sense of danger, and maladaptive preoccupation with concerns about personal safety and the safety of one's family can be explicated in terms of psychological models such as classic Pavlovian fear conditioning, two-factor theory or emotional processing theory [4–6]. The traumatic (unconditioned) stimulus (the rape, assault, disaster, etc.) automatically evokes the post-traumatic (unconditioned) emotional response (fear, helplessness and/or horror). The intensity of this emotional reaction provokes avoidance or protective behaviours that reduce the emotional impact of the stimulus. Conditioned stimuli, reminders of such traumatic events (e.g. seeing someone who resembles the original assailant, confronting war-zone reminders, exposure to high winds or torrential downpours reminiscent of a hurricane, etc.), evoke similar conditioned responses manifested as fear-induced avoidance and protective behaviours.
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