Radio Access Network Slicing and Virtualization for 5G Vertical Industries -  - E-Book

Radio Access Network Slicing and Virtualization for 5G Vertical Industries E-Book

0,0
113,99 €

-100%
Sammeln Sie Punkte in unserem Gutscheinprogramm und kaufen Sie E-Books und Hörbücher mit bis zu 100% Rabatt.

Mehr erfahren.
Beschreibung

Learn how radio access network (RAN) slicing allows 5G networks to adapt to a wide range of environments in this masterful resource Radio Access Network Slicing and Virtualization for 5G Vertical Industriesprovides readers with a comprehensive and authoritative examination of crucial topics in the field of radio access network (RAN) slicing. Learn from renowned experts as they detail how this technology supports and applies to various industrial sectors, including manufacturing, entertainment, public safety, public transport, healthcare, financial services, automotive, and energy utilities. Radio Access Network Slicing and Virtualization for 5G Vertical Industries explains how future wireless communication systems must be built to handle high degrees of heterogeneity, including different types of applications, device classes, physical environments, mobility levels, and carrier frequencies. The authors describe how RAN slicing can be utilized to adapt 5G technologies to such wide-ranging circumstances. The book covers a wide range of topics necessary to understand RAN slicing, including: * Physical waveforms design * Multiple service signals coexistence * RAN slicing and virtualization * Applications to 5G vertical industries in a variety of environments This book is perfect for telecom engineers and industry actors who wish to identify realistic and cost-effective concepts to support specific 5G verticals. It also belongs on the bookshelves of researchers, professors, doctoral, and postgraduate students who want to identify open issues and conduct further research.

Sie lesen das E-Book in den Legimi-Apps auf:

Android
iOS
von Legimi
zertifizierten E-Readern

Seitenzahl: 524

Veröffentlichungsjahr: 2020

Bewertungen
0,0
0
0
0
0
0
Mehr Informationen
Mehr Informationen
Legimi prüft nicht, ob Rezensionen von Nutzern stammen, die den betreffenden Titel tatsächlich gekauft oder gelesen/gehört haben. Wir entfernen aber gefälschte Rezensionen.



Table of Contents

Cover

Title Page

Copyright

About the Editors

Preface

Note

List of Contributors

List of Abbreviations

Part I: Waveforms and Mixed‐Numerology

1 ICI Cancellation Techniques Based on Data Repetition for OFDM Systems

1.1 OFDM History

1.2 OFDM Principle

1.3 Carrier Frequency Offset Effect

1.4 ICI Cancellation Techniques

1.5 Experiment on Sea

1.6 Summary

References

Note

2 Filtered OFDM: An Insight into Intrinsic In‐Band Interference

2.1 Introduction

2.2 System Model for f‐OFDM SISO System

2.3 In‐Band Interference Analysis and Discussion

2.4 Numerical Results

2.5 Conclusion

2.A Appendix

2.B Appendix

2.C Appendix

References

Notes

3 Windowed OFDM for Mixed‐Numerology 5G and Beyond Systems

3.1 Introduction

3.2 W‐OFDM System Model

3.3 Inter‐numerology Interference Analysis

3.4 Numerical Results and Discussion

3.5 Conclusions

3.A Appendix

3.B Appendix

3.C Appendix

References

Note

4 Generalized Frequency Division Multiplexing: Unified Multicarrier Framework

4.1 Overview of Multicarrier Waveforms

4.2 GFDM As a Flexible Framework

4.3 GFDM for OFDM Enhancement

4.4 Conclusions

References

Notes

5 Filter Bank Multicarrier Modulation

5.1 Introduction

5.2 FBMC Methods

5.3 Theory

5.4 Prototype Filter Design

5.5 Synchronization and Tracking Methods

5.6 Equalization

5.7 Computational Complexity

5.8 Applications

References

6 Orthogonal Time–Frequency Space Modulation: Principles and Implementation

6.1 Introduction

6.2 OTFS Principles

6.3 OFDM‐Based OTFS

6.4 Channel Impact

6.5 Simplified Modem Structure

6.6 Complexity Analysis

6.7 Recent Results and Potential Research Directions

References

Part II: RAN Slicing and 5G Vertical Industries

7 Multi‐Numerology Waveform Parameter Assignment in 5G

7.1 Introduction

7.2 Waveform Parameter Options

7.3 Waveform Parameter Assignment

7.4 Conclusion

References

Note

8 Network Slicing with Spectrum Sharing

8.1 The Need for Spectrum Sharing

8.2 Historical Approaches to Spectrum Sharing

8.3 Network Slicing in the RAN

8.4 Radio Resource Allocation that Considers Spectrum Sharing

8.5 Isolation

8.6 Conclusions

Acknowledgments

References

Notes

9 Access Control and Handoff Policy Design for RAN Slicing

9.1 A Framework of User Access Control for RAN Slicing

9.2 Smart Handoff Policy Design for RAN Slicing

9.3 Summary

Bibliography

10 Robust RAN Slicing

10.1 Introduction

10.2 Network Model

10.3 Robust RAN Slicing

10.4 Numerical Results

10.5 Conclusions and Future Work

References

11 Flexible Function Split Over Ethernet Enabling RAN Slicing

11.1 Flexible Functional Split Toward RAN Slicing

11.2 Fronthaul Reliability and Slicing by Deploying Multipath at the Fronthaul

11.3 Experimentation Results Evaluation of Flexible Functional Split for RAN Slicing

11.4 Simulation Results Analysis of Multipath Packet‐Based Fronthaul for RAN Slicing

References

Note

12 Service‐Oriented RAN Support of Network Slicing

12.1 Introduction

12.2 General Concept and Principles

12.3 RAN Subsystem Deployment Scenarios

12.4 Key Technologies to Enable Service‐Oriented RAN Slicing

12.5 Summary

References

13 5G Network Slicing for V2X Communications: Technologies and Enablers

13.1 Introduction

13.2 Vehicular Applications

13.3 V2X Communication Technologies

13.4 Cloudification in V2X Environments

13.5 Transport and Tunneling Protocol for V2X

13.6 Network Slicing for V2X

13.7 Lessons Learnt and Guidelines

13.8 Conclusions

References

Notes

14 Optimizing Resource Allocation in URLLC for Real‐Time Wireless Control Systems

14.1 Introduction

14.2 System Model with Latency and Reliability Constraints

14.3 Communication‐Control Co‐Design

14.4 Optimal Resource Allocation for The Proposed Co‐Design

14.5 Simulations Results

14.6 Conclusions

References

Note

Index

End User License Agreement

List of Tables

Chapter 1

Table 1.1 System parameters.

Table 1.2 Packet information.

Chapter 4

Table 4.1 GFDM‐based waveform parameters.

Table 4.2 Flexible GFDM parameters.

Chapter 6

Table 6.1 Computational complexity of different modem structures.

Chapter 7

Table 7.1 Comparison of multi‐numerology based scheduling and resource alloca...

Chapter 11

Table 11.1 Bandwidth and latency requirements for different split points.

Table 11.2 Experimentation parameters.

Table 11.3 System model parameter.

Chapter 13

Table 13.1 Connectivity requirements of V2X autonomous driving applications (...

Table 13.2 Overview of the main literature works

Chapter 14

Table 14.1 Summary of notations for communication subsystem

Table 14.2 Summary of notations for control subsystem

List of Illustrations

Chapter 1

Figure 1.1 Spectrum of OFDM signals with

, depicted by the dashed line.

Figure 1.2 The multipath and CP effects.

Figure 1.3 Block diagram of OFDM systems.

Figure 1.4 The amplitude of

.

Figure 1.5 The phase of

.

Figure 1.6 Block diagram of an OFDM transceiver with the ICI self‐cancellati...

Figure 1.7 Block diagram of an OFDM transceiver with the ICI two‐path cancel...

Figure 1.8 CIR comparison among the plain OFDM, adjacent‐mapping‐based schem...

Figure 1.9 CIR comparison among the plain OFDM, the MSR scheme, and the MCSR...

Figure 1.10 CIR comparison among the plain OFDM, the MCVT scheme, and the MC...

Figure 1.11 Geographical locations of transceiver nodes. The GPS coordinates...

Figure 1.12 BER performance comparison between OFDM‐QH and OFDM‐B for CFOs

Figure 1.13 Frame structure.

Figure 1.14 BER performance of the plain OFDM and the mirror‐mapping‐based s...

Chapter 2

Figure 2.1 Block diagram of the f‐OFDM transceiver.

Figure 2.2 f‐OFDM filtering illustration.

Figure 2.3 Power of desired signal and interference

. The three contributio...

Figure 2.4 Max, min, and average normalized power of ICI/ISI with respect to...

Figure 2.5 Average effective interference power with respect to subcarriers ...

Figure 2.6 Error performance for f‐OFDM systems under AWGN channel with QPSK...

Figure 2.7 Error performance comparison with and without implementation of B...

Chapter 3

Figure 3.1 Power spectral density comparison of the candidate 5G waveforms....

Figure 3.2 Time‐domain window processing in transmitter and receiver.

Figure 3.3 An example of mixed numerologies transmission with two subbands....

Figure 3.4 INI analysis for subband when using numerology 1.

Figure 3.5 INI analysis for numerology 1 in the CP‐OFDM case.

Figure 3.6 INI analysis for subband using numerology 2.

Figure 3.7 INI analysis for numerology 2 in CP‐OFDM case.

Figure 3.8 SIR for the adjacent subbands.

Figure 3.9 SIR comparison for W‐OFDM and OFDM systems.

Figure 3.10 SIR for different transmit window roll‐off lengths and receiver ...

Chapter 4

Figure 4.1 Subsymbol concept. In this example

,

, and

.

Figure 4.2 GFDM with multiple prototype pulses.

Figure 4.3 OQAM preprocessing.

Figure 4.4 Stages of multicarrier waveforms generator.

Figure 4.5 Stages of multicarrier waveforms receiver.

Figure 4.6 Circular convolution filter bank representation.

Figure 4.7 Zak transform.

Figure 4.8 Orthogonal GFDM. (a) Separate subsymbols and overlapped subcarrie...

Figure 4.9 GFDM modulator in four steps.

Figure 4.10 GFDM demodulator in four steps.

Figure 4.11 Unified architecture for TD and FD GFDM processing.

Figure 4.12 Precoded OFDM system model.

Chapter 5

Figure 5.1 The CMT time–frequency phase–space lattice.

Figure 5.2 Magnitude responses of the CMT pulse‐shaping filters at various s...

Figure 5.3 CMT transmitter and receiver blocks.

Figure 5.4 The SMT time–frequency phase–space lattice.

Figure 5.5 Magnitude responses of the SMT pulse‐shaping filters at various s...

Figure 5.6 SMT transmitter and receiver blocks.

Figure 5.7 Magnitude responses of a sampled and truncated SRRC filter, and t...

Figure 5.8 An FBMC data packet with short and long preambles.

Chapter 6

Figure 6.1 OTFS transmitter and receiver structure.

Figure 6.2 Simplified OFDM‐based OTFS modulator structure.

Figure 6.3 Simplified OFDM‐based OTFS demodulator structure.

Chapter 7

Figure 7.1 An example demonstration for communications with single numerolog...

Figure 7.2 Illustrations of the given subproblems and their example relation...

Figure 7.3 All of the multi‐numerology based research topics are directly as...

Figure 7.4 Waveform parameter options in 5G NR.

Figure 7.5 An example demonstration for the numerology assignment to UEs. So...

Figure 7.6 An example feature set and class labels for ML‐based joint optimi...

Chapter 8

Figure 8.1 Advantages of spectrum sharing.

Figure 8.2 Different approaches to sharing. (a) No sharing. (b) Common pool ...

Figure 8.3 Overlay spectrum sharing.

Figure 8.4 Orthogonal and non‐orthogonal sharing. (a) No spectrum sharing. (...

Figure 8.5 Creating non‐equal allocation order.

Figure 8.6 Illustration of variability in implicit sharing.

Figure 8.7 Concept of network slicing.

Figure 8.8 Types of network slicing.

Figure 8.9 Approximation to Shannon.

Figure 8.10 Comparison between fixed slices and overall sharing (even load) ...

Figure 8.11 Comparison between fixed slices and overall sharing (uneven load...

Figure 8.12 Overall results for qualified user ratio ©IEEE 2017.

Figure 8.13 Raj Jain fairness index ©IEEE 2017.

Figure 8.14 Power reduction applied as a multi‐objective optimization. (a) C...

Figure 8.15 Reduction in isolation between slices through inter‐cell interfe...

Figure 8.16 Number of qualified users as requests increase ©IEEE 2019.

Figure 8.17 Cumulative number of protected users dropped ©IEEE 2019.

Figure 8.18 Ratio of used RBs to total RBs ©IEEE 2019.

Figure 8.19 Example of dynamic change to number of PrUs ©IEEE.

Chapter 9

Figure 9.1 Network slice‐based network architecture.

Figure 9.2 Multi‐slice and multi‐AP RAN slicing.

Figure 9.3 Comparisons of the number of admissible UEs with different UE den...

Figure 9.4 Comparisons of the number of admissible UEs vs. number of NSs. (T...

Figure 9.5 Comparisons of the number of admissible UEs vs. number of BSs. (T...

Figure 9.6 NS‐based mobile network architecture.

Figure 9.7 The framework of LESS‐DL.

Figure 9.8 Comparisons of handoff performance for the four handoff mechanism...

Figure 9.9 Comparisons of handoff performance for the four handoff mechanism...

Chapter 10

Figure 10.1 The main processes of the lifecycle of a RAN slice.

Figure 10.2 Cases of substrate node and link failures. (a) source (or destin...

Figure 10.3 Failure rate of requests over time. (a) Medium uncertainty scena...

Figure 10.4 Average load of substrate links over time. (a) Medium uncertaint...

Figure 10.5 The relationship between failure rate of requests and average lo...

Figure 10.6 Average time of recovering a request over time. (a) Medium uncer...

Chapter 11

Figure 11.1 Options for functional splits for Cloud‐RAN [4].

Figure 11.2 Example of the envisioned architecture of RAN functional split s...

Figure 11.3 Setup of the testbed platform.

Figure 11.4 Latency for an IP Packet from when it is injected to PDCP layer ...

Figure 11.5 Latency from the upper to the lower layer for different splits f...

Figure 11.6 Multipath FH with erasure coding (MPC) for downlink communicatio...

Figure 11.7 Probability of error vs. latency functions for SP, MPD, and MPC ...

Figure 11.8 Probability of error vs. latency functions for SP, MPD, and MPC ...

Chapter 12

Figure 12.1 End‐to‐end network slicing.

Figure 12.2 RAN subsystem branding.

Figure 12.3 RAN subsystem deployment example on a frequency band.

Figure 12.4 RAN subsystem deployment example over multifrequency bands.

Figure 12.5 Hybrid deployment example over multifrequency bands.

Figure 12.6 Deployment scenarios of RAN parts of network slice.

Figure 12.7 Device awareness of RAN subsystem.

Figure 12.8 UE acquisition of system information.

Figure 12.9 Transitions from RRC_IDLE to RRC_CONNECTED.

Figure 12.10 RAN subsystem‐aware PDU session setup/modify.

Figure 12.11 Service‐oriented RAN topology.

Figure 12.12 Single‐connectivity with different RAN subsystems.

Figure 12.13 Dual‐connectivity with different RAN subsystems.

Figure 12.14 Slice service continuity during inter‐cell handover.

Figure 12.15 Xn based inter‐cell handover.

Figure 12.16 Illustration of UE RA with nonuniform RAN subsystems.

Chapter 13

Figure 13.1 Reference architecture for PC5 and LTE‐Uu based V2X communicatio...

Figure 13.2 5G system architecture (3GPP TS 23.501, 2019).

Figure 13.3 Uplink packet flow using

Segment Routing v6

(

SRv6

). It shows the...

Figure 13.4 Network slicing architecture and slice instantiation for autonom...

Chapter 14

Figure 14.1 Real‐time wireless control system model.

Figure 14.2 Wireless control system model for a single plant.

Figure 14.3 Average control cost as a function of time.

Figure 14.4 Optimal

with different control convergence rates

.

Figure 14.5 Optimal resource allocation with different payload information

Figure 14.6 Spectral efficiency with different payload information

.

Guide

Cover

Table of Contents

Begin Reading

Pages

iii

iv

xiii

xiv

xv

xvii

xviii

xix

xx

xxi

xxiii

xxiv

xxv

xxix

xxx

xxxi

xxxii

1

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

39

40

41

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

123

124

125

126

127

128

129

130

131

132

133

134

135

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

256

257

259

260

261

262

263

264

265

266

267

268

269

270

271

272

273

274

275

276

277

278

279

280

281

283

284

285

286

287

288

289

Radio Access Network Slicing and Virtualization for 5G Vertical Industries

 

Edited by

Lei Zhang

University of Glasgow, Glasgow, UK

Arman Farhang

Maynooth University, Ireland

Gang Feng

University of Electronic Science and Technology of China, China

Oluwakayode Onireti

University of Glasgow, Glasgow, UK

 

 

This edition first published 2021

© 2021 John Wiley & Sons Ltd

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The right of Lei Zhang, Arman Farhang, Gang Feng, and Oluwakayode Onireti to be identified as the editors of this work has been asserted in accordance with law.

Registered Offices

John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA

John Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK

Editorial Office

The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK

For details of our global editorial offices, customer services, and more information about Wiley products visit us at www.wiley.com.

Wiley also publishes its books in a variety of electronic formats and by print‐on‐demand. Some content that appears in standard print versions of this book may not be available in other formats.

Limit of Liability/Disclaimer of Warranty

While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.

Library of Congress Cataloging‐in‐Publication Data

Names: Zhang, Lei (Engineering teacher) editor. | Farhang, Arman, editor. |

 Feng, Gang (Engineering teacher) editor. | Onireti, Oluwakayode, editor.

Title: Radio access network slicing and virtualization for 5G vertical

 industries / Lei Zhang, Arman Farhang, Gang Feng, Oluwakayode Onireti.

Description: Hoboken, NJ, USA : Wiley, 2021. | Includes bibliographical

 references and index.

Identifiers: LCCN 2020024172 (print) | LCCN 2020024173 (ebook) | ISBN

 9781119652380 (hardback) | ISBN 9781119652458 (adobe pdf) | ISBN

 9781119652472 (epub)

Subjects: LCSH: 5G mobile communication systems. | Multiple access

 protocols (Computer network protocols)

Classification: LCC TK5103.25 .Z53 2021 (print) | LCC TK5103.25 (ebook) |

 DDC 621.3845/6–dc23

LC record available at https://lccn.loc.gov/2020024172

LC ebook record available at https://lccn.loc.gov/2020024173

Cover Design: Wiley

Cover Image: © alexsl/Getty Images

About the Editors

Dr. Lei Zhang is a Senior Lecturer (associate professor) at the University of Glasgow, UK. He received his PhD from the University of Sheffield, UK. His research interests include wireless communication systems and networks, blockchain technology, radio access network slicing (RAN slicing), Internet of Things (IoT), multi-antenna signal processing, MIMO systems, etc. He has 19 patents granted/filed in more than 30 countries/regions including US/UK/EU/China/Japan etc. Dr. Zhang has published 2 books and 100+ peer-reviewed papers. He received IEEE Communication Society TAOS Best Paper Award 2019. He is a Technical Committee Chair of 5th International conference on UK-China Emerging Technologies (UCET) 2020. He was the Publication and Registration Chair of IEEE Sensor Array and Multichannel (SAM) 2018, Co-chair of Cyber-C Blockchain workshop 2019. He is an associate editor of IEEE Internet of Things (IoT) Journal, IEEE Wireless Communications Letters and Digital Communications and Networks. Dr. Zhang is a senior member of IEEE.

Dr. Arman Farhang received the PhD degree from the Trinity College Dublin (TCD), Dublin, Ireland, in 2016. He was a research fellow with the Irish National Telecommunications Research Centre (CONNECT), Trinity College Dublin, Dublin, Ireland, from 2016 to 2018. He was a Lecturer in the School of Electrical and Electronic Engineering at University College Dublin (UCD), Ireland, for a short period in 2018. He joined the Department of Electronic Engineering at Maynooth University in September 2018 as a Lecturer. Dr. Farhang also holds an adjunct professor position at TCD. He is an associate investigator in the CONNECT Centre, where he leads the research around the topic of waveforms for 5G and beyond. He has published over 50 peer‐reviewed publications on the topic of waveforms. He serves as an associate editor of “EURASIP Journal on Wireless Communications and Networking.” Dr. Farhang is a member of the organization committee of the IEEE Communication Society flagship conference ICC 2020. He has also served as a TPC member of many well‐reputed IEEE conferences and workshops. His research interests include wireless communications, digital signal processing for communications, multiuser communications, and multi‐antenna and multicarrier systems.

Gang Feng received the BEng and MEng degrees in electronic engineering from the University of Electronic Science and Technology of China (UESTC) in 1986 and 1989, respectively, and the PhD degree in information engineering from The Chinese University of Hong Kong in 1998. In December 2000, he joined the School of Electric and Electronic Engineering, Nanyang Technological University, Singapore, as an Assistant Professor and was promoted as an Associate Professor in October 2005. He is currently a Professor with the National Key Laboratory of Science and Technology on Communications, UESTC. He has extensive research experience and has published widely in wireless networking research. A number of his articles have been highly cited. His research interests include next generation mobile networks, mobile cloud computing, and AI‐enabled wireless networking. He has also received a number of paper awards, including the recent IEEE ComSoc TAOS Best Paper Award and the ICC Best Paper Award in 2019.

Oluwakayode Onireti received the MSc degree (distinction) in mobile and satellite communications in 2009, and the PhD degree in electronics engineering in 2012, from the Institute for Communication Systems (ICS, formally known as CCSR) of the University of Surrey. He is currently a Lecturer at the James Watt School of Engineering, University of Glasgow. He was actively involved in European Commission (EC)‐funded projects such as ROCKET and in the award‐winning EARTH project. His other project involvements include the EPSRC‐funded DARE (distributed autonomous and resilient emergency management systems) project, the QNRF‐funded QSON project, and industry‐funded projects such as the Energy Proportional EnodeB for LTE‐Advanced and Beyond project. His main research interests include self‐organizing cellular networks, energy‐efficient networks, multiple‐input multiple‐output systems, wireless blockchain networks, network slicing, and cooperative communications. He has published more than 60 technical papers in scholarly journals and international conferences. He has served as technical program committee member of several IEEE conferences and as reviewer for several IEEE and other top journals. He received an Exemplary Reviewer Award from the IEEE Transaction on Wireless Communications in 2017.

Preface

The move toward an always‐connected society, where people and machines concurrently interact with multiple devices, requires future networks to be highly flexible, combining multiple standards and architectures, while simultaneously providing services to multiple users of various types and traffic requirements (massive machine type communications (mMTC), vehicle‐to‐vehicle (V2V) communications, etc.). Moreover, future networks are expected to provide orders of magnitude improvement to such heterogeneous networks in key technical requirements such as throughput, number of connected devices, latency, and reliability.

It is cumbersome to design a unified all‐in‐one radio that meets the extreme requirements for all types of services. For instance, an MTC service might require an multicarrier system with smaller subcarrier spacing (thus longer symbol duration in the time domain) than the current standards to support massive delay‐tolerant devices, while V2V communication necessitates significantly larger frequency subcarrier spacing (thus shorter symbol duration) to satisfy the stringent delay requirements and provide robustness against Doppler spread. Moreover, some other configurations, such as waveform, should be dynamically optimized/selected to adapt to the traffic type, wireless channel, and user mobility. On the contrary, designing separate service systems that run on separate infrastructures make the operation and management of the system highly complex, expensive, and inefficient. In addition, many studies have shown that fixed spectrum allocation is wasteful since the license holders do not utilize the full spectrum continuously. Thus, to guarantee the required performance for each individual use case, the physical layer (PHY) configurations should be delicately optimized and medium access control (MAC) layer radio resources should be allocated on demand.

Radio access network (RAN) slicing is proposed to efficiently support all the aforementioned scenarios. RAN slicing enables design, deployment, customization, and optimization of isolated virtual sub‐networks, or slices on a common physical network infrastructure, as such, to accommodate all fifth generation (5G) vertical industries like massive Internet of Things (IoT) and vehicle‐to‐everything (V2X) communications. From the radio perspective, one viable RAN solution to support diverse requirements in 5G‐and‐beyond systems is to multiplex multiple types of services in one baseband system in orthogonal time and/or frequency resources, with either physical (e.g. using guard interval or guard band) or algorithmic (e.g. filtering or precoding the data) isolation to avoid/alleviate the interference between them. Frequency division multiplexing (FDM) is preferred in Third Generation Partnership Project (3GPP) for multiplexing different services due to several advantages such as forward compatibility and ease of supporting services with different latency requirements.

With such desired degree of freedom (DoF) for RAN slicing, it is expected to reap the diversity gain by optimizing air interface of individual slices. However, cohabitation of the individually optimized services, each with a different numerology Each numerology is defined by a set of parameters for the multicarrier waveform such as subcarrier‐spacing, symbol‐length, and the length of cyclic prefix., in one system leads to several technical challenges to both physical and multiple access control layers of the overall system. A fundamental challenge is how the mismatch among services with different numerologies affects signal detection, channel estimation, and equalization. In addition, the mismatch will also result in PHY configurations disorder and misalignment among services/slices. This, from the slice level viewpoint, will bring intricate interference. From the resource allocation perspective, such a high degree of heterogeneity among services fosters a complex radio system composed of three resource layers. To address the abovementioned issues, waveforms with low out‐of‐band emissions are important in multi‐service systems, as isolation between the signals corresponding to different services is required. Therefore, there is a common consensus on the need to introduce alternative technologies that complement orthogonal frequency division multiplexing (OFDM) by a more flexible and effective air interface that better serves the challenging requirements of future networks than OFDM. To this end, in the recent years, several candidate waveforms have emerged, e.g., filtered OFDM (F‐OFDM), universal filtered multicarrier (UFMC), generalized frequency division multiplexing (GFDM), filter bank multicarrier (FBMC) and orthogonal time frequency space (OTFS) modulation.

As one of the pillars that underpins multi‐service communications in future networks, the first part of this book presents the recent advances in waveform design and provides an in‐depth insight to the reader about different waveforms and their relationship with OFDM. Furthermore, the first part of the book provides a new perspective that facilitates straightforward understanding of channel equalization and the application of the new waveforms in provision of services with different requirements. It also facilitates derivation of efficient structures for synthesis and analysis of these waveforms. From the mixed numerologies coexistence perspective, the first part of the book will discuss signal detection, channel estimation, equalization, and resource allocation. These include inter‐numerology‐interference (INI) analysis of OFDM and its variants, e.g. windowed orthogonal frequency division multiplexing (W‐OFDM), F‐OFDM, new signal detection methods, effective resource allocation, and intelligent handoff algorithms while considering INI issues. The second part of the book will cover RAN slicing and virtualization and their applications to V2X communications, ultra‐reliable low‐latency communications (URLLC), etc. Additionally, the book will discuss resource sharing and optimization. Flexible function split and the design of access control and handoff policies for RAN slicing will also be discussed, followed by RAN function split, spectrum sharing, and optimizing resource allocation.

The book is suitable for telecom engineers and industry actors to aid them identify realistic and cost‐effective concepts that are uniquely tailored to support specific vertical industries. Moreover, researchers, professors, doctorate and postgraduate students would also benefit from this book, as it enables them to identify open issues and classify their research based on the existing literature. While beginners can learn about the novel techniques to characterize different modulation schemes, experienced researchers, scientists, and experts from industry can understand the extensive theoretical design fundamentals, research trends, and in particular, various perspectives on the air interface design for the future networks. Additionally, the book aims at providing in‐depth knowledge to 5G stakeholders, regulators, institutional actors, and research agencies on how 5G networks can seamlessly support vertical industries and aid them in making the right choice of the techniques/architectures while designing the next generation of wireless communication systems.

The book is split into two parts: Part I is focused on the PHY layer aspects including modulation and signaling methods, channel estimation, and mixed numerology, and Part II is focused on layers higher than PHY.

Part I

The mismatch between different services in 5G‐and‐beyond networks leads to inter‐carrier interference (ICI) and thus Chapter 1 focuses on ICI. The authors first provide an overview of OFDM, which has been deemed as the signal waveform for both uplink and downlink transmission for the 5G wireless network. The authors then discuss the impact of inter‐ICI on the carrier‐to‐interference power ratio (CIR) performance of OFDM system. The chapter then introduces four effective ICI cancellation schemes without explicitly estimating ICI coefficients based on mirror‐mapping rules and their resulting CIR performance. Finally, the chapter concludes by demonstrating the benefits of the four ICI cancellation schemes for OFDM underwater acoustic (UWA) communications that suffers from strong ICI.

Chapter 2 describes single subband matrix form for F‐OFDM where all the linear convolution operations are converted into matrix multiplications to derive a well‐channelized signal. The chapter presents the analytical derivations of the in‐band interference that is generated due to the mismatch between different services, including ICI, forward inter‐symbol interference (ISI), and backward ISI. Furthermore, the chapter presents a low‐complexity block‐wise parallel interference cancellation (BwPIC) algorithm to tackle the issue caused by the filtering operations. Finally, numerical results are included to show the effectiveness of the BwPIC algorithm.

In Chapter 3, the authors describe the INI model of W‐OFDM system in the context of mixed numerologies. The chapter establishes a theoretical model of the INI, and derives the analytical expression of its power as a function of the channel frequency response of interfering subcarriers, the spectral distance separating the aggressor and the victim subcarriers, and the overlapping windows generated by the interferer's transmitter window and the victim's receiver window. Furthermore, the chapter presents numerical results to show the signal‐to‐interference ratio (SIR) gain that can be achieved with W‐OFDM when compared with the normal OFDM.

Chapter 4 describes GFDM, which was one of the candidate waveforms for 5G, proposed as a generalized form of OFDM. The chapter highlights the role of GFDM in the implementation of multicarrier systems. Further, the chapter presents a unified time–frequency representation of GFDM, which allows a better understanding of GFDM structure and enables a comprehensive analysis. The chapter then introduces GFDM modem implementation in a practical architecture, which is more flexible than OFDM. This structure provides additional degrees of freedom for the processing of conventional and new waveforms. Finally, for practical exploitation of GFDM, the chapter introduces integration of GFDM modem as a precoding technique on top of OFDM system.

Chapter 5 presents a short review of FBMC techniques. The fundamental theory behind construction of FBMC waveforms with maximum compactness in time and frequency are presented. Moreover, a number of effective methods for designing the prototype filters for this class of multicarrier systems are reviewed. The topics of synchronization and tracking are treated in detail, and equalization and computational complexity are discussed briefly. In terms of applications, this chapter brings up a number of appealing features of FBMC waveforms that make them an ideal choice in the emerging area of massive multiple‐input multiple‐output (MIMO) networks.

Chapter 6 covers the basics of OTFS modulation and presents its discrete‐time formulation. An in‐depth analysis of the channel impact on transmit data symbols is also provided. This brings deeper insights into OTFS. The derived formulation in this chapter reveals that the precoding and post‐processing units can be combined with OFDM modulator and demodulator, respectively, which leads to a simplified modem structure. Through computational complexity analysis, this chapter shows that in realistic scenarios, OTFS modem becomes simpler than OFDM to implement.

Chapter 7 provides insights into waveform parameter assignment considering the current waveform design in 5G new radio (NR). This chapter first reviews the literature on waveform parameter assignment in the context of multi‐numerology RAN slicing. Then the waveform parameter options for the 5G NR are introduced. Finally, the chapter discusses numerology assignment, waveform processing, and the related joint optimization issues.

Part II

The authors in Chapter 8 highlight the advantages and the issues of network slicing when it is implemented in a dynamic spectrum‐sharing manner. The authors start by discussing the motivations behind spectrum sharing in future networks. This is then followed by a historical overview of the approaches to spectrum sharing. Then the concept of network slicing, different types of network slicing, and network slicing in RANs are introduced. Finally, the chapter defines the concept of isolation and presents results on isolation using connection admission control (CAC).

Chapter 9 discusses access control and handoff policy design for RAN slicing where a unified framework for access control is presented. Additionally, user access control policies to select admissible users for optimizing the quality of service (QoS) and the number of admissible users is designed. This is followed by the investigation of the handoff issue for mobile users in RAN slicing. Then a multi‐agent reinforcement learning based smart handoff policy is presented. This will reduce handoff cost while maintaining user QoS requirements in RAN slicing. Finally, the performance of the designed policy in reducing the handoff cost is numerically evaluated and compared with traditional policies without learning.

Chapter 10 presents a mechanism to address slice recovery and reconfiguration in the unified framework. This chapter first formulates a recovery problem to address the failures of substrate networks and the uncertainties of traffic demands in a RAN slice. Based on that, two robust RAN slicing algorithms are proposed for slice recovery and reconfiguration under stochastic demands. This is followed by an in‐depth assessment of the failure rate, average load of substrate attainable with the presented algorithm. Finally, a tradeoff between the robustness of slices and the average load of the links is established, which can be efficiently managed and controlled.

In Chapter 11, a flexible function split over ethernet for enabling RAN slicing in future networks is described. The chapter starts by introducing Cloud‐RAN as one of the enablers of 5G. It then introduces functional split to Cloud‐RAN with a more flexible placement of baseband functionality. This is then followed by a description of the fronthaul reliability and slicing when multipath is deployed at the fronthaul. Then the flexible functional split and the multipath packet‐based fronthaul for RAN slicing are evaluated via both experimental and numerical results.

Chapter 12 discusses service‐oriented RAN support of network slicing to meet different key performance indicators (KPIs) for different vertical services. The chapter starts by presenting the general concept and principles of service‐oriented RAN slicing. The chapter then describes the RAN system deployment scenarios, namely deployments on a single frequency band, deployment over multifrequency bands, and hybrid deployment. This chapter also introduces key technologies enabling service‐oriented RAN slicing.

In Chapter 13, 5G network slicing principles and enabling technologies for the V2X ecosystem are discussed. The chapter introduces the current and future V2X applications and the related requirements, together with the available V2X communication technologies, with a focus on the latest progress in the 3GPP and concerning radio interfaces and architecture design. The emerging segment routing technology is also investigated as a further facilitator of network slicing for V2X communications. Furthermore, the chapter summarizes the main lessons learnt from research and development activities, while also highlighting challenges and future perspectives in the promising area of network slicing for V2X communications.

Chapter 14 presents an optimal resource allocation scheme that maximizes the spectral efficiency (SE) by communication and control co‐design, where both URLLC and control convergence rate requirements are considered. The scheme enables the use of the optimal resource to support URLLC while guaranteeing the required control performance level. The chapter presents the analysis of the relationship between the control convergence rate and communication requirements and the impact of both on the URLLC quality. Finally, an iterative method to obtain the optimal resource allocation that maximizes the SE is developed. Results are included to show the effectiveness of this method.

Lei Zhang, Arman Farhang, Gang Feng, Oluwakayode Onireti

22 June 2020

Note

      This work was supported in part by the U.K. Engineering and Physical Sciences Research Council (EPSRC) under Grant Number EP/S02476X/1, and Science Foundation Ireland (SFI) and is co-funded under the European Regional Development Fund under Grant Number 13/RC/2077.

List of Contributors

Huseyin Arslan

Electrical‐Electronics Engineering

Istanbul Medipol University

Turkey

and

Electrical Engineering

University of South Florida

USA

 

Claudia Campolo

Dipartimento DIIES

Universitá Mediterranea di Reggio Calabria

Italy

 

Marwa Chafii

ETIS UMR 8051

Université Paris Seine, Université de Cergy‐Pontoise

France

 

Bo Chang

National Key Laboratory of Science and Technology on Communications

University of Electronic Science and Technology of China (UESTC)

China

 

Xiang Cheng

School of Electronics Engineering and Computer Science

Peking University

China

 

Xilin Cheng

NXP Semiconductor

USA

 

Laurie Cuthbert

School of Applied Sciences

Macao Polytechnic Institute, Macao SAR China

 

Gerhard Fettweis

Vodafone Chair Mobile Communication Systems

Technische Universität Dresden

Germany

 

Behrouz Farhang‐Boroujeny

Electrical and Computer Engineering Department

University of Utah

USA

 

Arman Farhang

Department of Electronic Engineering

Maynooth University, Co.

Ireland

 

Gang Feng

University of Electronic Science and Technology of China

China

 

Feng Han

Huawei Technologies Co., LTD.

 

Muhammad Ali Imran

James Watt School of Engineering

University of Glasgow

UK

 

Yinghao Jin

Huawei Technologies Co., LTD.

 

Jun Li

School of Electronics and Communication Engineering

Guangzhou University

China

 

Liying Li

Department of Mathematics, Physics and Electrical Engineering

Northumbria University

UK

 

Zhongju Li

Vodafone Chair Mobile Communication Systems

Technische Universität Dresden

Germany

 

Yue Liu

School of Applied Sciences

Macao Polytechnic Institute, Macao SAR China

 

Toktam Mahmoodi

Centre for Telecommunications Research

Department of Engineering

King's College London

UK

 

Juquan Mao

Institute for Communication Systems (ICS)

Home of 5G Innovation Centre

University of Surrey

UK

 

Antonella Molinaro

Dipartimento DIIES

Universitá Mediterranea di Reggio Calabria

Feo di Vito

Italy

 

Ghizlane Mountaser

Centre for Telecommunications Research

Department of Engineering

King's College London

UK

 

Ahmad Nimr

Vodafone Chair Mobile Communication Systems

Technische Universität Dresden

Germany

 

Vincenzo Sciancalepore

EC Laboratories Europe GmbH

Heidelberg

Germany

 

Yao Sun

James Watt School of Engineering

University of Glasgow

UK

 

Wei Tan

Huawei Technologies Co., LTD.

 

Miaowen Wen

School of Electronic and Information Engineering

South China University of Technology

China

 

Ruihan Wen

Southwest Minzu University

China

and

University of Electronic Science and Technology of China

China

 

Pei Xiao

Institute for Communication Systems (ICS)

Home of 5G Innovation Centre

University of Surrey

UK

 

Bowen Yang

James Watt School of Engineering

University of Glasgow

UK

 

Chenchen Yang

Huawei Technologies Co., LTD.

 

Xu Yang

School of Applied Sciences

Macao Polytechnic Institute, Macao SAR China

 

Ahmet Yazar

Electrical‐Electronics Engineering

Istanbul Medipol University

Turkey

 

Lei Zhang

James Watt School of Engineering

University of Glasgow

UK

 

Xiaoying Zhang

Institute of Electronic Science

National University of Defense Technology

China

 

Guodong Zhao

James Watt School of Engineering

University of Glasgow

UK

List of Abbreviations

2D

Two‐dimensional

3GPP

Third Generation Partnership Project

4G

Fourth generation

5G

Fifth generation

5GAA

5G Automotive Association

5GC

5G core network

A/D

Analog‐to‐digital

ACI

Adjacent channel interference

ACI

Adjacent carrier interference

ACSR

Adjacent conjugate symbol repetition

AF

Application function

AMF

Access and mobility management function

AN

Access network

API

Application programming interface

AR

Augmented Reality

ARQ

Automatic repeat request

AS

Application server

ASR

Adjacent symbol repetition

ATM

Asynchronous Transfer Mode

AUSF

Authentication Server Function

AWGN

Additive white Gaussian noise

BBU

Baseband unit

BEM

Basis expansion model

BER

Bit error rate

BFGC

Block‐fading Gaussian channel

b‐ISI

Backward inter‐symbol interference

BS

Base station

BSS

Business support system

BWP

Bandwidth part

BwPIC

Block‐wise parallel interference cancellation

CA/DC

Carrier aggregation/dual connectivity

CAC

Connection admission control

CDMA

Code division multiple access

CFO

Carrier frequency offset

CFR

Channel frequency response

CIR

Carrier‐to‐interference power ratio

CMT/FBMC

Cosine modulated multitone based filter bank multicarrier

CN

Core network

CP

Cyclic prefix

CP‐OQAM

Cyclic prefix‐based offset quadrature amplitude modulation

CPRI

Common public radio interface

CR

Cognitive radio

C‐RAN

Cloud‐radio access network

CS

Cyclic suffix

CSI

Channel state information

CSMA/CA

Carrier sense multiple access/collision avoidance

CU

Central unit

C‐V2X

Cellular‐vehicle‐to‐everything

D/A

Digital‐to‐analog

DAB

Digital audio broadcasting

DC

Data center

DFT

Discrete Fourier transform

DL

Downlink

DMT

Discrete multitone

DN

Data network

DSA

Dynamic spectrum access

DSB

Double side‐band

DSCP

Differentiated Services Code Point

E2E

End‐to‐end

eMBB

Enhanced mobile broadband

eMBMS

Evolved multimedia broadcast multicast service

eNB

E‐UTRAN NodeB

EPS

Evolved Packet System

ETSI

European Telecommunications Standards Institute

FBMC

Filter bank multicarrier

FD

Frequency domain

FDE

Frequency‐domain equalization

FDCP

Frequency‐domain cyclic prefix

FDM

Frequency division multiplexing

FFT

Fast Fourier transform

f‐ISI

Forward inter‐symbol interference

FMC

Fixed mobile convergence

FMT

Filtered multitone

FMT/FBMC

Filtered multitone based filter bank multicarrier

F‐OFDM

Filtered orthogonal frequency division multiplexing

FRP

Failure recovery problem

FTD

Fractional time delay

GB

Guard band

GFDM

Generalized frequency division multiplexing

GR

Group report

GTP

GPRS Tunneling Protocol

GTP‐U

GPRS Tunneling Protocol‐user

HD

High definition

IBI

Inter‐block interference

IC

Interference cancellation

ICI

Intercarrier interference

IDFT

Inverse discrete Fourier transform

IFFT

Inverse fast Fourier transform

INI

Inter‐numerology interference

IoT

Internet of Things

IOTA

Isotropic orthogonal transform algorithm

IP

Internet protocol

ISG

Industry Specification Group

ISI

Inter‐symbol interference

ITS

Intelligent Transportation System

ITU

International Telecommunication Union

ITU‐R

ITU Radiocommunication Sector

ITU‐T

ITU Telecommunication Standardization Sector

KPI

Key performance indicator

LCM

Least common multiplier

LEO

Low Earth Orbit

LMMSE

Linear minimum mean squared error

LTE

Long‐Term Evolution

MAC

Medium access control

MANO

Management and orchestration

MCJT

Mirror conjugate transmission

MCM

Multicarrier modulation

MCMC

Markov chain Monte Carlo

MCSR

Mirror conjugate symbol repetition

MCVT

Mirror conversion transmission

MEC

Mobile edge computing

MIMO

Multiple‐input multiple‐output

mIoT

Massive Internet of Things

MIP

Mixed integer problem

ML

Machine learning

MMSE

Minimum mean squared error

mMTC

Massive machine type communications

MNO

Mobile network operator

MPLS

Multi‐Protocol Label Switching

MSR

Mirror symbol repetition

MT

Mobile terminal

MUI

Multiuser interference

MVNO

Mobile virtual network operator

NaaS

Networks as a service

NAS

Non‐access stratum

NEF

Network Exposure Function

NF

Network function

NFV

Network function virtualization

NG‐RAN

Next generation radio access network

NOA

Network operator A

NOB

Network operator B

NOMA

Non‐orthogonal multiple access

NR

New radio

NRF

Network Repository Function

NSI

Network slice instance

NSSAI

Network Slice Selection Assistance Information

NSSF

Network Slice Selection Function

O&M

Operation and maintenance

OEM

Original equipment manufacturer

Ofcom

Office of Communications

OFDM

Orthogonal frequency division multiplexing

OFDMA

Orthogonal frequency division multiple access

OOB

Out‐of‐band

OoBE

Out of band emissions

OP

Orthogonal precoding

OQAM

Offset quadrature amplitude modulation

OQAM/FBMC

Offset quadrature amplitude modulation based filter bank multicarrier

OSA

Opportunistic spectrum access

OSS

Operation support system

OTFS

Orthogonal time frequency space modulation

PA

Power amplifier

PAPR

Peak‐to‐average power ratio

PAM

Pulse amplitude modulated

PCF

Policy Control Function

PDCP

Packet data convergence protocol

PDP

Packet data protocol

PDU

Packet data unit

PHY

Physical layer

PLMN

Public land mobile network

PN

Pseudo‐random noise

PrU

Protected user

PSD

Power spectral density

PSK

Phase shift keying

PU

Primary user

QAM

Quadrature amplitude modulation

QoE

Quality of experience

QoS

Quality of service

QPSK

Quadrature phase shift keying

QU

Qualified user

QUR

Qualified user ratio

RAE

Resource allocation entity

RAN

Radio access network

RAT

Radio access technology

RB

Resource block

RC

Raised cosine

RF

Radio frequency

RLC

Radio link control

ROBUST

Robust failure recovery problem

RRC

Radio resource control

RRH

Remote radio head

RRM

Radio resource management

RSU

Road‐side unit

S/P

Serial‐to‐parallel

SC

Single carrier

SC‐FDMA

Single carrier‐frequency division multiple access

SCS

Subcarrier spacing

SD

Slice differentiator

SDN

Software‐defined networking

SDP

Semidefinite programming problem

SE

Spectral efficiency

SFFT

Symplectic finite Fourier transform

SGW

Serving gateway

SGW‐LBO

Serving gateway‐local breakout

SI

System information

SIC

Successive interference cancellation

SID

Segment identifier

SINR

Signal‐to‐interference‐plus‐noise ratio

SIR

Signal to interference ratio

SISO

Single‐input single‐output

SL

Segment list

SLA

Service level agreement

SMF

Session Management Function

SMT

Staggered multitone

SN

Substrate network

SNR

Signal‐to‐noise ratio

S‐NSSAI

Single Network Slice Selection Assistance Information

SQAM

Staggered quadrature amplitude modulation

SRH

Segment routing header

SRRC

Square‐root raised‐cosine

SRv6

Segment Routing Ipv6

SST

Slice service type

SU

Secondary user

TCP

Transmission control protocol

TD

Time domain

TDD

Time division duplexing

TDM

Time division multiplexing

TE

Traffic engineering

TEID

Tunnel endpoint identifier

TN

Transport network

T‐R

Transmitter–receiver

TTI

Transmission time interval

TV

Time varying

UDM

Unified data management

UDP

User datagram protocol

UE

User equipment

UFMC

Universal filtered multicarrier

UL

Uplink

UP

User plane

UPF

User plane function

URLLC

Ultra‐reliable low‐latency communications

UWA

Underwater acoustic

V2C

Vehicle‐to‐cloud

V2I

Vehicle‐to‐infrastructure

V2N

Vehicle‐to‐network

V2P

Vehicle‐to‐pedestrian

V2V

Vehicle‐to‐vehicle

V2X

Vehicle‐to‐everything

VDSL

Very high speed digital subscriber line

VNF

Virtual network function

VNS

Variable neighborhood search

VPN

Virtual private network

VR

Virtual reality

VRU

Vulnerable road user

VSB

Vestigial side‐band

VUE

Vehicular user equipment

WLAN

Wireless local area network

W‐OFDM

Windowed orthogonal frequency division multiplexing

ZF

Zero‐forcing

Part IWaveforms and Mixed‐Numerology

1ICI Cancellation Techniques Based on Data Repetition for OFDM Systems

Miaowen Wen1*, Jun Li2, Xilin Cheng3, and Xiang Cheng4

1School of Electronic and Information Engineering, South China University of Technology, China

2Research Center of Intelligent Communication Engineering, School of Electronics and Communication Engineering, Guangzhou University, China

3NXP Semiconductor, San Jose, CA, USA

4School of Electronics Engineering and Computer Science, Peking University, China

1.1 OFDM History

Orthogonal frequency division multiplexing (OFDM), as a special case of multicarrier transmission, is an elegant solution to the problem of high date rate transmission. OFDM was first developed to transmit data streams without inter‐symbol interference (ISI) and intercarrier interference (ICI) in the 1960s [1]. A big breakthrough for efficiently implementing the OFDM system was made in the 1970s, when discrete Fourier transform (DFT) was applied to perform baseband modulation and demodulation in OFDM [2]. Another breakthrough in OFDM is the emergence of cyclic prefix (CP) in the 1980s [3], which maintains orthogonality of the transmitted signals over multipath fading channels. In the 1990s, OFDM was exploited for wideband data communications. The first application in the commercial use of OFDM was digital audio broadcasting (DAB) in the 1980s and 1990s, where OFDM guarantees highly reliable data transmission over a high‐velocity and complex environment. At the beginning of the 2000s, wireless local area network (WLAN) applied the OFDM technique to the physical layers [4]. In recent years, OFDM has been widely used for fourth generation (4G) and fifth generation (5G) wireless systems to increase the utilization of spectrum resources as well as to combat frequency‐selective fading.

The advantages of OFDM are summarized as follows:

Resistance to frequency‐selective fading

Elimination of ISI and ICI

Efficient use of the available spectrum

Recovery of symbol lost by adequate channel coding and interleaving

Enabling one‐tap channel equalization

However, every coin has two sides. The disadvantages of OFDM lie in the following:

Large dynamic range of transmitted signal, or

peak to average power ratio

(

PAPR

)

Sensitivity to

carrier frequency offset

(

CFO

) and Doppler

1.2 OFDM Principle

Consider an OFDM system of bandwidth . The entire frequency band is divided into subbands, each of bandwidth . Given the channel coherence bandwidth satisfying , which usually holds for a sufficiently large value of , the frequency‐selective fading channel is converted into multiple‐frequency flat fading subchannels (or say subcarriers). This can be also explained in the time domain as follows. The symbol duration of the modulated signal on each subcarrier is given by . When , the symbol duration is much larger than the channel delay spread , which indicates that each subcarrier experiences flat fading. Therefore, as long as all subcarriers are orthogonal to each other, high data‐rate interference‐free parallel transmission can be achieved. How to ensure subcarrier orthogonality and perform the discrete implementation of OFDM will be discussed in detail in this section.

1.2.1 Subcarrier Orthogonality

In an OFDM system, the substream on the ‐th subcarrier is linearly modulated relative to the subcarrier frequency , and the modulated signals associated with all the subcarriers are summed together to form the transmitted signal as

(1.1)

where , with representing the subcarrier interval, and denoting the basic carrier frequency.

To ensure orthogonality among all subcarriers, the frequency tones must satisfy the following condition: given any two subcarriers and ,

(1.2)

where , . The solution to Eq. (1.2) turns out to be , where is a nonzero integer. The choice of is preferred as it leads to a most compact spectrum. A snapshot of the OFDM spectrum with is given in Figure 1.1. Figure 1.1 shows that the spectrum of one subcarrier signal overlaps that of the others. It is expected that as increases to a large value, the overall spectrum tends to be confined by a rectangle with a range of .

At the receiver, without taking into account the effects of the channel and noise, that is, the received signal is equal to the transmitted signal , the output signal on the ‐th subcarrier is given by

(1.3)

Figure 1.1 Spectrum of OFDM signals with , depicted by the dashed line.

Because of the orthogonality in Eq. (1.2), Eq. (1.3) can be simplified as

(1.4)

From the above, it is clear that the subcarrier orthogonality ensures interference‐free parallel data transmission.

Subcarrier orthogonality can be also interpreted in the frequency domain. In the frequency domain, all subcarriers should be orthogonal so as to separate out the corresponding input signal without interference. According to the Nyquist criterion, no ISI occurs when the condition that the coherence bandwidth is no less than . This implies that the minimum frequency separation required for subcarriers to remain maintain orthogonality over the symbol interval is . Obviously, the minimum frequency interval should be set to be to save the frequency resource in OFDM.

1.2.2 Discrete Implementation

According to the Nyquist criterion, to recover a signal of bandwidth without causing any distortion, the sampling frequency must be no less than . Consider the sampling time interval to be . The time‐domain discrete transmitted signal can be obtained from Eq. (1.1) as

(1.5)

where . Obviously, the output of Eq. (1.5) is the inverse discrete Fourier transform (IDFT) of .

Denote as the sampled time‐domain received signal. Similarly, without taking into account the channel and noise, the discrete frequency‐domain signal can be obtained from Eq. (1.3) by

(1.6)

which is in fact the DFT of . The subcarrier orthogonality in Eq. (1.2) also applies to the discrete‐time representation:

(1.7)

such that .