Table of Contents
Praise
About This Book
Why This Topic Is Important
What the Reader Can Achieve with This Book
About Pfeiffer
Title Page
Copyright Page
Dedication
List of Tables
Table of Figures
Table of Exhibits
PREFACE
Come Along for the Journey
Acknowledgments
Introduction
Audience
How This Book Is Organized
Getting the Most from This Resource
Key Terms Used Throughout the Book
CHAPTER ONE - THINKING PERFORMANCE IN THE TWENTY-FIRST CENTURY
Performance Is Our Business
Performers Do Have a Choice
Viewing Training Through a Different Lens
Client-Friendly Performance Framework
The Training and Performance Process
Top Three Barriers to Performance
Summary
CHAPTER TWO - FIVE KEY FACTORS OF ALIGNMENT
It’s About Results
Performance Results Defined
Keys to Alignment and Linkage
Summary
CHAPTER THREE - PAL The Alignment of Our Processes
With a New View Come New Processes
Introduction to the PAL Process
Phase One: Situational Needs Assessment and Performance Design
Phase Two: Design and Development
Phase Three: Delivery and Execution
Phase Four: Verification and Follow-Up
Guiding Principles
Summary
CHAPTER FOUR - SITUATIONAL NEEDS ASSESSMENT Opening the Door
A Process with Many Names
Getting Started
Two Roles for Needs Assessment
Client Key Behavior and Suggested Solutions
Step 1 of the PAL Process: Scope the Project
Summary
CHAPTER FIVE - SITUATIONAL NEEDS ASSESSMENT The Analysis
Step 2 of the PAL Process: Conduct Detailed Assessment and Analysis
The Approach
The Strategy
Sampling
Data Collection Methods and Sources
Detailed Analysis
The Acid Test
Summary
CHAPTER SIX - ALIGNING AND PROPOSING THE SOLUTION
Believe in Your Solution
Influencing the Client
Educating the Client
Summary
CHAPTER SEVEN - ALIGNING DESIGN AND DEVELOPMENT
The Alignment Continues
The Phase Two Handoff
The Handoff Briefing
Key Factors for Learning and Performance
The Training Manager’s Role
Summary
CHAPTER EIGHT - ALIGNING DELIVERY AND EXECUTION
Enabling the Performer
Phase Three of the PAL Process
The Delivery
Learner Readiness and Initial Reaction
The Follow-Up Transfer Action and Strategy
Summary
CHAPTER NINE - RAPID VERIFICATION OF RESULTS
In The End It’s Results That Count
The Evaluation Decision
Evaluation Framework
Summary
CHAPTER TEN - CULTIVATING AND SUSTAINING SPONSORSHIP
Contribution and Survival
Importance of Sponsorship
Influencing Sponsorship
The Outside View
It’s Time to Stop Doing—and Start Doing
Working Our Processes
A Few Closing Thoughts
Summary
BIBLIOGRAPHY
ABOUT THE AUTHOR
INDEX
Table of Figures
FIGURE 1.1. PATH TO ALIGNMENT AND RESULTS
FIGURE 3.1. THE PERFORMANCE ALIGNMENT AND LINKAGE PROCESS
FIGURE 4.1. SITUATIONAL NEEDS ASSESSMENT AND PERFORMANCE DESIGN
FIGURE 5.1. SITUATIONAL NEEDS ASSESSMENT AND PERFORMANCE DESIGN
FIGURE 6.1. SITUATIONAL NEEDS ASSESSMENT AND PERFORMANCE DESIGN
FIGURE 7.1. PHASES TWO AND THREE OF THE PAL PROCESS
FIGURE 8.1. PHASES TWO AND THREE OF THE PAL PROCESS
FIGURE 9.1. THE PERFORMANCE ALIGNMENT AND LINKAGE PROCESS
FIGURE 9.2. RAPID VERIFICATION OF RESULTS
List of Tables
TABLE 1.1. STONE’S PERFORMANCE-CENTERED FRAMEWORK
TABLE 1.2. SNAPPY TELECOMMUNICATIONS: LINKING EXECUTION AND BUSINESS OUTCOME
TABLE 1.3. CRITERIA FOR AN EFFECTIVE TRAINING AND PERFORMANCE PROCESS
TABLE 1.4. TOP THREE BARRIERS TO PERFORMANCE
TABLE 2.1. EBS PRINTING COMPANY
TABLE 2.2. FIVE KEY FACTORS OF ALIGNMENT
TABLE 2.3. EXAMPLES OF THE FIVE KEY FACTORS OF ALIGNMENT
TABLE 3.1. TWELVE GUIDING PRINCIPLES OF THE PAL PROCESS
TABLE 4.1. SIX SIGNALS: SIX SITUATIONS THAT DRIVE TRAINING NEEDS
TABLE 6.1. THE SOLUTION PROPOSAL FORMAT
TABLE 6.2. THE SOLUTION PROPOSAL FORMAT: EXAMPLE
TABLE 8.1. LEARNING AND PERFORMANCE CONTRACT
TABLE 8.2. STEPS TO DEVELOP A TRANSFER STRATEGY
TABLE 9.1. FRAMEWORK FOR PERFORMANCE AND EVALUATION
TABLE 9.2. DECISION CRITERIA FOR TYPE OF EVALUATION
TABLE 9.3. LEARNING AND PERFORMANCE ACTION PLAN
TABLE 9.4. PLANNING THE SUCCESS AND DISAPPOINTMENT ANALYSES
TABLE 10.1. KEY AREAS OF TRAINING OPERATIONS EFFECTIVENESS AND EFFICIENCY
TABLE 10.2. WHAT WE NEED TO STOP DOING AND START DOING
Table of Exhibits
EXHIBIT 4.1. INTAKE SCOPE AND ALIGNMENT DOCUMENT
EXHIBIT 5.1. ASSESSMENT STRATEGY AND PLAN
EXHIBIT 5.2. EXECUTION GAP ANALYSIS
EXHIBIT 5.3. ROOT CAUSE ANALYSIS
EXHIBIT 5.4. ROOT CAUSE ANALYSIS MATRIX
EXHIBIT 5.5. ROOT CAUSE ANALYSIS MATRIX EXAMPLE
EXHIBIT 5.6. SITUATIONAL RISK ASSESSMENT AND ANALYSIS TOOL SET
EXHIBIT 6.1. PERFORMANCE ALIGNMENT CONTRACT
EXHIBIT 7.1. TRAINING AND PERFORMANCE DESIGN SPECIFICATIONS DOCUMENT
EXHIBIT 9.1. EVALUATION STRATEGY AND PLAN
EXHIBIT 9.2. OUTCOME REPORT
“If you follow the PAL process, you will get the desired training result! The process includes clearly defined, well-structured tools that will definitely benefit both training professionals and line managers to achieve training effectiveness.”
—Han Qing, director, Siemens Management Institute
“Ron’s book is a much-needed contribution to the training profession and provides a refreshing view of how a results-centered training process should function. His process provides the guidance to initiate and sustain alignment with the business, and his tools and templates provide the how-to.”
—Stephen M. R. Covey, best-selling author of The Speed of Trust
“At last, a book I can use as a guide to ensure that our programs are designed for business needs and stay aligned throughout the training process to achieve business results. A great contribution to our profession and a great resource for training fellows.”
—Sunny Niu Peie, regional director, Field Force Effectiveness, Japan/Asia, Pfizer, Inc.
“Ron’s work is a key resource for all of us in the learning space. Two concepts in particular are not to be missed: the Performance-Centered Framework is a great blueprint for building alignment with business challenges and the Active Management Reinforcement connects the performer with the manager and the work setting and the work, a perfect recipe for success.”
—Rebecca L. Ray, group head, Global Talent Management & Development, MasterCard Worldwide
“This is a brilliant book that is packed with sage advice and instructive examples. It moves the traditional trainer role into one of performance consultant. The author provides numerous tools and strategies that will allow all professionals to be guided in assisting their stakeholders to achieve transfer of skills into the workplace. A must-read for those who want to align their learning initiatives to business outcomes.”
—Pam Poggi, vice president, Corporate Human Resources Development, Safeway Inc.
“The demands of the 21st century Knowledge Worker era are radically different to the needs of the Industrial Age. Yet a lot of what is being done and offered in the training industry has just been refined and tweaked for the knowledge worker and we struggle therefore with performance. Ron Stone has built the processes completely afresh from this new paradigm. What is extremely refreshing are the practical applications and the perspective Ron brings from his immense experience, which liven up what could otherwise become very dull and dreary.
The way the chapters have been organized are simply superb as they are complete in themselves, allowing the reader easy referability and implementation. All in all I would unhesitatingly classify this book as a must-read not only for all in the training and learning and development industry but for anyone who has a responsibility to drive organizational performance on a sustained and consistent basis. It is outstanding in terms of its easy-to-understand language and practicality, which from a global perspective is simply outstanding.
Ron seems to have done the impossible in this book, which is showing us how to turn people potential into performance. Do yourself a big favor and get yourself a copy today.”
—Rajan Kaicker, executive chairman, FranklinCoveySouthAsia
“Aligning Training for Results is an invaluable resource for professionals around the world who are responsible for results-oriented outcomes. The tools provided are powerful and easily applicable to everyday work environments. The alignment of training to organizational performance processes is the critical element to our organization’s success! This book is filled with insights and strategies that will impact our work in a profound manner.”
—Judith Cardenas, president, Lansing Community College
“This book will be an invaluable resource for training professionals and will help them address their most serious current challenge: how to align their programs to the business. The logical and systematic solutions proposed in the book are backed up with an impressive range of tools and techniques designed to facilitate practical implementation. Ron Stone presents us with an exciting array of new concepts and approaches. But he isn’t just theorizing—this new thinking is grounded in years of practice and the sort of credibility that can only come from doing. This book breaks new ground and will in time become an important work of reference.”
—Gerry Doyle, director, Impact Measurement Centre, Ireland
“Aligning Training for Results is more than a contribution to the field of performance improvement. It is the only work to date that offers the analyst an inclusive process to prepare for, conduct, and evaluate any performance improvement program, with the end in mind throughout. Tools and techniques are built in to ensure that the analyst uncovers and stays securely tied to the stakeholders’ expectations and needs.”
—Toni Hodges DeTuncq, principal, THD & Company, author of Linking Learning and Performance
“Aligning Training for Results is an excellent resource for learning professionals who want to better align training and performance solutions with business requirements. The book’s comprehensive coverage provides practical ways you can use to meet the expectations of clients and ensure success. A must-have for anyone interested in achieving business outcomes from training.”
—Don Kraft, director, Learning & Development, Genentech, Inc.
“The Performance Alignment and Linkage Process (PAL), a systematic process and tools, will provide valuable information for any organization that is being faced with critical questions from HRD programs.”
—Sunhee Yoo, general manager consulting team, Samsung Human Resources Development Center Seoul, South Korea
“Aligning Training for Results is a must-read book for anyone involved in training programs in government or the corporate world. Its performance alignment and linkage process (PAL) is the answer we’ve been looking for—how to demonstrate training’s contribution to achieving business results.”
—Coleen Hines, administrator, Performance Excellence Division, Michigan Department of Transportation
About This Book
Why This Topic Is Important
Although we are doing many things right, our profession and our clients are also keenly aware that too many training programs continue to underachieve and yield disappointing results. Ultimately, this leads to the demise of many training functions and strikes a serious blow to the credibility of our profession. Close examination reveals that our own training processes lack proper quality controls; they are dated in some cases, sometimes disregarded or misused, and unresponsive to the needs and demands of the twenty-first century. It is time to correct this by reexamining and realigning our processes so that we influence and achieve the expected results for our clients and the organization. We must realign how we execute our training processes, and refine how we engage our clients and how we target the results.
What the Reader Can Achieve with This Book
The purpose of this book is twofold. First, it offers useful processes and tools to analyze performance as it relates to training and performance needs. Second, it offers a systematic methodology and tools to align the training process with business requirements and consistently achieve performance results. The methodology and tools cannot be found anywhere else. You will learn how to use new tools and job-aids when engaging your clients and how to apply the Performance Alignment and Linkage Process (PAL) to keep your targeted results on track. The PAL process offers a new perspective and approach, with a strong focus on performance readiness and achieving execution in the work setting. Quality control components are built into the process. As you apply the process and tools, you will sharpen your consulting skills, eliminate time wasters during needs assessment and design activities, clarify performance execution and outcome requirements, and satisfy the needs of your client.
For updates on performance issues and additional tools and worksheets associated with the processes in this book, visit my web site frequently at www.performanceandROI.com. The site includes templates of the job aids presented in the book, as well as new tools and templates, and a newsletter and is host to frequent free webinars. The site also has a description of performance-related workshops and other services.
About Pfeiffer
Pfeiffer serves the professional development and hands-on resource needs of training and human resource practitioners and gives them products to do their jobs better. We deliver proven ideas and solutions from experts in HR development and HR management, and we offer effective and customizable tools to improve workplace performance. From novice to seasoned professional, Pfeiffer is the source you can trust to make yourself and your organization more successful.
Essential Knowledge Pfeiffer produces insightful, practical, and comprehensive materials on topics that matter the most to training and HR professionals. Our Essential Knowledge resources translate the expertise of seasoned professionals into practical, how-to guidance on critical workplace issues and problems. These resources are supported by case studies, worksheets, and job aids and are frequently supplemented with CD-ROMs, websites, and other means of making the content easier to read, understand, and use.
Essential Tools Pfeiffer’s Essential Tools resources save time and expense by offering proven, ready-to-use materials—including exercises, activities, games, instruments, and assessments—for use during a training or-team-learning event. These resources are frequently offered in looseleaf or CD-ROM format to facilitate copying and customization of the material.
Pfeiffer also recognizes the remarkable power of new technologies in expanding the reach and effectiveness of training. While e-hype has often created whizbang solutions in search of a problem, we are dedicated to bringing convenience and enhancements to proven training solutions. All our e-tools comply with rigorous functionality standards. The most appropriate technology wrapped around essential content yields the perfect solution for today’s on-the-go trainers and human resource professionals.
Essential resources for training and HR professionals
Copyright © 2009 by Ron Drew Stone. All Rights Reserved.
Published by Pfeiffer An Imprint of Wiley 989 Market Street, San Francisco, CA 94103-1741 www.pfeiffer.com
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Library of Congress Cataloging-in-Publication DataStone, Ron Drew, date- Aligning training for results : a process and tools that link training to business / Ron Drew Stone. p. cm. Includes bibliographical references and index.
eISBN : 978-0-470-44938-7
1. Employees—Training of. 2. Performance. 3. Needs assessment. I. Title. HF5549.5.T7S718 2008658.3’124—dc22 2008025948 Acquiring Editor: Matthew Davis Production Editor: Michael Kay/Susan Geraghty Editorial Assistant: Lindsay Morton Manufacturing Supervisor: Becky Morgan
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