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In this book, the authors present in detail several recent methodologies and algorithms that we have developed during the last fifteen years. The deterministic methods account for uncertainties through empirical safety factors, which implies that the actual uncertainties in materials, geometry and loading are not truly considered. This problem becomes much more complicated when considering biomechanical applications where a number of uncertainties are encountered in the design of prosthesis systems. This book implements improved numerical strategies and algorithms that can be applied only in biomechanical studies.
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Veröffentlichungsjahr: 2016
Cover
Title
Copyright
Preface
Introduction
Chapter 1: Basic Tools for Reliability Analysis
1.1. Introduction
1.2. Advantages of numerical simulation and optimization
1.3. Numerical simulation by finite elements
1.4. Optimization process
1.5. Sensitivity analysis
1.6. Conclusion
Chapter 2: Reliability Concept
2.1. Introduction
2.2. Basic functions and concepts for reliability analysis
2.3. System reliability
2.4. Statistical measures
2.5. Probability distributions
2.6. Reliability analysis
2.7. Conclusion
Chapter 3: Integration of Reliability Concept into Biomechanics
3.1. Introduction
3.2. Origin and categories of uncertainties
3.3. Uncertainties in biomechanics
3.4. Bone-related uncertainty
3.5. Bone developments and formulations
3.6. Characterization by experimentation of the bone’s mechanical properties
3.7. Conclusion
Chapter 4: Reliability Analysis of Orthopedic Prostheses
4.1. Introduction to orthopedic prostheses
4.2. Reliability analysis of the intervertebral disk
4.3. Reliability analysis of the hip prosthesis
4.4. Conclusion
Chapter 5: Reliability Analysis of Orthodontic Prostheses
5.1. Introduction to orthodontic prostheses
5.2. Anatomy of the temporomandibular joint
5.3. Numerical simulation of a non-fractured mandible
5.4. Reliability analysis of the fixation system of the fractured mandible
5.5. Conclusion
Appendices
Appendix 1: Matrix Calculation
Appendix 2: ANSYS Code for the Disk Implant
Appendix 3: ANSYS Code for the Stem Implant
Appendix 4: Probability of Failure/Reliability Index
Bibliography
Index
End User License Agreement
Chapter 1: Basic Tools for Reliability Analysis
Table 1.1. Objective function evaluation for different variable values
Table 1.2. Iterative values until convergence
Table 1.3. Number of iterations for the different methods
Chapter 2: Reliability Concept
Table 2.1. A set of 71 samples
Table 2.2. Different intervals and their centers
Table 2.3. A set of 21 values
Table 2.4. Different intervals and their frequency
Table 2.5. A set of 46 samples
Table 2.6. Different intervals and their centers
Table 2.7. A set of 62 samples
Table 2.8. The different intervals and their centers
Table 2.9. A set of 10 samples
Chapter 3: Integration of Reliability Concept into Biomechanics
Table 3.1. Experimental results for cortical bone and model validation
Table 3.2. Experimental results for trabecular bone and model validation
Chapter 4: Reliability Analysis of Orthopedic Prostheses
Table 4.1. Mechanical results of the studied intervertebral disk
Table 4.2. Probabilistic results of the studied intervertebral disk
Table 4.3. Mechanical properties of the used materials
Table 4.4. Output parameters for a direct simulation
Table 4.5. Results of the two parameters case
Table 4.6. Results of the six parameters case
Chapter 5: Reliability Analysis of Orthodontic Prostheses
Table 5.1. Muscle force components
Table 5.2. The material properties of the isotropic study
Table 5.3. The mean values and the MPP
Table 5.4. Output parameter values
Table 5.5. The material properties in the orthotropic study
Table 5.6. The mean value and the MPP
Table 5.7. The output parameters of the reliability analysis
Chapter 1: Basic Tools for Reliability Analysis
Figure 1.1. General process for developing a finite element model
Figure 1.2. Local optimal solutions and a global optimal solution
Figure 1.3. Simplified algorithm of the optimization process
Figure 1.4. Example of an unconstrained optimization problem
Figure 1.5. Example of a constrained optimization problem
Figure 1.6. Cylindrical reservoir (or tank)
Figure 1.7. Example of a linear problem
Figure 1.8. Example of a nonlinear problem
Figure 1.9. Model of the first constraint
Figure 1.10. Model of the second constraint
Figure 1.11. Model of the intersection of two constraints
Figure 1.12. Model of the intersection of the set of constraints
Figure 1.13. Model of the iso-values of the objective function with the set of constraints
Figure 1.14. Model of the optimal point
Figure 1.15. Objective function interpretation and the optimum value
Figure 1.16. Optimization strategies
Figure 1.17. Principle of the simplex method
Figure 1.18. Interpolation and the curve fitting approximation
Figure 1.19. Comparison of the descent gradient and conjugated gradient methods
Figure 1.20. Iteration (1) using DGM
Figure 1.21. Iteration (2) using DGM
Figure 1.22. Iteration (3) using DGM
Figure 1.23. Iteration (4) using DGM
Figure 1.24. Iteration (5) using DGM
Figure 1.25. Iteration (6) using DGM
Figure 1.26. Iterations 1 and 2 using CGM
Figure 1.27. Iteration (1) using NM and MNM
Figure 1.28. Different iterations for the different methods
Figure 1.29. Geometrical modeling of the optimal point
Figure 1.30. Geometrical modeling of the studied optimization problem
Figure 1.31. Geometric model of the optimization problem
Figure 1.32. Simple model of a cantilever beam
Figure 1.33. Implicit model of a cantilever beam
Figure 1.34. Numerical derivative as a function of the increment
Figure 1.35. Precision curve using FFD technique
Figure 1.36. Precision curve using BFD technique
Figure 1.37. Precision curve using CFD technique
Figure 1.38. Algorithm of precision, ε, with finite difference methods
Chapter 2: Reliability Concept
Figure 2.1. PDF as a function of time
Figure 2.2. CDF as a function of time
Figure 2.3. Reliability and failure probability functions
Figure 2.4. Series configuration
Figure 2.5. Parallel conjunction
Figure 2.6. Mixed configuration
Figure 2.7. Mixed system
Figure 2.8. Delta and star conjunctions
Figure 2.9. Mixed conjunction system
Figure 2.10. New form of the mixed conjunction system
Figure 2.11. Series conjunctions (DBEFG) and (DCG) replaced by (Ru) and (Rv), respectively
Figure 2.12. Transformation of the parallel conjunction (RuRv) to Rw
Figure 2.13. Distribution density
Figure 2.14. Probability density function for the uniform distribution
Figure 2.15. Cumulative distribution function for the uniform probability distribution
Figure 2.16. Reliability function for the uniform probability distribution
Figure 2.17. Cumulative density function for the given data
Figure 2.18. Probability density function (PDF) for the normal distribution
Figure 2.19. Cumulative distribution function (CDF) for the normal distribution
Figure 2.20. Reliability function for the normal distribution
Figure 2.21. Normal distribution of values
Figure 2.22. Probability density function for a lognormal distribution
Figure 2.23. Cumulative distribution function for a lognormal distribution
Figure 2.24. Reliability function for a lognormal distribution
Figure 2.25. Lognormal distribution of values
Figure 2.26. Statistical study of probability density functions
Figure 2.27. Summary of the margin of safety
Figure 2.28. Probabilities of failure
Figure 2.29. Shaft subject to a normal force
Figure 2.30. Geometrical modeling of the design point
Figure 2.31. Transformation between the physical space and the normalized space [KHA 08]
Figure 2.32. Algorithm for evaluating the reliability index
Figure 2.33. Monte-Carlo simulation in standard space
Figure 2.34. Distribution of samples
Chapter 3: Integration of Reliability Concept into Biomechanics
Figure 3.1. Design under uncertainty
Figure 3.2. Description of transversal isotropic behavior by a shell
Figure 3.3. Description of isotropic behavior by a cube
Figure 3.4. Three successive images of DIC compression technique
Figure 3.5. Bending test at three points
Figure 3.6. Sample of the bovine cortical bone
Figure 3.7. Compression test
Figure 3.8. Relation stress/rate
Chapter 4: Reliability Analysis of Orthopedic Prostheses
Figure 4.1. Sagittal curvatures of the spine
Figure 4.2. Disk prosthesis in situ
Figure 4.3. Intervertebral disk: a) Sagittal section of a healthy disk; b) illustration of the disk
Figure 4.4. Ligaments of the spine
Figure 4.5. Dorsal view of the posterior longitudinal ligament (PLL) after section of the pedicles
Figure 4.6. Artificial disk in situ
Figure 4.7. Disk prostheses approved by the FDA: a) Charité III and b) ProDisc
Figure 4.8. Position of the studied disk between lumbars L4 and L5
Figure 4.9. 2D model of the studied disk
Figure 4.10. Disk simulation strategy
Figure 4.11. Transformation of the geometry model into areas (surfaces)
Figure 4.12. Meshing model
Figure 4.13. Boundary conditions
Figure 4.14. Von-Mises stresses for the starting point (initial)
Figure 4.15. Geometric configuration for the optimal solution
Figure 4.16. Geometric configuration for the design point using the direct method
Figure 4.17. Geometric configuration for the design point using the classical method
Figure 4.18. a) Coxofemoral joint, frontal view, and b) Acetabulum in the coxal bone, lateral view
Figure 4.19. Proximal extremity: a) Frontal view, and b) Lateral view
Figure 4.20. Acetabular anatomy
Figure 4.21. Ilio-femoral and pubofemoral capsule and ligaments
Figure 4.22. Several hip muscles: a) anterior view, and b) posterior view, and c) Gluteus maximus and Gluteus medius, posterior view
Figure 4.23. Main parts of a total hip prosthesis
Figure 4.24. Metallic stem in 3D
Figure 4.25. Femoral part of the hip prosthesis with the different bone layers
Figure 4.26. Meshing model. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 4.27. Boundary conditions: L1, L2 and L3 [KHA 16a]
Figure 4.28. Results of the initial simulation. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 4.29. Probabilistic sensitivity analysis: a) L1; b) L2 and c) L3. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 4.30. Reliability algorithm
Figure 4.31. Modeling of the problem in the physical space. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 4.32. Problem modeling in the normalized space. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Chapter 5: Reliability Analysis of Orthodontic Prostheses
Figure 5.1. Temporomandibular joint
Figure 5.2. Articular surfaces
Figure 5.3. Temporal and mandibular articular bone regions
Figure 5.4. Meniscus, articular and synovial capsules
Figure 5.5. Secondary ligaments and the external lateral ligament
Figure 5.6. Elevator muscles: masseter, pterygoid and temporal
Figure 5.7. Depressor muscles, hyoid bone and mastoid process
Figure 5.8. Centric occlusion, rest position or malocclusion
Figure 5.9. Mandible subject to a bite force and fixed at its extremities
Figure 5.10. Mandible subject to bite force and muscle forces and fixed at its extremities
Figure 5.11. Boundary conditions for the muscle force exclusion case
Figure 5.12. Distribution of the von-Mises stresses in the case of excluding muscle forces. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.13. Boundary conditions for the case of muscle force inclusion. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.14. Distribution of von-Mises stresses in the case of including the muscle forces. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.15. Orthopantomogram photo of a male patient, age 28 [KHA 16b]
Figure 5.16. Types of mini-plates
Figure 5.17. I-Mini-plate
Figure 5.18. Geometric model of the fractured mandible with mini-plates and screws
Figure 5.19. Meshing model of the fractured mandible with mini-plates and screws. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.20. Boundary conditions for the studied homogeneous structure. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.21. Transformation between the physical space and the normalized space
Figure 5.22. Reliability algorithm
Figure 5.23. Distribution of the von-Mises stresses. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.24. Modeling of relative displacement. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.25. Geometric model of the fractured mandible with mini-plates and screws. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.26. Meshing model of the studied fractured mandible with mini-plates and screws. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.27. Boundary conditions of the studied fractured mandible with composite bone tissues. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics.zip
Figure 5.28. Transformation between the physical space and normalized space
Figure 5.29. Reliability algorithm
Figure 5.30. Distribution of the von-Mises stresses. For a color version of the figure, see www.iste.co.uk/kharmanda/biomechanics
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Reliability of Multiphysical Systems Set
coordinated byAbdelkhalak El Hami
Volume 3
Ghias Kharmanda
Abdelkhalak El Hami
First published 2016 in Great Britain and the United States by ISTE Ltd and John Wiley & Sons, Inc.
Apart from any fair dealing for the purposes of research or private study, or criticism or review, as permitted under the Copyright, Designs and Patents Act 1988, this publication may only be reproduced, stored or transmitted, in any form or by any means, with the prior permission in writing of the publishers, or in the case of reprographic reproduction in accordance with the terms and licenses issued by the CLA. Enquiries concerning reproduction outside these terms should be sent to the publishers at the undermentioned address:
ISTE Ltd27-37 St George’s RoadLondon SW19 4EUUK
www.iste.co.uk
John Wiley & Sons, Inc.111 River StreetHoboken, NJ 07030USA
www.wiley.com
© ISTE Ltd 2016
The rights of Ghias Kharmanda and Abdelkhalak El Hami to be identified as the author of this work have been asserted by them in accordance with the Copyright, Designs and Patents Act 1988.
Library of Congress Control Number: 2016952173
British Library Cataloguing-in-Publication Data
A CIP record for this book is available from the British Library
ISBN 978-1-78630-024-9
In the deterministic method, all parameters that have an uncertain nature are represented by unfavorable characteristic values, associated with the safety factor. The deterministic method uses a pessimistic margin determined by the consequences of a probable failure. Most of the time, this method leads to unjustified specifications, in particular for sensitive structures. Reliability analysis has become an invaluable tool for certain sectors such as the nuclear, space, aeronautical and automobile sectors. Failure phenomena must be addressed in detail in these sectors. We can distinguish between three types of studies:
– the reliability of structures;
– the reliability of systems;
– the reliability of results.
Faced with the deterministic method’s inability to take into account the diversity of physical phenomena that apply to structures, engineers have developed another method, better-suited to the uncertain nature of physical phenomena. In this method, the failure of a structure occurs if the probability of failure is greater than a preset threshold. This method is called the “probabilistic method”.
The probabilistic method is increasingly used in engineering as demonstrated by its different applications in industry. It is used to check that structures of known geometry have an acceptable level of probability, or to optimize the dimensions of a structure in order to respect certain fixed objectives, such as desired cost or the desired level of probability.
Beyond this, reliability analysis is an important tool for making decisions to establish a maintenance and inspection plan. It can also be used for the validation of standards and regulations. To perform reliability analysis, several methods can be used to give the probability of failure in an efficient and simple manner.
This work focuses on the tools necessary for integrating the concept of reliability into biomechanical applications, in particular the design of orthopedic and orthodontic prostheses. We are interested in the reliability of structures to integrate this into biomechanical applications, considering the uncertainty in loading, geometry and materials. Next, the reliability of systems is addressed considering several failure scenarios. The materials of living tissue are very difficult to deal with. For this, formulations with a high level of precision are presented. Finally, several recent methods are addressed to perform reliability analysis for biological applications, in particular orthopedic and orthodontic prostheses.
We would like to thank all of those people who have, in some way, great or small, contributed to the writing of this book – in particular, Sophie Le Cann, a researcher at the Biomedical Centre (BMC) at Lund University, for her contribution in terms of biological language. Heartfelt thanks go to our families, to our students, and to our colleagues for the massive moral support whilst this book was being written.
Ghias KHARMANDAAbdelkhalak EL HAMIAugust 2016
Reliability analysis is a vast domain that contributes to understanding, modeling and forecasting the degradation and aging mechanisms liable to lead a component to failure and a system to breakdown. Understanding relationships between physical limitations, intrinsic faults, technological imperfections and environmental and internal constraint is the subject of this vast and complex activity. While it is not yet a subject we fully understand, this is something we must work toward. Reliability analysis can still lead to efficient solutions: adapting constraints to physical limitations, protecting the component from internal and external damage or conversely prompting the development of components to make them more robust regarding real constraints.
Research in biomechanics uses approaches in geometric and mechanical modeling, and experimental analysis similar to structural and material mechanics. However, there are numerous obstacles at all stages of characterization and personalization of the geometry, the materials whose behavior varies according to still poorly understood remodeling laws (such as growth, aging, etc.) as well as “in-service” mechanical loading. These key points are also relevant for the validation of models that are as mechanical as they are physiological. Such models require the development of quantitative methods of investigation of living things beyond the traditional domain of mechanics and anatomy, taking into account very strong clinical and ethical constraints. In this book, integrating the concepts of reliability is performed with the aim of dealing with the uncertainty of several aspects, including the loading and the properties of bone materials. The description of the behavior of biological tissue, and bone in particular, is very complex and remains controversial; even more so accurately, changing geometrical parameters during the design of prostheses. In the context of loading, understanding damage mechanisms can contribute to the design of prostheses, as well as improving them. Additionally, the mechanical properties of bone can change after surgery. First, bone is a living “material” whose characteristics vary over time, the type of bone considered, the sex of the individual, their age and health, etc. Furthermore, the modification of mechanical actions, induced, for example, by the installation of an implant, can provoke a radical change in its quality. Theories of bone remodeling and adaptation try to describe and predict its variation over time. Reliability analysis is applied to orthopedic prostheses (hip, knee, etc.) in order to evaluate their level of reliability and stabilization.
The effect of modeling choices on subsequent results has considerable consequences. Taking into account the anisotropy of the bone seems to be crucial in maxillary studies. The bone can be locally considered as an orthotropic material with two orthogonal planes of material symmetry. In a coordinate system linked to these two planes, its elastic behavior is thus defined with the help of nine constants or elastic moduli. However, this coordinate system can change from one point to another in an anatomical part such as the mandible, by orienting itself in a manner to guarantee itself maximum mechanical performance with respect to the usual loading to which it is subjected. A change in this loading due to, for example, the implantation of a prosthesis can lead to a reorientation of this orthotropic coordinate system. Reliability analysis is next applied to evaluate the stability of fixation systems used for mandible fractures.
This work is made up of five chapters:
The first chapter presents several basic tools for reliability analysis. Reliability is calculated by a specific optimization procedure. The optimization depends on the sensitivity analysis that determines the influence of all the input parameters on the output parameters. Furthermore, nothing in biomechanics can be described by analytic geometry. For this, the intervention of numerical simulation is an essential stage of solving complex problems. In order to estimate, with high precision, all these mechanical values and determine the reliability of a given solution, the finite element method appears to be a preferred numerical simulation tool. Thus, in this chapter, numerical simulation by finite elements is first presented. Then, a detailed presentation is given for optimization technology (classification and methods). Finally, the sensitivity analysis is presented as an indispensable tool for optimization and can also be used for the reliability in the following chapters.
The second chapter is dedicated to basic concepts of reliability. First, the history of reliability concept is presented to include the development of this concept over time. Basic statistical functions such as the probability density function and the cumulative distribution function are then examined along with the necessary statistical measures like the mean and standard deviation. Then, the reliability of systems is presented to include the case of multiple failure scenarios. Several applications of distribution laws are examined, in particular the uniform, normal and log-normal distributions. The reliability analysis approach is finally presented including optimization technology.
The third chapter is dedicated to the integration of reliability analysis in biomechanics at several levels: loading, geometry and materials. Then, the uncertainty of bones is examined along with the development of formulations relating the mechanical properties of bone for isotropic and orthotropic behavior. Different works are performed at two levels: macrostructure and microstructure. Experimental works were performed at the solids mechanics laboratory at the University of Lund to validate the developed formulation and extend it to dynamic cases.
The fourth chapter is based upon integrating reliability analysis into orthopedic prostheses to evaluate stabilization after surgical operation. An introduction to orthopedic prostheses is given. Then, two types of prostheses are examined to perform the reliability analysis. The first prosthesis studied is the intervertebral disk. An anatomical presentation of the lumbar region of the spine is given followed by a simple numerical treatment of the disk to show the application of reliability in a very simple manner by considering a problem of two geometrical variables. Next, a detailed study of the hip prosthesis is performed starting with an anatomical presentation of the hip. Finally, a strategy is presented for integrating reliability analysis into the hip prosthesis considering the uncertainty of the mechanical properties of the materials used. In this chapter, the numerical treatment is performed in two-dimensional in order to complete the reliability analysis in a simple and pedagogical manner.
The fifth chapter
