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Lloyd P. Provost

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An Essential text on transforming raw data into concrete health care improvements Now in its second edition, The Health Care Data Guide: Learning from Data for Improvement delivers a practical blueprint for using available data to improve healthcare outcomes. In the book, a team of distinguished authors explores how health care practitioners, researchers, and other professionals can confidently plan and implement health care enhancements and changes, all while ensuring those changes actually constitute an improvement. This book is the perfect companion resource to The Improvement Guide: A Practical Approach to Enhancing Organizational Peformance, Second Edition, and offers fulsome discussions of how to use data to test, adapt, implement, and scale positive organizational change. The Health Care Data Guide: Learning from Data for Improvement, Second Edition provides: * Easy to use strategies for learning more readily from existing health care data * Clear guidance on the most useful graph for different types of data used in health care * A step-by-step method for making use of highly aggregated data for improvement * Examples of using patient-level data in care * Multiple methods for making use of patient and other feedback data * A vastly better way to view data for executive leadership * Solutions for working with rare events data, seasonality and other pesky issues * Use of improvement methods with epidemic data * Improvement case studies using data for learning A must read resource for those committed to improving health care including allied health professionals in all aspects of health care, physicians, managers, health care leaders, and researchers.

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THE HEALTH CARE DATA GUIDE

Learning from Data for Improvement

Second Edition

LLOYD P. PROVOSTSANDRA K. MURRAY

 

WEBSITE FOR INSTRUCTORS:

www.wiley.com\go\provost\healthcaredata2e

 

 

This edition first published 2022

© 2022 John Wiley & Sons, Inc.

Edition History

John Wiley & Sons, Inc. (1e, 2011)

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

The right of Lloyd P. Provost and Sandra K. Murray to be identified as the authors of this work has been asserted in accordance with law.

Registered Office

John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, USA

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Limit of Liability/Disclaimer of Warranty

The contents of this work are intended to further general scientific research, understanding, and discussion only and are not intended and should not be relied upon as recommending or promoting scientific method, diagnosis, or treatment by physicians for any particular patient. In view of ongoing research, equipment modifications, changes in governmental regulations, and the constant flow of information relating to the use of medicines, equipment, and devices, the reader is urged to review and evaluate the information provided in the package insert or instructions for each medicine, equipment, or device for, among other things, any changes in the instructions or indication of usage and for added warnings and precautions. While the publisher and authors have used their best efforts in preparing this work, they make no representations or warranties with respect to the accuracy or completeness of the contents of this work and specifically disclaim all warranties, including without limitation any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives, written sales materials or promotional statements for this work. The fact that an organization, website, or product is referred to in this work as a citation and/or potential source of further information does not mean that the publisher and authors endorse the information or services the organization, website, or product may provide or recommendations it may make. This work is sold with the understanding that the publisher is not engaged in rendering professional services. The advice and strategies contained herein may not be suitable for your situation. You should consult with a specialist where appropriate. Further, readers should be aware that websites listed in this work may have changed or disappeared between when this work was written and when it is read. Neither the publisher nor authors shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages.

Library of Congress Cataloging-in-Publication Data

Names: Provost, Lloyd P., author. | Murray, Sandra K., author. Title: The health care data guide : learning from data for improvement / Lloyd P. Provost, Sandra K. Murray. Description: Second edition. | Hoboken, NJ : John Wiley & Sons, 2022. | Includes bibliographical references and index. Identifiers: LCCN 2021053032 (print) | LCCN 2021053033 (ebook) | ISBN 9781119690139 (paperback) | ISBN 9781119690153 (pdf) | ISBN 9781119690122 (epub) Subjects: LCSH: Medical care--Quality control--Statistical methods. | Medical care--Quality control--Data processing. Classification: LCC RA399.A3 P766 2022 (print) | LCC RA399.A3 (ebook) | DDC 362.10727--dc23/eng/20211123 LC record available at https://lccn.loc.gov/2021053032LC ebook record available at https://lccn.loc.gov/2021053033

Cover image: Provost & Murray

Cover design by Wiley

Set in 10.5/13pt ITCNewBaskervilleStd by Integra Software Services Pvt. Ltd, Pondicherry, India

Contents

Cover

Title page

Copyright

Figures, Tables, and Exhibits

Preface

Acknowledgments

The Authors

About the Companion Website

Part I Using Data for Improvement

Chapter 1

Improvement Methodology

Fundamental Questions for Improvement

What Are We Trying to Accomplish?

How Will We Know that a Change is an Improvement?

What Changes Can We Make That Will Result in Improvement?

The PDSA Cycle for Improvement

Tools and Methods to Support the Model for Improvement

Designing PDSA Cycles for Testing Changes

Analysis of Data from PDSA Cycles

Summary

Key Terms

Chapter 2

Using Data for Improvement

What Does the Concept of Data Mean?

How are Data Used?

Types of Data

Using A Family of Measures

The Importance of Operational Definitions

Data for Different Types of Studies

Sampling

Sampling Strategies

What About Sample Size?

Stratification of Data

What about Case-Mix Adjustment?

Transforming Data

Analysis and Presentation of Data

Summary

Key Terms

Chapter 3

Understanding Variation Using Run Charts

Introduction

What Is a Run Chart?

Use of a Run Chart

Constructing a Run Chart

Examples of Run Charts for Improvement Projects

Rules to Aid in Interpreting Run Charts

Special Issues in Using Run Charts

Stratification with Run Charts

Using the Cumulative Sum Statistic with Run Charts

Summary

Key Terms

Chapter 4

Learning from Variation in Data

The Concept of Variation

Introduction to Shewhart Charts

Depicting and Interpreting Variation Using Shewhart Charts

The Role of Annotation with Shewhart Charts

Establishing Limits for Shewhart Charts

Revising Limits for Shewhart Charts

Stratification with Shewhart Charts

Shewhart Charts and Targets, Goals, or Other Specifications

Special Cause: Is It Good or Bad?

Summary

Key Terms

Chapter 5

Understanding Variation Using Shewhart Charts

Selecting the Type of Shewhart Chart

Shewhart Charts for Continuous Data

I Charts

Examples of Shewhart Charts for Individual Measurements

Rational Ordering with an I Chart

Example of I Chart for Deviations from a Target

Xbar S Shewhart Charts

Shewhart Charts for Attribute Data

Subgroup Size for Attribute Charts

The P Chart for Classification Data

Examples of P Charts

Creation of Funnel Limits for a P Chart

Shewhart Charts for Counts of Nonconformities

C Charts

U Chart

Creation of Funnel Limits for a U Chart

Alternatives for Attribute Charts for Rare Events

G Chart for Opportunities Between Rare Events

T Chart for Time Between Rare Events

Process Capability

Process Capability from an I Chart

Capability of a Process from Xbar and S Charts

Capability of a Process from Attribute Control Charts

Capability from a P Chart

Capability from a C or U Chart

Summary

Key Terms

Appendix 5.1

Calculating Shewhart Limits

I Chart (For Individual Values Of Continuous Data)

Xbar S Chart (For Continuous Data In Subgroups)

P Chart (For Classification Data)

C Chart (Count Of Incidences)

U Chart (Incidences Per Area Of Opportunity)

G Chart (Cases Between Incidences)

T Chart

Chapter 6

Additional Tools For Understanding Variation In Data

Depicting Variation

Additional Tools for Learning from Variation

Frequency Plots

Frequency Plot Construction

Frequency Plots Used with Shewhart Charts

Frequency Plots and Stratification

Pareto Charts

Pareto Chart Construction

Pareto Charts Used with Shewhart Charts

Pareto Chart and Stratification

Scatterplots

Scatterplot Construction

Scatterplots Used with Shewhart Charts

Scatterplots and Stratification

Radar Charts

Constructing a Radar Chart

Radar Charts Used with Shewhart Charts

Radar Charts and Stratification

Summary

Key Terms

Chapter 7

Shewhart Chart Savvy: Dealing with Common Issues

Creating Effective Shewhart Charts

Tip 1: Type of Data and Subgroup Size

Tip 2: Rounding Data

Tip 3: Formatting Charts

Tip 4. Decisions for Recalculating limits, or Rephasing, on a Shewhart Chart

Extending Centerline and Limits Backward

Typical Problems with Software for Calculating Shewhart Charts

Characteristics to Consider When Purchasing SPC Software

Another Caution with I Charts and Chart Selection

Guidelines for Shewhart Charts in Research Studies and Publications

Use of Shewhart Charts in Research Studies

Shewhart Charts in Publications

Shewhart’s Theory versus Statistical Inference

Summary

Key Terms

Part II Advanced Theory and Methods with Data For Improvement

Chapter 8

More Shewhart-Type Charts

Other Shewhart-Type Charts

The NP Chart

Xbar Range (Xbar R) Chart

Median Chart

Attribute Charts with Large Subgroup Sizes (P’ and U’)

Prime Charts (P’ and U’)

Negative Binomial Chart

Some Adaptations to Shewhart Charts

MA Chart

CUSUM Chart

Exponentially Weighted Moving Average (EWMA) Chart

Standardized Shewhart Charts

Multivariate Shewhart-Type Charts

Summary

Key Terms

Chapter 9

Special Uses for Shewhart Charts

Shewhart Charts with a Changing Centerline

Shewhart Charts with a Sloping Centerline

Shewhart Charts with Seasonal Effects

Adjusting Shewhart Charts for Confounders

Transformation of Data with Shewhart Charts

Shewhart Charts for Autocorrelated Data

Risk-Adjusted or Case-Mix Adjusted Shewhart Charts

Comparison Charts

Confidence Intervals and Confidence Limits

Summary

Key Terms

Chapter 10

Drilling Down into Aggregate Data for Improvement II

What are Aggregate Data?

What is the Challenge Presented by Aggregate Data?

Introduction to the Drill Down Pathway

Stratification

Sequencing

Rational Subgrouping

An Illustration of the Drill Down Pathway: Adverse Drug Events

Drill Down Pathway Step One

Drill Down Pathway Step Two

Drill Down Pathway Step Three

Drill Down Pathway Step Three, Continued

Drill Down Pathway Step Four

Drill Down Pathway Step Five

Drill Down Pathway Step Six

Summary

Key Terms

Part III Applications of Shewhart Charts in Health Care

Chapter 11

Learning from Individual Patient Data

Examples of Shewhart Charts for Individual Patients

Example 1: Asthma Patient Use of Shewhart Charts

Example 2: Prostate-Specific Antigen (PSA) Screening for Prostate Cancer

Example 3: Monitoring Patient Measures in the Hospital

Example 4: Bone Density for a Patient Diagnosed with Osteoporosis

Example 5: Temperature Readings for a Hospitalized Patient

Example 6: Shewhart Charts for Continuous Monitoring of Patients

Example 7: Monitoring Weight

Example 8: Monitoring Blood Sugar Control for Patients with Diabetes

Example 9: Using Shewhart Charts in Pain Management

Summary

Chapter 12

Learning from Patient Feedback to Improve Care

Summarizing Patient Feedback Data

Presentation of Patient Satisfaction Data

Using Patient Feedback for Improvement

The PDSA Cycle for Testing and Implementing Changes

Improvement Team Working on Clinic Satisfaction

Improvement Team Working on Pain

Feedback from Employees

Using Patient Satisfaction Data in Planning for Improvement

Special Issues with Patient Feedback Data

Are There Challenges When Summarizing and Using Patient Satisfaction Survey Data?

Does Survey Scale Matter?

Summary

Key Terms

Chapter 13

Using Shewhart Charts in Health Care Leadership

A Health Care Organization’s Vector of Measures

Developing a VOM

So How do We Best Display a VOM?

Administrative Issues with a VOM

Some Examples of Measures for Other VOMs

Emergency Department

Primary Care Center

System Flow Measures

Health Authority

Large Urban Hospital

IHI Whole System Measures

Summary

Key Terms

Chapter 14

Shewhart Charts for Epidemic Data

Shewhart Charts in Epidemiology

Development of Shewhart Charts for Epidemic Data

C Charts (Epoch 1)

Charts of Epoch 2

Charts for Epoch 3

Charts for Epoch 4

Some Issues with the Hybrid Chart for COVID-19 Deaths

Data Quality

Day-of-the-Week Adjustment

Application of the Hybrid Charts to Cases, Hospitalizations, and Intensive Care Unit Admissions

Summary

Key Term

Chapter 15

Case Studies

Case Study A: Improving Access to a Specialty Care Clinic

Case Study B: Radiology Improvement Projects

Case Study C: Reducing Post-Cabg Infections

Case Study D: Drilling Down into Percentage of C-Sections

Case Study E: Reducing Length of Stay After Surgery

Case Study F: Reducing Hospital admissions

Case Study G: Accidental Puncture/Laceration Rate

Case Study H: Improving Telemedicine Failed Calls and No Shows

Case Study I: Variation in Financial Data

Index

Shewhart Chart Selection Guide

End User License Agreement

List of Figures

Chapter 1

Figure 1.1 Model for Improvement

Figure 1.2 The PDSA cycle

Figure 1.3 Sequential PDSA Cycles for Learning and Improvement

Figure 1.4 PDSA Cycles from Testing to Implementation13

Figure 1.5 Results of a Before-and-After Test: Case 1

Figure 1.6 Other Possible Run Charts...

Figure 1.7 Analysis of Data from...

Figure 1.8 Run Charts of Key...

Chapter 2

Figure 2.1 Sources of Data...

Figure 2.3 Moving from Judgment to...

Figure 2.4 Using Percentile Rankings...

Figure 2.6 Simple Scales for Turning Personal Experience into Data

Figure 2.22 Graphs of Fall Rate and Number of Falls

Figure 2.7 Percentage of DRG Exceeding...

Figure 2.8 Percentage of Unplanned Readmissions...

Figure 2.9 Multiple Measures on a...

Figure 2.10 Surgical Safety FOM

Figure 2.11 Image Reflective of an Enumerative Study

Figure 2.12 Image Reflective of an Analytic Study

Figure 2.13 Large Sample Compared to Small Sample

Figure 2.14 Sample Size and Ability to Detect Change

Figure 2.15 Stratification Involves Separation and Classification

Figure 2.16 Shewhart Chart of Post...

Figure 2.17 Post-CABG Complication Rate...

Figure 2.18 Little Difference Between Risk...

Figure 2.19 Large Differences Between Risk...

Figure 2.20 Run Chart of Number of Falls

Figure 2.21 Run Chart of Rate of Falls

Figure 2.23 Patient Waiting Time

Figure 2.24 Tools to Learn from Variation in Data

Figure 2.25 Scatter Plots for Data in Table 2.18

Chapter 3

Figure 3.1 Historical Example of a Run Chart

Figure 3.2 Run Chart Example

Figure 3.4 Run Chart with Labels and Median

Figure 3.3 Run Chart Leading to Questions

Figure 3.5 Run Chart with Goal...

Figure 3.6 Stat Lab Run Chart...

Figure 3.7 Improvement Evident Using a...

Figure 3.8 Run Charts Used as...

Figure 3.9 Run Chart Displaying Multiple...

Figure 3.10 Run Chart Displaying a...

Figure 3.11 Run Chart Displaying Multiple...

Figure 3.12 Run Chart with Little...

Figure 3.13 Run Chart with Clinic...

Figure 3.14 Four Rules for Identifying...

Figure 3.15 Run Chart Evaluating Number...

Figure 3.16 Measure with Too Few...

Figure 3.17 Run Chart with Too...

Figure 3.18 Run Charts of Clinic...

Figure 3.19 Average Time to Administer...

Figure 3.20 Three Key Uses of...

Figure 3.21 Beginning a Run Chart...

Figure 3.22 Run Charts for Waiting...

Figure 3.23 Delay Detecting Signal with...

Figure 3.24 Detecting Signal with Proper...

Figure 3.25 Detecting Signal of Improvement...

Figure 3.26 Two Cases When Median...

Figure 3.27 Run Chart of Incidents...

Figure 3.28 Run Chart of Cases...

Figure 3.29 Starting and Updating Chart...

Figure 3.30 Mature Run Charts Tracking...

Figure 3.31 Use of Data Line...

Figure 3.32 Data from Unequal Time...

Figure 3.33 Data From Unequal Time...

Figure 3.34 Run Chart from Figure...

Figure 3.35 Run Chart with Inappropriate...

Figure 3.36 Run Chart of Autocorrelated...

Figure 3.37 Run Chart with Percentage...

Figure 3.38 Shewhart Control Chart (P...

Figure 3.39 Infant Mortality Data Stratified...

Figure 3.40 Harm Data Stratified Using...

Figure 3.41 Multi-Vari Chart...

Chapter 4

Figure 4.1 Using Shewhart Charts to...

Figure 4.2 Example of Shewhart Chart...

Figure 4.3 Example of Shewhart Chart...

Figure 4.4 Rules for Detecting a...

Figure 4.5 Detecting “Losing the...

Figure 4.6 Depicting Variation Using a...

Figure 4.7 Shewhart Charts Common Cause...

Figure 4.8 Shewhart Chart Revealing Process...

Figure 4.9 Shewhart Chart Using Rational...

Figure 4.10 Shewhart Chart Using Stratification...

Figure 4.11 Shewhart Charts Depicting a...

Figure 4.12 Run Charts and Shewhart...

Figure 4.13 Improper and Proper Extension...

Figure 4.14 Dealing with Special Cause...

Figure 4.15 Recalculating Limits After Special...

Figure 4.16 Recalculating Limits after Exhausting...

Figure 4.17 Stratification of Laboratory Data...

Figure 4.18 Disaggregation of ADEs Data...

Figure 4.19 ADE Rate Rationally Subgrouped...

Figure 4.20 Shewhart Chart Meeting Goal...

Figure 4.21 Shewhart Chart Stable but...

Figure 4.22 Special Cause in Desirable...

Figure 4.23 Shewhart Chart with Special...

Figure 4.24 Shewhart Chart for LOS...

Figure 4.25 Percentage of Patients with...

Chapter 5

Figure 5.1 Shewhart Chart Selection Guide162...

Figure 5.2 I Chart for Volume...

Figure 5.3 I Chart Extended and...

Figure 5.4 Rational Ordering for an...

Figure 5.5 I Chart for Budget...

Figure 5.6 Xbar S Chart for...

Figure 5.7 Xbar S Chart for...

Figure 5.8 Xbar S Chart for...

Figure 5.9 Xbar and S Chart...

Figure 5.10 Xbar S Chart Showing...

Figure 5.11 P Chart for Percentage...

Figure 5.12 Extended P Chart for...

Figure 5.13 P Chart Showing Second...

Figure 5.14 P Chart for Percentage...

Figure 5.15 P Chart for Percentage...

Figure 5.16 Funnel Plot of P...

Figure 5.17 P Chart with Funnel...

Figure 5.18 C Chart for Employee...

Figure 5.19 C Chart for Issues...

Figure 5.21 U Charts Showing the...

Figure 5.20 U Chart for Flash...

Figure 5.22 U Chart for Complaints...

Figure 5.23 Comparison of G Chart...

Figure 5.24 G Chart for ADEs202...

Figure 5.25 T Chart for Number...

Figure 5.26 Different Formats for Displaying...

Figure 5.27 T Chart for Retained...

Figure 5.28 Process Capability: Typical Situations...

Figure 5.29 Capability From an I...

Figure 5.30 Capability Analysis from an...

Chapter 6

Figure 6.1 Tools to Learn from...

Figure 6.2 Histogram, Dot Plot, and...

Figure 6.3 Frequency Plot (Dot Plot...

Figure 6.4 Age of Children with...

Figure 6.5 Shewhart Chart of Average...

Figure 6.6 Histogram of Minutes to...

Figure 6.7 Stable Shewhart Chart of...

Figure 6.8 Histogram of Age of...

Figure 6.9 Distribution of Data without...

Figure 6.10 Frequency Plot of Clinic...

Figure 6.11 Stratified Histograms of Patient...

Figure 6.12 Histogram of Antibiotic Start...

Figure 6.13 Shewhart Chart of Average...

Figure 6.14 Histograms Stratified by Common...

Figure 6.15 Example of a Pareto...

Figure 6.16 Pareto Chart with Cumulative...

Figure 6.17 Stable Shewhart Chart of...

Figure 6.18 Pareto Chart of Cited...

Figure 6.19 Factors Noted with Late...

Figure 6.20 Shewhart Chart of Hospital...

Figure 6.21 Pareto of Opportunities to...

Figure 6.22 Unweighted Pareto Chart of...

Figure 6.23 Weighted Pareto Chart of...

Figure 6.24 Stratified Pareto Charts of...

Figure 6.25 Stratified Pareto Charts of...

Figure 6.26 Stratified Pareto Charts of...

Figure 6.27 Shewhart Chart of Adverse...

Figure 6.28 Stratified Pareto Charts of...

Figure 6.29 Stratified Pareto Charts Contrasting...

Figure 6.30 Scatterplot of Time with...

Figure 6.31 Scatterplot of Wait Related...

Figure 6.32 Scatterplot with Trend Line...

Figure 6.33 Interpreting Patterns on the...

Figure 6.34 Shewhart Chart of Patient...

Figure 6.35 Scatterplots Related to Willingness...

Figure 6.36 Scatterplot Relating Arrival Time...

Figure 6.37 Scatterplot Relating Days between...

Figure 6.38 Stratified Scatterplots Case Load...

Figure 6.39 Stratified Scatterplots Relating Case...

Figure 6.40 Stratified Scatterplots Relating Wait...

Figure 6.41 Radar Chart of Satisfaction...

Figure 6.42 Patient Satisfaction with Urgent...

Figure 6.43 Radar Chart of Satisfaction...

Figure 6.44 Patient Satisfaction with Urgent...

Figure 6.45 Radar Charts of Satisfaction...

Figure 6.46 Radar Charts of Patient...

Chapter 7

Figure 7.1 Showing Data Points: (a...

Figure 7.2 Vertical Scale: (a) Just...

Figure 7.3 (a) Inappropriate Vertical Scale...

Figure 7.4 Including 0% and 100...

Figure 7.5 Overuse of Gridlines and...

Figure 7.6 Example of Shewhart Chart...

Figure 7.7 Extending Limits “Backward...

Figure 7.8 Importance of Freezing Limits...

Figure 7.9 I Charts with Limits...

Figure 7.10 I Chart Compared to...

Figure 7.11 I Chart Compared to...

Figure 7.12 I Chart Compared to...

Figure 7.13 Published Shewhart Chart Using...

Figure 7.14 Deductive and Inductive Statistical...

Figure 7.15 Comparison of Shewhart Chart...

Figure 7.16 Comparison of Shewhart Chart...

Chapter 8

Figure 8.1 Expanded Chart Selection Guide...

Figure 8.2 Example of an NP...

Figure 8.3 Example of an Xbar...

Figure 8.4 Example of a Median...

Figure 8.5 P Chart with Limits...

Figure 8.6 Same Data as Figure...

Figure 8.7 U Chart and U...

Figure 8.8 Improper Use of P...

Figure 8.9 Percentage of State Populations...

Figure 8.10 Comparison of Negative Binomial...

Figure 8.11 C Chart and Negative...

Figure 8.12 Weighting Schemes for Alternative...

Figure 8.13 MA Charts Compared to...

Figure 8.14 CUSUM Run Chart of...

Figure 8.15 CUSUM Charts for Patient...

Figure 8.16 CUSUM Chart and Run...

Figure 8.17 Comparison of a C...

Figure 8.18 EWMA Chart for Patient...

Figure 8.19 EWMA Chart for HbA1c...

Figure 8.20 EWMA Chart with Two...

Figure 8.21 Regular and Standardized Xbar...

Figure 8.22 Regular and Standardized P...

Figure 8.23 Regular and Standardized U...

Figure 8.24 General Form of Multivariate...

Figure 8.25 T2 Chart for First...

Figure 8.26 T2 Chart for Three...

Figure 8.27 I Charts for Three...

Chapter 9

Figure 9.1 Shewhart Chart with Slanted...

Figure 9.2 I Chart with Regression...

Figure 9.3 Shewhart Chart with Nonlinear...

Figure 9.4 Shewhart Chart for Wait...

Figure 9.5 Wait Times for Appointment...

Figure 9.6 Individual Chart for Adjusted...

Figure 9.7 Wait Time Chart with...

Figure 9.8 P Chart for Emergency...

Figure 9.9 P Chart to Study...

Figure 9.10 Asthma P Chart—...

Figure 9.11 Initial I Chart for...

Figure 9.12 Scatterplot of Wait Time...

Figure 9.13 I Chart for Average...

Figure 9.14 Monthly Electric Bill Before...

Figure 9.15 Scatterplots Exploring the Relationship...

Figure 9.16 Adjusted Monthly Electric Bill...

Figure 9.17 Ineffective I Chart for...

Figure 9.18 Frequency Plots for Data...

Figure 9.19 Alternative Displays of I...

Figure 9.20 Xbar S Chart for...

Figure 9.21 Frequency Plots for Original...

Figure 9.22 Xbar S Chart Based...

Figure 9.23 Chart for Average HbA1c...

Figure 9.24 Scatter Plot to Evaluate...

Figure 9.25 I Charts for Visit...

Figure 9.26 Scatterplot Implying Spurious Autocorrelation...

Figure 9.27 Including Case-Mix Adjustments...

Figure 9.28 Example of Comparison Chart...

Figure 9.29 Xbar S Chart for...

Figure 9.30 95% Confidence Intervals for...

Chapter 10

Figure 10.1 Shewhart Chart Revealing Improvement...

Figure 10.2 The Drill Down Pathway...

Figure 10.3 Comparison of Aggregated and...

Figure 10.4 Mortality Rate Using a...

Figure 10.5 Rational Subgrouping Strategy for...

Figure 10.6 Shewhart Chart at the...

Figure 10.7 Shewhart Chart Displaying All...

Figure 10.8 Separate Shewhart Chart for...

Figure 10.9 Separate Shewhart Chart for...

Figure 10.10 ADE Rate Subgrouped by...

Figure 10.11 Aggregate Shewhart Chart Rationally...

Figure 10.12 ADE Rate Subgrouped by...

Figure 10.13 Pareto Chart of ADE...

Figure 10.14 Pareto Chart of ADEs...

Figure 10.15 Shewhart Chart Used to...

Chapter 11

Figure 11.1 Xbar S Charts for...

Figure 11.2 Run Chart for PSA...

Figure 11.3 PSA Test Results for...

Figure 11.4 Run Chart of Ultrasound...

Figure 11.5 Run Charts for Patient...

Figure 11.6 I Charts for Patient...

Figure 11.7 Run Chart of Temperatures...

Figure 11.8 I Chart for Temperature...

Figure 11.9 Xbar S Chart for...

Figure 11.10 CUSUM Chart for Patient...

Figure 11.11 Run Chart of Patient...

Figure 11.12 I Charts for Patient...

Figure 11.13 Run Chart/I Chart...

Figure 11.14 I Chart for Monitoring...

Figure 11.15 I Chart for Patient...

Chapter 12

Figure 12.1 Excerpts from HCAHPS Survey...

Figure 12.2 Excerpt from NHS Survey...

Figure 12.3 Shewhart Charts for One...

Figure 12.4 Patient Satisfaction Data Summarized...

Figure 12.5 Patient Satisfaction Percentile Ranking...

Figure 12.6 Pareto Chart of Types...

Figure 12.7 Small Multiples of Patient...

Figure 12.8 Pareto Chart of Clinic...

Figure 12.9 Clinic Patient Feedback Shewhart...

Figure 12.10 Scatterplots for Three Areas...

Figure 12.11 Shewhart Chart of Willingness...

Figure 12.12 Xbar S Chart of...

Figure 12.13 P Chart Summarizing Patient...

Figure 12.14 Employee Feedback Upon Exit...

Figure 12.15 Importance and Satisfaction Matrix...

Figure 12.16 Using an Interim of...

Figure 12.17 Data Not Used When...

Chapter 13

Figure 13.1 Tabular VOM Using Green...

Figure 13.2 Shewhart Chart of Safety...

Figure 13.3 Percentage of Perfect Care...

Figure 13.4 Shewhart Chart of Percentage...

Figure 13.5 Infection Rate Data Color...

Figure 13.6 Average Physician Satisfaction...

Figure 13.8 Graph with Appropriate Space...

Figure 13.9 Graph with Excessive Number...

Figure 13.10 Graph Updated to Provide...

Figure 13.11 Graph with Historical Data...

Chapter 14

Figure 14.1 Example of Typical Epidemiological...

Figure 14.2 Example of Hybrid Shewhart...

Figure 14.3 Initial C Charts for...

Figure 14.4 C Chart of COVID...

Figure 14.5 Initial Attempt at Charts...

Figure 14.6 Charts for Epoch 2...

Figure 14.7 Hybrid Shewhart Chart for...

Figure 14.8 Chart for COVID-19...

Figure 14.9 Chart of US COVID...

Figure 14.10 Italy Daily COVID-19...

Figure 14.11 Bar Chart Showing Variation...

Figure 14.12 Comparison of Raw Data...

Figure 14.13 COVID-19 Daily Reported...

Figure 14.14 Family of Measures for...

Figure 14.15 Family of Measures for...

Chapter 15

FIGURE 15A.1 Baseline Data for Clinic...

FIGURE 15A.2 24-Week Data for...

FIGURE 15A.3 Urology Services Regional Demand...

FIGURE 15A.4 One Year Data for...

FIGURE 15B.1 Significant Revisions Project: P...

FIGURE 15B.2 Turnaround Time Project: Xbar...

FIGURE 15B.3 Start Time Project: Xbar...

FIGURE 15B.4 Scatterplot of Turnaround Time...

FIGURE 15B.5 Significant Revisions Project: T...

FIGURE 15B.6 Significant Revisions Project: G...

FIGURE 15B.7 Significant Revisions Project: Updated...

FIGURE 15B.8 Turnaround Time Project: Xbar...

FIGURE 15B.9 Turnaround Time Project: Frequency...

FIGURE 15B.10 Start Time Project: Updated...

FIGURE 15C.1 Shewhart Chart of Post...

FIGURE 15C.2 Shewhart Chart of CABG...

FIGURE 15C.3 Shewhart Chart of CABG...

FIGURE 15C.4 Shewhart Chart of CABG...

FIGURE 15C.5 Stratified Histograms: Common Versus...

FIGURE 15C.6 Shewhart Chart of CABG...

FIGURE 15C.7 CABG Infection Rates after...

FIGURE 15C.8 Shewhart Chart of CABG...

FIGURE 15D.1 The Drill Down Pathway...

FIGURE 15D.2 P Chart of Aggregate...

FIGURE 15D.3 Percentage of C-Section...

FIGURE 15D.4 Percentage of C-Sections...

FIGURE 15D.5 Shewhart Chart for Each...

FIGURE 15D.6 Pareto Chart of Documented...

FIGURE 15D.7 Monthly Versus Quarterly Aggregate...

Figure 15E.1 Xbar S Chart for...

Figure 15E.2 Xbar S Chart for...

Figure 15E.3 Balancing Measures: Complications and...

Figure 15E.4 Scatterplot of Length of...

Figure 15E.5 Funnel Plots (U Charts...

Figure 15E.6 Funnel Plot for Length...

Figure 15E.7 Length of Stay Subgrouped...

Figure 15E.8 Length of Stay Subgrouped...

Figure 15E.9 Length of Stay Subgrouped...

Figure 15E.10 Xbar S Chart for...

Figure 15E.11 Analysis of Factorial Study...

Figure 15E.12 Xbar S Chart for...

Figure 15E.13 Xbar S Chart for...

Figure 15E.14 U Charts for Complications...

Figure 15F.1 P Chart of Monthly...

Figure 15F.2 Funnel Plot of Hospitals...

Figure 15F.3 P Chart of Hospital...

Figure 15F.4 P Chart of Hospital...

Figure 15F.5 P Chart of Hospital...

Figure 15G.1 The Drill Down Pathway...

Figure 15G.2 Aggregate APL Rate per...

Figure 15G.3 Aggregate APL Rate per...

Figure 15G.4 APL Rate Disaggregated by...

Figure 15G.5 Separate Shewhart Charts of...

Figure 15G.6 Rational Subgrouping Scheduled Versus...

Figure 15G.7 Rational Subgrouping Laparoscopic Versus...

Figure 15H.1 P Charts of Outcome...

Figure 15H.2 Telemedicine Data Charted Weekly...

Figure 15H.3 P’ Charts of...

Figure 15H.4 Percentage of No Shows...

Figure 15H.5 Percentage of Failed Calls...

Figure 15H.6 Percentage of Failed Calls...

Figure 15H.7 Percentage of Failed by...

Figure 15H.8 Scatterplot of SES Score...

Figure 15H.9 Percentage of Failed Calls...

Figure 15H.10 Daily Percentage of Failed...

Figure 15H.11 Daily Percentage of No...

Figure 15H.12 Telemedicine Family of Measures...

Figure 15I.1 Run Chart of Pneumonia...

Figure 15I.2 I Chart of Pneumonia...

Figure 15I.3 I Chart of Pneumonia...

Figure 15I.4 Xbar S Chart for...

Figure 15I.5 Xbar S Chart for...

Figure 15I.6 Scatterplot for Pneumonia Charges...

Figure 15I.7 Run Chart for Charges...

Figure 15I.8 Xbar and S Charts...

Figure 15I.9 Xbar S Charts (Funnel...

Figure 15I.10 Scatterplots for Comorbidities versus...

List of Tables

Chapter 1

Table 1.1 Overview of Methods for Improvement

Table 1.2 Overview of Tools for Improvement

Table 1.3 Initial Team Plan for PDSA Cycles

Table 1.4 Some Additional Plans for PDSA Cycles

Chapter 2

Table 2.1 Data for Improvement, Accountability, Research

Table 2.2 Useful Characteristics When Developing Measurement for Improvement

Table 2.3 Traditional Data Typologies

Table 2.4 Traditional Data Categories with Science of Improvement Categories

Table 2.5 Forms of Data

Table 2.6 Outcome, Process, and Balancing Measures

Table 2.7 Dimensions of System Performance

Table 2.8 FOM Including Outcome, Process, and Balancing Measures

Table 2.9 IOM’s Six Dimensions of Care

Table 2.10 Operational Definition Percentage...

Table 2.11 Asthma Severity Operational Definition

Table 2.12 Examples of Enumerative and Analytic Studies

Table 2.13 Judgment Sampling Data Collection Strategy

Table 2.14 Deciding the Scale of a Test

Table 2.15 Number of Falls

Table 2.16 Data for Rate...

Table 2.17 Examples of Useful Ratios

Chapter 3

Table 3.1 Run Chart Data

Table 3.2 Percentage of On-Time Appointments in Clinic by Month

Table 3.3 Method 1: Run Chart Data Reordered and Median Determined

Table 3.4 Runs Rule Guidance...

Table 3.5 Data for Percentage of Unplanned Returns to OR

Table 3.6 Harm Rate Data for Multi-Vari Chart

Table 3.7 Patient Satisfaction CUSUM Using Process Average as Target

Chapter 4

Table 4.1 Balancing the Mistakes Made in Attempts to Improve

Chapter 5

Table 5.1 Applications of Shewhart Charts for Continuous Data in Health Care

Table 5.2 Five Types of Attribute Shewhart Charts

Table 5.3 Minimum Subgroup Size for an Effective P Chart

Table 5.4 Examples of Common P Chart Applications in Health Care

Table 5.5 Example of Area of Opportunity for Count Data

Table 5.6 Applications of a C Chart and U Chart

Table 5.7 Data on Number of ADEs by Month

Table 5.8 Data on Infections From ICU

Table 5.9 Methods Used to Obtain Limits Based Solely on Common Cause

Chapter 6

Table 6.1 Paired Samples for a Scatterplot

Chapter 7

Table 7.1 Characteristics to Consider When Selecting SPC Software

Chapter 8

Table 8.1 Symbols Used with NP Charts

Table 8.2 Symbols and Factors Used with Xbar and R Charts

Table 8.3 Symbols Used with Median Charts

Table 8.4 Symbols Used with P’ or U’ Charts

Table 8.5 Symbols Used with Negative Binomial Charts

Table 8.6 Example of Calculated MAs of Three and Five

Table 8.7 Factors Used with MA Chart

Table 8.8 Calculation of CUSUM Statistic and Limits

Table 8.9 Creating Standardized Statistics...

Table 8.10 Monthly Hospital System...

Chapter 9

Table 9.1 Average Deviations from...

Chapter 10

Table 10.1 Clinical Quality Measures Comparative Summary

Table 10.2 Excerpt from Long-Term Care Report Card

Table 10.3 Excerpt from Medical Center Balanced Scorecard

Table 10.4 Aggregate Monthly ADE Data

Table 10.5 Initial Drill Down Log for Aggregate ADE Data

Table 10.6 Completed Drill Down Log for Aggregate ADE Data

Table 10.7 Initial Drill Down...

Table 10.8 ADE Data Disaggregated...

Table 10.9 Completed Drill Down...

Table 10.10 Initial Drill Down...

Table 10.11 Completed Drill Down...

Table 10.12 Initial Drill down...

Table 10.13 Completed Drill Down...

Table 10.14 Initial Drill Down...

Table 10.15 Completed Drill Down...

Table 10.16 Initial Drill Down...

Table 10.17 Completed Drill Down...

Table 10.18 Initial Drill Down...

Table 10.19 Completed Drill Down...

Table 10.20 Initial Drill Down...

Table 10.21 Completed Drill Down...

Table 10.22 Initial Drill Down...

Table 10.23 Completed Drill Down...

Chapter 12

Table 12.1 Summary Statistics, Issues...

Table 12.2 Shewhart Charts for...

Table 12.3 Mankoski Pain Scale...

Chapter 13

Table 13.1 A Summary of...

Table 13.2 Concepts for Measures...

Table 13.3 WSM 2.0...

Chapter 15

Table 15.1 Summary of Use...

Table 15C.1 Post CABG Infection...

Table 15C.2 CABG Infection Data...

Table 15C.3 CABG Infection Data...

Table 15C.4 CABG Infection Data...

Table 15C.5 CABG Infection Rates...

Table 15D.1 C-Section Data...

Table 15E.1 Format of Database...

Table 15E.2 Study Design for...

Table 15F.1 Baseline Data for...

Table 15G.1 Clinical Quality Measures...

Table 15G.2 APL Data Monthly...

Table 15I.1 Data for Comorbidities...

List of Exhibits

Chapter 1

Exhibit 1.1 Documentation for Initial Self-Management PDSA Cycle

Chapter 2

Exhibit 2.1 Operational Definition Aspirin at Arrival

Chapter 3

Exhibit 3.1 Constructing a Run Chart

Exhibit 3.2 On-Time Appointments: Run Chart Example

Guide

Cover

Title page

Copyright

Table of Contents

Figures, Tables, and Exhibits

Preface

Acknowledgments

The Authors

About the Companion Website

Begin Reading

Index

Shewhart Chart Selection Guide

End User License Agreement

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FIGURES, TABLES, AND EXHIBITS

FIGURES

FIGURE 1.1 Model for Improvement

FIGURE 1.2 The PDSA cycle

FIGURE 1.3 Sequential PDSA Cycles for Learning and Improvement

FIGURE 1.4 PDSA Cycles from Testing to Implementation

FIGURE 1.5 Results of a Before-and-After Test: Case

FIGURE 1.6 Other Possible Run Charts Associated with Before-and-After Graph

FIGURE 1.7 Analysis of Data from a PDSA Cycle

FIGURE 1.8 Run Charts of Key Measures for Diabetes Improvement Project

FIGURE 2.1 Sources of Data

FIGURE 2.2 Measurement for Judgment versus Improvement

FIGURE 2.3 Moving from Judgment to Improvement Measures

FIGURE 2.4 Using Percentile Rankings

FIGURE 2.5 Measure Based on an Index Instead of Actual Units

FIGURE 2.6 Simple Scales for Turning Personal Experience into Data

FIGURE 2.7 Percentage of DRG Exceeding LOS Guidelines Indicating Improvement

FIGURE 2.8 Percentage of Unplanned Readmissions Worsening

FIGURE 2.9 Multiple Measures on a Single Graph

FIGURE 2.10 Surgical Safety FOM

FIGURE 2.11 Image Reflective of an Enumerative Study

FIGURE 2.12 Image Reflective of an Analytic Study

FIGURE 2.13 Large Sample Compared to Small Sample

FIGURE 2.14 Sample Size and Ability to Detect Change

FIGURE 2.15 Stratification Involves Separation and Classification

FIGURE 2.16 Shewhart Chart of Post-CABG Complication Rate Without Stratification

FIGURE 2.17 Post-CABG Complication Rate Stratified by Protocol

FIGURE 2.18 Little Difference Between Risk-Adjusted and Non-Risk-Adjusted Data

FIGURE 2.19 Large Differences Between Risk-Adjusted and Non-Risk-Adjusted Data

FIGURE 2.20 Run Chart of Number of Falls

FIGURE 2.21 Run Chart of Rate of Falls

FIGURE 2.22 Graphs of Fall Rate and Number of Falls

FIGURE 2.23 Patient Waiting Time

FIGURE 2.24 Tools to Learn from Variation in Data

FIGURE 2.25 Scatter Plots for Data in Table 2.18

FIGURE 3.1 Historical Example of a Run Chart

FIGURE 3.2 Run Chart Example

FIGURE 3.3 Run Chart Leading to Questions

FIGURE 3.4 Run Chart with Labels and Median

FIGURE 3.5 Run Chart with Goal Line and Tests of Change Annotated

FIGURE 3.6 Stat Lab Run Chart with No Evidence of Improvement

FIGURE 3.7 Improvement Evident Using a Set of Run Charts Viewed on One Page

FIGURE 3.8 Run Charts Used as Small Multiples

FIGURE 3.9 Run Chart Displaying Multiple Measures

FIGURE 3.10 Run Chart Displaying a Different Measure for Each Axis

FIGURE 3.11 Run Chart Displaying Multiple Statistics for the Same Measure

FIGURE 3.12 Run Chart with Little Data

FIGURE 3.13 Run Chart with Clinic Team Uncertain About Improvement

FIGURE 3.14 Four Rules for Identifying Nonrandom Signals of Change

FIGURE 3.15 Run Chart Evaluating Number of Runs

FIGURE 3.16 Measure with Too Few Runs

FIGURE 3.17 Run Chart with Too Many Runs

FIGURE 3.18 Run Charts of Clinic Cycle Time

FIGURE 3.19 Average Time to Administer Antibiotics

FIGURE 3.20 Three Key Uses of Run Charts in Improvement Initiatives

FIGURE 3.21 Beginning a Run Chart as Soon as the First Data Are Available

FIGURE 3.22 Run Charts for Waiting Time Data

FIGURE 3.23 Delay Detecting Signal with Proper Median Technique

FIGURE 3.24 Detecting Signal with Proper Median Technique

FIGURE 3.25 Detecting Signal of Improvement with Two Medians

FIGURE 3.26 Two Cases When Median Ineffective on Run Chart

FIGURE 3.27 Run Chart of Incidents Resulting in Too Many Zeros

FIGURE 3.28 Run Chart of Cases between an Incident

FIGURE 3.29 Starting and Updating Chart of Cases between Undesirable Rare Events

FIGURE 3.30 Mature Run Charts Tracking Cases Between Rare Events

FIGURE 3.31 Use of Data Line on Run Chart

FIGURE 3.32 Data from Unequal Time Intervals Displayed in Usual Run Chart

FIGURE 3.33 Data From Unequal Time Intervals Displayed to Reveal Impact of Time

FIGURE 3.34 Run Chart from Figure 3.22 With Seventh Week Added

FIGURE 3.35 Run Chart with Inappropriate Use of Trend Line

FIGURE 3.36 Run Chart of Autocorrelated Data from a Patient Registry

FIGURE 3.37 Run Chart with Percentage Doubled in Most Recent Month

FIGURE 3.38 Shewhart Control Chart (P Chart) Adjusting Limits Based on Denominator Size

FIGURE 3.39 Infant Mortality Data Stratified Using a Run Chart

FIGURE 3.40 Harm Data Stratified Using a Run Chart

FIGURE 3.41 Multi-Vari Chart

FIGURE 3.42 Run Chart and CUSUM Run Chart of Patient Satisfaction Data

FIGURE 4.1 Using Shewhart Charts to Give Direction to an Improvement Effort

FIGURE 4.2 Example of Shewhart Chart with Equal Subgroup Size

FIGURE 4.3 Example of Shewhart Chart with Unequal Subgroup Size

FIGURE 4.4 Rules for Detecting a Special Cause

FIGURE 4.5 Detecting “Losing the Gains” For an Improved Process

FIGURE 4.6 Depicting Variation Using a Run Chart versus a Shewhart Chart

FIGURE 4.7 Shewhart Charts Common Cause and Special Cause Systems

FIGURE 4.8 Shewhart Chart Revealing Process or System Improvement

FIGURE 4.9 Shewhart Chart Using Rational Subgrouping

FIGURE 4.10 Shewhart Chart Using Stratification

FIGURE 4.11 Shewhart Charts Depicting a Process or System “Holding the Gain”

FIGURE 4.12 Run Charts and Shewhart Charts for Waiting Time Data

FIGURE 4.13 Improper and Proper Extension of Baseline Limits on Shewhart Chart

FIGURE 4.14 Dealing with Special Cause Data in Baseline Limits

FIGURE 4.15 Recalculating Limits After Special Cause Improvement

FIGURE 4.16 Recalculating Limits after Exhausting Efforts to Remove Special Cause

FIGURE 4.17 Stratification of Laboratory Data with a Shewhart Chart

FIGURE 4.18 Disaggregation of ADEs Data

FIGURE 4.19 ADE Rate Rationally Subgrouped in Different Ways

FIGURE 4.20 Shewhart Chart Meeting Goal but Unstable

FIGURE 4.21 Shewhart Chart Stable but Not Meeting Goal

FIGURE 4.22 Special Cause in Desirable Direction

FIGURE 4.23 Shewhart Chart with Special Cause in Undesirable Direction

FIGURE 4.24 Shewhart Chart for LOS

FIGURE 4.25 Percentage of Patients with an Unplanned Readmission

FIGURE 5.1 Shewhart Chart Selection Guide

FIGURE 5.2 I Chart for Volume of Infectious Waste

FIGURE 5.3 I Chart Extended and Updated with New Limits

FIGURE 5.4 Rational Ordering for an I Chart for Intake Process

FIGURE 5.5 I Chart for Budget Variances

FIGURE 5.6 Xbar S Chart for Radiology Test Turnaround Time

FIGURE 5.7 Xbar S Chart for LOS

FIGURE 5.8 Xbar S Chart for LOS by Provider

FIGURE 5.9 Xbar and S Chart Subgrouped by Provider and Quarter

FIGURE 5.10 Xbar S Chart Showing Improvement in Deviation from Start Times

FIGURE 5.11 P Chart for Percentage of Patients Harmed

FIGURE 5.12 Extended P Chart for Percentage of Patients Harmed

FIGURE 5.13 P Chart Showing Second Phase After Improvement

FIGURE 5.14 P Chart for Percentage of Unplanned Readmissions

FIGURE 5.15 P Chart for Percentage of MRSA for Hospital System

FIGURE 5.16 Funnel Plot of P Chart for Percentage of MRSA for Hospital System

FIGURE 5.17 P Chart with Funnel Limits for Systemwide Medication Compliance

FIGURE 5.18 C Chart for Employee Needlesticks

FIGURE 5.19 C Chart for Issues by Surgeon

FIGURE 5.20 U Chart for Flash Sterilization

FIGURE 5.21 U Charts Showing the Effect of Choosing the Standard Area of Opportunity

FIGURE 5.22 U Chart for Complaints by Clinic with Funnel Limits

FIGURE 5.23 Comparison of G Chart to U Chart

FIGURE 5.24 G Chart for ADEs

FIGURE 5.25 T Chart for Number of Days between ADEs

FIGURE 5.26 Different Formats for Displaying a T Chart

FIGURE 5.27 T Chart for Retained Foreign Objects

FIGURE 5.28 Process Capability: Typical Situations and Actions

FIGURE 5.29 Capability From an I Chart

FIGURE 5.30 Capability Analysis from an Xbar S Chart

FIGURE 6.1 Tools to Learn from Variation in Data

FIGURE 6.2 Histogram, Dot Plot, and Stem-and-Leaf Plot for Age at Fall

FIGURE 6.3 Frequency Plot (Dot Plot) of Patient Satisfaction Data

FIGURE 6.4 Age of Children with Head Injury

FIGURE 6.5 Shewhart Chart of Average Minutes to Initiate Antibiotics for Sepsis Patients

FIGURE 6.6 Histogram of Minutes to Antibiotic Start for Patients with Sepsis

FIGURE 6.7 Stable Shewhart Chart of Patient Fall Rate

FIGURE 6.8 Histogram of Age of People Who Fell

FIGURE 6.9 Distribution of Data without and with Skew

FIGURE 6.10 Frequency Plot of Clinic Patient Wait Time

FIGURE 6.11 Stratified Histograms of Patient Falls by Time of Day

FIGURE 6.12 Histogram of Antibiotic Start Time Stratified by Location

FIGURE 6.13 Shewhart Chart of Average Patient Satisfaction

FIGURE 6.14 Histograms Stratified by Common Cause and Special Cause Timeframes

FIGURE 6.15 Example of a Pareto Chart

FIGURE 6.16 Pareto Chart with Cumulative Percentage Line

FIGURE 6.17 Stable Shewhart Chart of SMC Readmission

FIGURE 6.18 Pareto Chart of Cited Reasons for SMC Adult Readmission

FIGURE 6.19 Factors Noted with Late Antibiotic Administration on Nursing Units

FIGURE 6.20 Shewhart Chart of Hospital Mortality Percentage

FIGURE 6.21 Pareto of Opportunities to Improve

FIGURE 6.22 Unweighted Pareto Chart of Nosocomial Infections

FIGURE 6.23 Weighted Pareto Chart of Nosocomial Infections

FIGURE 6.24 Stratified Pareto Charts of Health Status Stratified by Race

FIGURE 6.25 Stratified Pareto Charts of Factors Associated with Pediatric Head Injuries

FIGURE 6.26 Stratified Pareto Charts of Factors Associated with Patient Falls

FIGURE 6.27 Shewhart Chart of Adverse Drug Event Rate

FIGURE 6.28 Stratified Pareto Charts of Medications Associated with ADEs

FIGURE 6.29 Stratified Pareto Charts Contrasting Common Cause to Special Cause Timeframe

FIGURE 6.30 Scatterplot of Time with Provider Related to Patient Satisfaction

FIGURE 6.31 Scatterplot of Wait Related to Patient Satisfaction

FIGURE 6.32 Scatterplot with Trend Line and Statistics Added

FIGURE 6.33 Interpreting Patterns on the Scatterplot

FIGURE 6.34 Shewhart Chart of Patient Willingness to Recommend the Clinic

FIGURE 6.35 Scatterplots Related to Willingness to Recommend the Clinic

FIGURE 6.36 Scatterplot Relating Arrival Time and Time to Start Antibiotic

FIGURE 6.37 Scatterplot Relating Days between Case Worker Visits and QL Scores

FIGURE 6.38 Stratified Scatterplots Case Load and Sick Leave Use

FIGURE 6.39 Stratified Scatterplots Relating Case Worker Visits and QL Scores

FIGURE 6.40 Stratified Scatterplots Relating Wait Time to Satisfaction

FIGURE 6.41 Radar Chart of Satisfaction with Health Care

FIGURE 6.42 Patient Satisfaction with Urgent Care

FIGURE 6.43 Radar Chart of Satisfaction with Urgent Care by Element

FIGURE 6.44 Patient Satisfaction with Urgent Care Showing Special Cause

FIGURE 6.45 Radar Charts of Satisfaction with Health Care Stratified by Common and Special Cause Timeframes

FIGURE 6.46 Radar Charts of Patient Satisfaction Stratified by Race

FIGURE 7.1 Showing Data Points: (a) With Dots, (b) No Dots

FIGURE 7.2 Vertical Scale: (a) Just Right, (b) Too Wide, (c) To Narrow

FIGURE 7.3 (a) Inappropriate Vertical Scale, (b) Appropriate Scale

FIGURE 7.4 Including 0% and 100% on Vertical Scale

FIGURE 7.5 Overuse of Gridlines and Illegible Data Display

FIGURE 7.6 Example of Shewhart Chart with Appropriate Annotations

FIGURE 7.7 Extending Limits “Backward” on a Shewhart Chart

FIGURE 7.8 Importance of Freezing Limits on Shewhart Charts

FIGURE 7.9 I Charts with Limits Calculated Both with and without Screening

FIGURE 7.10 I Chart Compared to C Chart for Stable Count Measure

FIGURE 7.11 I Chart Compared to C Chart for Unstable Count Measure

FIGURE 7.12 I Chart Compared to P Chart for Unstable Classification Data

FIGURE 7.13 Published Shewhart Chart Using a Descriptive Strategy for Phasing

FIGURE 7.14 Deductive and Inductive Statistical Approaches

FIGURE 7.15 Comparison of Shewhart Chart and Statistical Inference

FIGURE 7.16 Comparison of Shewhart Chart with Special Cause and Statistical Inference

FIGURE 8.1 Expanded Chart Selection Guide to Include Alternative Charts

FIGURE 8.2 Example of an NP Chart

FIGURE 8.3 Example of an Xbar R Chart

FIGURE 8.4 Example of a Median Chart

FIGURE 8.5 P Chart with Limits that Appear “Very Tight”

FIGURE 8.6 Same Data as Figure 8.5 On a P’ Chart

FIGURE 8.7 U Chart and U’ Chart for Medication Errors

FIGURE 8.8 Improper Use of P Prime Chart for Self-Management Goals

FIGURE 8.9 Percentage of State Populations Fully Vaccinated for COVID-

FIGURE 8.10 Comparison of Negative Binomial Chart to C Chart

FIGURE 8.11 C Chart and Negative Binomial Chart for Infections

FIGURE 8.12 Weighting Schemes for Alternative Charts

FIGURE 8.13 MA Charts Compared to I Chart

FIGURE 8.14 CUSUM Run Chart of Patient Satisfaction Data from Figure 3.42

FIGURE 8.15 CUSUM Charts for Patient Satisfaction

FIGURE 8.16 CUSUM Chart and Run Chart of HbA1c Values

FIGURE 8.17 Comparison of a C Chart and CUSUM Chart for the Same Data

FIGURE 8.18 EWMA Chart for Patient Satisfaction Data

FIGURE 8.19 EWMA Chart for HbA1c Values for Diabetic Patient

FIGURE 8.20 EWMA Chart with Two Phases for HbA1c Values for Diabetic Patient

FIGURE 8.21 Regular and Standardized Xbar Chart

FIGURE 8.22 Regular and Standardized P Chart

FIGURE 8.23 Regular and Standardized U Chart

FIGURE 8.24 General Form of Multivariate Control Chart (T2 Chart for Five Measures)

FIGURE 8.25 T2 Chart for First Two Years’ Financial Data

FIGURE 8.26 T2 Chart for Three Financial Measures—Baseline Limits Extended to Phase

FIGURE 8.27 I Charts for Three Financial Measures (Limits Based on 2018–2019 Data)

FIGURE 9.1 Shewhart Chart with Slanted Centerline for Obesity Data

FIGURE 9.2 I Chart with Regression Centerline for Opioid Deaths

FIGURE 9.3 Shewhart Chart with Nonlinear Regression Centerline

FIGURE 9.4 Shewhart Chart for Wait Times for the Next Appointment

FIGURE 9.5 Wait Times for Appointment Subgrouped by Month of Year

FIGURE 9.6 Individual Chart for Adjusted Wait Times

FIGURE 9.7 Wait Time Chart with Centerline and Limits Adjusted for Monthly Effects

FIGURE 9.8 P Chart for Emergency Asthma Visits

FIGURE 9.9 P Chart to Study Monthly Effects

FIGURE 9.10 Asthma P Chart—Adjusted Data and Adjusted Centerline and Limits

FIGURE 9.11 Initial I Chart for Average Monthly Wait Times in an ED

FIGURE 9.12 Scatterplot of Wait Time vs. Volume

FIGURE 9.13 I Chart for Average Monthly Wait Times in an ED with Adjusted Data

FIGURE 9.14 Monthly Electric Bill Before and After Solar Installation

FIGURE 9.15 Scatterplots Exploring the Relationship between the Electric Bill and Temperature

FIGURE 9.16 Adjusted Monthly Electric Bill Before and After Solar Installation

FIGURE 9.17 Ineffective I Chart for Time to Complete Weekly Report

FIGURE 9.18 Frequency Plots for Data and Transformations (Time for Weekly Task)

FIGURE 9.19 Alternative Displays of I Charts for Transformed Data

FIGURE 9.20 Xbar S Chart for ED Times from Arrival to Treatment

FIGURE 9.21 Frequency Plots for Original and Log10 Transformed Time to Treatment

FIGURE 9.22 Xbar S Chart Based on Log10 Transformed ED Times

FIGURE 9.23 Chart for Average HbA1c Values from Registry

FIGURE 9.24 Scatter Plot to Evaluate Autocorrelation of Registry Data

FIGURE 9.25 I Charts for Visit Cycle Time in Specialty Clinic

FIGURE 9.26 Scatterplot Implying Spurious Autocorrelation

FIGURE 9.27 Including Case-Mix Adjustments on Shewhart Chart

FIGURE 9.28 Example of Comparison Chart for Perioperative Mortality

FIGURE 9.29 Xbar S Chart for LOS

FIGURE 9.30 95% Confidence Intervals for Average LOS by Month

FIGURE 10.1 Shewhart Chart Revealing Improvement Not Sustained

FIGURE 10.2 The Drill Down Pathway

FIGURE 10.3 Comparison of Aggregated and Disaggregated Mortality Data

FIGURE 10.4 Mortality Rate Using a Different Sequencing Strategy

FIGURE 10.5 Rational Subgrouping Strategy for Mortality Data

FIGURE 10.6 Shewhart Chart at the Aggregate Level

FIGURE 10.7 Shewhart Chart Displaying All Eight Hospitals on the Same Chart

FIGURE 10.8 Separate Shewhart Chart for Each Hospital Special Cause to the System

FIGURE 10.9 Separate Shewhart Chart for Each Hospital Common Cause to the System

FIGURE 10.10 ADE Rate Subgrouped by Day of the Week

FIGURE 10.11 Aggregate Shewhart Chart Rationally Subgrouping Common Cause Data by Shift

FIGURE 10.12 ADE Rate Subgrouped by Shift for Common Cause Hospitals

FIGURE 10.13 Pareto Chart of ADE Occurrence by Medication Name

FIGURE 10.14 Pareto Chart of ADEs Associated with Various Factors

FIGURE 10.15 Shewhart Chart Used to Determine Impact of Changes Implemented

FIGURE 11.1 Xbar S Charts for Peak Flow Readings from Patient with Asthma

FIGURE 11.2 Run Chart for PSA Test Results for a Colleague

FIGURE 11.3 PSA Test Results for One of the Authors

FIGURE 11.4 Run Chart of Ultrasound Measures on Whiteboard in Patient Room

FIGURE 11.5 Run Charts for Patient Bone Density Test

FIGURE 11.6 I Charts for Patient BMD Tests at Two Locations

FIGURE 11.7 Run Chart of Temperatures for Hospitalized Patient with Fever

FIGURE 11.8 I Chart for Temperature Readings for Patient with Fever

FIGURE 11.9 Xbar S Chart for Temperature Readings for Patient with Fever

FIGURE 11.10 CUSUM Chart for Patient Temperatures

FIGURE 11.11 Run Chart of Patient Monitoring Data (Half-Hour Averages)

FIGURE 11.12 I Charts for Patient Heart Function Variables Monitored in the ICU

FIGURE 11.13 Run Chart/I Chart for an Individual’s Weighings—Two Horizontal Scales

FIGURE 11.14 I Chart for Monitoring HbA1c for Patient with Diabetes

FIGURE 11.15 I Chart for Patient Pain Assessments during Hospital Stay

FIGURE 12.1 Excerpts from HCAHPS Survey

FIGURE 12.2 Excerpt from NHS Survey

FIGURE 12.3 Shewhart Charts for One Question from Patient Satisfaction Survey

FIGURE 12.4 Patient Satisfaction Data Summarized with Multiple Negative Replies

FIGURE 12.5 Patient Satisfaction Percentile Ranking

FIGURE 12.6 Pareto Chart of Types of Patient Complaints

FIGURE 12.7 Small Multiples of Patient Satisfaction Data

FIGURE 12.8 Pareto Chart of Clinic Patient Feedback

FIGURE 12.9 Clinic Patient Feedback Shewhart Charts for Three Areas of Focus

FIGURE 12.10 Scatterplots for Three Areas of Focus

FIGURE 12.11 Shewhart Chart of Willingness to Recommend the Clinic

FIGURE 12.12 Xbar S Chart of Average Self-Reported Patient Pain Assessment

FIGURE 12.13 P Chart Summarizing Patient Feedback Regarding Pain

FIGURE 12.14 Employee Feedback Upon Exit Interview

FIGURE 12.15 Importance and Satisfaction Matrix

FIGURE 12.16 Using an Interim of Surrogate Measure to Avoid Lag Time

FIGURE 12.17 Data Not Used When Treating Continuous Data as Classification

FIGURE 13.1 Tabular VOM Using Green, Yellow, and Red Formatting

FIGURE 13.2 Shewhart Chart of Safety Error Rate

FIGURE 13.3 Percentage of Perfect Care Displayed on a Shewhart Chart

FIGURE 13.4 Shewhart Chart of Percentage of Areas Meeting Appointment Goal

FIGURE 13.5 Infection Rate Data Color-Coded Monthly

FIGURE 13.6 Average Physician Satisfaction

FIGURE 13.7 Appropriate Display of VOM

FIGURE 13.8 Graph with Appropriate Space for Future Data

FIGURE 13.9 Graph with Excessive Number of Data Points

FIGURE 13.10 Graph Updated to Provide More Readable Number of Data Points

FIGURE 13.11 Graph with Historical Data Summarized

FIGURE 14.1 Example of Typical Epidemiological Curve with Four Epochs

FIGURE 14.2 Example of Hybrid Shewhart Chart for Epidemic Data

FIGURE 14.3 Initial C Charts for COVID-19 Deaths in Three Countries

FIGURE 14.4 C Chart of COVID-19 Deaths for Maine (First Half of 2021)