Jewish History
Jewish HistoryPREFACE TO THE GERMAN TRANSLATIONINTRODUCTORY NOTEIIIIIIIVVVIVIIVIIIIXXXIXIICopyright
Jewish History
Simon Dubnow
PREFACE TO THE GERMAN TRANSLATION
The author of the present essay, S. M. Dubnow, occupies a
well-nigh dominating position in Russian-Jewish literature as an
historian and an acute critic. His investigations into the history
of the Polish-Russian Jews, especially his achievements in the
history of Chassidism, have been of fundamental importance in these
departments. What raises Mr. Dubnow far above the status of the
professional historian, and awakens the reader's lively interest in
him, is not so much the matter of his books, as the manner of
presentation. It is rare to meet with an historian in whom
scientific objectivity and thoroughness are so harmoniously
combined with an ardent temperament and plastic ability. Mr.
Dubnow's scientific activity, first and last, is a striking
refutation of the widespread opinion that identifies attractiveness
of form in the work of a scholar with superficiality of content.
Even his strictly scientific investigations, besides offering the
scholar a wealth of new suggestions, form instructive and
entertaining reading matter for the educated layman. In his
critical essays, Mr. Dubnow shows himself to be possessed of keen
psychologic insight. By virtue of this quality of delicate
perception, he aims to assign to every historical fact its proper
place in the line of development, and so establish the bond between
it and the general history of mankind. This psychologic ability
contributes vastly to the interest aroused by Mr. Dubnow's
historical works outside of the limited circle of scholars. There
is a passage in one of his books[1] in which, in his incisive
manner, he expresses his views on the limits and tasks of
historical writing. As the passage bears upon the methods employed
in the present essay, and, at the same time, is a characteristic
specimen of our author's style, I take the liberty of
quoting:"The popularization of history is by no means to be
pursued to the detriment of its severely scientific treatment. What
is to be guarded against is the notion that tedium is inseparable
from the scientific method. I have always been of the opinion that
the dulness commonly looked upon as the prerogative of scholarly
inquiries, is not an inherent attribute. In most cases it is
conditioned, not by the nature of the subject under investigation,
but by the temper of the investigator. Often, indeed, the
tediousness of a learned disquisition is intentional: it is
considered one of the polite conventions of the academic guild, and
by many is identified with scientific thoroughness and profound
learning…. If, in general, deadening, hide-bound caste methods, not
seldom the cover for poverty of thought and lack of cleverness, are
reprehensible, they are doubly reprehensible in history. The
history of a people is not a mere mental discipline, like botany or
mathematics, but a living science, amagistra
vitae, leading straight to national
self-knowledge, and acting to a certain degree upon the national
character. History is a sciencebythe people,forthe
people, and, therefore, its place is the open forum, not the
scholar's musty closet. We relate the events of the past to the
people, not merely to a handful of archaeologists and
numismaticians. We work for national self-knowledge, not for our
own intellectual diversion."[1] In the introduction to hisHistorische Mitteilungen, Vorarbeiten zu einer Geschichte
der pol-nischrussischen Juden.These are the principles that have guided Mr. Dubnow in all
his works, and he has been true to them in the present essay, which
exhibits in a remarkably striking way the author's art of making
"all things seem fresh and new, important and attractive." New and
important his essay undoubtedly is. The author attempts, for the
first time, a psychologic characterization of Jewish history. He
endeavors to demonstrate the inner connection between events, and
develop the ideas that underlie them, or, to use his own
expression, lay bare the soul of Jewish history, which clothes
itself with external events as with a bodily envelope. Jewish
history has never before been considered from this philosophic
point of view, certainly not in German literature. The present
work, therefore, cannot fail to prove stimulating. As for the
poet's other requirement, attractiveness, it is fully met by the
work here translated. The qualities of Mr. Dubnow's style, as
described above, are present to a marked degree. The enthusiasm
flaming up in every line, coupled with his plastic, figurative
style, and his scintillating conceits, which lend vivacity to his
presentation, is bound to charm the reader. Yet, in spite of the
racy style, even the layman will have no difficulty in discovering
that it is not a clever journalist, an artificer of well-turned
phrases, who is speaking to him, but a scholar by profession, whose
foremost concern is with historical truth, and whose every
statement rests upon accurate, scientific knowledge; not a bookworm
with pale, academic blood trickling through his veins, but a man
who, with unsoured mien, with fresh, buoyant delight, offers the
world the results laboriously reached in his study, after all
evidences of toil and moil have been carefully removed; who derives
inspiration from the noble and the sublime in whatever guise it may
appear, and who knows how to communicate his inspiration to
others.The translator lays this book of an accomplished and
spirited historian before the German public. He does so in the hope
that it will shed new light upon Jewish history even for
professional scholars. He is confident that in many to whom our
unexampled past of four thousand years' duration is nowterra incognita, it will arouse
enthusiastic interest, and even to those who, like the translator
himself, differ from the author in religious views, it will furnish
edifying and suggestive reading. J. F.
INTRODUCTORY NOTE
What is Jewish History? In the first place, what does it
offer as to quantity and as to quality? What are its range and
content, and what distinguishes it in these two respects from the
history of other nations? Furthermore, what is the essential
meaning, what the spirit, of Jewish History? Or, to put the
question in another way, to what general results are we led by the
aggregate of its facts, considered, not as a whole, but
genetically, as a succession of evolutionary stages in the
consciousness and education of the Jewish people?If we could find precise answers to these several questions,
they would constitute a characterization of Jewish History as
accurate as is attainable. To present such a characterization
succinctly is the purpose of the following essay.
I
I
THE RANGE OF JEWISH HISTORYLe peuple juif n'est pas seulement considérable par son
antiquité, mais il est encore singulier en sa durée, qui a toujours
continué depuis son origine jusqu'à maintenant … S'étendant depuis
les premiers temps jusqu'aux derniers, l'histoire des juifs enferme
dans sa durée celle de toutes nos histoires.—PASCAL,Pensées, II, 7.To make clear the range of Jewish history, it is necessary to
set down a few general, elementary definitions by way of
introduction.It has long been recognized that a fundamental difference
exists between historical and unhistorical peoples, a difference
growing out of the fact of the natural inequality between the
various elements composing the human race. Unhistorical is the
attribute applied to peoples that have not yet broken away, or have
not departed very far, from the state of primitive savagery, as,
for instance, the barbarous races of Asia and Africa who were the
prehistoric ancestors of the Europeans, or the obscure, untutored
tribes of the present, like the Tartars and the Kirghiz.
Unhistorical peoples, then, are ethnic groups of all sorts that are
bereft of a distinctive, spiritual individuality, and have failed
to display normal, independent capacity for culture. The term
historical, on the other hand, is applied to the nations that have
had a conscious, purposeful history of appreciable duration; that
have progressed, stage by stage, in their growth and in the
improvement of their mode and their views of life; that have
demonstrated mental productivity of some sort, and have elaborated
principles of civilization and social life more or less rational;
nations, in short, representing not only zoologic, but also
spiritual types.[2][2] "The primitive peoples that change with their
environment, constantly adapting themselves to their habitat and to
external nature, have no history…. Only those nations and states
belong to history which display self-conscious action; which evince
an inner spiritual life by diversified manifestations; and combine
into an organic whole what they receive from without, and what they
themselves originate." (Introduction to Weber'sAllgemeine Weltgeschichte, i, pp.
16-18.)Chronologically considered, these latter nations, of a higher
type, are usually divided into three groups: 1, the most ancient
civilized peoples of the Orient, such as the Chinese, the Hindoos,
the Egyptians, the Chaldeans; 2, the ancient or classic peoples of
the Occident, the Greeks and the Romans; and 3, the modern peoples,
the civilized nations of Europe and America of the present day. The
most ancient peoples of the Orient, standing "at the threshold of
history," were the first heralds of a religious consciousness and
of moral principles. In hoary antiquity, when most of the
representatives of the human kind were nothing more than a peculiar
variety of the class mammalia, the peoples called the most ancient
brought forth recognized forms of social life and a variety of
theories of living of fairly far-reaching effect. All these
culture-bearers of the Orient soon disappeared from the surface of
history. Some (the Chaldeans, Phoenicians, and Egyptians) were
washed away by the flood of time, and their remnants were absorbed
by younger and more vigorous peoples. Others (the Hindoos and
Persians) relapsed into a semi-barbarous state; and a third class
(the Chinese) were arrested in their growth, and remained fixed in
immobility. The best that the antique Orient had to bequeath in the
way of spiritual possessions fell to the share of the classic
nations of the West, the Greeks and the Romans. They greatly
increased the heritage by their own spiritual achievements, and so
produced a much more complex and diversified civilization, which
has served as the substratum for the further development of the
better part of mankind. Even the classic nations had to step aside
as soon as their historical mission was fulfilled. They left the
field free for the younger nations, with greater capability of
living, which at that time had barely worked their way up to the
beginnings of a civilization. One after the other, during the first
two centuries of the Christian era, the members of this European
family of nations appeared in the arena of history. They form the
kernel of the civilized part of mankind at the present
day.Now, if we examine this accepted classification with a view
to finding the place belonging to the Jewish people in the
chronological series, we meet with embarrassing difficulties, and
finally arrive at the conclusion that its history cannot be
accommodated within the compass of the classification. Into which
of the three historical groups mentioned could the Jewish people be
put? Are we to call it one of the most ancient, one of the ancient,
or one of the modern nations? It is evident that it may lay claim
to the first description, as well as to the second and the last. In
company with the most ancient nations of the Orient, the Jewish
people stood at the "threshold of history." It was the contemporary
of the earliest civilized nations, the Egyptians and the Chaldeans.
In those remote days it created and spread a religious world-idea
underlying an exalted social and moral system surpassing everything
produced in this sphere by its Oriental contemporaries. Again, with
the classical Greeks and Romans, it forms the celebrated historical
triad universally recognized as the source of all great systems of
civilization. Finally, in fellowship with the nations of to-day, it
leads an historical life, striding onward in the path of progress
without stay or interruption. Deprived of political independence,
it nevertheless continues to fill a place in the world of thought
as a distinctly marked spiritual individuality, as one of the most
active and intelligent forces. How, then, are we to denominate this
omnipresent people, which, from the first moment of its historical
existence up to our days, a period of thirty-five hundred years,
has been developing continuously. In view of this Methuselah among
the nations, whose life is co-extensive with the whole of history,
how are we to dispose of the inevitable barriers between "the most
ancient" and "the ancient," between "the ancient" and "the modern"
nations—the fateful barriers which form the milestones on the path
of the historical peoples, and which the Jewish people has more
than once overstepped?A definition of the Jewish people must needs correspond
to the aggregate of the concepts expressed by the three
group-names, most ancient, ancient, and modern. The only
description applicable to it is "the historical nation of all
times," a description bringing into relief the contrast between it
and all other nations of modern and ancient times, whose historical
existence either came to an end in days long past, or began at a
date comparatively recent. And granted that there are "historical"
and "unhistorical" peoples, then it is beyond dispute that the
Jewish people deserves to be called "the most historical" (historicissimus). If the history of
the world be conceived as a circle, then Jewish history occupies
the position of the diameter, the line passing through its centre,
and the history of every other nation is represented by a chord
marking off a smaller segment of the circle. The history of the
Jewish people is like an axis crossing the history of mankind from
one of its poles to the other. As an unbroken thread it runs
through the ancient civilization of Egypt and Mesopotamia, down to
the present-day culture of France and Germany. Its divisions are
measured by thousands of years.Jewish history, then, in its range, or, better, in its
duration, presents an unique phenomenon. It consists of the longest
series of events ever recorded in the annals of a single people. To
sum up its peculiarity briefly, it embraces a period of thirty-five
hundred years, and in all this vast extent it suffers no
interruption. At every point it is alive, full of sterling content.
Presently we shall see that in respect to content, too, it is
distinguished by exceptional characteristics.
II
II
THE CONTENT OF JEWISH HISTORY
From the point of view of content, or qualitative structure,
Jewish history, it is well known, falls into two parts. The
dividing point between the two parts is the moment in which the
Jewish state collapsed irretrievably under the blows of the Roman
Empire (70 C. E.). The first half deals with the vicissitudes of a
nation, which, though frequently at the mercy of stronger nations,
still maintained possession of its territory and government, and
was ruled by its own laws. In the second half, we encounter the
history of a people without a government, more than that, without a
land, a people stripped of all the tangible accompaniments of
nationality, and nevertheless successful in preserving its
spiritual unity, its originality, complete and undiminished.