Sliding Mode Control of Uncertain Parameter-Switching Hybrid Systems - Ligang Wu - E-Book

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Ligang Wu

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Beschreibung

In control theory, sliding mode control (SMC) is a nonlinear control method that alters the dynamics of a nonlinear system by application of a discontinuous control signal that forces the system to slide along a cross-section of the system's normal behaviour. In recent years, SMC has been successfully applied to a wide variety of practical engineering systems including robot manipulators, aircraft, underwater vehicles, spacecraft, flexible space structures, electrical motors, power systems, and automotive engines.

Sliding Mode Control of Uncertain Parameter-Switching Hybrid Systems addresses the increasing demand for developing SMC technologies and comprehensively presents the new, state-of-the-art sliding mode control methodologies for uncertain parameter-switching hybrid systems. It establishes a unified framework for SMC of Markovian jump singular systems and proposes new SMC methodologies based on the analysis results. A series of problems are solved with new approaches for analysis and synthesis of switched hybrid systems, including stability analysis and stabilization, dynamic output feedback control, and SMC. A set of newly developed techniques (e.g. average dwell time, piecewise Lyapunov function, parameter-dependent Lyapunov function, cone complementary linearization) are exploited to handle the emerging mathematical/computational challenges.

Key features:

  • Covers new concepts, new models and new methodologies with theoretical significance in system analysis and control synthesis
  • Includes recent advances in Markovian jump systems, switched hybrid systems, singular systems, stochastic systems and time-delay systems
  • Includes solved problems
  • Introduces advanced techniques

Sliding Mode Control of Uncertain Parameter-Switching Hybrid Systems is a comprehensive reference for researchers and practitioners working in control engineering, system sciences and applied mathematics, and is also a useful source of information for senior undergraduate and graduates studying in these areas.

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Veröffentlichungsjahr: 2014

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SLIDING MODE CONTROL OF UNCERTAIN PARAMETER-SWITCHING HYBRID SYSTEMS

Ligang Wu

Harbin Institute of Technology, China

Peng Shi

The University of Adelaide; and Victoria University, Australia

Xiaojie Su

Chongqing University, China

This edition first published 2014 © 2014 John Wiley & Sons, Ltd

Registered officeJohn Wiley & Sons Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, United Kingdom

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Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. It is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom. If professional advice or other expert assistance is required, the services of a competent professional should be sought.

Library of Congress Cataloging-in-Publication Data applied for.

ISBN 9781118862599

To Jingyan and ZhixinL. Wu

To my familyP. Shi

To my familyX. Su

CONTENTS

Series Preface

Preface

Acknowledgments

Abbreviations and Notations

Abbreviations

Notations

Chapter 1: Introduction

1.1 Sliding Mode Control

1.2 Uncertain Parameter-Switching Hybrid Systems

1.3 Contribution of the Book

1.4 Outline of the Book

Part One: SMC of Markovian Jump Singular Systems

Chapter 2: State Estimation and SMC of Markovian Jump Singular Systems

2.1 Introduction

2.2 System Description and Preliminaries

2.3 Stochastic Stability Analysis

2.4 Main Results

2.5 Illustrative Example

2.6 Conclusion

Chapter 3: Optimal SMC of Markovian Jump Singular Systems with Time Delay

3.1 Introduction

3.2 System Description and Preliminaries

3.3 Bounded Gain Performance Analysis

3.4 Main Results

3.5 Illustrative Example

3.6 Conclusion

Chapter 4: SMC of Markovian Jump Singular Systems with Stochastic Perturbation

4.1 Introduction

4.2 System Description and Preliminaries

4.3 Integral SMC

4.4 Optimal Integral SMC

4.5 Illustrative Example

4.6 Conclusion

Part Two: SMC of Switched State-Delayed Hybrid Systems

Chapter 5: Stability and Stabilization of Switched State-Delayed Hybrid Systems

5.1 Introduction

5.2 Continuous-Time Systems

5.3 Discrete-Time Systems

5.4 Conclusion

Chapter 6: Optimal DOF Control of Switched State-Delayed Hybrid Systems

6.1 Introduction

6.2 Optimal - DOF Controller Design

6.3 Guaranteed Cost DOF Controller Design

6.4 Conclusion

Chapter 7: SMC of Switched State-Delayed Hybrid Systems: Continuous-Time Case

7.1 Introduction

7.2 System Description and Preliminaries

7.3 Main Results

7.4 Illustrative Example

7.5 Conclusion

Chapter 8: SMC of Switched State-Delayed Hybrid Systems: Discrete-Time Case

8.1 Introduction

8.2 System Description and Preliminaries

8.3 Main Results

8.4 Illustrative Example

8.5 Conclusion

Part Three: SMC of Switched Stochastic Hybrid Systems

Chapter 9: Control of Switched Stochastic Hybrid Systems: Continuous-Time Case

9.1 Introduction

9.2 System Description and Preliminaries

9.3 Stability Analysis and Stabilization

9.4 Control

9.5 Illustrative Example

9.6 Conclusion

Chapter 10: Control of Switched Stochastic Hybrid Systems: Discrete-Time Case

10.1 Introduction

10.2 System Description and Preliminaries

10.3 Stability Analysis and Stabilization

10.4 Control

10.5 Illustrative Example

10.6 Conclusion

Chapter 11: State Estimation and SMC of Switched Stochastic Hybrid Systems

11.1 Introduction

11.2 System Description and Preliminaries

11.3 Main Results

11.4 Observer-Based SMC Design

11.5 Illustrative Example

11.6 Conclusion

Chapter 12: SMC with Dissipativity of Switched Stochastic Hybrid Systems

12.1 Introduction

12.2 Problem Formulation and Preliminaries

12.3 Dissipativity Analysis

12.4 Sliding Mode Control

12.5 Illustrative Example

12.6 Conclusion

References

Index

End User License Agreement

List of Table

Chapter 5

Table 5.1

List of Illustrations

Chapter 1

Figure 1.1 Dynamic sliding mode control

Figure 1.2 Switched quadratic Lyapunov functions

Figure 1.3 Multiple Lyapunov stability (Case 1: the values of Lyapunov-like functions at the switching instants form a monotonically decreasing sequence)

Figure 1.4 Multiple Lyapunov stability (Case 2: the values of Lyapunov-like function for each subsystem at every exiting instant form a monotonically decreasing sequence)

Figure 1.5 Multiple Lyapunov stability (Case 3: the Lyapunov-like function for each subsystem increases its value during a certain period)

Figure 1.6 The organization structure of the book

Figure 1.7 The main contents of the book

Chapter 2

Figure 2.1 States of the closed-loop system

Figure 2.2 Switching function

Chapter 3

Figure 3.1 States of the closed-loop system

Figure 3.2 Switching function

Chapter 4

Figure 4.1 States of the closed-loop system

Figure 4.2 Switching function

Figure 4.3 Control input

Figure 4.4 Individual paths and the average of the state of the closed-loop system: first component

Figure 4.5 Individual paths and the average of the state of the closed-loop system: second component

Figure 4.6 Individual paths and the average of the state of the closed-loop system: third component

Figure 4.7 Individual paths and the average of the switching function

Chapter 5

Figure 5.1 Switching signal

Figure 5.2 States of the open-loop system

Figure 5.3 States of the closed-loop system

Chapter 6

Figure 6.1 Switching signal

Figure 6.2 States of the open-loop system

Figure 6.3 States of the closed-loop system

Figure 6.4 States of the DOF controller

Figure 6.5 Switching signal

Figure 6.6 States of the open-loop system

Figure 6.7 States of the closed-loop system

Figure 6.8 Control input

Chapter 7

Figure 7.1 Switching signal

Figure 7.2 States of the open-loop system

Figure 7.3 States of the closed-loop system with (7.33)

Figure 7.4 Sliding function with (7.33)

Figure 7.5 Control input (7.33)

Figure 7.6 States of the closed-loop system with (7.34)

Figure 7.7 Sliding function with (7.34)

Figure 7.8 Control input (7.34)

Figure 7.9 Adaptive estimate

r

(

t

)

Chapter 8

Figure 8.1 Switching signal

Figure 8.2 States of the closed-loop system

Figure 8.3 Sliding mode control input

Figure 8.4 Sliding surface function

Chapter 9

Figure 9.1 Switching signal

Figure 9.2 States of the closed-loop system

Figure 9.3 States of the DOF controller

Figure 9.4 DOF control input

Figure 9.5 Individual paths and the average of the states of the closed-loop system

Figure 9.6 Individual paths and the average of the states of the DOF controller

Chapter 10

Figure 10.1 Switching signal

Figure 10.2 Brownian motion

Figure 10.3 States of the closed-loop system

Chapter 11

Figure 11.1 Switching signal

Figure 11.2 States of the closed-loop system

Figure 11.3 Switching function

Figure 11.4 Control input

Figure 11.5 Individual paths and the average of the states of the closed-loop system

Figure 11.6 Individual paths and the average of the switching function

Chapter 12

Figure 12.1 Switching signal

Figure 12.2 States of the closed-loop system

Figure 12.3 Switching function

Figure 12.4 Individual paths and the average of the states of the closed-loop system

Figure 12.5 Individual paths and the average of the switching function

Guide

Cover

Table of Contents

Preface

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Series Preface

Electromechanical systems permeate the engineering and technology fields in aerospace, automotive, mechanical, biomedical, civil/structural, electrical, environmental, and industrial systems. The Wiley Book Series on dynamics and control of electromechanical systems will cover a broad range of engineering and technology within these fields. As demand increases for innovation in these areas, feedback control of these systems is becoming essential for increased productivity, precision operation, load mitigation, and safe operation. Furthermore, new applications in these areas require a reevaluation of existing control methodologies to meet evolving technological requirements, for example the distributed control of energy systems. The basics of distributed control systems are well documented in several textbooks, but the nuances of its use for future applications in the evolving area of energy system applications, such as wind turbines and wind farm operations, solar energy systems, smart grids, and the generation, storage and distribution of energy, require an amelioration of existing distributed control theory to specific energy system needs. The book series serves two main purposes: 1) a delineation and explication of theoretical advancements in electromechanical system dynamics and control, and 2) a presentation of application-driven technologies in evolving electromechanical systems.

This book series will embrace the full spectrum of dynamics and control of electromechanical systems from theoretical foundations to real-world applications. The level of the presentation should be accessible to senior undergraduate and first-year graduate students, and should prove especially well-suited as a self-study guide for practicing professionals in the fields of mechanical, aerospace, automotive, biomedical, and civil/structural engineering. The aim is to provide an interdisciplinary series, ranging from high-level undergraduate/graduate texts, explanation and dissemination of science and technology and good practice, through to important research that is immediately relevant to industrial development and practical applications. It is hoped that this new and unique perspective will be of perennial interest to students, scholars, and employees inthe engineering disciplines mentioned. Suggestions for new topics and authors for the series are always welcome.

This book, Sliding Mode Control of Uncertain Parameter-Switching Hybrid Systems, has the objective of providing a theoretical foundation as well as practical insights on the topic at hand. It is broken down into three parts: 1) sliding mode control (SMC) of Markovian jump singular systems, 2) SMC of switched state-delayed hybrid systems, and 3) SMC of switched stochastic hybrid systems. The book provides detailed derivations from first principles to allow the reader to thoroughly understand the particular topic. This is especially useful for Markovian jump singular systems with stochastic perturbations because a comprehensive knowledge of stochastic analysis is not required before understanding the material. Readers can simply dive into the material. It also provides several illustrative examples to bridge the gap between theory and practice. It is a welcome addition to the Wiley Electromechanical Systems Series because no other book is focused on the topic of SMC with a specific emphasis on uncertain parameter-switching hybrid systems.

Mark J. Balas John L. Crassidis Florian Holzapfel Series Editors

Preface

Since the 1950s, sliding mode control (SMC) has been recognized as an effective robust control strategy for nonlinear systems and incompletely modeled systems. In the past two decades, SMC has been successfully applied to a wide variety of real world applications such as robot manipulators, aircraft, underwater vehicles, spacecraft, flexible space structures, electrical motors, power systems, and automotive engines. Basically, the idea of SMC is to utilize a discontinuous control to force the system state trajectories to some predefined sliding surfaces on which the system has desired properties such as stability, disturbance rejection capability, and tracking ability. Many important results have been reported for this kind of control strategy. However, when the controlled plants are uncertain parameter-switching hybrid systems including parameter-switching (Markovian jump or arbitrary switching), state-delay, stochastic perturbation, and singularly perturbed terms, the common SMC methodologies cannot meet the requirements.

It is known that the SMC of uncertain parameter-switching hybrid systems is much more complicated because sliding mode controllers must be designed so that not only is the sliding surface robustly reachable, but also the sliding mode dynamics can converge the system’s equilibrium automatically by choosing a suitable switching function. This book aims to present up-to-date research developments and novel methodologies on SMC of uncertain parameter-switching hybrid systems in a unified matrix inequality setting. The considered uncertain parameter-switching hybrid systems include Markovian switching hybrid systems, switched state-delayed hybrid systems, and switched stochastic hybrid systems. These new methodologies provide a framework for stability and performance analysis, SMC design, and state estimation for these classes of systems. Solutions to the design problems are presented in terms of linear matrix inequalities (LMIs). In this book, a large number of references are provided for researchers who wish to explore the area of SMC of uncertain parameter-switching hybrid systems, and the main contents of the book are also suitable for a one-semester graduate course.

In this book, we present new SMC methodologies for uncertain parameter-switching hybrid systems. The systems under consideration include Markovian jump systems, singular systems, switched hybrid systems, stochastic systems, and time-delay systems.

The content of this book are divided into three parts. The first part is focused on SMC of Markovian jump singular systems. Some necessary and sufficient conditions are derived for the stochastic stability, stochastic admissibility, and optimal performances by developing new techniques for the considered Markovian jump singular systems. Then a set of new SMC methodologies are proposed, based on the analysis results. The main contents are as follows: Chapter 2 is concerned with the state estimation and SMC of singular Markovian switching systems; Chapter 3 studies the optimal SMC problem for singular Markovian switching systems with time delay; and Chapter 4 establishes the integral SMC method for singular Markovian switching stochastic systems.

In the second part, the problem of SMC of switched state-delayed hybrid systems is investigated. A unified approach of the piecewise Lyapunov function combining with the average dwell time technique is developed for analysis and synthesis of the considered systems. By this approach, some sufficient conditions are established for the stability and synthesis of the switched state-delayed hybrid system. More importantly, a set of SMC methodologies under a unique framework are proposed for the considered hybrid systems. The main contents of this part are as follows: Chapter 5 is devoted to the stability analysis and the stabilization problems for switched state-delayed hybrid systems; Chapter 6 investigates the optimal dynamic output feedback (DOF) control of switched state-delayed hybrid systems; and Chapters 7 and 8 study the SMC of continuous- and discrete-time switched state-delayed hybrid systems, respectively.

In the third part, the parallel theories and techniques developed in the second part are extended to deal with switched stochastic hybrid systems. The main contents include the following: Chapters 9 and 10 are concerned with the control of switched stochastic hybrid systems for continuous- and discrete-time cases, respectively; Chapter 11 studies the observer-based SMC of switched stochastic hybrid systems; and Chapter 12 focuses on the dissipativity-based SMC of switched stochastic hybrid systems.

This book is a research monograph whose intended audience is graduate and postgraduate students, academics, scientists and engineers who are working in the field.

Ligang Wu Harbin, China

Peng Shi Melbourne, Australia

Xiaojie Su Chongqing, ChinaDecember 2013

Acknowledgments

There are numerous individuals without whose help this book would not have been completed. Special thanks go to Professor James Lam from The University of Hong Kong, Professor Daniel W. C. Ho from City University of Hong Kong, Professor Zidong Wang from Brunel University, Professor Wei Xing Zheng from University of Western Sydney, Professor Yugang Niu from East China University of Science and Technology and Professor Huijun Gao from Harbin Institute of Technology, for their valuable suggestions, constructive comments and support.

Next, our acknowledgements go to many colleagues who have offered support and encouragement throughout this research effort. In particular, we would like to acknowledge the contributions from Jianbin Qiu, Ming Liu, Guanghui Sun, and Hongli Dong. Thanks also go to our students, Rongni Yang, Xiuming Yao, Fanbiao Li, Xiaozhan Yang, Chunsong Han, Yongyang Xiong, and Huiyan Zhang, for their comments. The authors are especially grateful to their families for their encouragement and never-ending support when it was most required. Finally, we would like to thank the editors at Wiley for their professional and efficient handling of this project.

The writing of this book was supported in part by the National Natural Science Foundation of China (61174126, 61222301, 61134001, 61333012, 61174058), the Fok Ying Tung Education Foundation (141059), the Fundamental Research Funds for the Central Universities (HIT.BRETIV.201303), the Australian Research Council (DP140102180), the Engineering and Physical Sciences Research Council, UK (EP/F029195), the Fundamental Research Funds for the Central Universities (2013YJS021), the National Key Basic Research Program, China (2011CB710706, 2012CB215202), the 111 Project (B12018), and the Key Laboratory of Integrated Automation for the Process Industry, Northeast University.

Abbreviations and Notations

Abbreviations

CCL

cone complementary linearization

CQLF

common quadratic Lyapunov function

DOF

dynamic output feedback

LMI

linear matrix inequality

LQR

linear-quadratic regulator

LTI

linear time-invariant

MIMO

multiple-input multiple-output

MJLS

Markovian jump linear system

MLF

multiple Lyapunov function

SISO

single-input single-output

SMC

sliding mode control

SOF

static output feedback

SQLF

switched quadratic Lyapunov functions

Notations

end of proof

end of remark

is defined as

belongs to

for all

sum

field of complex numbers

field of real numbers

field of integral numbers

space of -dimensional real vectors

space of real matrices

set of -valued continuous functions on

mathematical expectation operator

lim

limit

max

maximum

min

minimum

sup

supremum

inf

infimum

rank(⋅)

rank of a matrix

trace(⋅)

trace of a matrix

minimum eigenvalue of a real symmetric matrix

1Introduction

1.1 Sliding Mode Control

Sliding mode control (SMC) has proven to be an effective robust control strategy for incompletely modeled or nonlinear systems since its first appearance in the 1950s [70, 103, 197]. One of the most distinguished properties of SMC is that it utilizes a discontinuous control action which switches between two distinctively different system structures such that a new type of system motion, called sliding mode, exists in a specified manifold. The peculiar characteristic of the motion in the manifold is its insensitivity to parameter variations, and its complete rejection of external disturbances [260]. SMC has been developed as a new control design method for a wide spectrum of systems including nonlinear, time-varying, discrete, large-scale, infinite-dimensional, stochastic, and distributed systems [101]. Also, in the past two decades, SMC has successfully been applied to a wide variety of practical systems such as robot manipulators, aircraft, underwater vehicles, spacecraft, flexible space structures, electrical motors, power systems, and automotive engines [60, 77, 199, 259].

In this section, we will first present some preliminary background and fundamental theory of SMC, which will be helpful to some readers who have little or no knowledge on SMC, and then we will give an overview of recent development of SMC methodologies.

1.1.1 Fundamental Theory of SMC

We first formulate the SMC problem as follows. For a general nonlinear system of the form

(1.1)

where x(t) ∈ Rn is the system state vector, u(t) ∈ is the control input. We need to design a sliding surface

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