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"The world and all that is in it expresses reality. Every therapy session, each moment in your life, is a koan to be solved, an opportunity to learn about your deeper being. How you respond is your choice. You always have the option to respond with your most enlightened nature." --from Zen Meditation in Psychotherapy A thoughtful and pragmatic guide for integrating Zen meditation into traditional psychotherapy Grounded in both neuroscientific and clinical evidence that supports the use of Zen meditation to improve clients' mental health, this inspiring "how-to" guide encourages creative use of its techniques to suit your personal therapeutic style as well as your clients' needs. Zen Meditation in Psychotherapy provides you with methods that can be seamlessly integrated into ongoing treatments for a broad range of psychological problems, as well as with ways to enhance your own life, both professionally and personally. It covers: * General protocol for integrating meditation into treatments at every phase * Applying meditation for problems such as depression, anger, addiction, and weight management * Meditative ways to reduce anxiety, stress, and burnout * Meditative training to enhance therapeutic sensitivities Filled with vivid case examples and writings from traditional texts, modern interpretations, meditation research, and illustrative legends, Zen Meditation in Psychotherapy encourages a therapeutic process in which clients move their attention from outside concerns to inner mindfulness. With a range of techniques that embrace the diversity and uniqueness of clients, this book offers methods and tools for seeing feelings and problems directly and objectively, which can lead to a profound shift in perspective.
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Seitenzahl: 406
Veröffentlichungsjahr: 2011
Contents
Cover
Title Page
Copyright
Dedication
Introduction
ABOUT THIS BOOK
Part I: Research and Efficacy
Chapter 1: The Psychology of Meditation and Its Efficacy for Clinical Practice
THE PSYCHOLOGY OF MEDITATION
EFFICACY RESEARCH
CONCLUSION
Chapter 2: Neuroscience Findings: How Meditation Can Change the Brain
MEDITATION'S EFFECTS ON THE BRAIN
EARLY SCIENTIFIC STUDIES
MODERN NEUROSCIENCE RESEARCH
CONCLUSION
Part II: What Is Zen?
Chapter 3: Zen Traditions
ROOTS IN YOGA
CHINESE DAOIST ROOTS
ZEN BEGINNINGS IN BUDDHISM
THE EVOLUTION OF ZEN: FROM FIRST TRANSMISSION TO MODERN DAY
CONCLUSIONS
Chapter 4: Zen Philosophy
MENTAL FLEXIBILITY
MEDITATION
TRUE NATURE
EMPTINESS
ENLIGHTENMENT
CONCLUSION
Chapter 5: Zen Practices
PREPARING FOR MEDITATION
FOCUSED MEDITATION
MINDFULNESS
CONCLUSION
Part III: Overcoming Clients’ Suffering
Chapter 6: The Way of Zen Therapy: Following the Path for Treatment
BEYOND DIAGNOSIS
EARLY PHASE: GIVING THE CLIENT TOOLS
DEVELOPING MINDFUL AWARENESS
WORKING THROUGH: ENTERING THE VOID
CONCLUSION
Chapter 7: Regulating Affect for Anger and Depression
MODERATING ANGER
THEORIES OF EMOTION AND AFFECT
ALTERING THE EMOTIONAL NETWORK
REGULATING AFFECT
CONCLUSION
Chapter 8: Dissolving Anxiety and Trauma
NEUROBIOLOGY OF FEAR AND STRESS
CALMING
WORKING WITH ANXIETY
TRAUMA
CONCLUSION
Chapter 9: Taming Impulse for Addiction and Weight Management
THE GATES OF HEAVEN AND THE GATES OF HELL
IMPULSE AND URGE IN DECISION MAKING
DEVELOPING INTEROCEPTION AWARENESS
MODERATING IMPULSE IN ADDICTION
WORKING WITH THE URGE TO EAT IN WEIGHT MANAGEMENT
CONCLUSION
Chapter 10: Fostering Loving Relationships
IF YOU LOVE, LOVE OPENLY
THE NEUROBIOLOGY OF SOCIAL INTERACTIONS
MEDITATION FOR RELATIONSHIPS
CONCLUSION
Part IV: Facilitating Therapists
Chapter 11: Relieving Stress and Burnout
ABOUT STRESS AND BURNOUT
STARTING THE PROCESS: RETURNING TO BEGINNER MIND
LETTING GO OF STRESS WHEN YOU CAN
FINDING CALM IN THE STORM FOR HANDLING STRESS AND BURNOUT
CONCLUSION
Chapter 12: Developing Acumen
HONING YOUR THERAPEUTIC TOOLS
REGULATING EMOTIONS
MAKING AWARENESS A HABIT WITH THE MINDFUL GLANCE
ENHANCING YOUR RELATIONAL SKILLS
CONCLUSION
Conclusion: Living Life as an Art
THE KOAN OF LIFE
Appendix: A Quick Tour Through the Brain
COMPONENTS OF THE NERVOUS SYSTEM
HOW THE BRAIN AREAS WORK TOGETHER
References
Index
This book is printed on acid-free paper.
Copyright © 2012 by Annellen M. Simpkins and C. Alexander Simpkins. All rights reserved.
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Library of Congress Cataloging-in-Publication Data:
Simpkins, C. Alexander. Zen meditation in psychotherapy : techniques for clinical practice / C. Alexander Simpkins and Annellen Simpkins. p. ; cm. Includes bibliographical references and indexes. ISBNs 978-0-470-94826-2; 978-1-118-15934-7; 978-1-118-15933-0; 978-1-118-15932-3; 978-1-118-15568-4 I. Simpkins, Annellen M. II. Title. [DNLM: 1. Buddhism–psychology. 2. Meditation–psychology. 3. Mental Disorders–psychology. 4. Mental Disorders–therapy. 5. Psychotherapy–methods. 6. Religion and Psychology. WM 425.5.R3] LC classification not assigned 616.89′14–dc23 2011029118
We dedicate this book to all the unknown people who deserve a dedication and never receive one. We really appreciate you and all you do in the world.
Introduction
Although the sun and moon are shining brightly, the floating clouds cover them. Although the cluster of orchids flourish, the autumn wind wilts them. … No matter how much evil arises, if we steadfastly practice meditation over many long years, the floating clouds will disappear, and the autumn wind will stop.
—(Dogen, in Masunaga, 1971, p. 66)
Like the sun and moon shining brightly, each of us has the potential to be healthy. But problematic behaviors, thoughts, and feelings get in the way of expressing this positive potential. Psychological disorders are real and devastating, obscuring potential so completely that it seems like the autumn wind will never end. We have many helpful forms of therapy to deal with the problem level of disturbance by addressing troubling thoughts, behaviors, and feelings. These methods help people solve their problems, change faulty attitudes, and resolve emotional conflicts. Therapy has been shown to be effective (Frank & Frank, 1991), getting people out of problems to feel better and stop engaging in destructive behaviors.
So, why do we need meditation? Recent research has shown that meditation can sharpen awareness, regulate emotions, and promote deep relaxation and calm. We need it because the entire course of therapy unfolds more easily as clients gain invaluable skills. Resistance is bypassed through bottom-up processing that activates the natural instincts for healing. The stress reaction is quieted while maintaining alert attention to help meet needs more fully. Impulses are moderated as people become aware and in touch. And with the freedom gained from meditation's clear perception, moods, fears, addictions, and anxieties lose their suffocating grip. The mind, brain, and body function optimally, paving the way for recovery.
But beyond just resolving problems, meditation brings wisdom. People wake up to living in the present moment. They find satisfaction in whatever they do. Life becomes an art that can be lived fully. Enlightenment is wisdom's fulfillment.
ABOUT THIS BOOK
Zen Meditation in Psychotherapy teaches meditation and shows how to work with it as a therapeutic tool. With the awareness meditation fosters, people can do what they need and express themselves as they truly are, beyond psychological disturbance and problems, fully and uniquely.
We address both helpers and sufferers. Therapists will find definite methods to follow for a broad range of psychological disturbances. They will also find ways to enhance their own life, to feel and do their best, unified with life's tasks, both professionally and personally. These methods can be seamlessly integrated into the treatments they already do. Those who are suffering from psychological problems will find clear practices that they can follow to overcome difficulties. And with sound science behind the meditations included here, everyone can have confidence that these meditations will facilitate the brain-mind-body system at many levels.
This book is organized into four parts with 12 chapters and an appendix. Part I is devoted to research on meditation. Chapter gives the latest research findings about meditation, its efficacy, and its psychological effects. Chapter provides the neuroscience findings about how meditation changes the brain. Part II reveals the development of the meditation tradition in Chapter , key themes in Chapter , and fundamental practices that can help you and your clients in Chapter . Each chapter in Part III deals with common psychological problems. Chapter offers a general protocol for integrating meditation into treatments at every phase. Chapter , Regulating Affect, gives the latest models of emotion with the brain science behind them, and shows why meditation is helpful and then how to apply it for problems such as depression and anger. Chapter deals with anxiety and trauma. Chapter addresses impulse problems, including addiction and weight management. Chapter shows how to help clients foster healthy relationships. Part IV is for the care and enhancement of therapists.
Chapter presents meditative ways to reduce stress and burnout. Chapter gives meditative training to enhance therapeutic sensitivities. The conclusion is a culmination, so that you and your clients can discover clear, awake awareness in every moment. We also include an appendix that covers brain basics, to help those who are unfamiliar with the brain to better understand how meditation influences the nervous system as well as thoughts, emotions, and behavior.
Many of the chapters provide protocols to follow with specific exercises to do. We speak directly to those doing the exercises so that therapists have scripts to follow and clients can use these methods themselves. We encourage you to creatively individualize any of these methods, however, to suit your personal therapeutic style and the unique situation and needs of your clients. Please use these methods as guidelines, but always trust your own sensitivities and instincts.
We have also included traditional stories throughout the book. Zen was often taught through teaching stories with the idea that unconscious insight can be tapped more readily when communicating indirectly through stories. Allow yourself to notice any associations you have. And we hope you enjoy having new learning, as many Zen students have over the centuries.
May you find in meditation a helpful tool to enhance your own life and add new dimensions for your work with clients!
I
Research and Efficacy
We are living in exciting times, when science shines illumination on enlightenment!
—(C. Alexander Simpkins & Annellen M. Simpkins)
People have been talking for millennia about the profound effects of meditation on the mind, body, and spirit. But it is only in recent years that the West has been listening. We are now applying our most advanced scientific methods to explore meditation and, as a result, our understanding of this seemingly ineffable practice is coming into focus. Today we see a flood of high-quality studies that reveal what meditation does and how helpful it is for therapy. We now have a better sense of some of the psychological mechanisms and the impact on the nervous system. We bring you the latest research findings about meditation, its efficacy, and its psychological effects in Chapter 1. Chapter 2 provides the neuroscience findings about how meditation changes the nervous system.
With Zen's long tradition of meditation practice and science's recent research supporting its use, you can be confident in adding the meditation methods provided in this book for a powerful set of tools to help yourself and your clients develop to the fullest potential!
1
The Psychology of Meditation and Its Efficacy for Clinical Practice
We are living in exciting times, when science shines illumination on enlightenment!
–(C. Alexander Simpkins & Annellen M. Simpkins)
Zen offers a way to overcome psychological disturbance and become healthy and happy, to live well. The method is based on concentrating the mind in particular ways. Zen teaches these methods through the practice of meditation. Contrary to our Western perspectives that are based in doing something with a goal in mind, this practice centers on a special way of doing things that is goal-less, referred to as emptiness. This story about one of Buddha's disciples, Subhuti, introduces the concept.
One day Subhuti was meditating under a flowering tree, experiencing a calm and quiet consciousness, empty of thought, present in the moment. A gentle breeze shook the tree and its flowers began to fall down all around him.
The breeze seemed to be saying, “We are praising you for your clear statement about emptiness.”
“But I haven't said a word,” answered Subhuti.
“You have not said anything about emptiness and we have not heard anything about emptiness. This is true emptiness.”
The blossoms showered down on Subhuti as he smiled (Figure 1.1).
Figure 1.1 Cherry Blossom Nature
Source: Photographed by C. Alexander Simpkins, Jr., Washington, DC, Spring 2011
This book opens you to the practice of emptiness. As Western healers, we are not content to simply experience a helpful method to use with our clients. We also need to place it under the watchful eye of science to ensure that the experience does indeed help people in measurable ways. And yet, how can you measure emptiness and the wordless experience of meditation that brings it about? Obviously there is something happening, because people have been discussing it for millennia. And intuitively, we feel the importance of such experiencing since some of our greatest insights have come in a flash.
Now, a large body of research has revealed repeatedly that the wordless, empty experience found in meditation has healing effects. Meditation can truly move people, opening possibilities for new potentials to emerge, and these changes can be measured. This is enormously important for psychotherapy, because now we have a whole new set of tools to add to our practice, tools that can truly help clients to benefit fully from the therapeutic treatments we provide.
Jennifer was a hospice nurse who used meditation as a pivotal part of her therapeutic treatment. She was tall, heavy-set, and large-boned, with curly brown hair softly framing her round face. Her gentle blue eyes and soothing voice emanated warmth. She was a caring and compassionate person who believed in helping others, which was why she had chosen to be a hospice nurse.
Jennifer had been overweight all her life, and now she carried at least 60 extra pounds. Her family doctor had recently warned her to get serious about losing weight. As a nurse, she was well aware of the health benefits of weight loss, but had never been able to do anything about it. Following her doctor's warning, she tried again to lose some weight on her own, but couldn't make any progress. Frustrated, she decided to seek therapy. She had heard about the benefits of meditation, and so she came to us for treatment. A meditational approach seemed an appropriate choice since it would use her compassionate nature to help others to help herself.
As she began therapy, she revealed a number of weights she carried besides pounds. Working at the hospice, she had to face death on a daily basis. She told us that she grew close to her patients, and then they died. She could literally see death creep up on them. Watching people she cared about waste away deeply disturbed her. Grief weighed her down. Then, when a patient finally died, she found it difficult to stop thinking about that person.
Therapy involved her practice of several forms of meditation. First, she learned how to use her attention meditatively by practicing focus meditations. She was surprised to learn that she could direct her attention at will. As she gained skills with her attentional focus, she said, “Wow! I never knew you could do that!”
We also taught her mindfulness meditations: to follow her experience moment by moment and nonjudgmentally, which she was encouraged to practice between sessions as well. Her mindfulness practice set a process in motion. And it helped to moderate the strong emotions of sadness that she experienced. Research shows that meditation helps to balance affect, lower reactivity to negative emotions, and foster better self-regulation as later sections of this chapter describe. But still, she was not losing weight.
Next, she learned Zen meditation, to simply be empty of all thought. When a thought or feeling arose, we told her to notice it, think about it if needed, and then let it go as soon as possible. This was helpful to her in learning another important lesson from meditation: how to let go and allow nature to take its course. As she practiced this form of meditation, focusing on nothing and letting go of any thoughts that might intrude, she found that thoughts and feelings of death kept interrupting her meditation.
The thoughts seemed to be about her hospice patients. But then, one night she had a frightening dream. She saw her parents dying at the hospice, shriveled up, and deformed, like frightening monsters. She felt intense grief and horror. She told us that she was surprised about these feelings, because she thought she had gotten over their death long ago. Her parents had both died from cancer in Eastern Europe when she was a little girl. Following their death, she had been sent to the United States to be raised by an aunt, and lived here ever since.
Mindfulness had revealed that she had deep emotion about their death. She recognized feelings of anger that arose, since both had contracted cancer from carcinogens they had been exposed to from living in a polluted industrial city in Eastern Europe. Meditation allowed her to recognize that these feelings were still unresolved. And every time she lost a patient at the hospice, she was living the horror, all over again.
Using the sensitivities and objectivity she was gaining from meditation, she began to recognize a distinction between her love for her parents, her sadness from losing them, and her anger about why they died. Even though these feelings felt strong and real, they were just her reactions. She could sense how the painful emotions of anger and sadness that seem so intractable were not her love for her parents, but were her reactions to their death. And through meditation, she was learning that she could do something about her reactions.
In a certain sense, these painful emotions were no more than passing fantasies, fleeting moments. And yet, even though they were impermanent, for that moment when they did exist, they were real, solid, and enduring enough to require that she find some personal resolution of them. Jennifer took a hard look at the nature of life itself, with its inevitable death. She had to recognize that her parents had been victims of their country's mistakes, and that she could do nothing to change that now. She learned to accept her grief as a natural response, and in its acceptance, she found the feelings comforting and even helpful.
She discovered ways to celebrate the lives of those who passed, including her parents. She started a garden in her backyard, since her mother had loved gardening, as a way of honoring her mother's memory. We discussed how gardening could be done as a Zen art. She experienced her time spent gardening mindfully. She particularly enjoyed being able to nurture growth. She observed the natural opening and closing of flowers, the living and dying of plants as they passed through the seasons of their lifespan, perennials with their inevitable return, and annuals with their birth-death cycle. She found comfort in nature's order of eternal recurrence. Increasingly, the garden became a hub for her heart, not just the kitchen. As she stood in the midst of the flowers and plants, she experienced empty moments of joy and peace. As Jennifer's tensions eased, the pounds began to shed. She found that now she felt differently about life and death. And with that change, she fully embraced and enjoyed her life.
Insights are sometimes outside the range of conscious thought. Reaching for them rationally, we miss them. Meditation stimulates irrational, unconscious processes. You initiate the process by your meditation practice. As it begins to unfold, the formless takes form. You can bring a profound transformation on a deep existential level. Once felt, change happens. Then, all our useful therapeutic methods become easier to implement. Attitudes shift in healthier directions, behaviors become more optimal, and people find deeper happiness than they have ever known.
THE PSYCHOLOGY OF MEDITATION
What are the psychological factors involved in meditation? Researchers have investigated the effects of meditation on attention and emotions, two key psychological factors so crucial for psychotherapy. You may want to refer back to the sections that follow after you have read Part II, where you can learn more about meditation and try doing it. We encourage you to keep referring back to your own experience, because this is where verification of many of these psychological principles is found.
Meditation as Special Qualities of Attention
Researchers (K. W. Brown & Gordon, 2009) have pointed out that meditation can be characterized as the turning of sustained attention toward an object. The quality of this attention is sometimes referred to as bare attention, meaning that it is not intertwined with abstract thoughts about the past or future or engaged in judgments and assessments about the quality of the attention. Researchers have also called this kind of attention meta-attention (Kornfeld, 1993) because, in a sense, it is attention to attention. In fact, mindfulness instructions direct practitioners to keep bringing awareness back to the present moment, and reflect on attention while attending, thus giving it a meta quality.
The focal point for attention can be narrow, as when attention is directed to breathing or to body sensations. It can also be broad, sometimes referred to as open monitoring, as in mindfulness, where attention is maintained on whatever is occurring in the present moment. Mindful attention is free to move to whatever emerges, and this skill, allowing attention to move flexibly, is a hallmark of mental health. When people are suffering from problems, attention often becomes stuck in redundant patterns of thought and emotion, out of step with what is actually happening, and thus unable to respond to the potential for something new that might be needed to solve the problem.
In both of these forms, attention is directed to something. But Zen includes another kind of meditation, also found in Daoism and Transcendental Meditation, a kind of attention that is directed to nothing—the empty moment without thought. This meditation is practiced by first noticing any objects that appear in the stream of consciousness, and then, letting them go. Usually, we are accustomed to thinking about something. Our consciousness is filled with thoughts, feelings, and sensations, along with our secondary interpretations and concepts about them. But the ability to focus on nothing can also be developed with time and practice if practiced correctly. We have had many clients tell us how surprised and pleased they were that they were able to learn these skills and sustain quiet moments without thought.
All three forms of meditation have healing benefits, as this chapter shows. Chapter 2 on neuroscience describes how these different ways of directing attention correlate with different patterns of brain activation. Each of these methods gives you a unique ability to work with your own consciousness, an invaluable skill for bringing therapeutic change.
Psychology of Emotions and How Meditation Affects Them
One of our mentors, psychotherapy researcher Jerome D. Frank (1909–2005), said that psychotherapy takes place in the realm of meanings. We would add that psychotherapy also takes place in the realm of emotions and the meanings we give to them. In general, emotions can be thought to involve an elaborate signaling system, tuned both to the external world and to our internal experience. The evolutionary theory of emotions is that they are important for our survival. We have automatic reactions to situations that are threatening to us, which bring automatic responses of fear, sadness, anger, or disgust that move us to action for self-preservation (Williams, 2010). This evolutionary theory gives us a helpful partial picture, but it does not explain the human capacity for symbolic processing that allows us to assess the level of threat and reinterpret the situation more realistically.
Labeling Emotions
Researchers have proposed that affect labeling could be a key component in many mental disorders, and that therapy helps by intervening with this process. One study showed that mindfulness meditation affected the key areas of the brain that are involved with affect labeling, concluding that this may be how meditation, which radically alters the process of labeling, is helpful (Creswell, Way, Eisenberger, & Lieberman, 2007).
Interpreting and Accepting Emotions
For decades, psychology has been exploring the interaction between the interpretive process and the instinctual response, and much of modern cognitive therapies are based upon the important effects of attuning our instinctual emotions realistically to the world.
In recent years, a three-step process for dealing with emotions in psychotherapy has added mindfulness as a meaningful step. When people first feel an emotion, they experience arousal accompanied with certain body sensations. Therapy helps them to first become aware of these sensations and body experiences. Next, they identify, label, and appraise their emotions. Cognitive therapies help people take an objective look at what they are feeling and how they are conceptualizing and appraising their emotions. Finally, mindfulness offers a way to accept emotions without judgment. Awareness, along with acceptance of what is experienced just as it is, has been developed in acceptance and commitment therapy (ACT), (Hayes et al., 1999, 2004; Hayes & Feldman, 2004) and dialectical behavior therapy (DBT) (Linehan & Dimeff, 2001) to add an important mindfulness dimension that makes cognitive-behavioral treatments more effective and lasting. Making the practice of meditation an integral part of the therapeutic process builds skills needed to regulate emotions well.
Regulating Emotions
Emotional problems develop when people ignore or misinterpret the arousal, or if they do not find a way to come to terms with the emotions and their interpretations. Modern theories have conceived of such problems as involving the regulation of emotions. The process is often referred to as affect regulation to represent a brain-mind-body system of interaction of arousal and its successful management (see Chapter 7).
People regulate their emotions differently. For example, some people dissociate from their emotions by narrowing their perceptual field. Others have trouble noticing or even knowing what they feel. And of course, many people will avoid their feelings, especially when they are uncomfortable (Braboszcz, Habnusseau, & Delorme, 2010). The intensity varies as well, which means that some people experience emotions strongly and others only weakly. People take on certain attitudes and fears about their emotions, such as being afraid the emotion will never end, fearing that they will lose control, dreading the judgment of others, and worrying that the body sensations they feel could be a disease. These emotional styles often become expressed in the different psychological disorders we treat in therapy. In fact, most mental disorders have a component of these styles and attitudes toward emotions.
Meditation can help people develop a realistic and aware emotional adjustment that paves the way for healthy functioning. The methods offer helpful ways to intervene with all of these emotion disorder styles even when strong emotions emerge. The methods are not interpretive—in fact, forming judgments is something the meditator learns to set aside. Rather, experiencing is to be noticed, with awareness but without assessment. Secondary thoughts about the experience are also to be suspended. So, the usual conceptualizing that we typically do is put on hold. What people find is that through this acutely aware but nonjudgmental and nonconceptual experiencing, strong emotions are quieted, troubling feelings are frequently soothed, and balance is found.
The empty focus form of meditation helps people let go of stress and suffering, and in this way, emotional reactions ease of themselves. Much of the suffering that we have is self-induced, or at least, certainly adding intensity to an already difficult situation. Learning to be in the empty, open moment, new options and solutions emerge, leading to therapeutic change.
Researchers have found that meditation does indeed help people to better regulate their emotions (Lutz, Brefczynski-Lewis, Johnstone, & Davidson, 2008). We discuss these and other findings in Chapter 2, with their interesting effects on the brain.
EFFICACY RESEARCH
Zen meditation brings enhancement of attention, better affect regulation, increased empathy, and compassion, along with overall feelings of calm. These skills are essential for being an effective therapist. A great deal of research has been done and is ongoing to test whether meditation added to treatment gives better outcomes. We offer a brief overview of some of these studies.
General Effectiveness
Countless studies have shown that Zen offers effective treatment methods for a variety of psychological and psychiatric problems. For example, research has shown that mindfulness improves immune response and reaction to stress, while also giving a general feeling of well-being (Davidson et al., 2003). Another researcher investigated mindful learning (Langer, 1989) and found that mindful awareness improves learning ability. The capacity to learn is helpful in psychotherapy, during which we often encourage our clients to be open to learning something new.
Enhancing Therapeutic Effectiveness
Researchers have investigated whether therapists who practice Zen meditation may be more effective with their clients. In one study, psychotherapists in training were assigned to one of two groups: those who practiced mindfulness meditation, and those who did not. The meditating therapists in training received better evaluations for their work, and their clients had more symptom reduction. The study provides evidence that teaching meditation to therapists can lead to measurable improvement in their work (Grepmair, Mitterlehner, Loew, Bachler, Rother, & Nickel, 2007). These findings make sense, since good psychotherapists need to be more open to their clients. It helps when we can be nonjudgmental of bad habits and negative emotions. Like the lotus flower that blooms in a muddy pond, we find the early buds for potential change lying hidden in murky waters of psychological disturbance. Therapists are always trying to be aware, to notice even the smallest details that may help them better understand their clients. Zen meditation teaches these skills, and the skills can be learned and do improve with practice (see Chapter 2 for research).
Depression and Bipolar Disorder
Researchers have done extensive research on how negative thinking affects mood. But another line of research turns that around and looks at how mood affects thinking. Teasdale (1983, 1988) induced a sad mood in subjects by playing sad music or reading a sad story. Those who had a history of depression were more deeply influenced than those without any depression in their background. Other researchers found that those suffering from major depression had reduced capacity to sustain positive emotions. This was reflected in reduced activation of the fronto-striatal brain pathways (Heller et al., 2009). This pathway connects the frontal lobe to the basal ganglia (motor areas) and receives inputs from neurotransmitters such as dopamine and serotonin, both involved in regulating moods.
Meditation has been shown to help the overreactivity to negative emotions found with depression and bipolar disorder. One theory about how meditation does so is based on the ability to become detached. Kabat-Zinn, one of the early researcher-clinicians to create therapeutic mindfulness programs, believes that meditation helps people put some distance between themselves and their sad thoughts and feelings (Kabat-Zinn, 2003). A recent study uncovered a possible mechanism of this process: the reduction of self-focus. Depressed individuals have an increase in self-focus. They tend to ruminate about themselves and their problems, and yet research shows that they are less capable of reappraising negative emotions than controls (Johnstone, van Reekum, Urry, Kalin, & Davidson, 2007; Ressler & Mayberg, 2007). This is reflected in more left-hemisphere activation in the language areas and lowered activation in somatosensory areas such as the parietal lobe, insula, and anterior cingulate, involved in the appraisal of emotion.
Mindfulness subjects expressed feeling sadness, but their brains responded differently. Attending to the present moment in mindfulness meditation showed distinct neural activity that changed how people responded to sad stimuli. Meditators had less activation of the left-hemisphere reappraisal areas of self-focus and a shift toward brain areas that correlate with sensory integration. Thus, the researchers concluded that meditators’ brains were less involved in self-focus and more engaged in a somatosensory experience (Farb et al., 2010). Meditation may offer depressed individuals an alternative to simply trying to reinterpret their situations in a more realistic or positive way. They can use other parts of their brain instead that involve sensory awareness to shift the neural balance and start feeling better. Meditation brings feelings of well-being, which may help with recovery.
When combined with cognitive behavior therapy (CBT), meditation not only reduced depression, but it also prevented relapse. Researchers found that when mindfulness meditation was combined with cognitive therapy, patients who had suffered from three or more episodes of major depression reduced the risk of relapse from 66% to 37% (J. D. Teasdale et al., 2000). This study was replicated again several years later (Ma & Teasdale, 2004) and performed by other research groups (Michalak, Heidenreich, Meibert, & Schulte, 2008; J. D. Teasdale et al., 2000).
Clearly the research has shown that meditation is helpful for depression, stress, and anxiety. Bipolar disorder also includes periods of depression, stress, and anxiety, and so meditation in conjunction with CBT is becoming increasingly used for bipolar disorder. According to Harvard Medical International findings, mindfulness improves a number of factors involved in bipolar disorder, including decreasing medical symptoms of pain and high blood pressure, reducing anxiety and stress, improving sleep, enhancing the immune system's functioning, fostering self-awareness, increasing the ability to tolerate disturbing thoughts, and fostering feelings of well-being (Harvard Medical International, 2004).
Impulse Control and Substance Abuse
Substance abuse disorders (SUD) are on the increase. We are always looking for treatments that clients can take with them and use when the craving strikes. Meditation offers helpful tools that can be used on the spot when most needed. The use of all the forms of meditation used in Zen, focus, mindfulness, and emptiness meditation, have been studied and found to help people overcome substance abuse.
Stress is one of the by-products of substance abuse, and meditation training has been shown to help people reduce their stress, thereby making it easier to give up the harmful substance and handle withdrawal better. One study compared mindfulness training to empirically validated CBT for helping alcohol and cocaine abusers lower their stress and maintain their sobriety. The study found no differences between the groups, suggesting that meditation can be an effective treatment that helps recovering abusers keep their stress levels low (Brewer et al., 2009).
Mindfulness-based stress reduction programs have been used to help with addiction. One exemplary project (Bowen et al., 2006) taught Vipassana meditation, a form of mindfulness training, to subjects who were in jail. Upon their release, they had a significant reduction in their use of marijuana, crack cocaine, or alcohol as compared with those who had the typical treatments. They also had a decrease in psychiatric symptoms and an increase in an internal locus of control around the substance. They felt increased optimism as well.
Focused meditation has also been shown to help with substance abuse. In an impressively large study of more than 1,800 subjects, early researchers in meditation, Herbert Benson and Robert Wallace, showed that a form of focused meditation, transcendental meditation, was measurably helpful for overcoming substance abuse (Benson & Wallace, 1972).
Cravings are one of the difficult challenges that addicts need to overcome. Another factor involved in addiction is impulsivity. Focused meditation on breathing was shown to bring stronger activity in the prefrontal cortex and particularly in the attention areas of the anterior cingulate cortex and parts of the prefrontal cortex, which are involved in impulse control (Hotzel, 2007). These findings suggest that part of how meditation helps is that it enhances the ability to control impulses even when people are feeling strong cravings.
The different forms of meditation described in this book have been tested for relapse prevention. As therapists know, relapse is a difficult problem, and statistics show that around 40 to 60% of those treated for drug addiction will relapse (McLellan, Lewis, O’Brien, & Kleber, 2000). In fact, many abusers will relapse numerous times before quitting, or may even never quit. Witkiewitz, Marlatt, and Walker (2005) found support for mindfulness meditation as a treatment for preventing relapses for alcohol and substance abuse.
Anxiety, Fears, and PTSD
The effectiveness of treating anxiety with meditation has been known for several decades (Kabat-Zinn et al., 1992). In more recent years, meditation has been tested with many different types of anxiety. As we know, one way to establish efficacy is to compare a new treatment with a proven method. A meditation-based stress management program was compared to an anxiety disorder education program as an adjunct to pharmacotherapy. The meditation group showed significant improvement in scores on all anxiety scales over the education group. These researchers concluded that meditation could be effective in relieving anxiety symptoms in patients with an anxiety disorder (Lee et al., 2007).
Mindfulness practice appears to be a promising alternative technique for social anxiety when individuals are too shy to seek help or as an adjunct to psychotherapy (Arana, 2006). Research on worry, one of the components of anxiety, indicated that detached mindfulness training helped to decrease worry-proneness (Sugiura, 2004).
A 20-week meditation-relaxation treatment program for elderly women suffering from anxiety and depression resulted in a measurable decrease in anxiety symptoms (DeBerry, 1982). Focus on breathing has been applied as a public intervention to alleviate posttraumatic stress disorder (PTSD) in survivors of mass disasters (R. P. Brown & Gerbarg, 2005).
Many studies have been done to determine why meditation is so helpful for anxiety. Anxiety and fear engage a wide range of neural circuits involving the hippocampus, amygdala, and the stress pathway (see the appendix for the details of the stress pathway). Researchers (Goleman & Goleman, 2001) suggest that meditation is effective because it helps to moderate the amygdala's emotional responses. The amygdala responds quickly with an emotion, whereas the prefrontal cortex takes slightly longer, acting as a thoughtful mediator of emotions. Since many studies have linked meditation to increased activity in the prefrontal cortex (see Chapter 2), skilled meditators may be able to intervene with the amygdala's split-second emotional response by providing a more constructive, realistic response.
Zen meditation teaches thinking without thinking, a paradoxical and yet helpful activity. One researcher found that the regular practice of Zen meditation helps reduce distracting thoughts. The study compared 12 people who had been meditating for 3 years with 12 novice meditators. All subjects were measured by functional magnetic resonance imaging (fMRI) while meditating. The scans showed that the Zen meditators had different brain activity, particularly in what the researcher called a default network that activates when people have bursts of thoughts and mind wandering. The study concluded that regular practice of Zen meditation can reduce distracting thoughts and could be helpful with anxiety disorders, PTSD, and attention deficit/hyperactivity disorder (ADHD) (Pagnoni, Cekic, & Guo, 2008).
One interesting study analyzed the changes in electroencephalogram (EEG) using Zen meditation in association with trait anxiety assessed by Spielberger's State-Trait Anxiety Inventory. Research on meditation has consistently showed the dual effect (described in Chapter 2) of increased attention with increased relaxation. All 22 subjects showed the dual effect of meditation. Their EEG results also indicated the following correlation: Subjects with lower trait anxiety more readily induced meditation with a predominance of internalized attention, while subjects who had higher trait anxiety more readily induced meditation with a predominance of relaxation (Murata et al., 2004).
The effects of meditation on anxiety improve with time. Beginners who meditated for one month or less, short-term meditators who practiced from one month to two years, and long-term meditators who practiced for more than two years were compared. As the length of time meditating increased, attentional absorption increased while trait anxiety decreased (Davidson, Goleman, & Schwartz, 1976). Thus, the longer one engages in the practice, the larger the effect on anxiety.
But even brief meditation sometimes has an effect. One large study with 387 undergraduate students found that a single 20-minute session did result in reduced state anxiety after exposure to a transitory stressor (Rausch, Gramling, & Auerbach, 2006). Another study used a mindfulness-based stress reduction program over eight weeks. They found reduction in anxiety and related symptoms (Tory, 2004). So, even introducing a short course of meditation into your treatment of anxiety can be helpful.
Relationships
Recent research has revealed that meditation increases empathy and benevolence, and therefore, meditation should be helpful for relationship therapy when these qualities are so vital for success. As we would expect, researchers have found that feelings of empathy are associated with meaningful relationships (Kerem, Fishman, & Josselson, 2001). But the link works both ways: When we feel compassion for others, we also feel better emotionally. The neurobiological studies of attachment show that having loving relationships is fundamental for our emotional health (Johnson, 2008). In a study using fMRI, researchers measured how experienced and novice meditators would respond to sounds that typically provoke an empathic response, such as the sounds of a laughing baby and a woman calling out in distress. The subjects also heard neutral sounds of background noise at a restaurant. Both groups showed greater brain activation during meditation than when not meditating in the areas that have been linked to empathy in the insula and cingulate cortices of the limbic region. During meditation, the activation in the insula was higher in experts when negative sounds were presented than when positive sounds were presented. These subjects also reported a deepening of their meditation when they heard the negative sounds. This study also made comparisons between meditation and states of rest between experts and novices. Their findings suggest that expert meditators were more capable of detecting emotional sounds than novices and that activation is higher while meditating than not (Lutz et al., 2008).
A study of a mindfulness-based meditation technique for couples therapy enhancement found that meditation favorably affected couples’ satisfaction in their relationship, autonomy, relatedness, closeness, acceptance of each other, and relationship distress. Following treatment, the couples felt more optimism, spirituality, relaxation, and less psychological distress. They maintained the benefits after a 3-month follow-up (J. W. Carson, Carson, Gil, & Baucom, 2004). Another researcher performed a focus meditation for couples to “help heal and bring a greater depth, dimension and growth to a committed relationship.” He found that both partners felt a closer and deeper bond following treatment (Shannahoff-Khalsa, 2006, p. 294).
CONCLUSION
As we learn more about the psychology and efficacy of meditation through scientific investigation, we can refine our use of meditation for treatments. Research is helping to clarify that meditation works with attention, sensations, and affect to bring about targeted changes in thinking, emotions, and behavior, as well as facilitating a more generalized sense of well-being. New evidence is emerging every year, and so we can look forward to deepening our understandings over time.
2
Neuroscience Findings: How Meditation Can Change the Brain
Anatomy is destiny, but it does not seal our fate So let us meet contingency hopefully As we step through destiny's gate
(C. Alexander Simpkins & Annellen M. Simpkins)
Freud (1856–1939) proclaimed long ago that anatomy determines our destiny (Gay, 1989). And although the physiological structures of the body do determine much of who we are, neuroscience is finding that there is more malleability in the structure and functions of the nervous system than was previously thought. The brain is dynamic, with changes going on all the time. Whether we are awake or asleep, a balance of activation and deactivation is occurring in our brain. The location and patterns of this activity change as we move through the day, depending on what we are doing, thinking, and feeling, and as we sleep through the night, with different levels of brain activity. Zen meditation allows us to observe and deeply experience each moment in this ever-changing flow of activity. In meditation, we can attune to our anatomy to influence our destiny for the better.
Neuroscience has developed different ways to measure this activity. Electroencephalograms (EEG) and magnetoencephalograms (MEG) record patterns of electrical activity and can tell us how different electrical patterns correlate with the types of consciousness as they occur in time. Neuroimaging technologies such as functional magnetic resonance imaging (fMRI), positron emission tomography (PET), single-photon emission computed tomography (SPECT), and computed tomography (CT) measure other alterations in the brain, such as blood flow, glucose, oxygen metabolism, or receptor density of neurotransmitters in certain brain regions. These changes are correlated with different mental activities. Although these measurements are not as accurate in time as the EEG, they are far more precise in spatial location in the brain, telling us where the activity is occurring. By combining time-sensitive with location-sensitive measurements, we can begin to piece together typical brain patterns that correspond to experiencing. Advanced statistical techniques help to translate these patterns into pictures of the brain that we can view and analyze.
Clinicians are always looking for ways to understand how people think, feel, and behave so as to better help their clients. Neuroscience has added new information in these pictures of typical brain activity that correlates with different kinds of human activity. We use the word correlate deliberately. Keep in mind as you read the results from research that the findings are correlations, not causes. We still do not know exactly how mental experiences relate to brain activity. The precise nature of the mind-brain relationship is still being explored and has spawned many fascinating theories. In one of our recent books, the Dao of Neuroscience, we explored the different mind-brain theories and proposed a synthesis: Mind and brain form an interconnected unity, intimately interrelated together into a system (Simpkins & Simpkins, 2010a). The system can be activated by brain activity that affects experience or from experience to alter brain activity. Practitioners who understand these interactions and the patterns that typically correlate with certain experiences can use interventions that foster healthy brain patterns and thereby facilitate better functioning.
MEDITATION'S EFFECTS ON THE BRAIN
Meditation traditions have claimed that its practice relieves suffering and bring feelings of well-being. Many studies have revealed that meditation practice correlates with healthy brain patterns. Findings show that meditation correlates with brain patterns found during calm, relaxation, healthy affect regulation, focused attention, and alertness—all helpful qualities for psychotherapy.
Neuroscientists have been investigating the brain activity that occurs during Zen meditation and mindfulness practices, and have found distinctive and measurable effects. They have discovered specific and general ways that the regular practice of these methods changes the brain and mind, with real and lasting alterations in brain structures and mental functions. These changes can be extremely helpful for therapy, providing a more favorable brain-mind balance that is known to reduce stress and help in overcoming psychological problems. This new information encourages us to use treatments such as meditation to foster brain patterns that correlate with better functioning or improved problem-solving ability as an additional means to facilitating change in our clients.
