Analyzing Social Policy E-Book

Mary Katherine O'Connor

• Herausgeber: John Wiley & Sons
• Kategorie: Geisteswissenschaft
• Sprache: Englisch

Seitenzahl: 572

Veröffentlichungsjahr: 2011

Beschreibung

From formulation to implementation, an approach to the analysis of social policy through the lens of research Analyzing Social Policy prepares professionals and students to make better informed decisions related to identifying and understanding the intricacies and potential impact of social policymaking and enactment on their organization as well as their individual responsibilities, goals, and objectives. Authors Mary Katherine O'Connor and F. Ellen Netting thoroughly examine various approaches to the analysis of social policies and how these approaches provide the knowledge, multiple perspectives, and other resources to understand and grasp the nuances of social policy in all its complexity. Comprehensive and based on research, Analyzing Social Policy explores: * An overview of the practice of social policy analysis * The role of research in guiding policy analysis * The idea of policy analyses as research * Themes, assumptions, and major theories that undergird rational models of policy analysis * Nonrational themes, assumptions, and major theories informing nontraditional interpretive and critical approaches to policy analysis * Strategies for applying selected models and approaches when engaging in policy analysis as research Providing practitioners and students with a set of tools that can be used to enhance an understanding of what constitutes policy as well as acceptable standards for critical analysis of policy, this resource enables policy advocates--regardless of their level--to be political, strategic, and critical in their work.

Leseprobe

Contents

Cover

Title Page

Copyright

Dedication

Foreword

My Experience

Challenges and Capacities

Conclusion

Preface

Underlying Assumptions

Acknowledgments

Chapter 1: An Overview of Social Policy Analysis

Necessary Groundwork

Identifying Definitions and Forms of Policy

Recognizing Levels and Scope of Social Policies

Conceptualizing Policy Analysis

Conclusion

Chapter 2: Thinking of Policy Analysis as Research

The Role of Research in Guiding Policy Analysis

What Constitutes Research?

Focusing the Policy Analysis

An Expansive View of Policy Analysis Research

Conclusion

Case Study

Chapter 3: Rational Policy Analysis

Reason and Rationality

Rational Assumptions of the Positivist/Postpositivist Paradigm

Rational Models of Policy Analysis

How to Assess the Degree to Which an Analysis Approach Is Rational

Conclusion

Chapter 4: Applications of Rational Policy Analysis

Using the Chambers and Wedel Policy/Program Analytical Framework

Using Jansson's Six-Step Policy Analysis Framework

Using Huttman's Policy Analysis Model

Using Holcomb and Nightingale's Implementation Analysis Model

Using Segal and Bruzuzy's Questions for Social Welfare Policy Analysis

Discussion

Concluding Remarks about Rational Policy Analysis

Chapter 5: Nonrational Policy Analysis

Reason and Nonrationality

Nonrational Assumptions of the Interpretivist/Constructivist Paradigm

Nonrational Approaches to Policy Analysis

Goals

Problems

Solutions

Agenda Setting

How to Assess the Degree to Which an Analysis Approach Is Nonrational

Conclusion

Chapter 6: Applications in Nonrational Policy Analysis

Using Stone's Policy Paradox Approach

Using Kingdon's Policy Primeval Soup or Garbage Can Approach

Using Prigmore and Atherton's Policy Analysis Approach

Using Guba's Policy-in-Action Approach

Using an Impact-Analysis Approach

Discussion

Conclusion

Chapter 7: Critical Policy Analysis

Reason in Radicality

Assumptions of the Critical Paradigm

Critical Approaches to Policy Analysis

How to Assess the Degree to Which an Analysis Approach Is Critical

Conclusion

Chapter 8: Applications in Critical Policy Analysis

Using Marx's Historical or Dialectical Method

Analyzing Cultural Responsiveness in Policy Formulation at the Organizational Level

Using Lejano's Normative Policy Analysis

Using Moser's Approach to Gender Policy Implementation

Using Schiele's Afrocentric Framework of Policy Analysis

Discussion

Conclusion

Epilogue

University Service Learning Policy with Big Brothers Big Sisters of America

References

About the Authors

Author Index

Subject Index

This book is printed on acid-free paper.

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Library of Congress Cataloging-in-Publication Data

O'Connor, Mary Katherine.

Analyzing social policy : multiple perspectives for critically understanding and evaluating policy / Mary Katherine O'Connor and F. Ellen Netting.

p. cm.

Includes index.

Summary: “This unique volume outlines the different frameworks of policy analysis and explains how readers can use research and critical thinking skills to understand the different models from their formation and development to implementation. Approaching the topic from an analytical and research-based perspective, the authors help readers make better, informed choices for successfully dealing with the complexities of social policy. Social workers, public administrators, nonprofit managers and upper level students of these fields will find the tools necessary for understanding how social policies are analyzed, conceived, and ultimately applied.”– Provided by publisher.

ISBN 978-0-470-45203-5 (pbk); ISBN 978-1-118-04419-3 (ebk); ISBN 978-1-118-04418-6 (ebk); ISBN 978-1-118-04417-9 (ebk)

1. Social policy. I. Netting, F. Ellen. II. Title.

HN17.5.O26 2010

320.6–dc22

2010019083

This text is dedicated to Donald E. Chambers and

Peter M. Kettner, who were our early collaborators.

They gave us roots so we could use our wings.

Foreword

I know what you're thinking; you're wondering if someone like you who believes they don't have any policy research skills can begin to do policy research. You're probably wondering what policy even has to do with practice and why it's so important. Okay, so maybe those thoughts ran through my brain when confronted with the task of policy research and how pertinent it is to have a better understanding of the relationship between policy and practice. Through my journey in a child and family policy course, I came to realize that policy is absolutely related to practice and the two have a symbiotic relationship. Furthermore, I also discovered that not only can investigating policy be considered research, but that I was able to do the research. I, a self-labeled practitioner who cringed any time the word “policy” was mentioned, actually realized the importance of doing policy research and ended up enjoying it.

My Experience

My experience began in a course that focused on the examination of local, state, and national policies related to children, adolescents, and families. As a clinical practitioner, I thought learning more about policies related to children and families would be both pertinent and beneficial to my education. Policy was something I viewed as a mundane phenomenon that was only remotely related to practice with families and children. My perspective on policy was mostly apathetic, yet I felt acquiring more knowledge about policies could help in my practice with children and families in need.

At the beginning of the child and family policy course, the class was presented with the challenge of using a policy research framework to explore a policy. We were to form groups and then pick a topic and a policy we felt needed further exploration. At the end, a final presentation and paper would be completed for the course instructor as well as for two individuals from the Commonwealth of Virginia's Department of Social Services. Well, this initially seemed like an extremely daunting task. I didn't feel as though I knew enough about policy, let alone policy research and the policies that accompany that research, to accomplish this task with which I was presented. And then to present this to people who directly affect policy for the Commonwealth? I was more than intimidated and felt completely ill-equipped to handle the assignment. Little did I know that I had more potential and capability than I originally supposed.

After choosing an area my group wished to explore, we decided the best way to analyze and explore the policy was by using an interpretive policy research approach (don't worry, you'll learn more about this shortly). This perspective allowed us some freedom in deciding how to approach the process of analyzing the policy we chose in order to better understand the mechanisms and structures related to the policy. The process I encountered was one of consensus building so that all members within my group were on the “same page” as to how the policy was being analyzed. It was through the process of consensus building that I realized I was actually doing policy research. I, along with my group, guided by a particular policy analytic framework, was exploring the relevant issues associated with the topic we chose and the policy related to it—how the policy was initiated, how it was implemented, how it was disseminated, and how it affected children and families in the Commonwealth. I was doing policy research, and I understood what I was doing. And maybe even more importantly, I understood why we were using the approach we were to analyze the policy we chose.

All of my apprehension, my reluctant thoughts, and my feelings of intimidation were gone, because I knew I was able to do policy analysis and I was able to understand why I was doing it. The tools were all there, both internal and external, which provided what I needed in order to examine and research policies. Now I know you are wondering what happened at the presentation. I can honestly say the outcome was very rewarding. The presentation regarding the policy analysis we conducted was well received by the individuals from the Commonwealth's Department of Social Services, which will hopefully lead to changes in policy for oppressed children and families.

Challenges and Capacities

While I now truly appreciate policy analysis as research, I can't say that I didn't encounter struggles throughout my process. One of the first hardships I had to deal with was simply believing that I was capable of conducting policy research. Analyzing policies was a novel concept for me. I was someone who studied children and families in order to better serve individuals with whom I worked. What I previously failed to recognize until taking the course was that policies directly impact the day-to-day existence of children and family. Not to consider policies, or at least have a sincere appreciation for them, is, on some level, to be negligent of those systemic structures that impact so many lives. I realized—while working in a group—that the policy analysis we were engaged in was not overwhelming but was something practical and pertinent. The unfamiliar and intimidating became familiar and thrilling once I accepted that I was more than capable of participating in the process.

Another challenge I encountered was allowing myself to go “outside the box.” What I mean by that is allowing myself to think about and examine a policy from a different philosophical stance. In this book you will be presented with several ways in which people think about things. It will be suggested that there are numerous policy research approaches that correspond to those ways of thinking. Various policy analysis approaches are applicable, depending on how one wishes to examine a policy. At first this can appear to be baffling, but in all honesty it's nothing more than considering research from a variety of viewpoints and choosing the policy analysis approach that is best for answering the question you have. I realized that choosing what I might be most comfortable with may not necessarily be the best for me to use. And while that was challenging for me, I realized it wasn't my comfort that was important, but researching the policy in the best possible way. Eventually, I became comfortable with considering something from a different point of view, which I believe helped to increase my capacity for researching policies.

What you are about to learn is probably going to be as new for you as it was for me. The most challenging aspect of the process I encountered was letting go and allowing myself to learn something new. It sounds rather easy when you think about it, but for someone like me who is used to working with people and not policies, letting go and allowing myself to make mistakes and learn from them was essential. The process in which you are about to embark may at times be challenging, but you will learn skills that will help you think critically and process and examine and analyze in a variety of pertinent ways. I learned to appreciate the relevance of policy research while taking that course, and that appreciation continues to this day.

Conclusion

Hopefully, you, too, will allow yourself to experience something new by letting go of what “is” and considering what “could be.” For me it was necessary to let go in order to consider that policy goes hand in hand with practice. I had to walk out of my comfort zone to get to the point where it was okay to simply try. It was a challenge, but it has been extremely beneficial to my learning. Policy analysis is research, and just like any type of research, doing more of it leads to proficiency. I'm on my way and still need practice, but that hasn't changed my perception of how useful policy research can be. It was through recognizing the connection between policy research and practice that I realized the potential for change that can lead to increased social justice. Ultimately, in my opinion, effective policy analysis should always have social justice as one of its goals. So now it's time to start your journey, one that will bring challenges, learning, and, hopefully, change, if you let it. And remember, if I can do this, you can do it as well. You just have to put some trust in letting go.

Nathan Perkins, MSW

Richmond, Virginia

Preface

This is a book that neither of us expected to write. For the many years of our collaboration, we have focused on the organization and community context of practice. We were quite content to work through our ideas of multiple ways of knowing and doing at the organization and the community levels, until we realized the conflict between where we had come related to multiple ways of planning and practicing and what we were teaching in our policy classes. It became clear to us that if Gibson Burrell (1997) is right about his description of pandemonium in organizing and organizations, those dealing with the policies that impact practices within them will soon need much more sophisticated conceptualizations to explore policy. Thus, this book was written to help policy advocates at whatever level to be political, strategic, and critical in their work.

This text is based on years of teaching social policy courses in which we have introduced students to multiple policy analysis frameworks. Typically, students warm to certain frameworks more than others and have even been heard to say “this is my favorite policy analysis model.” This statement exemplifies the reason we are writing this book. First of all, a model by definition is prescriptive and reductionist, yet there are other approaches that are expansive and emergent. Thus, having a “favorite” model or approach can be limiting if the questions one needs to ask require different approaches. Our intent, then, is to introduce critical thinking into how one approaches policy analysis by envisioning policy analysis as a form of research designed for understanding social policy from formulation to implementation in our complex postmodern global society.

In this envisioning, policy analysis frameworks (models or approaches) are tools from which to carefully select, depending on what one wants to know. In the chapters that follow, policy analysis is compared to doing research; there are multiple units of analysis, and the selection of an appropriate tool requires that the purpose of the analysis must fit with the intended use of the selected instrument. Policy frameworks characteristically address policy process, content, and performance. Some tools are multifunctional, and others are specific to one unit of analysis. In addition, policy frameworks are based on different worldviews, with embedded assumptions, often having deep philosophical roots that are positivist/rational, interpretive/nonrational, or critical. We hope to provide sufficient information and explanation to quell the cacophony that occurs when most students are challenged to engage in deeper analysis than simply a description of a complicated social policy, no matter what the level.

In the pages that follow, we use multiparadigmatic perspectives informed by the work of Egon Guba (1990) and Burrell and Morgan (1979). Their work takes our attention to multiple perspectives in understanding, analysis, and evaluation and applies that to the policy process. It is intended to extend the domain of the study of social policy by explicating the dimensions of traditional, interpretive, and radical approaches to policy analysis. The focus is the interrogation of frameworks for policy analysis drawn from social work, political science, sociology, public administration, and the philosophy of science.

To extend the idea of multiple perspectives in policy practice and analysis, the three major sections of the text outline different types of policy analyses built on different assumptions about what constitutes policy reality and how one can understand it and use the results in other aspects of policy practice. Our position is that the choice of an analytic framework in policy is analogous to the choice of a particular statistic in quantitative research. From this standpoint, not only are there embedded assumptions in every policy analysis framework, but each framework will produce different findings. This constitutes a multilayered approach to an exploration of social policy.

Our investigation of the literature suggests that with most analytic frameworks, neither the underlying assumptions nor the analytic focus are made explicit. Consequently, a conscious choice, based on those elements, is not possible without further interrogation of the framework. Having a “favorite” model may not provide needed policy analysis results, because no single approach can fit all situations. What we have found are criticisms, sometimes from quite different perspectives, lodged against most theories, models, or frameworks used in policy work. The literature is quite confusing to those new to policy analysis.

We think that the tendency to choose a favorite model has indicated a desire to reduce complexity. We fear that this tendency toward reductionism is occurring just at a time when social issues and concerns are most complex. We believe that by approaching policy analysis as research we can help the reader make better informed choices for dealing with social policy complexity more successfully. In this book, we offer methods to systematically question the underlying assumptions and values of policy analysis in general and specific approaches to analysis in particular.

Since many other texts have spoken to the policy-making process and the political and analytic skills necessary to effect policy change, this text focuses on providing readers with a set of tools that can be used to enhance their understanding of what constitutes policy and acceptable standards for critical analysis of policy. In this case, Guba's (1984) policy-in-intent, policy-in-implementation, and policy-in-experience are used to help to make policy relevant to the day-to-day activities of practitioners active in various disciplines in the human services. In addition, Gilbert and Terrell's (2010) perspective of policy types—process, product, and performance—will aid readers in understanding the importance of the focus of analysis. Finally, to give a full picture of how policy is formulated, developed, and implemented, the currently influential multiple paradigmatic and ideological perspectives are interrogated. Readers should receive a complex yet holistic picture, along with tools for understanding how policies are conceived and analyzed in response to a recognized social problem.

Underlying Assumptions

A number of assumptions have guided us in terms of what we have included (and not included) in our book, and we want to be transparent about what they are. First, there are many excellent sources that describe and provide historical perspectives on social welfare policies and trends with which the reader may be familiar (e.g., Blau, 2007; Dolgoff & Feldstein, 2009; Karger & Stoesz, 2009; Popple & Leighninger, 2008). In this book, we refer to specific policies as examples without attempting to describe their historical development or content in detail, because that information is available elsewhere. Second, there are many skill sets needed by policy practitioners. For example, Jansson (2008) suggests that policy practitioners need four types of skills: analytical, political, interactional, and value-clarifying (p. 86). We agree that all are critically important, especially for human services professionals. Here, our focus is on the analytical skills that are needed to understand policy at any stage of development, recognizing that without those skills the practitioner has little hope of figuring out the most appropriate political, interactional, or value-clarifying approaches to take. In other words, without analytical skills the practitioner is unable to advise others or to take action. This does not mean that analysis is a “step” or that it stops when one arrives at the middle of a policy process. Analysis is ongoing, and when continuing analysis reveals new insights, policy practitioners may need to alter what they are doing or to advocate for changes in policies.

In Chapter 1, we provide an overview of social policy analysis and define the terms needed to move the reader through the remainder of the book. We begin with a case example of how policy and practice are interconnected when a clinician faces the possibility of involuntarily committing her client for mental health inpatient treatment. We then focus on different forms of policy and multiple policy levels (local, state, national, and international), recognizing that these levels may be public or private and that lines across sectors are often blurred. We examine ways in which policy analysis can be conceptualized, including conceptual frameworks and theories of policy process, as well as the differences between policy models and approaches. We do this in order to make sense of the primary ways used to analyze policy, thus preparing for our position regarding policy analysis as research, the subject of Chapter 2.

In Chapter 2, we begin by briefly looking at the traditional role of research in guiding policy analysis and the limitations of focusing only on this role. The dimensions of research are defined in order to illustrate how a well-designed policy analysis contains the same dimensions. Approaching policy analysis as research expands the analyst's capacity for using existing tools to focus the analysis on formulation, product, implementation, or performance relevant to understanding policy; these foci are elaborated in this chapter. Chapter 2 also introduces a conceptual framework that informs the remainder of the book. In subsequent chapters, we locate policy analysis tools within this framework to make it clear that these tools share the same philosophical and methodological perspectives as other research-based means of knowledge building. We continue to use the involuntary commitment example presented in Chapter 1 to illustrate basic concepts introduced in this chapter.

At the end of Chapter 2 is a case example called “Service, Engagement, and Volunteerism: What's the Policy All About?” This case becomes an exemplar that is used throughout the remaining chapters and allows the reader to dig deeply into a real-world social policy—the Edward M. Kennedy Serve America Act enacted on April 21, 2009. The reader will follow Madeline, a director of volunteer programs, as she raises questions that require different approaches to policy analysis. We have developed this case knowing that it may not exactly reflect the practice arena or client population of interest to the reader, but knowing that in almost any human service context volunteers represent a vital resource that is influenced by policy at many levels.

Chapter 3 is the first of two chapters in which we explore the themes, assumptions, and major theories that undergird rational models of policy analysis. Note that we are using the word “model” when it is paired with “rational,” because these approaches are prescriptive, fitting the definition of “model” as a predetermined approach. We begin with the themes of rational thought and linear reasoning by providing a short history of logical positivism and logical empiricism, the basis of positivism and postpositivism. Demonstrating how certain purposes of policy analysis lend themselves to rational approaches, we detail what should be contained in a well-constructed rational policy analysis. Examples of rational policy analysis aimed at differing units of analysis built on a brief overview of theories that inform rational approaches illustrate how these exemplars are both rational and compatible with the type of rigor expected in positivist or postpositivist systematic knowledge building. We close this chapter by presenting ways to determine whether a policy analysis approach is, indeed, rational, along with a thorough discussion of what is gained and what is lost in applying this type of model.

Chapter 4 is paired with Chapter 3, in that we use models previously introduced in Chapter 3 to demonstrate how to select and apply models of policy analysis when the policy research or analysis goal is one of sustaining and strengthening existing social and policy structures. We use the case to illustrate major points, as well as to demonstrate that how one looks at the case will differ as various sets of assumptions are used. How rational approaches can be applied in a systematic manner is the primary focus of this chapter. Starting with identifying the purpose of the policy analysis also determines the paradigmatic perspective for the research aspect of the process, Chapter 4 takes the reader through a decision-making process that results in the determination of an appropriate rational approach for use in analysis. Based on this chapter, the reader should be able to identify or construct a policy research question that fits within the positivist/postpositivist perspective. Anchored in the identification of the purpose of the research, you will be able to identify rational policy-analysis strategies and defend the use of those strategies to answer the policy research question. Through determining the form, level (and scope), and focus of the social policy, you should be able to select and defend the selection of a particular rational approach to policy analysis along with some general ideas about what information might be necessary to apply each of the models discussed. The chapter ends with what rational approaches can and cannot offer when undertaking policy analysis.

Chapter 5 takes a different perspective, exploring nonrational themes, assumptions, and major theories that inform nonrational approaches and nontraditional strategies for understanding policy. The research aspect of nontraditional approaches to policy analysis also begins with determination of the reason for or the goals of the analysis. In this chapter, we continue the discussion of the history of the development of science, with a focus on the basis of the criticism of positivism and postpositivism and the limits of rational thought and linear reasoning. We demonstrate how certain purposes of policy analysis lend themselves to particular analytical approaches—this time to nonrational analysis. We detail what is contained in a well-constructed nonrational approach to policy analysis and continue with various examples of nonrational approaches aimed at differing units of analysis. These exemplars are compatible with more interpretive goals of developing policy through diverse participation based on recognition and management of power and politics. We close this chapter with ways to determine whether an approach is nonrational, followed by a discussion of what is gained and what is given up in applying this alternative. We then turn to Chapter 6 in which we demonstrate how to apply selected nonrational approaches to policy analysis.

The focus of Chapter 6 is on the “doing” of nonrational policy analysis as a type of research. Starting with identifying the purpose of the policy analysis, which also determines the paradigmatic perspective for the research aspect of the process, this chapter takes the reader through a critical thinking process that results in the determination of an appropriate nonrational approach. Based on this chapter, you should be able to identify or construct a policy research question that fits within the interpretive/constructivist perspective. Anchored in the identification of the purpose of the analysis, you will be able to identify nonrational policy analysis strategies and defend the use of those strategies to answer the policy research question. By determining the form, level (and scope), and focus of the social policy, you should be able to select and defend the selection of a particular nonrational approach to policy analysis. This chapter shows the reader how to engage in various types of nonrational policy analysis through the application of several nonrational approaches. The chapter ends with a discussion of what nonrational approaches can and cannot offer when undertaking policy analysis, and what is gained and what is given up when one engages in interpretive/constructivist policy analysis research.

The focus in Chapter 7 is on the critical paradigm, based on a worldview that is one of mass oppression that can be changed only through transformational class-level conflict aimed at rearranging or restructuring the social order. This paradigm also includes a worldview of individual oppression and limitation wherein the social goal is one of individual liberation in service of individual potentiality. This postmodern view is generally seen to be more radical than the other two paradigms previously introduced. In this chapter the reader is exposed to radical views that can be either progressive or conservative in attempting to replace the current social order with an alternative order more congruent with a particular ideology. Regardless of its location on a political ideology spectrum, a more radical approach to policy is introduced in this chapter, anchored in the assumption that policy analysis leads to policy change intended to be transformative, producing structural change with implications at the collective or individual levels. This chapter and Chapter 8 set forth the implications of an ideologically driven analysis process that uses both rational and nonrational approaches to policy analysis.

In Chapter 8, the focus is on the “doing” of critical policy analysis as a type of research. As with the other application chapters, we start with identifying the purpose of the policy analysis, which also determines the critical paradigmatic perspective for the research aspect of the process. In this case justice, power, and conflict play a part in the application of the approaches. This chapter takes you through another analytic process that results in the determination of an appropriate critical approach. Given the real and imagined risks involved in pushing policy analysis to a critical, revolutionary point, the discussion focuses on the systematic aspects of considering this research as well as the implications of critical research as a consciousness-raising intervention. In this chapter, you will learn how to engage in various types of critical policy analysis through the application of several critical approaches. More importantly, you will develop the type of critical judgment necessary to determine when and where the risks related to this more radical positioning might outweigh the opportunities that this sort of systematic consciousness raising might produce.

The text concludes with an epilogue containing some integrating messages from us as well as a challenge to the reader to independently engage in an integrated policy analysis project contained therein.

In summary, a first section, composed of two introductory chapters, gives definitions of what constitutes policies and provides details about approaching the analysis of policy as research. Three sections of two chapters each focus on (1) positivist policy analysis frameworks, (2) interpretive policy analysis frameworks, and (3) critical policy analysis frameworks. Each section details the approaches that can be used to guide each type of policy analysis in a chapter that focuses on understanding the policy's primary intent and the assumptions that underlie the three perspectives. The frameworks used in these chapters are drawn from multiple fields; they remain current in that they pose questions that are not time limited. In each section, a conceptual chapter is immediately succeeded by a chapter on the use of policy analysis frameworks from that perspective, followed by discussion questions to aid in understanding and knowledge acquisition. The text concludes with an epilogue consisting of integrating remarks in which the reader is challenged to apply a policy analysis approach from each of the frameworks outlined to one policy in order to get a sense of what is possible with comparative analysis using the three frameworks.

It is our hope that this book will provide insight into why we see policy analysis as research and that you will feel challenged and empowered as you read. We believe that if policy analysis tools can be seen as helpful devices for asking questions about various aspects of policies, readers will then have an assortment of powerful tools and possibilities for change at their fingertips.

Mary Katherine O'Connor

F. Ellen Netting

Acknowledgments

As with all of our writing about large systems practice, we are grateful to our students and community colleagues who have wrestled with us about the ideas contained in this text. If the ideas are relevant and useful it is because of our students’ and colleagues’ deep thinking and commitment to helping us make our work better. We are particularly indebted to three doctoral students who worked with us. Jason Sawyers, our graduate research assistant on this project, located numerous references and tracked down copyright permissions. Linda Love contributed case material on involuntary commitment in the introductory chapters. And Nathan Perkins provided a foreword to student readers. Thanks to Dr. M. Lori Thomas for helping us conceptualize and fashion the figures that guide this approach to policy as research. We are thankful to our former MSW student Amy Ernest, who was interested enough to be an early reader of the manuscript. We are also particularly indebted to our policy students with whom we tried these approaches, and especially to Jessica Jagger, who was courageous enough to use this material in shaping her dissertation research. We would like to express our thanks to our acting Dean, collaborator, and friend, Dr. Ann Nichols-Casebolt, who identified a very useful resource for us in the form of the Lejano text, and to Dr. Beverly McPhail, who pointed us in an appropriate radical direction through her insightful work.

Thank you to reviewers Ira Colby, Robert Hawkins, Richard Hoefer, and Elizabeth “Liz” Segal, who helped to make the text both clearer and better targeted. Their insights and suggestions were intellectually stimulating and extremely helpful. We are also grateful to the editorial staff at John Wiley & Sons, Inc., especially to Rachel Livsey, our editor, who has continued to be responsive and helpful to us in every aspect of this project. We are particularly grateful to the late Lisa Gebo, who inspired us to develop this book as part of a series of macro textbooks, all of which pushed the critical thinking envelope. May she rest in peace.

We wish to acknowledge and thank the Journal of Social Work Education, its editorial board, and in particular its former editor, Colleen Galambos, for their recognition of the manuscript upon which this book is built as the best conceptual article of 2009. That recognition let us know that we were on to something and gave us affirmation at a time when we were scrambling to finalize the book manuscript.

Finally, we acknowledge all the scholars whose models and approaches serve as the foundation of this book. Without their work, this could not have been written.

Chapter 1

An Overview of Social Policy Analysis

In this chapter, we provide background information and define terms needed for the reader to move through and understand the content of this book. We begin with what we think is necessary groundwork to the understanding of our approach, followed by a case example of how policy and practice are interconnected. We then examine what constitutes a policy, especially what are called social policies. We will look at different forms of policy and then at multiple policy levels (i.e., local, state, national, and international), recognizing that these levels may be public or private and that the lines across sectors are often blurred. We will examine ways in which policy analysis may be conceptualized, including conceptual frameworks and theories of policy process, as well as the differences between policy models and approaches. We do this in order to make sense of the primary ways used to analyze policy, thereby preparing for our position regarding policy analysis as research, the conceptualization of which is laid out in Chapter 2.

Our focus is on social policy analysis, not public (government) policy analysis in its most general form. There are hundreds of books on public policy analysis in general (e.g., Gupta, 2001; Heineman, Bluhm, Peterson, & Kearny, 2002; Lejano, 2006; Patton & Sawicki, 1993; Sabatier, 2007) to which the reader can be referred. Popple and Leighninger (2008) discuss just how broad the term policy analysis can be, referring to writers who have described policy analysis as a“babel of tongues” or a “slippery slope”; one could learn how to do it but could never fully define it. They adapt a definition by the Canadian political scientist Leslie Pal that is inclusive of a range of approaches: “policy analysis is the disciplined application of intellect to the study of collective responses to public [in our case social welfare] problems” (Popple and Leighninger, p. 43).